AWM Investment Company, Inc. Activity Q4 2014-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
AEHR	Sell	Aehr Test Systems	$54,743,253	+3.1%	1,197,883	-6.9%	8.08%	+12.2%
	Buy	VIQ Solutions @1.39 1/21/23-7/warrants	$31,036,683	-9.2%	38,171,626	+34.3%	4.58%	-1.3%
ADMA	Sell	ADMA Biologics, Inc.	$21,479,542	-3.3%	5,999,872	-0.3%	3.17%	+5.2%
PI	Buy	Impinj, Inc.	$20,109,503	-32.8%	365,428	+9.5%	2.97%	-26.9%
ARGX	Sell	argenx SE - ADR (Netherlands)	$14,748,900	-15.9%	30,000	-33.3%	2.18%	-8.5%
AMSC	Sell	American Superconductor Corp	$13,999,520	+0.4%	1,854,241	-16.8%	2.07%	+9.1%
KIDS	Sell	OrthoPediatrics Corporation	$12,072,832	-33.5%	377,276	-8.8%	1.78%	-27.6%
VICR	Buy	Vicor Corporation	$12,070,094	+68.8%	204,960	+54.8%	1.78%	+83.6%
GNSS	Buy	Genasys, Inc.	$11,556,583	+2.2%	5,749,544	+32.2%	1.71%	+11.1%
PFSW	Buy	Pfsweb, Inc.	$11,496,310	+66.8%	1,545,203	+1.3%	1.70%	+81.5%
CDMO	Buy	Avid Bioservices, Inc.	$9,439,301	-31.3%	999,926	+1.7%	1.39%	-25.2%
CEVA	Buy	CEVA, Inc.	$8,867,861	-22.4%	457,342	+2.2%	1.31%	-15.6%
VMD	Buy	Viemed Healthcare, Inc. (US)	$8,055,272	-24.9%	1,199,225	+9.4%	1.19%	-18.3%
OFIX	Buy	Orthofix Medical Inc.	$7,696,234	+26.3%	598,463	+77.4%	1.14%	+37.4%
SQNS	Sell	Sequans Communications S.A. AD	$7,332,742	+12.3%	2,591,075	-11.5%	1.08%	+22.1%
PFIE	Buy	Profire Energy, Inc.	$7,217,314	+161.9%	2,596,156	+15.9%	1.06%	+184.8%
RDCM	Buy	RADCOM, Ltd. (Israel)	$6,551,643	+0.3%	753,929	+9.2%	0.97%	+9.1%
PWFL	Buy	PowerFleet, Inc.	$6,158,138	-27.4%	2,974,946	+5.2%	0.91%	-21.0%
OPRX	Buy	OptimizeRx Corporation	$6,088,402	-4.3%	782,571	+75.8%	0.90%	+4.2%
CTRN	Buy	Citi Trends, Inc.	$5,905,365	+30.1%	265,768	+3.4%	0.87%	+41.6%
	Sell	Backblaze, Inc.	$5,870,535	+23.2%	1,067,370	-3.0%	0.87%	+34.1%
REPH	Buy	Societal CDMO, Inc.	$4,814,822	-56.8%	10,266,144	+1.4%	0.71%	-53.0%
TALK	Buy	Talkspace, Inc.	$4,461,062	+198.2%	2,287,724	+94.2%	0.66%	+224.1%
	Buy	Gen Restaurant Group, Inc.	$4,415,040	-13.4%	379,299	+26.4%	0.65%	-5.8%
BEEM	Buy	Beam Global	$4,371,639	-0.6%	592,363	+39.4%	0.64%	+8.0%
	Buy	Reservoir Media, Inc.	$4,280,138	+16.6%	701,662	+15.0%	0.63%	+26.9%
SNCR	Buy	Synchronoss Technologies, Inc.	$4,227,447	+28.2%	4,403,591	+24.1%	0.62%	+39.6%
UCTT	Buy	Ultra Clean Holdings, Inc.	$3,923,798	-14.4%	132,248	+11.0%	0.58%	-6.9%
AVNW	Buy	Aviat Networks, Inc.	$3,857,537	+130.3%	123,639	+146.4%	0.57%	+150.7%
MASS	New	908 Devices, Inc.	$3,739,630	–	561,506	–	0.55%	–
	Buy	ElectroCore, Inc.	$3,340,709	+175.8%	550,364	+122.7%	0.49%	+200.6%
	Buy	Tela Bio, Inc.	$3,266,768	-14.0%	408,346	+8.9%	0.48%	-6.4%
GAIA	Buy	Gaia, Inc.	$2,986,193	+74.8%	1,097,865	+48.4%	0.44%	+90.1%
	Buy	The Real Good Food Company,Inc	$2,939,133	+20.6%	877,353	+25.0%	0.43%	+31.1%
GRWG	Buy	GrowGeneration Corp.	$2,484,021	+265.3%	850,692	+325.3%	0.37%	+298.9%
	New	Bitcoin Depot,Inc.	$2,464,315	–	937,002	–	0.36%	–
	Buy	Outbrain, Inc.	$2,451,733	+65.5%	503,436	+67.2%	0.36%	+80.1%
OCX	Sell	OncoCyte Corporation	$2,359,245	-27.7%	719,282	-94.9%	0.35%	-21.4%
TCMD	Sell	Tactile Systems Technology,Inc	$2,037,250	-77.4%	145,000	-59.9%	0.30%	-75.4%
IMVT	New	Immunovant, Inc.	$1,919,500	–	50,000	–	0.28%	–
	New	Lilium N.V. (Germany)	$1,609,365	–	2,256,225	–	0.24%	–
UGRO	Buy	urban-gro, Inc.	$1,548,851	+94.7%	1,138,861	+69.0%	0.23%	+112.0%
NMTC	Buy	NeuroOne Medical Technologies	$1,380,120	+109.1%	1,550,000	+181.8%	0.20%	+126.7%
	Sell	Twin Vee PowerCats Co.	$1,333,630	-33.7%	939,176	-1.0%	0.20%	-27.8%
ASPS	New	Altisource Portfolio Solutions	$1,120,392	–	280,800	–	0.16%	–
AQMS	New	Aqua Metals, Inc.	$1,017,000	–	900,000	–	0.15%	–
	Sell	Applied DNA Sciences, Inc.	$994,830	-4.8%	808,805	-0.1%	0.15%	+3.5%
JOB	Sell	Gee Group, Inc.	$946,777	-19.1%	1,600,096	-30.0%	0.14%	-11.9%
APEI	Buy	American Public Education, Inc	$843,463	+19.1%	169,370	+13.4%	0.12%	+29.2%
XTNT	New	Xtant Medical Holdings, Inc.	$515,548	–	468,680	–	0.08%	–
GOSS	New	Gossamer Bio, Inc.	$510,530	–	613,028	–	0.08%	–
CRNX	New	Crinetics Pharmaceuticals, Inc	$446,100	–	15,000	–	0.07%	–
	Sell	Mobilicom Limited (Australia)	$424,653	-34.9%	326,656	-23.4%	0.06%	-29.2%
SPRO	Sell	Spero Therapeutics, Inc.	$403,414	-27.4%	333,400	-13.0%	0.06%	-20.0%
PRPL	Sell	Purple Innovation, Inc.	$393,300	-73.1%	230,000	-56.2%	0.06%	-70.7%
SGLB	Sell	Sigma Additive Solutions, Inc.	$61,197	-74.9%	19,999	-97.1%	0.01%	-72.7%
	Sell	Medicenna Therapeutics, Corp.@warrants	$39,900	-93.3%	1,330,000	-42.9%	0.01%	-92.6%
INVO	Sell	INVO Bioscience, Inc.	$25,286	-80.1%	32,000	-94.9%	0.00%	-76.5%
GOEDWS	Exit	Polished.com, Inc. 5/26/22-6/2warrants	$0	–	-1,223,700	–	-0.01%	–
XFOR	Exit	X4 Pharmaceuticals, Inc.	$0	–	-100,000	–	-0.03%	–
	Exit	DoubleDown Interactive Co Ltd	$0	–	-26,427	–	-0.03%	–
ATOM	Exit	Atomera Incorporated	$0	–	-55,000	–	-0.06%	–
DZSI	Exit	DZS, Inc.	$0	–	-130,158	–	-0.07%	–
ETON	Exit	Eton Pharmaceuticals, Inc.	$0	–	-158,676	–	-0.08%	–
QUOT	Exit	Quotient Technology, Inc.	$0	–	-150,000	–	-0.08%	–
BLFS	Exit	BioLife Solutions, Inc.	$0	–	-50,000	–	-0.15%	–
	Exit	MediWound Ltd.	$0	–	-142,857	–	-0.20%	–
LEGH	Exit	Legacy Housing Corp.	$0	–	-81,846	–	-0.26%	–
NDLS	Exit	Noodles & Co.	$0	–	-900,444	–	-0.41%	–
FRG	Exit	Franchise Group, Inc.	$0	–	-117,595	–	-0.46%	–
ONEW	Exit	OneWater Marine, Inc. - CL A	$0	–	-175,000	–	-0.86%	–

Q2 2023

			Value		Shares		↓ Weighting
AEHR	New	Aehr Test Systems	$53,073,405	–	1,286,628	–	7.20%	–
DXLG	New	Destination XL Group, Inc.	$46,056,555	–	9,399,297	–	6.25%	–
	New	VIQ Solutions @1.39 1/21/23-7/warrants	$34,191,309	–	28,415,026	–	4.64%	–
PI	New	Impinj, Inc.	$29,931,625	–	333,872	–	4.06%	–
	New	Arbe Robotics, Ltd.(Israel)	$22,291,076	–	7,713,175	–	3.02%	–
ADMA	New	ADMA Biologics, Inc.	$22,204,841	–	6,017,572	–	3.01%	–
OOMA	New	Ooma, Inc.	$21,106,922	–	1,409,948	–	2.86%	–
INFU	New	Infusystem Holdings, Inc.	$19,260,000	–	2,000,000	–	2.61%	–
MRAM	New	Everspin Technology, Inc.	$18,477,480	–	2,006,241	–	2.51%	–
KOPN	New	Kopin Corporation	$18,375,504	–	8,546,746	–	2.49%	–
KIDS	New	OrthoPediatrics Corporation	$18,142,060	–	413,730	–	2.46%	–
ARGX	New	argenx SE - ADR (Netherlands)	$17,537,850	–	45,000	–	2.38%	–
LMAT	New	LeMaitre Vascular, Inc.	$15,474,400	–	230,000	–	2.10%	–
	New	Leonardo DRS, Inc.	$14,844,566	–	856,088	–	2.01%	–
RGEN	New	Repligen Corporation	$14,146,000	–	100,000	–	1.92%	–
AMSC	New	American Superconductor Corp	$13,949,164	–	2,228,301	–	1.89%	–
LOVE	New	Lovesac Company, The	$13,924,957	–	516,696	–	1.89%	–
CDMO	New	Avid Bioservices, Inc.	$13,730,079	–	982,826	–	1.86%	–
ASPN	New	Aspen Aerogels, Inc.	$13,109,866	–	1,661,580	–	1.78%	–
CNTY	New	Century Casinos, Inc.	$11,672,663	–	1,644,037	–	1.58%	–
CEVA	New	CEVA, Inc.	$11,429,588	–	447,342	–	1.55%	–
GNSS	New	Genasys, Inc.	$11,308,814	–	4,349,544	–	1.54%	–
REPH	New	Societal CDMO, Inc.	$11,138,758	–	10,126,144	–	1.51%	–
VMD	New	Viemed Healthcare, Inc. (US)	$10,725,446	–	1,095,719	–	1.46%	–
	New	Gambling.com Group Ltd.	$10,632,745	–	1,038,354	–	1.44%	–
LPSN	New	LivePerson, Inc.	$9,421,832	–	2,084,476	–	1.28%	–
TCMD	New	Tactile Systems Technology, In	$9,011,921	–	361,489	–	1.22%	–
PWFL	New	PowerFleet, Inc.	$8,482,614	–	2,827,538	–	1.15%	–
UTI	New	Universal Technical Institute,	$7,760,296	–	1,123,053	–	1.05%	–
NGS	New	Natural Gas Services Group, In	$7,615,407	–	769,233	–	1.03%	–
LASR	New	nLight, Inc.	$7,569,400	–	490,882	–	1.03%	–
VICR	New	Vicor Corporation	$7,151,436	–	132,434	–	0.97%	–
PFSW	New	Pfsweb, Inc.	$6,893,000	–	1,525,000	–	0.94%	–
HEAR	New	Turtle Beach Corporation	$6,726,547	–	577,386	–	0.91%	–
AVAV	New	Aerovironment, Inc.	$6,669,474	–	65,208	–	0.90%	–
SQNS	New	Sequans Communications S.A. AD	$6,528,147	–	2,927,420	–	0.89%	–
RDCM	New	RADCOM, Ltd. (Israel)	$6,530,304	–	690,307	–	0.89%	–
OPRX	New	OptimizeRx Corporation	$6,362,880	–	445,268	–	0.86%	–
ONEW	New	OneWater Marine, Inc. - CL A	$6,342,000	–	175,000	–	0.86%	–
NGMS	New	NeoGames S.A. (Luxembourg)	$6,256,602	–	239,533	–	0.85%	–
	New	BlackSky Technology, Inc.	$6,184,190	–	2,785,671	–	0.84%	–
OFIX	New	Orthofix Medical Inc.	$6,093,119	–	337,382	–	0.83%	–
	New	Gen Restaurant Group, Inc.	$5,097,000	–	300,000	–	0.69%	–
	New	Backblaze, Inc.	$4,763,411	–	1,100,095	–	0.65%	–
UCTT	New	Ultra Clean Holdings, Inc.	$4,583,970	–	119,188	–	0.62%	–
CTRN	New	Citi Trends, Inc.	$4,540,527	–	257,108	–	0.62%	–
BEEM	New	Beam Global	$4,398,750	–	425,000	–	0.60%	–
CLNN	New	Clene Inc.	$4,399,500	–	5,000,000	–	0.60%	–
EMKR	New	EMCORE Corporation	$3,960,404	–	5,262,296	–	0.54%	–
QUIK	New	QuickLogic Corporation	$3,815,964	–	415,230	–	0.52%	–
	New	Tela Bio, Inc.	$3,798,750	–	375,000	–	0.52%	–
	New	Reservoir Media, Inc.	$3,671,562	–	609,894	–	0.50%	–
FRG	New	Franchise Group, Inc.	$3,367,921	–	117,595	–	0.46%	–
SNCR	New	Synchronoss Technologies, Inc.	$3,297,543	–	3,549,180	–	0.45%	–
OCX	New	OncoCyte Corporation	$3,262,703	–	14,185,664	–	0.44%	–
LTRX	New	Lantronix, Inc.	$3,207,738	–	761,933	–	0.44%	–
NDLS	New	Noodles & Co.	$3,043,501	–	900,444	–	0.41%	–
WPRT	New	Westport Fuel Systems, Inc. (C	$2,950,655	–	383,202	–	0.40%	–
PFIE	New	Profire Energy, Inc.	$2,755,394	–	2,240,158	–	0.37%	–
NUVB	New	Nuvation Bio, Inc.	$2,565,000	–	1,425,000	–	0.35%	–
LPTH	New	LightPath Technologies, Inc. -	$2,463,750	–	1,825,000	–	0.33%	–
	New	The Real Good Food Company, In	$2,436,443	–	702,145	–	0.33%	–
	New	voxeljet AG, ADR (Germany)	$2,382,438	–	1,361,393	–	0.32%	–
USIO	New	Usio,Inc.	$2,363,368	–	1,270,628	–	0.32%	–
DHX	New	DHI Group, Inc.	$2,225,230	–	581,000	–	0.30%	–
OPK	New	OPKO Health, Inc.	$2,170,000	–	1,000,000	–	0.29%	–
PRTC	New	PureTech Health PLC-ADR (Brita	$2,117,500	–	70,000	–	0.29%	–
	New	Twin Vee PowerCats Co.	$2,012,011	–	949,062	–	0.27%	–
PGNY	New	Progyny, Inc.	$1,967,000	–	50,000	–	0.27%	–
	New	Ideal Power, Inc.	$1,926,716	–	163,281	–	0.26%	–
NNDM	New	Nano Dimension, Ltd. ADR (Isra	$1,916,434	–	663,126	–	0.26%	–
LEGH	New	Legacy Housing Corp.	$1,898,009	–	81,846	–	0.26%	–
GAIA	New	Gaia, Inc.	$1,708,753	–	739,720	–	0.23%	–
AVNW	New	Aviat Networks, Inc.	$1,674,707	–	50,186	–	0.23%	–
ZYXI	New	Zynex, Inc.	$1,638,758	–	170,882	–	0.22%	–
QIPT	New	Quipt Home Medical Corp.	$1,573,164	–	294,600	–	0.21%	–
	New	MediWound Ltd.	$1,499,998	–	142,857	–	0.20%	–
TALK	New	Talkspace, Inc.	$1,495,867	–	1,177,848	–	0.20%	–
MOVE	New	Movano, Inc.	$1,487,072	–	1,364,286	–	0.20%	–
	New	Outbrain, Inc.	$1,481,683	–	301,155	–	0.20%	–
PRPL	New	Purple Innovation, Inc.	$1,459,500	–	525,000	–	0.20%	–
	New	Achieve Life Sciences, Inc.	$1,414,275	–	272,500	–	0.19%	–
EMAN	New	eMagin Corporation	$1,365,537	–	689,665	–	0.18%	–
AKTS	New	Akoustis Technologies, Inc.	$1,240,200	–	390,000	–	0.17%	–
	New	Rocket Lab USA, Inc.	$1,212,000	–	202,000	–	0.16%	–
	New	ElectroCore, Inc.	$1,211,099	–	247,163	–	0.16%	–
JOB	New	Gee Group, Inc.	$1,170,704	–	2,285,192	–	0.16%	–
	New	Shapeways Holdings, Inc.	$1,165,739	–	310,037	–	0.16%	–
BLFS	New	BioLife Solutions, Inc.	$1,105,000	–	50,000	–	0.15%	–
	New	Applied DNA Sciences, Inc.	$1,044,648	–	809,805	–	0.14%	–
LIQT	New	LiqTech International, Inc.	$810,000	–	250,000	–	0.11%	–
UGRO	New	urban-gro, Inc.	$795,414	–	674,080	–	0.11%	–
APEI	New	American Public Education, Inc	$708,014	–	149,370	–	0.10%	–
GRWG	New	GrowGeneration Corp.	$680,000	–	200,000	–	0.09%	–
NMTC	New	NeuroOne Medical Technologies	$660,000	–	550,000	–	0.09%	–
	New	Mobilicom Limited (Australia)	$652,784	–	426,656	–	0.09%	–
	New	Medicenna Therapeutics, Corp.@warrants	$598,700	–	2,330,000	–	0.08%	–
QUOT	New	Quotient Technology, Inc.	$576,000	–	150,000	–	0.08%	–
ETON	New	Eton Pharmaceuticals, Inc.	$553,779	–	158,676	–	0.08%	–
SPRO	New	Spero Therapeutics, Inc.	$555,930	–	383,400	–	0.08%	–
DZSI	New	DZS, Inc.	$516,727	–	130,158	–	0.07%	–
	New	Lulu's Fashion Lounge Holdings	$506,000	–	200,000	–	0.07%	–
	New	Forza X1,Inc.	$491,583	–	334,410	–	0.07%	–
ATOM	New	Atomera Incorporated	$482,350	–	55,000	–	0.06%	–
EGLX	New	Enthusiast Gaming Holdings, In	$446,959	–	897,100	–	0.06%	–
BITF	New	Bitfarms, Ltd. (Canada) - U.S.	$283,694	–	192,989	–	0.04%	–
	New	DoubleDown Interactive Co Ltd	$253,963	–	26,427	–	0.03%	–
SGLB	New	Sigma Labs, Inc.	$243,527	–	697,785	–	0.03%	–
XFOR	New	X4 Pharmaceuticals, Inc.	$194,000	–	100,000	–	0.03%	–
INVO	New	INVO Bioscience, Inc.	$127,267	–	623,860	–	0.02%	–
GOEDWS	New	Polished.com, Inc. 5/26/22-6/2warrants	$79,418	–	1,223,700	–	0.01%	–
	New	Mobilicom Ltd. @5.00 8/31/27 Awarrants	$72,620	–	363,100	–	0.01%	–

Q4 2022

			Value		Shares		↓ Weighting
	Exit	Qualtek Services, Inc.-A Wt @1warrants	$0	–	-50,000	–	-0.00%	–
	Exit	Ocean Power Technologies @3.85warrants	$0	–	-464,280	–	-0.00%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-55,474	–	-0.01%	–
	Exit	Mobilicom Ltd. @11.5 8/31/27 Awarrants	$0	–	-363,100	–	-0.02%	–
GBNH	Exit	Greenbrook TMS, Inc. (Canada)	$0	–	-71,768	–	-0.03%	–
GOEDWS	Exit	Polished.com, Inc. 5/26/22-6/2warrants	$0	–	-2,000,000	–	-0.04%	–
	Exit	Sera Prognostics, Inc.	$0	–	-240,646	–	-0.06%	–
BLIN	Exit	Bridgeline Digital, Inc.	$0	–	-300,000	–	-0.06%	–
TKNO	Exit	Alpha Teknova, Inc.	$0	–	-120,000	–	-0.06%	–
	Exit	DoubleDown Interactive Co Ltd	$0	–	-50,153	–	-0.07%	–
PLBY	Exit	PLBY Group,Inc.	$0	–	-113,100	–	-0.07%	–
	Exit	Applied DNA Sciences, Inc.	$0	–	-400,000	–	-0.07%	–
APEI	Exit	American Public Education, Inc	$0	–	-50,070	–	-0.07%	–
WAVE	Exit	Eco Wave Power Global AB (Swe	$0	–	-119,000	–	-0.07%	–
SIEN	Exit	Sientra, Inc.	$0	–	-799,766	–	-0.08%	–
NEON	Exit	Neonode, Inc.	$0	–	-153,200	–	-0.08%	–
SGLB	Exit	Sigma Labs, Inc.	$0	–	-697,785	–	-0.09%	–
EMAN	Exit	eMagin Corporation	$0	–	-1,119,887	–	-0.10%	–
INVO	Exit	INVO Bioscience, Inc.	$0	–	-623,860	–	-0.10%	–
CYRX	Exit	Cryoport, Inc.	$0	–	-30,000	–	-0.11%	–
AXDX	Exit	Accelerate Diagnostics, Inc.	$0	–	-491,100	–	-0.11%	–
EGLX	Exit	Enthusiast Gaming Holdings, In	$0	–	-897,100	–	-0.12%	–
	Exit	Mobilicom, Ltd. (Australia)	$0	–	-426,656	–	-0.12%	–
	Exit	Assure Holdings Corp(CND need	$0	–	-1,219,069	–	-0.12%	–
NUVB	Exit	Nuvation Bio, Inc.	$0	–	-355,000	–	-0.12%	–
	Exit	Sonendo, Inc.	$0	–	-754,576	–	-0.12%	–
CDNA	Exit	CareDx, Inc.	$0	–	-50,000	–	-0.13%	–
BITF	Exit	Bitfarms, Ltd. of Canada (Cana	$0	–	-849,396	–	-0.14%	–
QMCO	Exit	Quantum Corp.	$0	–	-830,994	–	-0.14%	–
LIQT	Exit	LiqTech International, Inc.	$0	–	-2,430,141	–	-0.14%	–
	Exit	Orbital Energy Group, Inc.	$0	–	-2,006,380	–	-0.14%	–
ETON	Exit	Eton Pharmaceuticals, Inc.	$0	–	-463,320	–	-0.15%	–
	Exit	Shapeways Holdings, Inc.	$0	–	-1,641,308	–	-0.16%	–
RUN	Exit	Sunrun, Inc.	$0	–	-40,000	–	-0.17%	–
	Exit	Minerva Surgical, Inc.	$0	–	-1,388,515	–	-0.17%	–
PGNY	Exit	Progyny, Inc.	$0	–	-30,000	–	-0.17%	–
BLFS	Exit	BioLife Solutions, Inc.	$0	–	-50,000	–	-0.17%	–
LEGH	Exit	Legacy Housing Corp.	$0	–	-68,588	–	-0.18%	–
	Exit	Lulu's Fashion Lounge Holdings	$0	–	-254,500	–	-0.18%	–
QIPT	Exit	Quipt Home Medical Corp.	$0	–	-294,600	–	-0.19%	–
USIO	Exit	Usio,Inc.	$0	–	-949,142	–	-0.19%	–
GAN	Exit	GAN, Ltd. (London)	$0	–	-583,228	–	-0.20%	–
NNDM	Exit	Nano Dimension, Ltd. ADR (Isra	$0	–	-563,126	–	-0.20%	–
JOB	Exit	Gee Group, Inc.	$0	–	-2,285,192	–	-0.22%	–
OPK	Exit	OPKO Health, Inc.	$0	–	-800,000	–	-0.23%	–
KOPN	Exit	Kopin Corporation	$0	–	-1,446,746	–	-0.23%	–
	Exit	Medicenna Therapeutics, Corp.@warrants	$0	–	-2,660,000	–	-0.24%	–
PFIE	Exit	Profire Energy, Inc.	$0	–	-2,007,245	–	-0.26%	–
SNCR	Exit	Synchronoss Technologies, Inc.	$0	–	-1,514,794	–	-0.26%	–
ATOM	Exit	Atomera Incorporated	$0	–	-177,034	–	-0.27%	–
PRTC	Exit	PureTech Health PLC-ADR (Brita	$0	–	-70,000	–	-0.29%	–
	Exit	MaxCyte, Inc.	$0	–	-300,000	–	-0.30%	–
VQSLF	Exit	VIQ Solutions, Inc. (Canada)	$0	–	-3,343,326	–	-0.32%	–
GAIA	Exit	Gaia, Inc.	$0	–	-864,375	–	-0.32%	–
	Exit	Ideal Power, Inc.	$0	–	-210,981	–	-0.33%	–
ECOR	Exit	ElectroCore, Inc.	$0	–	-5,493,876	–	-0.34%	–
UGRO	Exit	urban-gro, Inc.	$0	–	-809,265	–	-0.34%	–
	Exit	Twin Vee PowerCats Co.	$0	–	-930,062	–	-0.34%	–
NMTC	Exit	NeuroOne Medical Technologies	$0	–	-1,363,331	–	-0.35%	–
	Exit	The Real Good Food Company, In	$0	–	-360,267	–	-0.35%	–
MOVE	Exit	Movano, Inc.	$0	–	-900,000	–	-0.38%	–
LLNW	Exit	Edgio, Inc.	$0	–	-930,735	–	-0.39%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-167,028	–	-0.39%	–
QUIK	Exit	QuickLogic Corporation	$0	–	-415,230	–	-0.41%	–
	Exit	AirSculpt Technologies, Inc.	$0	–	-432,762	–	-0.42%	–
	Exit	Reservior Media, Inc.	$0	–	-587,732	–	-0.44%	–
NGMS	Exit	NeoGames S.A. (Luxembourg)	$0	–	-226,500	–	-0.44%	–
ONEW	Exit	OneWater Marine, Inc. - CL A	$0	–	-99,567	–	-0.46%	–
NDLS	Exit	Noodles & Co.	$0	–	-652,803	–	-0.47%	–
SSTI	Exit	Shotspotter, Inc.	$0	–	-107,438	–	-0.47%	–
DHX	Exit	DHI Group, Inc.	$0	–	-581,000	–	-0.48%	–
	Exit	Backblaze, Inc.	$0	–	-639,902	–	-0.48%	–
FRG	Exit	Franchise Group, Inc.	$0	–	-131,912	–	-0.49%	–
WPRT	Exit	Westport Fuel Systems, Inc.	$0	–	-3,832,047	–	-0.51%	–
AVAV	Exit	Aerovironment, Inc.	$0	–	-40,208	–	-0.51%	–
LTRX	Exit	Lantronix, Inc.	$0	–	-760,533	–	-0.56%	–
SPNE	Exit	SeaSpine Holdings Corp.	$0	–	-671,950	–	-0.58%	–
BLU	Exit	Bellus Health, Inc. (Canada)	$0	–	-380,000	–	-0.61%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-633,455	–	-0.66%	–
CNCE	Exit	Concert Pharmaceuticals, Inc.	$0	–	-666,661	–	-0.68%	–
APEN	Exit	Apollo Endosurgery, Inc.	$0	–	-830,097	–	-0.70%	–
SPRO	Exit	Spero Therapeutics, Inc.	$0	–	-2,300,400	–	-0.70%	–
EMKR	Exit	EMCORE Corporation	$0	–	-2,781,094	–	-0.71%	–
PWFL	Exit	PowerFleet, Inc.	$0	–	-1,579,956	–	-0.74%	–
KRT	Exit	Karat Packaging, Inc.	$0	–	-305,986	–	-0.74%	–
LASR	Exit	nLight, Inc.	$0	–	-533,136	–	-0.77%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-201,919	–	-0.79%	–
	Exit	voxeljet AG, ADR (Germany)	$0	–	-1,707,413	–	-0.82%	–
VICR	Exit	Vicor Corporation	$0	–	-92,731	–	-0.83%	–
OCX	Exit	Oncocyte Corp.	$0	–	-7,746,557	–	-0.86%	–
VMD	Exit	Viemed Healthcare, Inc. (US)	$0	–	-962,089	–	-0.88%	–
OPRX	Exit	OptimizeRx Corporation	$0	–	-400,143	–	-0.90%	–
UTI	Exit	Universal Technical Institute	$0	–	-1,125,888	–	-0.93%	–
RDCM	Exit	RADCOM, Ltd. (Israel)	$0	–	-578,312	–	-1.00%	–
NGS	Exit	Natural Gas Services Group Inc	$0	–	-769,233	–	-1.17%	–
AMSC	Exit	American Superconductor Corp	$0	–	-1,784,192	–	-1.19%	–
	Exit	Gambling.com Group Ltd.	$0	–	-1,036,011	–	-1.20%	–
LOVE	Exit	Lovesac Company, The	$0	–	-392,096	–	-1.22%	–
RADA	Exit	RADA Electronic Industries,Ltd	$0	–	-855,164	–	-1.25%	–
REPH	Exit	Societal CDMO, Inc.	$0	–	-5,609,689	–	-1.39%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-1,031,724	–	-1.48%	–
DZSI	Exit	DZS, Inc.	$0	–	-945,158	–	-1.62%	–
CNTY	Exit	Century Casinos, Inc.	$0	–	-1,644,037	–	-1.64%	–
CEVA	Exit	CEVA, Inc.	$0	–	-424,192	–	-1.69%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-1,958,741	–	-1.72%	–
VERU	Exit	Veru, Inc.	$0	–	-989,635	–	-1.73%	–
	Exit	Turtle Beach Corp. @0 pre-fundwarrants	$0	–	-9,147,376	–	-1.74%	–
LMAT	Exit	LeMaitre Vascular, Inc.	$0	–	-230,000	–	-1.77%	–
GNSS	Exit	Genasys, Inc.	$0	–	-4,349,544	–	-1.83%	–
ADMA	Exit	ADMA Biologics, Inc.	$0	–	-5,015,000	–	-1.85%	–
SQNS	Exit	Sequans Communications S.A. AD	$0	–	-3,849,940	–	-2.09%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-2,000,000	–	-2.13%	–
KIDS	Exit	OrthoPediatrics Corporation	$0	–	-345,475	–	-2.42%	–
OOMA	Exit	Ooma, Inc.	$0	–	-1,409,948	–	-2.64%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-50,000	–	-2.68%	–
RGEN	Exit	Repligen Corporation	$0	–	-100,000	–	-2.84%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-2,054,155	–	-2.91%	–
CDMO	Exit	Avid Bioservices, Inc.	$0	–	-1,178,826	–	-3.43%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,648,319	–	-3.53%	–
TA	Exit	TravelCenters of America LLC	$0	–	-705,307	–	-5.78%	–
PI	Exit	Impinj, Inc.	$0	–	-495,787	–	-6.03%	–
DXLG	Exit	Destination XL Group, Inc.	$0	–	-9,870,434	–	-8.13%	–

Q3 2022

			Value		Shares		↓ Weighting
DXLG	Sell	Destination XL Group, Inc.	$53,498,000	+43.9%	9,870,434	-10.0%	8.13%	+38.8%
AEHR	Buy	Aehr Test Systems	$23,241,000	+88.1%	1,648,319	+0.1%	3.53%	+81.6%
PFSW	Buy	Pfsweb, Inc.	$19,145,000	-20.4%	2,054,155	+0.5%	2.91%	-23.2%
KIDS	Buy	OrthoPediatrics Corporation	$15,940,000	+24.0%	345,475	+15.9%	2.42%	+19.6%
	Buy	Turtle Beach Corp. @0 pre-fundwarrants	$11,414,000	-36.7%	9,147,376	+9.1%	1.74%	-38.9%
VERU	Sell	Veru, Inc.	$11,401,000	-50.4%	989,635	-51.3%	1.73%	-52.1%
CEVA	Buy	CEVA, Inc.	$11,127,000	-9.9%	424,192	+15.3%	1.69%	-13.1%
CNTY	Buy	Century Casinos, Inc.	$10,785,000	-8.2%	1,644,037	+0.8%	1.64%	-11.4%
DZSI	Buy	DZS, Inc.	$10,680,000	+7.6%	945,158	+54.9%	1.62%	+3.8%
LPSN	Buy	LivePerson, Inc.	$9,719,000	-15.9%	1,031,724	+26.3%	1.48%	-18.8%
	Buy	Gambling.com Group Ltd.	$7,874,000	+4.2%	1,036,011	+8.0%	1.20%	+0.6%
AMSC	Buy	American Superconductor Corp	$7,815,000	-0.2%	1,784,192	+18.0%	1.19%	-3.7%
NGS	Buy	Natural Gas Services Group Inc	$7,723,000	+2.4%	769,233	+12.2%	1.17%	-1.2%
OPRX	Buy	OptimizeRx Corporation	$5,930,000	-43.6%	400,143	+4.3%	0.90%	-45.5%
VMD	Buy	Viemed Healthcare, Inc. (US)	$5,778,000	+25.0%	962,089	+12.5%	0.88%	+20.7%
VICR	Buy	Vicor Corporation	$5,484,000	+10.4%	92,731	+2.2%	0.83%	+6.6%
	Buy	voxeljet AG, ADR (Germany)	$5,378,000	+67.0%	1,707,413	+79.2%	0.82%	+61.3%
UCTT	Buy	Ultra Clean Holdings, Inc.	$5,199,000	-11.2%	201,919	+2.7%	0.79%	-14.2%
LASR	Buy	nLight, Inc.	$5,038,000	+0.1%	533,136	+8.3%	0.77%	-3.4%
PWFL	Buy	PowerFleet, Inc.	$4,866,000	+42.2%	1,579,956	+0.2%	0.74%	+37.3%
SPRO	New	Spero Therapeutics, Inc.	$4,601,000	–	2,300,400	–	0.70%	–
APEN	Buy	Apollo Endosurgery, Inc.	$4,574,000	+251.3%	830,097	+132.6%	0.70%	+239.0%
CNCE	Buy	Concert Pharmaceuticals, Inc.	$4,467,000	+110.2%	666,661	+32.1%	0.68%	+102.7%
LTRX	Buy	Lantronix, Inc.	$3,658,000	-10.1%	760,533	+0.5%	0.56%	-13.3%
	Buy	Backblaze, Inc.	$3,180,000	+9.2%	639,902	+14.9%	0.48%	+5.4%
NDLS	Buy	Noodles & Co.	$3,068,000	+9.6%	652,803	+9.6%	0.47%	+5.7%
	Buy	Reservior Media, Inc.	$2,868,000	-16.5%	587,732	+11.6%	0.44%	-19.4%
	Buy	AirSculpt Technologies, Inc.	$2,783,000	+12.2%	432,762	+3.5%	0.42%	+8.2%
CTRN	Buy	Citi Trends, Inc.	$2,591,000	+46.9%	167,028	+123.9%	0.39%	+41.7%
	New	Twin Vee PowerCats Co.	$2,269,000	–	930,062	–	0.34%	–
UGRO	Buy	urban-gro, Inc.	$2,258,000	+17.7%	809,265	+104.1%	0.34%	+13.6%
	Sell	Ideal Power, Inc.	$2,184,000	-24.2%	210,981	-10.3%	0.33%	-26.9%
GAIA	Buy	Gaia, Inc.	$2,100,000	-38.3%	864,375	+7.9%	0.32%	-40.5%
VQSLF	Buy	VIQ Solutions, Inc. (Canada)	$2,073,000	-11.8%	3,343,326	+103.4%	0.32%	-14.9%
PRTC	Sell	PureTech Health PLC-ADR (Brita	$1,890,000	-24.8%	70,000	-89.4%	0.29%	-27.5%
SNCR	Buy	Synchronoss Technologies, Inc.	$1,727,000	+5.4%	1,514,794	+6.3%	0.26%	+1.9%
PFIE	Buy	Profire Energy, Inc.	$1,707,000	-11.8%	2,007,245	+49.4%	0.26%	-14.8%
	New	Medicenna Therapeutics, Corp.@warrants	$1,555,000	–	2,660,000	–	0.24%	–
GAN	Sell	GAN, Ltd. (London)	$1,295,000	-36.0%	583,228	-14.6%	0.20%	-38.2%
USIO	Buy	Usio,Inc.	$1,234,000	+43.8%	949,142	+168.8%	0.19%	+39.3%
	Buy	Lulu's Fashion Lounge Holdings	$1,186,000	-27.1%	254,500	+69.7%	0.18%	-29.7%
LEGH	Buy	Legacy Housing Corp.	$1,176,000	+60.9%	68,588	+22.5%	0.18%	+55.7%
	Sell	Minerva Surgical, Inc.	$1,104,000	-69.6%	1,388,515	-10.2%	0.17%	-70.6%
	New	Shapeways Holdings, Inc.	$1,024,000	–	1,641,308	–	0.16%	–
	Sell	Orbital Energy Group, Inc.	$953,000	-47.1%	2,006,380	-29.8%	0.14%	-48.9%
BITF	Buy	Bitfarms, Ltd. of Canada (Cana	$888,000	-4.8%	849,396	+1.9%	0.14%	-8.2%
	New	Sonendo, Inc.	$807,000	–	754,576	–	0.12%	–
NUVB	Buy	Nuvation Bio, Inc.	$795,000	-27.9%	355,000	+4.4%	0.12%	-30.5%
	Sell	Assure Holdings Corp(CND need	$780,000	-64.5%	1,219,069	-21.3%	0.12%	-65.7%
	New	Mobilicom, Ltd. (Australia)	$768,000	–	426,656	–	0.12%	–
AXDX	New	Accelerate Diagnostics, Inc.	$746,000	–	491,100	–	0.11%	–
SIEN	Sell	Sientra, Inc.	$512,000	-72.1%	799,766	-63.5%	0.08%	-73.0%
	New	Applied DNA Sciences, Inc.	$452,000	–	400,000	–	0.07%	–
PLBY	Sell	PLBY Group,Inc.	$456,000	-81.5%	113,100	-70.6%	0.07%	-82.2%
TKNO	Buy	Alpha Teknova, Inc.	$401,000	-47.0%	120,000	+33.3%	0.06%	-48.7%
	Sell	Sera Prognostics, Inc.	$385,000	-32.2%	240,646	-30.5%	0.06%	-33.7%
GBNH	Sell	Greenbrook TMS, Inc. (Canada)	$193,000	-42.0%	71,768	-72.4%	0.03%	-44.2%
	New	Mobilicom Ltd. @11.5 8/31/27 Awarrants	$138,000	–	363,100	–	0.02%	–
PROF	Exit	Profound Medical Corp. (U.S.)	$0	–	-85,908	–	-0.10%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-48,957	–	-0.10%	–
	Exit	Rent the Runway, Inc.	$0	–	-400,181	–	-0.19%	–
NKTX	Exit	Nkarta, Inc.	$0	–	-100,000	–	-0.19%	–
BRCN	Exit	Burcon NutraScience Corp. (Can	$0	–	-3,902,823	–	-0.24%	–
SRAX	Exit	SRAX, Inc.	$0	–	-510,503	–	-0.27%	–

Q2 2022

			Value		Shares		↓ Weighting
DXLG	New	Destination XL Group, Inc.	$37,190,000	–	10,970,434	–	5.86%	–
PI	New	Impinj, Inc.	$29,088,000	–	495,787	–	4.58%	–
TA	New	TravelCenters of America LLC	$24,312,000	–	705,307	–	3.83%	–
PFSW	New	Pfsweb, Inc.	$24,048,000	–	2,044,899	–	3.79%	–
VERU	New	Veru, Inc.	$22,969,000	–	2,032,617	–	3.62%	–
INFU	New	Infusystem Holdings, Inc.	$19,260,000	–	2,000,000	–	3.03%	–
ARGX	New	argenx SE - ADR (Netherlands)	$18,944,000	–	50,000	–	2.98%	–
	New	Zealand Pharma A/S (Denmark)warrants	$18,028,000	–	8,385,984	–	2.84%	–
CDMO	New	Avid Bioservices, Inc.	$17,989,000	–	1,178,826	–	2.83%	–
OOMA	New	Ooma, Inc.	$16,694,000	–	1,409,948	–	2.63%	–
RGEN	New	Repligen Corporation	$16,240,000	–	100,000	–	2.56%	–
GNSS	New	Genasys, Inc.	$14,136,000	–	4,349,544	–	2.23%	–
KIDS	New	OrthoPediatrics Corporation	$12,860,000	–	298,021	–	2.03%	–
AEHR	New	Aehr Test Systems	$12,355,000	–	1,647,319	–	1.95%	–
CEVA	New	CEVA, Inc.	$12,351,000	–	368,037	–	1.95%	–
CNTY	New	Century Casinos, Inc.	$11,743,000	–	1,630,957	–	1.85%	–
LPSN	New	LivePerson, Inc.	$11,554,000	–	817,120	–	1.82%	–
LOVE	New	Lovesac Company, The	$10,783,000	–	392,096	–	1.70%	–
OPRX	New	OptimizeRx Corporation	$10,511,000	–	383,743	–	1.66%	–
LMAT	New	LeMaitre Vascular, Inc.	$10,476,000	–	230,000	–	1.65%	–
SQNS	New	Sequans Communications S.A. AD	$10,356,000	–	3,849,940	–	1.63%	–
MRAM	New	Everspin Technology, Inc.	$10,264,000	–	1,958,741	–	1.62%	–
ADMA	New	ADMA Biologics, Inc.	$9,930,000	–	5,015,000	–	1.56%	–
DZSI	New	DZS, Inc.	$9,928,000	–	610,201	–	1.56%	–
EMKR	New	EMCORE Corporation	$8,538,000	–	2,781,094	–	1.34%	–
UTI	New	Universal Technical Institute	$8,028,000	–	1,125,888	–	1.26%	–
RADA	New	RADA Electronic Industries Ltd	$7,902,000	–	855,164	–	1.24%	–
AMSC	New	American Superconductor Corp	$7,830,000	–	1,511,497	–	1.23%	–
HEAR	New	Turtle Beach Corporation	$7,747,000	–	633,455	–	1.22%	–
	New	Gambling.com Group Ltd.	$7,553,000	–	959,670	–	1.19%	–
NGS	New	Natural Gas Services Group Inc	$7,541,000	–	685,508	–	1.19%	–
OCX	New	Oncocyte Corp.	$6,970,000	–	7,746,557	–	1.10%	–
RDCM	New	RADCOM, Ltd. (Israel)	$6,651,000	–	578,312	–	1.05%	–
UCTT	New	Ultra Clean Holdings, Inc.	$5,854,000	–	196,627	–	0.92%	–
KRT	New	Karat Packaging, Inc.	$5,220,000	–	305,986	–	0.82%	–
LASR	New	nLight, Inc.	$5,033,000	–	492,433	–	0.79%	–
VICR	New	Vicor Corporation	$4,966,000	–	90,731	–	0.78%	–
FRG	New	Franchise Group, Inc.	$4,626,000	–	131,912	–	0.73%	–
VMD	New	Viemed Healthcare, Inc.(Canada	$4,622,000	–	854,875	–	0.73%	–
REPH	New	Societal CDMO, Inc.	$4,460,000	–	5,609,689	–	0.70%	–
LTRX	New	Lantronix, Inc.	$4,070,000	–	756,533	–	0.64%	–
WPRT	New	Westport Fuel Systems, Inc.	$3,870,000	–	3,832,047	–	0.61%	–
SPNE	New	SeaSpine Holdings Corp.	$3,797,000	–	671,950	–	0.60%	–
	New	Minerva Surgical, Inc.	$3,634,000	–	1,546,517	–	0.57%	–
QUIK	New	QuickLogic Corporation	$3,521,000	–	415,230	–	0.56%	–
BLU	New	Bellus Health, Inc. (Canada)	$3,511,000	–	380,000	–	0.55%	–
	New	Reservior Media, Inc.	$3,433,000	–	526,470	–	0.54%	–
PWFL	New	PowerFleet, Inc.	$3,423,000	–	1,577,446	–	0.54%	–
GAIA	New	Gaia, Inc.	$3,405,000	–	801,236	–	0.54%	–
AVAV	New	Aerovironment, Inc.	$3,305,000	–	40,208	–	0.52%	–
ONEW	New	OneWater Marine, Inc. - CL A	$3,291,000	–	99,567	–	0.52%	–
	New	voxeljet AG, ADR (Germany)	$3,220,000	–	952,785	–	0.51%	–
NGMS	New	NeoGames S.A. (Luxembourg)	$3,037,000	–	226,500	–	0.48%	–
	New	Backblaze, Inc.	$2,912,000	–	556,783	–	0.46%	–
DHX	New	DHI Group, Inc.	$2,888,000	–	581,000	–	0.46%	–
SSTI	New	Shotspotter, Inc.	$2,891,000	–	107,438	–	0.46%	–
	New	Ideal Power, Inc.	$2,880,000	–	235,271	–	0.45%	–
ECOR	New	ElectroCore, Inc.	$2,801,000	–	5,493,876	–	0.44%	–
NDLS	New	Noodles & Co.	$2,800,000	–	595,803	–	0.44%	–
	New	The Real Good Food Company Inc	$2,533,000	–	360,267	–	0.40%	–
PRTC	New	PureTech Health PLC (Britain)	$2,513,000	–	660,000	–	0.40%	–
	New	AirSculpt Technologies, Inc.	$2,480,000	–	418,262	–	0.39%	–
PLBY	New	PLBY Group,Inc.	$2,459,000	–	384,176	–	0.39%	–
VQSLF	New	VIQ Solutions, Inc. (Canada)	$2,350,000	–	1,643,326	–	0.37%	–
	New	Assure Holdings Corp(CND need	$2,200,000	–	1,549,403	–	0.35%	–
LLNW	New	Edgio, Inc.	$2,150,000	–	930,735	–	0.34%	–
MOVE	New	Movano, Inc.	$2,151,000	–	900,000	–	0.34%	–
CNCE	New	Concert Pharmaceuticals, Inc.	$2,125,000	–	504,661	–	0.34%	–
OPK	New	OPKO Health, Inc.	$2,024,000	–	800,000	–	0.32%	–
GAN	New	GAN, Ltd. (London)	$2,022,000	–	683,228	–	0.32%	–
PFIE	New	Profire Energy, Inc.	$1,935,000	–	1,343,897	–	0.30%	–
UGRO	New	urban-gro, Inc.	$1,919,000	–	396,424	–	0.30%	–
SIEN	New	Sientra, Inc.	$1,835,000	–	2,190,990	–	0.29%	–
	New	Orbital Energy Group, Inc.	$1,801,000	–	2,859,711	–	0.28%	–
EGLX	New	Enthusiast Gaming Holdings Inc	$1,777,000	–	897,100	–	0.28%	–
NNDM	New	Nano Dimension, Ltd. ADR (Isra	$1,768,000	–	563,126	–	0.28%	–
CTRN	New	Citi Trends, Inc.	$1,764,000	–	74,608	–	0.28%	–
SRAX	New	SRAX, Inc.	$1,695,000	–	510,503	–	0.27%	–
ATOM	New	Atomera Incorporated	$1,661,000	–	177,034	–	0.26%	–
SNCR	New	Synchronoss Technologies, Inc.	$1,639,000	–	1,424,794	–	0.26%	–
	New	Lulu's Fashion Lounge Holdings	$1,627,000	–	150,000	–	0.26%	–
KOPN	New	Kopin Corporation	$1,620,000	–	1,446,746	–	0.26%	–
BRCN	New	Burcon NutraScience Corp. (Can	$1,546,000	–	3,902,823	–	0.24%	–
	New	MaxCyte, Inc.	$1,419,000	–	300,000	–	0.22%	–
QIPT	New	Quipt Home Medical Corp.	$1,346,000	–	294,600	–	0.21%	–
APEN	New	Apollo Endosurgery, Inc.	$1,302,000	–	356,809	–	0.20%	–
	New	Rent the Runway, Inc.	$1,229,000	–	400,181	–	0.19%	–
NKTX	New	Nkarta, Inc.	$1,232,000	–	100,000	–	0.19%	–
ETON	New	Eton Pharmaceuticals, Inc.	$1,214,000	–	463,320	–	0.19%	–
JOB	New	Gee Group, Inc.	$1,193,000	–	2,285,192	–	0.19%	–
QMCO	New	Quantum Corp.	$1,180,000	–	830,994	–	0.19%	–
NMTC	New	NeuroOne Medical Technologies	$1,119,000	–	1,363,331	–	0.18%	–
NUVB	New	Nuvation Bio, Inc.	$1,102,000	–	340,000	–	0.17%	–
LIQT	New	LiqTech International, Inc.	$1,094,000	–	2,430,141	–	0.17%	–
CDNA	New	CareDx, Inc.	$1,074,000	–	50,000	–	0.17%	–
BITF	New	Bitfarms, Ltd. of Canada	$933,000	–	833,361	–	0.15%	–
RUN	New	Sunrun, Inc.	$934,000	–	40,000	–	0.15%	–
CYRX	New	Cryoport, Inc.	$929,000	–	30,000	–	0.15%	–
SGLB	New	Sigma Labs, Inc.	$893,000	–	697,785	–	0.14%	–
PGNY	New	Progyny, Inc.	$871,000	–	30,000	–	0.14%	–
USIO	New	Usio,Inc.	$858,000	–	353,160	–	0.14%	–
APEI	New	American Public Education, Inc	$809,000	–	50,070	–	0.13%	–
NEON	New	Neonode, Inc.	$784,000	–	153,200	–	0.12%	–
TKNO	New	Alpha Teknova, Inc.	$756,000	–	90,000	–	0.12%	–
LEGH	New	Legacy Housing Corp.	$731,000	–	55,987	–	0.12%	–
EMAN	New	eMagin Corporation	$728,000	–	1,119,887	–	0.12%	–
BLFS	New	BioLife Solutions, Inc.	$690,000	–	50,000	–	0.11%	–
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$631,000	–	48,957	–	0.10%	–
PROF	New	Profound Medical Corp. (U.S.)	$626,000	–	85,908	–	0.10%	–
	New	Sera Prognostics, Inc.	$568,000	–	346,479	–	0.09%	–
GOEDWS	New	Polished.com, Inc. 5/26/22-6/2warrants	$520,000	–	2,000,000	–	0.08%	–
WAVE	New	Eco Wave Power Global AB (Swe	$505,000	–	119,000	–	0.08%	–
	New	DoubleDown Interactive Co Ltd	$495,000	–	50,153	–	0.08%	–
INVO	New	INVO Bioscience, Inc.	$411,000	–	623,860	–	0.06%	–
BLIN	New	Bridgeline Digital, Inc.	$360,000	–	300,000	–	0.06%	–
GBNH	New	Greenbrook TMS, Inc. (Canada)	$333,000	–	259,813	–	0.05%	–
AQMS	New	Aqua Metals, Inc.	$45,000	–	55,474	–	0.01%	–
	New	Ocean Power Technologies @3.85warrants	$19,000	–	464,280	–	0.00%	–
	New	Qualtek Services, Inc.-A Wt @1warrants	$8,000	–	50,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
ROCRW	Exit	Roth CH Acquisition III Co @11warrants	$0	–	-50,000	–	-0.01%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-55,474	–	-0.01%	–
	Exit	Ocean Power Technologies @3.85warrants	$0	–	-464,280	–	-0.02%	–
	Exit	Senstar Technologies Ltd.	$0	–	-79,070	–	-0.03%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-19,981	–	-0.06%	–
QMCO	Exit	Quantum Corp.	$0	–	-116,850	–	-0.06%	–
	Exit	MaxCyte, Inc.	$0	–	-50,000	–	-0.06%	–
JRSH	Exit	Jerash Holdings US, Inc.	$0	–	-110,000	–	-0.07%	–
	Exit	Zevia PBC - A	$0	–	-70,122	–	-0.08%	–
MIRO	Exit	Miromatrix Medical, Inc.	$0	–	-116,688	–	-0.08%	–
AZYO	Exit	Aziyo Biologics, Inc.	$0	–	-126,720	–	-0.09%	–
WAVE	Exit	Eco Wave Power Global AB (Swe	$0	–	-150,000	–	-0.10%	–
VQSLF	Exit	VIQ Solutions, Inc.	$0	–	-355,400	–	-0.10%	–
JOB	Exit	Gee Group, Inc.	$0	–	-2,285,192	–	-0.10%	–
BLIN	Exit	Bridgeline Digital, Inc.	$0	–	-300,000	–	-0.12%	–
SNCR	Exit	Synchronoss Technologies, Inc.	$0	–	-526,980	–	-0.12%	–
APEI	Exit	American Public Education, Inc	$0	–	-50,070	–	-0.13%	–
LLNW	Exit	Limelight Networks, Inc.	$0	–	-554,604	–	-0.13%	–
PRTC	Exit	PureTech Health PLC-ADR (Brita	$0	–	-30,000	–	-0.14%	–
GOED	Exit	1847 Goedeker, Inc.	$0	–	-474,850	–	-0.15%	–
TKNO	Exit	Alpha Teknova, Inc.	$0	–	-60,000	–	-0.15%	–
ROCR	Exit	Roth CH Acquisition III Co.	$0	–	-168,600	–	-0.16%	–
RUN	Exit	Sunrun, Inc.	$0	–	-40,000	–	-0.17%	–
QIPT	Exit	Quipt Home Medical Corp.	$0	–	-294,600	–	-0.18%	–
COO	Exit	The Cooper Companies, Inc.	$0	–	-4,500	–	-0.18%	–
ITI	Exit	Iteris, Inc.	$0	–	-355,359	–	-0.18%	–
CYRX	Exit	Cryoport, Inc.	$0	–	-30,000	–	-0.20%	–
IDN	Exit	Intellicheck, Inc.	$0	–	-250,010	–	-0.20%	–
SGLB	Exit	Sigma Labs, Inc.	$0	–	-697,785	–	-0.21%	–
QUIK	Exit	QuickLogic Corporation	$0	–	-415,230	–	-0.22%	–
GOEDWS	Exit	1847 Goedeker, Inc 5/26/22-12/warrants	$0	–	-1,333,000	–	-0.22%	–
CMPS	Exit	Compass Pathways PLC (Great B	$0	–	-80,000	–	-0.24%	–
BITF	Exit	Bitfarms, Ltd. of Canada (Cana	$0	–	-572,838	–	-0.24%	–
BLU	Exit	Bellus Health, Inc.	$0	–	-400,000	–	-0.24%	–
ETON	Exit	Eton Pharmaceuticals, Inc.	$0	–	-500,000	–	-0.25%	–
EMAN	Exit	eMagin Corporation	$0	–	-1,120,887	–	-0.25%	–
OCX	Exit	Oncocyte Corp.	$0	–	-717,000	–	-0.25%	–
DHX	Exit	DHI Group, Inc.	$0	–	-601,000	–	-0.28%	–
	Exit	Sera Prognostics, Inc.	$0	–	-259,737	–	-0.28%	–
OPK	Exit	OPKO Health, Inc.	$0	–	-800,000	–	-0.29%	–
ONEW	Exit	OneWater Marine, Inc. - CL A	$0	–	-76,571	–	-0.30%	–
MSGM	Exit	Motorsports Games, Inc.	$0	–	-218,494	–	-0.31%	–
CDNA	Exit	CareDx, Inc.	$0	–	-50,000	–	-0.31%	–
EGLX	Exit	Enthusiast Gaming Holdings,Inc	$0	–	-897,100	–	-0.32%	–
MOVE	Exit	Movano, Inc.	$0	–	-900,000	–	-0.32%	–
UGRO	Exit	urban-gro, Inc.	$0	–	-251,889	–	-0.33%	–
PGNY	Exit	Progyny, Inc.	$0	–	-60,000	–	-0.33%	–
MUDS	Exit	Mudrick Capital Acquisition Co	$0	–	-350,301	–	-0.34%	–
	Exit	Ideal Power, Inc.	$0	–	-235,271	–	-0.35%	–
	Exit	Reservior Media, Inc.	$0	–	-404,319	–	-0.36%	–
NEON	Exit	Neonode, Inc.	$0	–	-367,695	–	-0.36%	–
INVO	Exit	INVO Bioscience, Inc.	$0	–	-1,159,075	–	-0.37%	–
	Exit	Orbital Energy Group, Inc.	$0	–	-1,265,669	–	-0.38%	–
NMTC	Exit	NeuroOne Medical Technologies	$0	–	-1,000,001	–	-0.39%	–
	Exit	DoubleDown Interactive Co. Ltd	$0	–	-224,976	–	-0.39%	–
NUVB	Exit	Nuvation Bio, Inc.	$0	–	-400,000	–	-0.39%	–
VMD	Exit	Viemed Healthcare, Inc.(Canada	$0	–	-728,833	–	-0.40%	–
ATOM	Exit	Atomera Incorporated	$0	–	-177,034	–	-0.40%	–
GBNH	Exit	Greenbrook TMS, Inc. (Canada)	$0	–	-612,147	–	-0.45%	–
FRG	Exit	Franchise Group, Inc.	$0	–	-131,912	–	-0.46%	–
ECOR	Exit	ElectroCore, Inc.	$0	–	-4,149,900	–	-0.46%	–
	Exit	EzFill Holdings, Inc.	$0	–	-1,170,232	–	-0.47%	–
PROF	Exit	Profound Medical Corp. (U.S.)	$0	–	-348,939	–	-0.50%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-75,208	–	-0.54%	–
NDLS	Exit	Noodles & Co.	$0	–	-480,403	–	-0.56%	–
BRCN	Exit	Burcon NutraScience Corp. (Can	$0	–	-3,902,823	–	-0.60%	–
MSON	Exit	Misonix, Inc.	$0	–	-249,239	–	-0.62%	–
RDCM	Exit	RADCOM, Ltd. (Israel)	$0	–	-578,312	–	-0.65%	–
DZSI	Exit	DZS, Inc.	$0	–	-549,143	–	-0.66%	–
SPRO	Exit	Spero Therapeutics, Inc.	$0	–	-372,755	–	-0.67%	–
GAN	Exit	GAN, Ltd. (London)	$0	–	-471,870	–	-0.69%	–
NGS	Exit	Natural Gas Services Group, In	$0	–	-677,371	–	-0.69%	–
LASR	Exit	nLight, Inc.	$0	–	-260,000	–	-0.72%	–
KOPN	Exit	Kopin Corporation	$0	–	-1,446,746	–	-0.73%	–
SIEN	Exit	Sientra, Inc.	$0	–	-1,322,284	–	-0.74%	–
GAIA	Exit	Gaia, Inc.	$0	–	-801,236	–	-0.74%	–
TLS	Exit	Telos Corp.	$0	–	-287,181	–	-0.80%	–
NGMS	Exit	NeoGames S.A. (Luxembourg)	$0	–	-226,500	–	-0.82%	–
KRT	Exit	Karat Packaging, Inc.	$0	–	-400,000	–	-0.82%	–
	Exit	Gambling.com Group Ltd.	$0	–	-929,575	–	-0.83%	–
SPNE	Exit	SeaSpine Holdings Corp.	$0	–	-541,547	–	-0.84%	–
RADA	Exit	RADA Electronic Industries Ltd	$0	–	-817,071	–	-0.85%	–
UTI	Exit	Universal Technical Institute	$0	–	-1,294,575	–	-0.86%	–
REPH	Exit	Recro Pharma, Inc.	$0	–	-4,269,081	–	-0.86%	–
	Exit	voxeljet AG, ADR (Germany)	$0	–	-992,778	–	-0.89%	–
RESN	Exit	Resonant, Inc.	$0	–	-3,761,840	–	-0.89%	–
PWFL	Exit	PowerFleet, Inc.	$0	–	-1,461,907	–	-0.96%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-246,627	–	-1.03%	–
VICR	Exit	Vicor Corporation	$0	–	-79,000	–	-1.04%	–
LIQT	Exit	LiqTech International, Inc.	$0	–	-1,978,444	–	-1.06%	–
	Exit	Assure Holdings Corp(CND/AMR)	$0	–	-1,562,499	–	-1.19%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-1,878,597	–	-1.20%	–
LMAT	Exit	LeMaitre Vascular, Inc.	$0	–	-230,000	–	-1.20%	–
AMSC	Exit	American Superconductor Corp	$0	–	-854,534	–	-1.22%	–
WPRT	Exit	Westport Fuel Systems, Inc.	$0	–	-3,832,047	–	-1.24%	–
PLBY	Exit	PLBY Group,Inc.	$0	–	-550,320	–	-1.27%	–
SQNS	Exit	Sequans Communications S.A. AD	$0	–	-3,202,480	–	-1.38%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-545,543	–	-1.49%	–
VERU	Exit	Veru, Inc.	$0	–	-1,822,078	–	-1.52%	–
CEVA	Exit	CEVA, Inc.	$0	–	-368,037	–	-1.54%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-1,920,722	–	-1.64%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,365,749	–	-1.83%	–
KIDS	Exit	OrthoPediatrics Corporation	$0	–	-298,221	–	-1.92%	–
CNTY	Exit	Century Casinos, Inc.	$0	–	-1,482,988	–	-1.96%	–
EMKR	Exit	EMCORE Corp.	$0	–	-2,680,094	–	-1.97%	–
OOMA	Exit	Ooma, Inc.	$0	–	-1,106,165	–	-2.02%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-349,900	–	-2.02%	–
LOVE	Exit	Lovesac Company, The	$0	–	-322,039	–	-2.09%	–
GNSS	Exit	Genasys, Inc.	$0	–	-4,349,544	–	-2.21%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-80,000	–	-2.37%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-2,000,000	–	-2.56%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-2,035,179	–	-2.58%	–
CDMO	Exit	Avid Bioservices, Inc.	$0	–	-1,233,000	–	-2.61%	–
PI	Exit	Impinj, Inc.	$0	–	-492,477	–	-2.76%	–
RGEN	Exit	Repligen Corporation	$0	–	-100,000	–	-2.84%	–
TA	Exit	TravelCenters of America LLC	$0	–	-674,800	–	-3.30%	–
OPRX	Exit	OptimizeRx Corporation	$0	–	-426,143	–	-3.58%	–
	Exit	Zealand Pharma A/S (Denmark)warrants	$0	–	-7,094,602	–	-3.95%	–
DXLG	Exit	Destination XL Group, Inc.	$0	–	-11,081,793	–	-6.66%	–

Q3 2021

			Value		Shares		↓ Weighting
DXLG	New	Destination XL Group, Inc.	$67,821,000	–	11,081,793	–	6.66%	–
OPRX	Sell	OptimizeRx Corporation	$36,457,000	+20.2%	426,143	-13.0%	3.58%	+19.5%
PFSW	Buy	Pfsweb, Inc.	$26,254,000	+83.8%	2,035,179	+5.2%	2.58%	+82.7%
LOVE	Sell	Lovesac Company, The	$21,284,000	-21.6%	322,039	-5.3%	2.09%	-22.0%
EMKR	Buy	EMCORE Corp.	$20,047,000	+10.8%	2,680,094	+36.6%	1.97%	+10.1%
CNTY	Buy	Century Casinos, Inc.	$19,976,000	+0.3%	1,482,988	+0.0%	1.96%	-0.3%
AEHR	Sell	Aehr Test Systems	$18,642,000	+255.8%	1,365,749	-28.1%	1.83%	+253.8%
VERU	Buy	Veru, Inc.	$15,542,000	+70.8%	1,822,078	+61.6%	1.52%	+69.8%
SQNS	Sell	Sequans Communications S.A. AD	$14,059,000	-27.4%	3,202,480	-0.4%	1.38%	-27.7%
PLBY	Buy	PLBY Group,Inc.	$12,971,000	+39.0%	550,320	+129.3%	1.27%	+38.2%
	New	Assure Holdings Corp(CND/AMR)	$12,109,000	–	1,562,499	–	1.19%	–
LIQT	Sell	LiqTech International, Inc.	$10,842,000	-27.0%	1,978,444	-2.5%	1.06%	-27.4%
UCTT	Buy	Ultra Clean Holdings, Inc.	$10,506,000	-9.0%	246,627	+14.7%	1.03%	-9.6%
PWFL	Buy	PowerFleet, Inc.	$9,795,000	+0.0%	1,461,907	+7.5%	0.96%	-0.5%
RESN	Buy	Resonant, Inc.	$9,104,000	+5.6%	3,761,840	+40.0%	0.89%	+4.9%
	Buy	voxeljet AG, ADR (Germany)	$9,074,000	+8.3%	992,778	+51.6%	0.89%	+7.6%
RADA	Sell	RADA Electronic Industries Ltd	$8,694,000	-23.2%	817,071	-12.1%	0.85%	-23.7%
	New	Gambling.com Group Ltd.	$8,487,000	–	929,575	–	0.83%	–
TLS	Sell	Telos Corp.	$8,162,000	-16.7%	287,181	-0.3%	0.80%	-17.2%
GAIA	Buy	Gaia, Inc.	$7,596,000	-10.5%	801,236	+3.7%	0.74%	-11.1%
SIEN	Buy	Sientra, Inc.	$7,577,000	+80.4%	1,322,284	+150.6%	0.74%	+79.3%
NGS	Buy	Natural Gas Services Group, In	$7,031,000	+15.7%	677,371	+14.5%	0.69%	+15.0%
DZSI	Buy	DZS, Inc.	$6,732,000	-23.7%	549,143	+29.2%	0.66%	-24.1%
CTRN	Sell	Citi Trends, Inc.	$5,487,000	-27.7%	75,208	-13.8%	0.54%	-28.2%
	New	EzFill Holdings, Inc.	$4,786,000	–	1,170,232	–	0.47%	–
ECOR	Sell	ElectroCore, Inc.	$4,689,000	-21.2%	4,149,900	-17.0%	0.46%	-21.6%
ATOM	Sell	Atomera Incorporated	$4,088,000	+4.2%	177,034	-3.3%	0.40%	+3.6%
VMD	Sell	Viemed Healthcare, Inc.(Canada	$4,051,000	-47.9%	728,833	-32.8%	0.40%	-48.1%
NUVB	Sell	Nuvation Bio, Inc.	$3,976,000	-4.2%	400,000	-10.3%	0.39%	-4.9%
	New	DoubleDown Interactive Co. Ltd	$3,962,000	–	224,976	–	0.39%	–
	New	Orbital Energy Group, Inc.	$3,898,000	–	1,265,669	–	0.38%	–
NEON	Sell	Neonode, Inc.	$3,710,000	+31.8%	367,695	-19.4%	0.36%	+30.9%
	New	Reservior Media, Inc.	$3,683,000	–	404,319	–	0.36%	–
MUDS	Sell	Mudrick Capital Acquisition Co	$3,485,000	-37.9%	350,301	-22.2%	0.34%	-38.3%
PGNY	Buy	Progyny, Inc.	$3,360,000	+13.9%	60,000	+20.0%	0.33%	+13.4%
CDNA	Sell	CareDx, Inc.	$3,168,000	-39.3%	50,000	-12.3%	0.31%	-39.6%
MSGM	Sell	Motorsports Games, Inc.	$3,116,000	+1.5%	218,494	-0.4%	0.31%	+1.0%
ONEW	Sell	OneWater Marine, Inc. - CL A	$3,079,000	-6.0%	76,571	-1.8%	0.30%	-6.5%
	New	Sera Prognostics, Inc.	$2,886,000	–	259,737	–	0.28%	–
OCX	Buy	Oncocyte Corp.	$2,553,000	-33.3%	717,000	+7.5%	0.25%	-33.6%
BITF	Buy	Bitfarms, Ltd. of Canada (Cana	$2,430,000	+34.4%	572,838	+24.5%	0.24%	+33.7%
CMPS	Sell	Compass Pathways PLC (Great B	$2,390,000	-37.4%	80,000	-20.0%	0.24%	-37.7%
QIPT	New	Quipt Home Medical Corp.	$1,859,000	–	294,600	–	0.18%	–
ROCR	Sell	Roth CH Acquisition III Co.	$1,676,000	-15.1%	168,600	-15.7%	0.16%	-15.9%
TKNO	Sell	Alpha Teknova, Inc.	$1,493,000	-37.1%	60,000	-40.0%	0.15%	-37.2%
GOED	Buy	1847 Goedeker, Inc.	$1,491,000	-16.3%	474,850	+2.7%	0.15%	-17.0%
APEI	Sell	American Public Education, Inc	$1,282,000	-82.2%	50,070	-80.3%	0.13%	-82.3%
SNCR	Sell	Synchronoss Technologies, Inc.	$1,265,000	-41.3%	526,980	-12.2%	0.12%	-41.8%
BLIN	Sell	Bridgeline Digital, Inc.	$1,233,000	-52.2%	300,000	-50.0%	0.12%	-52.5%
JOB	Sell	Gee Group, Inc.	$1,061,000	-28.4%	2,285,192	-11.6%	0.10%	-28.8%
VQSLF	New	VIQ Solutions, Inc.	$1,052,000	–	355,400	–	0.10%	–
WAVE	New	Eco Wave Power Global AB (Swe	$1,021,000	–	150,000	–	0.10%	–
AZYO	Sell	Aziyo Biologics, Inc.	$896,000	-46.9%	126,720	-27.9%	0.09%	-47.3%
MIRO	Buy	Miromatrix Medical, Inc.	$812,000	-39.4%	116,688	+1.5%	0.08%	-39.4%
	New	Zevia PBC - A	$807,000	–	70,122	–	0.08%	–
JRSH	New	Jerash Holdings US, Inc.	$739,000	–	110,000	–	0.07%	–
	New	MaxCyte, Inc.	$610,000	–	50,000	–	0.06%	–
	New	Senstar Technologies Ltd.	$313,000	–	79,070	–	0.03%	–
TLMD	Exit	Soc Telemed, Inc.	$0	–	-25,000	–	-0.01%	–
	Exit	Verb Technology Company, Inc.	$0	–	-285,050	–	-0.06%	–
	Exit	Stryve Foods, Inc.	$0	–	-100,000	–	-0.10%	–
MAGS	Exit	Magal Security System, Ltd (Is	$0	–	-231,618	–	-0.11%	–
JYNT	Exit	The Joint Corp.	$0	–	-14,788	–	-0.12%	–
	Exit	Sema4 Holdings Corp.	$0	–	-100,000	–	-0.14%	–
	Exit	DermTech, Inc.	$0	–	-40,000	–	-0.16%	–
CELH	Exit	Celsius Holdings, Inc.	$0	–	-25,000	–	-0.19%	–
CLSK	Exit	CleanSpark, Inc.	$0	–	-134,000	–	-0.22%	–
IPA	Exit	ImmunoPrecise Antibodies, Ltd.	$0	–	-398,145	–	-0.24%	–
APRN	Exit	Blue Apron Holdings, Inc.	$0	–	-625,000	–	-0.26%	–
RETA	Exit	Reata Pharmaceuticals, Inc.	$0	–	-20,000	–	-0.28%	–
MDNA	Exit	Medicenna Therapeutics Corp.	$0	–	-1,000,000	–	-0.30%	–
ONDS	Exit	Ondas Holding, Inc.	$0	–	-700,000	–	-0.55%	–
GBIO	Exit	Generation Bio Co.	$0	–	-225,599	–	-0.60%	–
ROCC	Exit	Roth Ch Acquisition II Co. (Re	$0	–	-713,322	–	-0.70%	–
SHSP	Exit	SharpSpring, Inc.	$0	–	-968,353	–	-1.61%	–

Q2 2021

			Value		Shares		↓ Weighting
	New	Zealand Pharma A/S (Denmark)warrants	$47,607,000	–	7,094,602	–	4.70%	–
INFU	New	Infusystem Holdings, Inc.	$41,580,000	–	2,000,000	–	4.10%	–
CDMO	New	Avid Bioservices, Inc.	$31,626,000	–	1,233,000	–	3.12%	–
OPRX	New	OptimizeRx Corporation	$30,323,000	–	489,876	–	2.99%	–
LOVE	New	Lovesac Company, The	$27,136,000	–	340,091	–	2.68%	–
PI	New	Impinj, Inc.	$25,407,000	–	492,477	–	2.51%	–
ARGX	New	argenx SE - ADR (Netherlands)	$24,086,000	–	80,000	–	2.38%	–
GNSS	New	Genasys, Inc.	$23,836,000	–	4,349,544	–	2.35%	–
LPSN	New	LivePerson, Inc.	$22,128,000	–	349,900	–	2.18%	–
OOMA	New	Ooma, Inc.	$20,862,000	–	1,106,165	–	2.06%	–
WPRT	New	Westport Fuel Systems, Inc.	$20,348,000	–	3,832,047	–	2.01%	–
RGEN	New	Repligen Corporation	$19,962,000	–	100,000	–	1.97%	–
CNTY	New	Century Casinos, Inc.	$19,915,000	–	1,482,888	–	1.96%	–
TA	New	TravelCenters of America LLC	$19,731,000	–	674,800	–	1.95%	–
NPTN	New	NeoPhotonics Corporation	$19,611,000	–	1,920,722	–	1.94%	–
SQNS	New	Sequans Communications S.A. AD	$19,352,000	–	3,214,540	–	1.91%	–
KIDS	New	OrthoPediatrics Corporation	$18,842,000	–	298,221	–	1.86%	–
EMKR	New	EMCORE Corp.	$18,094,000	–	1,962,446	–	1.79%	–
HEAR	New	Turtle Beach Corporation	$17,414,000	–	545,543	–	1.72%	–
CEVA	New	CEVA, Inc.	$17,408,000	–	368,037	–	1.72%	–
SHSP	New	SharpSpring, Inc.	$16,355,000	–	968,353	–	1.61%	–
AMSC	New	American Superconductor Corp	$14,860,000	–	854,534	–	1.47%	–
LIQT	New	LiqTech International, Inc.	$14,848,000	–	2,028,444	–	1.46%	–
PFSW	New	Pfsweb, Inc.	$14,282,000	–	1,935,179	–	1.41%	–
LMAT	New	LeMaitre Vascular, Inc.	$14,035,000	–	230,000	–	1.38%	–
NGMS	New	NeoGames S.A. (Luxembourg)	$13,923,000	–	226,500	–	1.37%	–
MRAM	New	Everspin Technology, Inc.	$12,079,000	–	1,878,597	–	1.19%	–
KOPN	New	Kopin Corporation	$11,834,000	–	1,446,746	–	1.17%	–
UCTT	New	Ultra Clean Holdings, Inc.	$11,550,000	–	215,000	–	1.14%	–
RADA	New	RADA Electronic Industries Ltd	$11,327,000	–	930,000	–	1.12%	–
SPNE	New	SeaSpine Holdings Corp.	$11,107,000	–	541,547	–	1.10%	–
BRCN	New	Burcon NutraScience Corp. (Can	$10,893,000	–	3,902,823	–	1.08%	–
REPH	New	Recro Pharma, Inc.	$9,862,000	–	4,269,081	–	0.97%	–
TLS	New	Telos Corp.	$9,801,000	–	288,181	–	0.97%	–
PWFL	New	PowerFleet, Inc.	$9,791,000	–	1,359,825	–	0.97%	–
LASR	New	nLight, Inc.	$9,433,000	–	260,000	–	0.93%	–
PLBY	New	PLBY Group,Inc.	$9,334,000	–	240,000	–	0.92%	–
VERU	New	Veru, Inc.	$9,099,000	–	1,127,509	–	0.90%	–
DZSI	New	DZS, Inc.	$8,821,000	–	425,110	–	0.87%	–
RESN	New	Resonant, Inc.	$8,625,000	–	2,686,785	–	0.85%	–
GAIA	New	Gaia, Inc.	$8,487,000	–	772,282	–	0.84%	–
UTI	New	Universal Technical Institute	$8,402,000	–	1,294,575	–	0.83%	–
	New	voxeljet AG, ADR (Germany)	$8,377,000	–	654,978	–	0.83%	–
VICR	New	Vicor Corporation	$8,353,000	–	79,000	–	0.82%	–
KRT	New	Karat Packaging, Inc.	$8,148,000	–	400,000	–	0.80%	–
VMD	New	Viemed Healthcare, Inc. (Canad	$7,772,000	–	1,085,000	–	0.77%	–
GAN	New	GAN, Ltd. (London)	$7,758,000	–	471,870	–	0.77%	–
CTRN	New	Citi Trends, Inc.	$7,587,000	–	87,208	–	0.75%	–
GBNH	New	Greenbrook TMS, Inc. (Canada)	$7,412,000	–	612,147	–	0.73%	–
APEI	New	American Public Education, Inc	$7,194,000	–	253,840	–	0.71%	–
ROCC	New	Roth Ch Acquisition II Co. (Re	$7,111,000	–	713,322	–	0.70%	–
NMTC	New	NeuroOne Medical Technologies	$6,630,000	–	1,000,001	–	0.65%	–
RDCM	New	RADCOM, Ltd. (Israel)	$6,477,000	–	578,312	–	0.64%	–
NGS	New	Natural Gas Services Group	$6,079,000	–	591,340	–	0.60%	–
GBIO	New	Generation Bio Co.	$6,069,000	–	225,599	–	0.60%	–
NDLS	New	Noodles & Co.	$5,995,000	–	480,403	–	0.59%	–
ECOR	New	ElectroCore, Inc.	$5,950,000	–	5,000,000	–	0.59%	–
PROF	New	Profound Medical Corp. (U.S.)	$5,709,000	–	348,939	–	0.56%	–
MUDS	New	Mudrick Capital Acquisition Co	$5,611,000	–	450,301	–	0.55%	–
ONDS	New	Ondas Holding, Inc.	$5,558,000	–	700,000	–	0.55%	–
MSON	New	Misonix, Inc.	$5,528,000	–	249,239	–	0.55%	–
INVO	New	INVO Bioscience, Inc.	$5,390,000	–	1,159,075	–	0.53%	–
EGLX	New	Enthusiast Gaming Holdings	$5,326,000	–	897,100	–	0.53%	–
AEHR	New	Aehr Test Systems	$5,240,000	–	1,898,534	–	0.52%	–
CDNA	New	CareDx, Inc.	$5,217,000	–	57,000	–	0.52%	–
SPRO	New	Spero Therapeutics, Inc.	$5,204,000	–	372,755	–	0.51%	–
FRG	New	Franchise Group, Inc.	$4,653,000	–	131,912	–	0.46%	–
MOVE	New	Movano, Inc.	$4,581,000	–	900,000	–	0.45%	–
SIEN	New	Sientra, Inc.	$4,200,000	–	527,674	–	0.42%	–
NUVB	New	Nuvation Bio, Inc.	$4,152,000	–	446,024	–	0.41%	–
ATOM	New	Atomera Incorporated	$3,924,000	–	183,000	–	0.39%	–
EMAN	New	eMagin Corporation	$3,901,000	–	1,120,887	–	0.38%	–
OCX	New	Oncocyte Corp.	$3,829,000	–	667,000	–	0.38%	–
CMPS	New	Compass Pathways PLC (Great B	$3,815,000	–	100,000	–	0.38%	–
ONEW	New	OneWater Marine, Inc. - CL A	$3,277,000	–	77,970	–	0.32%	–
OPK	New	OPKO Health, Inc.	$3,240,000	–	800,000	–	0.32%	–
ETON	New	Eton Pharmaceuticals, Inc.	$3,080,000	–	500,000	–	0.30%	–
MSGM	New	Motorsports Games, Inc.	$3,071,000	–	219,341	–	0.30%	–
MDNA	New	Medicenna Therapeutics Corp.	$3,017,000	–	1,000,000	–	0.30%	–
QUIK	New	QuickLogic Corporation	$3,002,000	–	415,230	–	0.30%	–
	New	Ideal Power, Inc.	$2,990,000	–	235,271	–	0.30%	–
PGNY	New	Progyny, Inc.	$2,950,000	–	50,000	–	0.29%	–
GOEDWS	New	1847 Goedeker, Inc 5/26/22-12/warrants	$2,853,000	–	1,333,000	–	0.28%	–
RETA	New	Reata Pharmaceuticals, Inc.	$2,831,000	–	20,000	–	0.28%	–
NEON	New	Neonode, Inc.	$2,814,000	–	456,120	–	0.28%	–
SGLB	New	Sigma Labs, Inc.	$2,721,000	–	697,785	–	0.27%	–
APRN	New	Blue Apron Holdings, Inc.	$2,675,000	–	625,000	–	0.26%	–
BLIN	New	Bridgeline Digital, Inc.	$2,580,000	–	600,000	–	0.26%	–
IPA	New	ImmunoPrecise Antibodies, Ltd.	$2,397,000	–	398,145	–	0.24%	–
TKNO	New	Alpha Teknova, Inc.	$2,373,000	–	100,000	–	0.23%	–
ITI	New	Iteris, Inc.	$2,363,000	–	355,359	–	0.23%	–
UGRO	New	urban-gro, Inc.	$2,310,000	–	251,889	–	0.23%	–
RUN	New	Sunrun, Inc.	$2,231,000	–	40,000	–	0.22%	–
CLSK	New	CleanSpark, Inc.	$2,230,000	–	134,000	–	0.22%	–
SNCR	New	Synchronoss Technologies, Inc.	$2,154,000	–	600,000	–	0.21%	–
IDN	New	Intellicheck, Inc.	$2,093,000	–	250,010	–	0.21%	–
DHX	New	DHI Group, Inc.	$2,031,000	–	601,000	–	0.20%	–
ROCR	New	Roth CH Acquisition III Co.	$1,974,000	–	200,000	–	0.20%	–
CELH	New	Celsius Holdings, Inc.	$1,902,000	–	25,000	–	0.19%	–
CYRX	New	Cryoport, Inc.	$1,893,000	–	30,000	–	0.19%	–
BITF	New	Bitfarms, Ltd. of Canada(Can)	$1,808,000	–	460,000	–	0.18%	–
GOED	New	1847 Goedeker, Inc.	$1,781,000	–	462,550	–	0.18%	–
COO	New	The Cooper Companies, Inc.	$1,783,000	–	4,500	–	0.18%	–
LLNW	New	Limelight Networks, Inc.	$1,747,000	–	554,604	–	0.17%	–
AZYO	New	Aziyo Biologics, Inc.	$1,688,000	–	175,650	–	0.17%	–
	New	DermTech, Inc.	$1,663,000	–	40,000	–	0.16%	–
JOB	New	Gee Group, Inc.	$1,481,000	–	2,585,192	–	0.15%	–
PRTC	New	PureTech Health PLC-ADR (Brita	$1,470,000	–	30,000	–	0.14%	–
	New	Sema4 Holdings Corp.	$1,401,000	–	100,000	–	0.14%	–
MIRO	New	Miromatrix Medical, Inc.	$1,340,000	–	115,000	–	0.13%	–
BLU	New	Bellus Health, Inc.	$1,244,000	–	400,000	–	0.12%	–
JYNT	New	The Joint Corp.	$1,241,000	–	14,788	–	0.12%	–
MAGS	New	Magal Security System, Ltd (Is	$1,096,000	–	231,618	–	0.11%	–
	New	Stryve Foods, Inc.	$1,031,000	–	100,000	–	0.10%	–
QMCO	New	Quantum Corp.	$805,000	–	116,850	–	0.08%	–
	New	Verb Technology Company, Inc.	$584,000	–	285,050	–	0.06%	–
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$590,000	–	19,981	–	0.06%	–
	New	Ocean Power Technologies @3.85warrants	$269,000	–	464,280	–	0.03%	–
AQMS	New	Aqua Metals, Inc.	$166,000	–	55,474	–	0.02%	–
TLMD	New	Soc Telemed, Inc.	$142,000	–	25,000	–	0.01%	–
ROCRW	New	Roth CH Acquisition III Co @11warrants	$82,000	–	50,000	–	0.01%	–

Q4 2020

			Value		Shares		↓ Weighting
	Exit	Ocean Power Technologies @3.85warrants	$0	–	-714,280	–	-0.04%	–
EMKR	Exit	EMCORE Corp.	$0	–	-79,708	–	-0.04%	–
MLND	Exit	Millendo Therapeutics, Inc.	$0	–	-199,000	–	-0.05%	–
LRN	Exit	K12 Inc.	$0	–	-25,000	–	-0.11%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-19,981	–	-0.12%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-259,414	–	-0.13%	–
IDN	Exit	Intellicheck, Inc.	$0	–	-125,010	–	-0.14%	–
MAGS	Exit	Magal Security System, Ltd (Is	$0	–	-231,618	–	-0.14%	–
PRMW	Exit	Primo Water Corp.	$0	–	-61,142	–	-0.14%	–
QUMU	Exit	Qumu Corporation	$0	–	-200,300	–	-0.15%	–
VERU	Exit	Veru,Inc.	$0	–	-400,000	–	-0.17%	–
PWFL	Exit	Powerfleet, Inc.	$0	–	-190,000	–	-0.18%	–
	Exit	Verb Technology Company, Inc.	$0	–	-1,024,896	–	-0.18%	–
GNCA	Exit	Genocea Biosciences, Inc.	$0	–	-532,516	–	-0.20%	–
ITI	Exit	Iteris, Inc.	$0	–	-355,359	–	-0.24%	–
TCMD	Exit	Tactile Systems Technology, In	$0	–	-43,560	–	-0.26%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-1,868,907	–	-0.28%	–
	Exit	Ideal Power, Inc.	$0	–	-284,793	–	-0.29%	–
RETA	Exit	Reata Pharmaceuticals, Inc.	$0	–	-20,000	–	-0.32%	–
HSAQ	Exit	Health Science Acquisitions Co	$0	–	-200,000	–	-0.36%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-48,500	–	-0.36%	–
MSON	Exit	Misonix,Inc.	$0	–	-208,336	–	-0.40%	–
KRMD	Exit	Repro-Med Systems, Inc.	$0	–	-342,368	–	-0.40%	–
CDNA	Exit	CareDx, Inc.	$0	–	-65,700	–	-0.41%	–
WIFI	Exit	Boingo Wireless, Inc.	$0	–	-250,316	–	-0.42%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,898,534	–	-0.43%	–
JYNT	Exit	The Joint Corp.	$0	–	-152,181	–	-0.43%	–
QUIK	Exit	QuickLogic Corporation	$0	–	-882,119	–	-0.45%	–
OPK	Exit	OPKO Health, Inc.	$0	–	-800,000	–	-0.48%	–
NDLS	Exit	Noodles & Co.	$0	–	-440,548	–	-0.50%	–
FRG	Exit	Franchise Group, Inc.	$0	–	-131,912	–	-0.55%	–
SONM	Exit	Sonim Technologies, Inc.	$0	–	-4,504,376	–	-0.57%	–
EMAN	Exit	eMagin Corporation	$0	–	-2,805,512	–	-0.58%	–
MWK	Exit	Mohawk Group Holdings, Inc.	$0	–	-436,937	–	-0.59%	–
NEON	Exit	Neonode, Inc.	$0	–	-478,120	–	-0.62%	–
SLNO	Exit	Soleno Therapeutics, Inc.	$0	–	-1,550,000	–	-0.64%	–
NGS	Exit	Natural Gas Services Group, In	$0	–	-478,824	–	-0.66%	–
MDNA	Exit	Medicenna Therapeutics Corp. C	$0	–	-1,000,000	–	-0.67%	–
VJET	Exit	voxeljet AG, ADR (Germany)	$0	–	-561,978	–	-0.78%	–
ETON	Exit	Eton Pharmaceuticals, Inc.	$0	–	-621,681	–	-0.80%	–
WPRT	Exit	Westport Fuel Systems, Inc.	$0	–	-3,082,047	–	-0.82%	–
RDCM	Exit	RADCOM, Ltd. (Israel)	$0	–	-578,312	–	-0.89%	–
GAN	Exit	GAN, Ltd. (London)	$0	–	-323,180	–	-0.90%	–
SPRO	Exit	Spero Therapeutics, Inc.	$0	–	-498,755	–	-0.91%	–
ONEW	Exit	OneWater Marine, Inc. - CL A	$0	–	-275,000	–	-0.92%	–
GFF	Exit	Griffon Corp.	$0	–	-300,000	–	-0.96%	–
RADA	Exit	RADA Electronic Industries,Ltd	$0	–	-1,000,000	–	-0.97%	–
CDMO	Exit	Avid Bioservices, Inc.	$0	–	-793,000	–	-0.99%	–
PROF	Exit	Profound Medical Corp. (U.S.)	$0	–	-348,939	–	-1.01%	–
VICR	Exit	Vicor Corporation	$0	–	-79,500	–	-1.01%	–
SPNE	Exit	SeaSpine Holdings Corp.	$0	–	-440,729	–	-1.03%	–
PEIX	Exit	Pacific Ethanol, Inc.	$0	–	-888,800	–	-1.06%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-306,000	–	-1.08%	–
ATOM	Exit	Atomera Incorporated	$0	–	-669,051	–	-1.14%	–
XCUR	Exit	Exicure, Inc.	$0	–	-4,042,200	–	-1.16%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-285,342	–	-1.17%	–
LMAT	Exit	LeMaitre Vascular Inc.	$0	–	-230,000	–	-1.23%	–
GAIA	Exit	Gaia, Inc.	$0	–	-772,282	–	-1.24%	–
KOPN	Exit	Kopin Corporation	$0	–	-5,551,344	–	-1.26%	–
CNTY	Exit	Century Casinos, Inc.	$0	–	-1,500,000	–	-1.35%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-210,000	–	-1.46%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-1,602,319	–	-1.49%	–
VMD	Exit	Viemed Healthcare, Inc. (Canad	$0	–	-1,085,000	–	-1.54%	–
RESN	Exit	Resonant, Inc.	$0	–	-4,169,213	–	-1.62%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-545,543	–	-1.63%	–
SHSP	Exit	SharpSpring, Inc.	$0	–	-954,408	–	-1.74%	–
CELH	Exit	Celsius Holdings, Inc.	$0	–	-500,000	–	-1.86%	–
LOVE	Exit	Lovesac Company, The	$0	–	-420,219	–	-1.91%	–
LLNW	Exit	Limelight Networks, Inc.	$0	–	-2,023,688	–	-1.91%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-1,920,722	–	-1.92%	–
PI	Exit	Impinj, Inc.	$0	–	-451,377	–	-1.95%	–
TA	Exit	TravelCenters of America LLC	$0	–	-674,800	–	-2.16%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-2,014,916	–	-2.21%	–
KIDS	Exit	OrthoPediatrics Corporation	$0	–	-303,221	–	-2.28%	–
OOMA	Exit	Ooma,Inc.	$0	–	-1,106,165	–	-2.36%	–
RGEN	Exit	Repligen Corporation	$0	–	-100,000	–	-2.42%	–
CEVA	Exit	CEVA, Inc.	$0	–	-382,268	–	-2.46%	–
SQNS	Exit	Sequans Communications S.A. AD	$0	–	-2,808,816	–	-2.75%	–
LIQT	Exit	LiqTech International, Inc.(De	$0	–	-2,043,290	–	-2.83%	–
AMSC	Exit	American Superconductor Corpor	$0	–	-1,220,814	–	-2.90%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-360,000	–	-3.07%	–
OPRX	Exit	OptimizeRx Corporation	$0	–	-908,382	–	-3.10%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-80,000	–	-3.44%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-2,000,000	–	-4.20%	–
	Exit	Zealand Pharma A/S (Denmark)warrants	$0	–	-7,094,602	–	-4.67%	–
GNSS	Exit	Genasys Incorporated	$0	–	-4,699,959	–	-4.74%	–

Q3 2020

			Value		Shares		↓ Weighting
GNSS	Sell	Genasys Incorporated	$28,905,000	+23.4%	4,699,959	-2.5%	4.74%	+15.4%
	Sell	Zealand Pharma A/S (Denmark)warrants	$28,499,000	+17.6%	7,094,602	-0.4%	4.67%	+9.9%
OPRX	Sell	OptimizeRx Corporation	$18,940,000	+47.7%	908,382	-7.7%	3.10%	+38.1%
LPSN	Sell	LivePerson, Inc.	$18,716,000	-6.3%	360,000	-25.3%	3.07%	-12.4%
SQNS	Sell	Sequans Communications S.A. AD	$16,769,000	-2.8%	2,808,816	-0.0%	2.75%	-9.1%
CEVA	Sell	CEVA, Inc.	$15,050,000	-6.0%	382,268	-10.6%	2.46%	-12.1%
OOMA	Sell	Ooma,Inc.	$14,435,000	-24.2%	1,106,165	-4.3%	2.36%	-29.2%
PFSW	Buy	Pfsweb, Inc.	$13,480,000	+11.2%	2,014,916	+11.1%	2.21%	+4.0%
TA	Buy	TravelCenters of America LLC	$13,186,000	+970.3%	674,800	+743.5%	2.16%	+900.0%
PI	Sell	Impinj, Inc.	$11,894,000	-4.1%	451,377	-0.0%	1.95%	-10.4%
NPTN	Buy	NeoPhotonics Corporation	$11,697,000	-26.2%	1,920,722	+7.6%	1.92%	-31.1%
LLNW	Sell	Limelight Networks, Inc.	$11,656,000	-23.6%	2,023,688	-2.4%	1.91%	-28.6%
LOVE	Sell	Lovesac Company, The	$11,644,000	-32.2%	420,219	-35.8%	1.91%	-36.7%
CELH	Sell	Celsius Holdings, Inc.	$11,355,000	+49.1%	500,000	-22.7%	1.86%	+39.3%
SHSP	Buy	SharpSpring, Inc.	$10,642,000	+44.0%	954,408	+13.4%	1.74%	+34.5%
HEAR	Buy	Turtle Beach Corporation	$9,929,000	+32.1%	545,543	+6.9%	1.63%	+23.5%
VMD	Sell	Viemed Healthcare, Inc. (Canad	$9,410,000	-24.9%	1,085,000	-17.1%	1.54%	-29.9%
MRAM	Sell	Everspin Technology, Inc.	$9,085,000	-23.2%	1,602,319	-4.9%	1.49%	-28.2%
VSLR	Sell	Vivint Solar, Inc.	$8,893,000	+150.2%	210,000	-41.5%	1.46%	+133.9%
CNTY	Buy	Century Casinos, Inc.	$8,220,000	+80.5%	1,500,000	+36.7%	1.35%	+68.8%
KOPN	Sell	Kopin Corporation	$7,661,000	+1.4%	5,551,344	-2.3%	1.26%	-5.2%
GAIA	Sell	Gaia, Inc.	$7,592,000	+17.2%	772,282	-0.1%	1.24%	+9.5%
ATOM	Sell	Atomera Incorporated	$6,992,000	-25.4%	669,051	-35.8%	1.14%	-30.3%
UCTT	Sell	Ultra Clean Holdings, Inc.	$6,567,000	-13.1%	306,000	-8.4%	1.08%	-18.8%
PEIX	New	Pacific Ethanol, Inc.	$6,497,000	–	888,800	–	1.06%	–
SPNE	Buy	SeaSpine Holdings Corp.	$6,302,000	+104.9%	440,729	+50.1%	1.03%	+91.5%
VICR	Sell	Vicor Corporation	$6,180,000	-4.6%	79,500	-11.7%	1.01%	-10.8%
CDMO	Buy	Avid Bioservices, Inc.	$6,043,000	+26.3%	793,000	+8.8%	0.99%	+18.0%
GFF	New	Griffon Corp.	$5,862,000	–	300,000	–	0.96%	–
ONEW	New	OneWater Marine, Inc. - CL A	$5,635,000	–	275,000	–	0.92%	–
SPRO	Buy	Spero Therapeutics, Inc.	$5,566,000	+68.8%	498,755	+104.6%	0.91%	+57.8%
GAN	Buy	GAN, Ltd. (London)	$5,462,000	-15.6%	323,180	+27.2%	0.90%	-21.1%
WPRT	Buy	Westport Fuel Systems, Inc.	$5,024,000	+305.8%	3,082,047	+208.7%	0.82%	+279.3%
ETON	Sell	Eton Pharmaceuticals, Inc.	$4,911,000	+12.3%	621,681	-22.5%	0.80%	+4.8%
VJET	Sell	voxeljet AG, ADR (Germany)	$4,754,000	+8.5%	561,978	-80.0%	0.78%	+1.4%
MDNA	New	Medicenna Therapeutics Corp. C	$4,108,000	–	1,000,000	–	0.67%	–
NGS	Buy	Natural Gas Services Group, In	$4,046,000	+46.2%	478,824	+8.5%	0.66%	+36.7%
NEON	Buy	Neonode, Inc.	$3,777,000	+510.2%	478,120	+555.3%	0.62%	+473.1%
MWK	New	Mohawk Group Holdings, Inc.	$3,605,000	–	436,937	–	0.59%	–
EMAN	Sell	eMagin Corporation	$3,563,000	+52.9%	2,805,512	-5.0%	0.58%	+43.1%
SONM	Sell	Sonim Technologies, Inc.	$3,495,000	-28.3%	4,504,376	-25.2%	0.57%	-32.9%
FRG	New	Franchise Group, Inc.	$3,345,000	–	131,912	–	0.55%	–
NDLS	Buy	Noodles & Co.	$3,027,000	+28.2%	440,548	+12.8%	0.50%	+19.8%
JYNT	Buy	The Joint Corp.	$2,646,000	+14.6%	152,181	+0.7%	0.43%	+6.9%
KRMD	Sell	Repro-Med Systems, Inc.	$2,472,000	-25.6%	342,368	-7.5%	0.40%	-30.4%
MSON	Buy	Misonix,Inc.	$2,444,000	+6.8%	208,336	+23.5%	0.40%	-0.2%
HSAQ	New	Health Science Acquisitions Co	$2,200,000	–	200,000	–	0.36%	–
RETA	Sell	Reata Pharmaceuticals, Inc.	$1,948,000	-79.2%	20,000	-66.7%	0.32%	-80.6%
	Buy	Ideal Power, Inc.	$1,766,000	+35.7%	284,793	+43.0%	0.29%	+26.8%
TCMD	Buy	Tactile Systems Technology, In	$1,594,000	+107.3%	43,560	+134.7%	0.26%	+93.3%
GNCA	New	Genocea Biosciences, Inc.	$1,219,000	–	532,516	–	0.20%	–
	New	Verb Technology Company, Inc.	$1,107,000	–	1,024,896	–	0.18%	–
QUMU	New	Qumu Corporation	$923,000	–	200,300	–	0.15%	–
MAGS	Sell	Magal Security System, Ltd (Is	$859,000	-27.6%	231,618	-41.5%	0.14%	-32.2%
IDN	Buy	Intellicheck, Inc.	$834,000	+10.5%	125,010	+25.0%	0.14%	+3.8%
LRN	Sell	K12 Inc.	$658,000	-31.0%	25,000	-28.6%	0.11%	-35.3%
EMKR	New	EMCORE Corp.	$259,000	–	79,708	–	0.04%	–
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.00%	–
ANCN	Exit	Anchiano Therapeutics, Ltd. -	$0	–	-158,123	–	-0.04%	–
GROW	Exit	U.S. Global Investors, Inc.	$0	–	-185,000	–	-0.06%	–
NVEE	Exit	NV5 Global, Inc.	$0	–	-6,900	–	-0.06%	–
DRTT	Exit	Dirtt Environmental Solutions	$0	–	-425,000	–	-0.09%	–
BWEN	Exit	Broadwind Energy, Inc.	$0	–	-275,000	–	-0.18%	–
VCRA	Exit	Vocera Communications, Inc.	$0	–	-106,079	–	-0.39%	–
MCFT	Exit	MasterCraft Boat Holdings, Inc	$0	–	-125,000	–	-0.42%	–
KTOS	Exit	Kratos Defense & Security Solu	$0	–	-190,218	–	-0.52%	–
GRWG	Exit	GrowGeneration Corp.	$0	–	-900,000	–	-1.08%	–
PRPL	Exit	Purple Innovation, Inc.	$0	–	-533,452	–	-1.68%	–
BLU	Exit	Bellus Health, Inc. (Canada) R	$0	–	-1,600,000	–	-2.90%	–

Q2 2020

			Value		Shares		↓ Weighting
	New	Zealand Pharma A/S (Denmark)warrants	$24,242,000	–	7,120,843	–	4.25%	–
GNSS	New	Genasys Incorporated (F4)	$23,419,000	–	4,818,706	–	4.10%	–
INFU	New	Infusystem Holdings, Inc.	$23,080,000	–	2,000,000	–	4.04%	–
LPSN	New	LivePerson, Inc.	$19,969,000	–	482,000	–	3.50%	–
OOMA	New	Ooma,Inc.	$19,051,000	–	1,156,021	–	3.34%	–
ARGX	New	argenx SE - ADR (Netherlands)	$18,018,000	–	80,000	–	3.16%	–
SQNS	New	Sequans Communications S.A. AD	$17,249,000	–	2,809,216	–	3.02%	–
LOVE	New	Lovesac Company, The	$17,181,000	–	655,000	–	3.01%	–
BLU	New	Bellus Health, Inc. (Canada) R	$16,549,000	–	1,600,000	–	2.90%	–
CEVA	New	CEVA, Inc.	$16,007,000	–	427,768	–	2.80%	–
NPTN	New	NeoPhotonics Corporation	$15,857,000	–	1,785,722	–	2.78%	–
LLNW	New	Limelight Networks, Inc.	$15,262,000	–	2,073,688	–	2.68%	–
KIDS	New	OrthoPediatrics Corporation	$13,269,000	–	303,221	–	2.33%	–
OPRX	New	OptimizeRx Corporation	$12,820,000	–	983,866	–	2.25%	–
VMD	New	Viemed Healthcare, Inc. (Canad	$12,535,000	–	1,308,123	–	2.20%	–
PI	New	Impinj, Inc.	$12,402,000	–	451,477	–	2.17%	–
RGEN	New	Repligen Corporation	$12,361,000	–	100,000	–	2.17%	–
PFSW	New	Pfsweb, Inc.	$12,119,000	–	1,814,185	–	2.12%	–
MRAM	New	Everspin Technology, Inc.	$11,822,000	–	1,684,102	–	2.07%	–
LIQT	New	LiqTech International, Inc.(De	$11,156,000	–	2,043,290	–	1.96%	–
AMSC	New	American Superconductor Corpor	$9,925,000	–	1,220,814	–	1.74%	–
XCUR	New	Exicure, Inc.	$9,863,000	–	4,042,200	–	1.73%	–
RESN	New	Resonant, Inc.	$9,714,000	–	4,169,213	–	1.70%	–
PRPL	New	Purple Innovation, Inc.	$9,602,000	–	533,452	–	1.68%	–
ATOM	New	Atomera Incorporated	$9,372,000	–	1,041,367	–	1.64%	–
RETA	New	Reata Pharmaceuticals, Inc.	$9,361,000	–	60,000	–	1.64%	–
CELH	New	Celsius Holdings, Inc.	$7,618,000	–	647,200	–	1.34%	–
UCTT	New	Ultra Clean Holdings, Inc.	$7,558,000	–	334,000	–	1.32%	–
KOPN	New	Kopin Corporation	$7,555,000	–	5,680,157	–	1.32%	–
HEAR	New	Turtle Beach Corporation	$7,515,000	–	510,543	–	1.32%	–
SHSP	New	SharpSpring, Inc.	$7,392,000	–	841,908	–	1.30%	–
RADA	New	RADA Electronic Industries,Ltd	$6,540,000	–	1,000,000	–	1.15%	–
GAIA	New	Gaia, Inc.	$6,480,000	–	773,282	–	1.14%	–
VICR	New	Vicor Corporation	$6,475,000	–	90,000	–	1.14%	–
GAN	New	GAN Ltd. (London)	$6,468,000	–	254,154	–	1.13%	–
GRWG	New	GrowGeneration Corp.	$6,156,000	–	900,000	–	1.08%	–
LMAT	New	LeMaitre Vascular Inc.	$6,072,000	–	230,000	–	1.06%	–
PROF	New	Profound Medical Corp. (U.S.)	$5,911,000	–	348,939	–	1.04%	–
CTRN	New	Citi Trends, Inc.	$5,770,000	–	285,342	–	1.01%	–
SONM	New	Sonim Technologies, Inc.	$4,875,000	–	6,024,808	–	0.85%	–
CDMO	New	Avid Bioservices, Inc.	$4,785,000	–	728,832	–	0.84%	–
RDCM	New	RADCOM, Ltd. (Israel)	$4,707,000	–	578,312	–	0.82%	–
CNTY	New	Century Casinos, Inc.	$4,554,000	–	1,097,404	–	0.80%	–
VJET	New	voxeljet AG, ADR (Germany)	$4,383,000	–	2,809,899	–	0.77%	–
ETON	New	Eton Pharmaceuticals, Inc.	$4,374,000	–	802,617	–	0.77%	–
AEHR	New	Aehr Test Systems	$3,702,000	–	1,898,534	–	0.65%	–
VSLR	New	Vivint Solar, Inc.	$3,554,000	–	359,000	–	0.62%	–
SLNO	New	Soleno Therapeutics, Inc.	$3,441,000	–	1,550,000	–	0.60%	–
WIFI	New	Boingo Wireless, Inc.	$3,334,000	–	250,316	–	0.58%	–
KRMD	New	Repro-Med Systems, Inc.	$3,323,000	–	370,000	–	0.58%	–
SPRO	New	Spero Therapeutics, Inc.	$3,298,000	–	243,755	–	0.58%	–
SPNE	New	SeaSpine Holdings Corp.	$3,075,000	–	293,677	–	0.54%	–
KTOS	New	Kratos Defense & Security Solu	$2,973,000	–	190,218	–	0.52%	–
NGS	New	Natural Gas Services Group Inc	$2,767,000	–	441,261	–	0.48%	–
OPK	New	OPKO Health, Inc.	$2,728,000	–	800,000	–	0.48%	–
QUIK	New	QuickLogic Corporation	$2,699,000	–	882,119	–	0.47%	–
AQMS	New	Aqua Metals, Inc.	$2,616,000	–	1,868,907	–	0.46%	–
MCFT	New	MasterCraft Boat Holdings, Inc	$2,381,000	–	125,000	–	0.42%	–
NDLS	New	Noodles & Co.	$2,362,000	–	390,448	–	0.41%	–
CDNA	New	CareDx, Inc.	$2,328,000	–	65,700	–	0.41%	–
EMAN	New	eMagin Corporation	$2,330,000	–	2,952,241	–	0.41%	–
JYNT	New	The Joint Corp.	$2,309,000	–	151,181	–	0.40%	–
MSON	New	Misonix,Inc.	$2,289,000	–	168,711	–	0.40%	–
VCRA	New	Vocera Communications, Inc.	$2,249,000	–	106,079	–	0.39%	–
BEAT	New	BioTelemetry, Inc.	$2,192,000	–	48,500	–	0.38%	–
ITI	New	Iteris, Inc.	$1,690,000	–	355,359	–	0.30%	–
VERU	New	Veru,Inc.	$1,336,000	–	400,000	–	0.23%	–
	New	Ideal Power, Inc.	$1,301,000	–	199,186	–	0.23%	–
WPRT	New	Westport Fuel Systems Inc.	$1,238,000	–	998,412	–	0.22%	–
TA	New	TravelCenters of America LLC	$1,232,000	–	80,000	–	0.22%	–
MAGS	New	Magal Security System, Ltd (Is	$1,187,000	–	395,656	–	0.21%	–
BWEN	New	Broadwind Energy, Inc.	$1,031,000	–	275,000	–	0.18%	–
LRN	New	K12 Inc.	$953,000	–	35,000	–	0.17%	–
PWFL	New	Powerfleet, Inc.	$878,000	–	190,000	–	0.15%	–
PRMW	New	Primo Water Corp.	$841,000	–	61,142	–	0.15%	–
CVV	New	CVD Equipment Corporation	$776,000	–	259,414	–	0.14%	–
TCMD	New	Tactile Systems Technology, In	$769,000	–	18,560	–	0.14%	–
IDN	New	Intellicheck, Inc.	$755,000	–	100,000	–	0.13%	–
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$699,000	–	19,981	–	0.12%	–
NEON	New	Neonode, Inc.	$619,000	–	72,963	–	0.11%	–
DRTT	New	Dirtt Environmental Solutions	$513,000	–	425,000	–	0.09%	–
NVEE	New	NV5 Global, Inc.	$351,000	–	6,900	–	0.06%	–
MLND	New	Millendo Therapeutics, Inc.	$350,000	–	199,000	–	0.06%	–
GROW	New	U.S. Global Investors, Inc.	$350,000	–	185,000	–	0.06%	–
ANCN	New	Anchiano Therapeutics, Ltd. -	$217,000	–	158,123	–	0.04%	–
	New	Ocean Power Technologies @3.85warrants	$143,000	–	714,280	–	0.02%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$6,000	–	137,092	–	0.00%	–

Q4 2019

			Value		Shares		↓ Weighting
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.00%	–
SRTSW	Exit	Sensus Healthcare, Inc @6.75 6warrants	$0	–	-130,261	–	-0.01%	–
STIM	Exit	Neuronetics, Inc.	$0	–	-23,074	–	-0.04%	–
VERBW	Exit	Verb Technology Co. @3.443 4/9warrants	$0	–	-640,000	–	-0.05%	–
AMTX	Exit	Aemetis, Inc.	$0	–	-241,443	–	-0.06%	–
MYO	Exit	Myomo, Inc.	$0	–	-473,159	–	-0.06%	–
SONM	Exit	Sonim Technologies, Inc.	$0	–	-106,042	–	-0.07%	–
TA	Exit	TravelCenters of America LLC	$0	–	-28,934	–	-0.08%	–
OPTT	Exit	Ocean Power Technologies, Inc.	$0	–	-229,168	–	-0.09%	–
ALOT	Exit	AstroNova, Inc.	$0	–	-26,188	–	-0.09%	–
DXLG	Exit	Destination XL Group, Inc.	$0	–	-285,176	–	-0.10%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-19,981	–	-0.11%	–
NEON	Exit	Neonode, Inc.	$0	–	-238,413	–	-0.12%	–
IZEA	Exit	IZEA Worldwide, Inc.	$0	–	-2,278,000	–	-0.12%	–
	Exit	Ideal Power, Inc.	$0	–	-240,035	–	-0.14%	–
ZAGG	Exit	Zagg, Inc.	$0	–	-110,000	–	-0.15%	–
	Exit	Verb Technology Company, Inc.	$0	–	-640,000	–	-0.15%	–
TUESQ	Exit	Tuesday Morning Corporation	$0	–	-444,300	–	-0.15%	–
MNTX	Exit	Manitex International, Inc.	$0	–	-122,798	–	-0.17%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-259,414	–	-0.18%	–
NVEE	Exit	NV5 Global, Inc.	$0	–	-15,000	–	-0.22%	–
VERU	Exit	Veru,Inc.	$0	–	-500,000	–	-0.23%	–
PWFL	Exit	Powerfleet, Inc.	$0	–	-200,000	–	-0.23%	–
ENSV	Exit	Enservco Corporation	$0	–	-4,486,629	–	-0.24%	–
PRMW	Exit	Primo Water Corp.	$0	–	-102,000	–	-0.27%	–
PCTI	Exit	PC-Tel, Inc.	$0	–	-170,987	–	-0.30%	–
	Exit	Magal Security System, Ltd	$0	–	-395,656	–	-0.35%	–
EMAN	Exit	eMagin Corporation	$0	–	-4,492,624	–	-0.37%	–
WPRT	Exit	Westport Fuel Systems Inc.	$0	–	-676,139	–	-0.39%	–
QUIK	Exit	QuickLogic Corporation	$0	–	-5,419,435	–	-0.40%	–
REED	Exit	Reed's, Inc.	$0	–	-1,500,000	–	-0.41%	–
OPK	Exit	OPKO Health, Inc.	$0	–	-945,000	–	-0.42%	–
BWEN	Exit	Broadwind Energy, Inc.	$0	–	-1,221,874	–	-0.44%	–
ITI	Exit	Iteris, Inc.	$0	–	-373,859	–	-0.46%	–
TRVN	Exit	Trevena, Inc.	$0	–	-2,278,345	–	-0.47%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-60,000	–	-0.52%	–
KRUS	Exit	Kura Sushi USA, Inc.	$0	–	-136,554	–	-0.57%	–
CVU	Exit	CPI Aerostructures, Inc.	$0	–	-347,140	–	-0.60%	–
ETON	Exit	Eton Pharmaceuticals, Inc.	$0	–	-483,466	–	-0.65%	–
CELH	Exit	Celsius Holdings, Inc.	$0	–	-883,520	–	-0.65%	–
SHSP	Exit	SharpSpring, Inc.	$0	–	-317,020	–	-0.65%	–
DSPG	Exit	DSP Group, Inc.	$0	–	-236,538	–	-0.71%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,898,524	–	-0.72%	–
MWK	Exit	Mohawk Group Holdings, Inc.	$0	–	-488,638	–	-0.81%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-609,205	–	-0.84%	–
MVIS	Exit	Microvision, Inc.	$0	–	-6,927,200	–	-0.87%	–
CDMO	Exit	Avid Bioservices, Inc.	$0	–	-833,162	–	-0.94%	–
GHM	Exit	Graham Corp.	$0	–	-227,794	–	-0.96%	–
RDCM	Exit	RADCOM, Ltd.	$0	–	-499,298	–	-0.97%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-1,832,185	–	-0.98%	–
KOPN	Exit	Kopin Corporation	$0	–	-7,282,997	–	-1.05%	–
GAIA	Exit	Gaia, Inc.	$0	–	-791,835	–	-1.10%	–
VJET	Exit	voxeljet AG, ADR (Germany)	$0	–	-2,785,927	–	-1.12%	–
CDNA	Exit	CareDx, Inc.	$0	–	-235,000	–	-1.13%	–
TCMD	Exit	Tactile Systems Technology	$0	–	-130,714	–	-1.17%	–
WIFI	Exit	Boingo Wireless, Inc.	$0	–	-501,381	–	-1.18%	–
RETA	Exit	Reata Pharmaceuticals, Inc.	$0	–	-75,000	–	-1.28%	–
LLNW	Exit	Limelight Networks, Inc.	$0	–	-2,000,000	–	-1.29%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-535,543	–	-1.33%	–
ATOM	Exit	Atomera Incorporated	$0	–	-1,659,450	–	-1.33%	–
SPRO	Exit	Spero Therapeutics, Inc.	$0	–	-598,315	–	-1.35%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-355,808	–	-1.38%	–
VMD	Exit	Viemed Healthcare, Inc.	$0	–	-1,040,200	–	-1.52%	–
INSE	Exit	Inspired Entertainment, Inc.	$0	–	-998,543	–	-1.52%	–
CNTY	Exit	Century Casinos, Inc.	$0	–	-1,050,836	–	-1.72%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-565,000	–	-1.76%	–
SQNS	Exit	Sequans Communications S.A. AD	$0	–	-9,559,338	–	-1.76%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-5,121,986	–	-1.85%	–
AMSC	Exit	American Superconductor Corp	$0	–	-1,114,328	–	-1.85%	–
RGEN	Exit	Repligen Corporation	$0	–	-121,000	–	-1.97%	–
XCUR	Exit	Exicure, Inc.	$0	–	-3,669,200	–	-1.97%	–
BLUSF	Exit	Bellus Health, Inc. (Canada)	$0	–	-1,461,988	–	-1.99%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-1,553,091	–	-2.02%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-2,000,000	–	-2.24%	–
LMAT	Exit	LeMaitre Vascular Inc.	$0	–	-315,000	–	-2.28%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-95,000	–	-2.30%	–
LOVE	Exit	Lovesac Company, The	$0	–	-584,600	–	-2.32%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-1,951,722	–	-2.52%	–
KIDS	Exit	OrthoPediatrics, Corp.	$0	–	-343,041	–	-2.57%	–
OOMA	Exit	Ooma,Inc.	$0	–	-1,253,006	–	-2.76%	–
CEVA	Exit	CEVA, Inc.	$0	–	-480,000	–	-3.04%	–
OPRX	Exit	OptimizeRx Corporation	$0	–	-1,044,164	–	-3.21%	–
PI	Exit	Impinj, Inc.	$0	–	-499,077	–	-3.26%	–
IOTS	Exit	Adesto Technologies Corporatio	$0	–	-1,853,651	–	-3.37%	–
GNSS	Exit	LRAD Corporation	$0	–	-4,850,706	–	-3.45%	–
LIQT	Exit	LiqTech International, Inc.	$0	–	-2,173,290	–	-3.64%	–
	Exit	Zealand Pharma A/S (Denmark)warrants	$0	–	-12,270,185	–	-4.23%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-739,394	–	-5.60%	–

Q3 2019

			Value		Shares		↓ Weighting
LPSN	Sell	LivePerson, Inc.	$26,396,000	+13.7%	739,394	-10.7%	5.60%	+26.2%
	Sell	Zealand Pharma A/S (Denmark)warrants	$19,941,000	-28.4%	12,270,185	-15.0%	4.23%	-20.5%
GNSS	Sell	LRAD Corporation	$16,250,000	-0.2%	4,850,706	-2.0%	3.45%	+10.7%
IOTS	Sell	Adesto Technologies Corporatio	$15,867,000	-28.3%	1,853,651	-31.7%	3.37%	-20.4%
PI	Sell	Impinj, Inc.	$15,387,000	+4.8%	499,077	-2.7%	3.26%	+16.3%
OPRX	Sell	OptimizeRx Corporation	$15,119,000	-31.2%	1,044,164	-23.1%	3.21%	-23.7%
NPTN	Sell	NeoPhotonics Corporation	$11,886,000	+31.8%	1,951,722	-9.5%	2.52%	+46.3%
INFU	Buy	Infusystem Holdings, Inc.	$10,580,000	+32.6%	2,000,000	+7.8%	2.24%	+47.1%
MRAM	Sell	Everspin Technology, Inc.	$9,520,000	-7.7%	1,553,091	-1.9%	2.02%	+2.4%
BLUSF	New	Bellus Health, Inc. (Canada)	$9,394,000	–	1,461,988	–	1.99%	–
XCUR	New	Exicure, Inc.	$9,283,000	–	3,669,200	–	1.97%	–
AMSC	Buy	American Superconductor Corp	$8,736,000	-14.4%	1,114,328	+1.3%	1.85%	-5.0%
SQNS	Buy	Sequans Communications S.A. AD	$8,298,000	-2.0%	9,559,338	+2.0%	1.76%	+8.8%
UCTT	Sell	Ultra Clean Holdings, Inc.	$8,269,000	-1.0%	565,000	-5.8%	1.76%	+9.9%
CNTY	Sell	Century Casinos, Inc.	$8,123,000	-25.9%	1,050,836	-7.0%	1.72%	-17.8%
VMD	New	Viemed Healthcare, Inc.	$7,178,000	–	1,040,200	–	1.52%	–
HEAR	Sell	Turtle Beach Corporation	$6,250,000	-3.5%	535,543	-4.5%	1.33%	+7.0%
LLNW	Buy	Limelight Networks, Inc.	$6,060,000	+50.9%	2,000,000	+34.4%	1.29%	+67.4%
WIFI	Buy	Boingo Wireless, Inc.	$5,565,000	-18.8%	501,381	+31.5%	1.18%	-9.8%
TCMD	Sell	Tactile Systems Technology	$5,532,000	-27.9%	130,714	-3.0%	1.17%	-19.9%
CDNA	Sell	CareDx, Inc.	$5,313,000	-40.9%	235,000	-6.0%	1.13%	-34.5%
GAIA	Buy	Gaia, Inc.	$5,175,000	-4.7%	791,835	+10.6%	1.10%	+5.8%
GHM	Buy	Graham Corp.	$4,524,000	+17.3%	227,794	+19.3%	0.96%	+30.1%
CDMO	Buy	Avid Bioservices, Inc.	$4,416,000	+11.7%	833,162	+18.1%	0.94%	+23.9%
MVIS	Sell	Microvision, Inc.	$4,108,000	-29.0%	6,927,200	-3.6%	0.87%	-21.2%
VSLR	Sell	Vivint Solar, Inc.	$3,984,000	-13.7%	609,205	-3.7%	0.84%	-4.3%
MWK	Sell	Mohawk Group Holdings, Inc.	$3,821,000	-16.2%	488,638	-13.5%	0.81%	-6.9%
DSPG	Sell	DSP Group, Inc.	$3,332,000	-38.2%	236,538	-37.0%	0.71%	-31.5%
CELH	New	Celsius Holdings, Inc.	$3,070,000	–	883,520	–	0.65%	–
ETON	Buy	Eton Pharmaceuticals, Inc.	$3,056,000	-9.0%	483,466	+13.8%	0.65%	+0.9%
CVU	Sell	CPI Aerostructures, Inc.	$2,853,000	-30.6%	347,140	-29.0%	0.60%	-23.0%
KRUS	New	Kura Sushi USA, Inc.	$2,679,000	–	136,554	–	0.57%	–
BEAT	Sell	BioTelemetry, Inc.	$2,444,000	-40.3%	60,000	-29.4%	0.52%	-33.7%
TRVN	Sell	Trevena, Inc.	$2,204,000	-34.2%	2,278,345	-30.0%	0.47%	-27.0%
BWEN	Buy	Broadwind Energy, Inc.	$2,065,000	-20.6%	1,221,874	+4.3%	0.44%	-11.9%
OPK	Buy	OPKO Health, Inc.	$1,975,000	+34.9%	945,000	+57.5%	0.42%	+49.6%
REED	Sell	Reed's, Inc.	$1,950,000	-78.4%	1,500,000	-37.1%	0.41%	-76.0%
WPRT	New	Westport Fuel Systems Inc.	$1,839,000	–	676,139	–	0.39%	–
PCTI	Sell	PC-Tel, Inc.	$1,436,000	+69.7%	170,987	-10.5%	0.30%	+88.3%
ENSV	Buy	Enservco Corporation	$1,152,000	-28.4%	4,486,629	+4.9%	0.24%	-20.5%
PWFL	New	Powerfleet, Inc.	$1,096,000	–	200,000	–	0.23%	–
VERU	Sell	Veru,Inc.	$1,080,000	-49.3%	500,000	-50.0%	0.23%	-43.7%
MNTX	Sell	Manitex International, Inc.	$817,000	-59.9%	122,798	-63.2%	0.17%	-55.5%
TUESQ	Sell	Tuesday Morning Corporation	$698,000	-60.5%	444,300	-57.5%	0.15%	-56.2%
ZAGG	Buy	Zagg, Inc.	$690,000	+67.9%	110,000	+86.4%	0.15%	+84.8%
	New	Ideal Power, Inc.	$646,000	–	240,035	–	0.14%	–
IZEA	Buy	IZEA Worldwide, Inc.	$587,000	-46.5%	2,278,000	+6.4%	0.12%	-40.5%
ALOT	New	AstroNova, Inc.	$423,000	–	26,188	–	0.09%	–
OPTT	Sell	Ocean Power Technologies, Inc.	$410,000	-38.6%	229,168	-34.5%	0.09%	-32.0%
TA	Sell	TravelCenters of America LLC	$355,000	-32.3%	28,934	-80.0%	0.08%	-25.0%
SONM	New	Sonim Technologies, Inc.	$311,000	–	106,042	–	0.07%	–
MYO	Sell	Myomo, Inc.	$291,000	-31.0%	473,159	-21.6%	0.06%	-23.5%
AMTX	New	Aemetis, Inc.	$263,000	–	241,443	–	0.06%	–
CLRB	Exit	Cellectar Biosciences @4.68 8/warrants	$0	–	-106,600	–	-0.00%	–
IMMR	Exit	Immersion Corporation	$0	–	-19,309	–	-0.03%	–
ANCN	Exit	Anchiano Therapeutics, Ltd.	$0	–	-100,000	–	-0.09%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-24,731	–	-0.11%	–
NNDM	Exit	Nano Dimension, Ltd. ADR (Isra	$0	–	-1,333,000	–	-0.12%	–
CYRX	Exit	Cryoport, Inc.	$0	–	-35,000	–	-0.12%	–
IPWR	Exit	Ideal Power, Inc.	$0	–	-2,431,829	–	-0.14%	–
DFRG	Exit	Del Frisco's Restaurant Group	$0	–	-99,900	–	-0.15%	–
MLND	Exit	Millendo Therapeutics, Inc.	$0	–	-77,629	–	-0.17%	–
IDSY	Exit	I.D. Systems Inc.	$0	–	-200,000	–	-0.22%	–
CBMG	Exit	Cellular Biomedicine Group	$0	–	-80,165	–	-0.25%	–
SIEN	Exit	Sientra, Inc.	$0	–	-350,000	–	-0.41%	–
	Exit	Zafgen, Inc.	$0	–	-1,857,171	–	-0.42%	–
KRNT	Exit	Kornit Digital, Ltd. (Israel)	$0	–	-102,200	–	-0.62%	–
MCFT	Exit	MasterCraft Boat Holdings, Inc	$0	–	-323,174	–	-1.21%	–

Q2 2019

			Value		Shares		↓ Weighting
	New	Zealand Pharma A/S (Denmark)warrants	$27,836,000	–	14,428,615	–	5.32%	–
LPSN	New	LivePerson, Inc.	$23,214,000	–	827,900	–	4.44%	–
IOTS	New	Adesto Technologies Corporatio	$22,124,000	–	2,714,544	–	4.23%	–
OPRX	New	OptimizeRx Corporation	$21,986,000	–	1,357,186	–	4.20%	–
LIQT	New	LiqTech International, Inc.(De	$21,537,000	–	2,173,290	–	4.12%	–
LOVE	New	Lovesac Company, The	$18,164,000	–	584,600	–	3.47%	–
GNSS	New	LRAD Corporation	$16,288,000	–	4,950,706	–	3.11%	–
PI	New	Impinj, Inc.	$14,684,000	–	513,077	–	2.81%	–
ARGX	New	argenx SE - ADR (Netherlands)	$13,450,000	–	95,000	–	2.57%	–
KIDS	New	OrthoPediatrics, Corp.	$13,379,000	–	343,041	–	2.56%	–
OOMA	New	Ooma,Inc.	$13,132,000	–	1,253,006	–	2.51%	–
CEVA	New	CEVA, Inc.	$11,688,000	–	480,000	–	2.24%	–
CNTY	New	Century Casinos, Inc.	$10,965,000	–	1,130,402	–	2.10%	–
RGEN	New	Repligen Corporation	$10,400,000	–	121,000	–	1.99%	–
MRAM	New	Everspin Technology, Inc.	$10,319,000	–	1,582,742	–	1.97%	–
AMSC	New	American Superconductor Corp	$10,206,000	–	1,099,828	–	1.95%	–
NPTN	New	NeoPhotonics Corporation	$9,018,000	–	2,157,523	–	1.72%	–
REED	New	Reed's, Inc.	$9,015,000	–	2,385,035	–	1.72%	–
CDNA	New	CareDx, Inc.	$8,997,000	–	250,000	–	1.72%	–
LMAT	New	LeMaitre Vascular Inc.	$8,814,000	–	315,000	–	1.68%	–
AQMS	New	Aqua Metals, Inc.	$8,554,000	–	5,121,986	–	1.64%	–
SQNS	New	Sequans Communications S.A. AD	$8,466,000	–	9,370,202	–	1.62%	–
INSE	New	Inspired Entertainment, Inc.	$8,428,000	–	998,543	–	1.61%	–
UCTT	New	Ultra Clean Holdings, Inc.	$8,352,000	–	600,000	–	1.60%	–
ATOM	New	Atomera Incorporated	$8,347,000	–	1,659,450	–	1.60%	–
INFU	New	Infusystem Holdings, Inc.	$7,978,000	–	1,855,362	–	1.53%	–
KOPN	New	Kopin Corporation	$7,938,000	–	7,282,997	–	1.52%	–
TCMD	New	Tactile Systems Technology, In	$7,668,000	–	134,714	–	1.47%	–
PFSW	New	Pfsweb, Inc.	$7,420,000	–	1,832,185	–	1.42%	–
RETA	New	Reata Pharmaceuticals, Inc.	$7,076,000	–	75,000	–	1.35%	–
SPRO	New	Spero Therapeutics, Inc.	$6,887,000	–	598,315	–	1.32%	–
WIFI	New	Boingo Wireless, Inc.	$6,851,000	–	381,246	–	1.31%	–
HEAR	New	Turtle Beach Corporation	$6,480,000	–	560,543	–	1.24%	–
MCFT	New	MasterCraft Boat Holdings, Inc	$6,331,000	–	323,174	–	1.21%	–
MVIS	New	Microvision, Inc.	$5,783,000	–	7,182,317	–	1.11%	–
GAIA	New	Gaia, Inc.	$5,429,000	–	716,180	–	1.04%	–
DSPG	New	DSP Group, Inc.	$5,395,000	–	375,662	–	1.03%	–
CTRN	New	Citi Trends, Inc.	$5,202,000	–	355,808	–	1.00%	–
VJET	New	voxeljet AG, ADR (Germany)	$5,126,000	–	2,785,927	–	0.98%	–
VSLR	New	Vivint Solar, Inc.	$4,616,000	–	632,354	–	0.88%	–
MWK	New	Mohawk Group Holdings, Inc.	$4,557,000	–	564,675	–	0.87%	–
SHSP	New	SharpSpring, Inc.	$4,118,000	–	317,020	–	0.79%	–
RDCM	New	RADCOM, Ltd.	$4,114,000	–	499,298	–	0.79%	–
CVU	New	CPI Aerostructures, Inc.	$4,111,000	–	488,796	–	0.79%	–
BEAT	New	BioTelemetry, Inc.	$4,093,000	–	85,000	–	0.78%	–
LLNW	New	Limelight Networks, Inc.	$4,017,000	–	1,487,954	–	0.77%	–
CDMO	New	Avid Bioservices, Inc.	$3,952,000	–	705,707	–	0.76%	–
GHM	New	Graham Corp.	$3,858,000	–	190,886	–	0.74%	–
ETON	New	Eton Pharmaceuticals, Inc.	$3,357,000	–	425,000	–	0.64%	–
TRVN	New	Trevena, Inc.	$3,352,000	–	3,254,779	–	0.64%	–
KRNT	New	Kornit Digital, Ltd. (Israel)	$3,236,000	–	102,200	–	0.62%	–
AEHR	New	Aehr Test Systems	$3,133,000	–	1,898,524	–	0.60%	–
QUIK	New	QuickLogic Corporation	$3,119,000	–	5,419,435	–	0.60%	–
BWEN	New	Broadwind Energy, Inc.	$2,601,000	–	1,171,834	–	0.50%	–
	New	Zafgen, Inc.	$2,210,000	–	1,857,171	–	0.42%	–
SIEN	New	Sientra, Inc.	$2,156,000	–	350,000	–	0.41%	–
VERU	New	Veru,Inc.	$2,130,000	–	1,000,000	–	0.41%	–
EMAN	New	eMagin Corporation	$2,044,000	–	4,492,624	–	0.39%	–
MNTX	New	Manitex International, Inc.	$2,036,000	–	333,265	–	0.39%	–
	New	Magal Security System, Ltd (Is	$1,994,000	–	395,656	–	0.38%	–
ITI	New	Iteris, Inc.	$1,933,000	–	373,859	–	0.37%	–
TUESQ	New	Tuesday Morning Corporation	$1,767,000	–	1,045,635	–	0.34%	–
ENSV	New	Enservco Corporation	$1,608,000	–	4,275,290	–	0.31%	–
OPK	New	OPKO Health, Inc.	$1,464,000	–	600,000	–	0.28%	–
CBMG	New	Cellular Biomedicine Group	$1,325,000	–	80,165	–	0.25%	–
	New	Verb Technology Co.	$1,280,000	–	640,000	–	0.24%	–
PRMW	New	Primo Water Corp.	$1,255,000	–	102,000	–	0.24%	–
NVEE	New	NV5 Global, Inc.	$1,221,000	–	15,000	–	0.23%	–
IDSY	New	I.D. Systems Inc.	$1,176,000	–	200,000	–	0.22%	–
IZEA	New	IZEA Worldwide, Inc.	$1,097,000	–	2,140,000	–	0.21%	–
CVV	New	CVD Equipment Corporation	$947,000	–	259,414	–	0.18%	–
MLND	New	Millendo Therapeutics, Inc.	$897,000	–	77,629	–	0.17%	–
PCTI	New	PC-Tel, Inc.	$846,000	–	190,987	–	0.16%	–
DFRG	New	Del Frisco's Restaurant Group	$795,000	–	99,900	–	0.15%	–
IPWR	New	Ideal Power, Inc.	$754,000	–	2,431,829	–	0.14%	–
OPTT	New	Ocean Power Technologies, Inc.	$668,000	–	349,900	–	0.13%	–
CYRX	New	Cryoport, Inc.	$641,000	–	35,000	–	0.12%	–
NNDM	New	Nano Dimension, Ltd. ADR (Isra	$640,000	–	1,333,000	–	0.12%	–
VERBW	New	Verb Technology Co. @3.443 4/9warrants	$614,000	–	640,000	–	0.12%	–
MXL	New	MaxLinear, Inc.	$580,000	–	24,731	–	0.11%	–
TA	New	TravelCenters of America LLC	$524,000	–	144,672	–	0.10%	–
NEON	New	Neonode, Inc.	$513,000	–	238,413	–	0.10%	–
DXLG	New	Destination XL Group, Inc.	$502,000	–	285,176	–	0.10%	–
ANCN	New	Anchiano Therapeutics, Ltd.	$448,000	–	100,000	–	0.09%	–
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$431,000	–	19,981	–	0.08%	–
MYO	New	Myomo, Inc.	$422,000	–	603,409	–	0.08%	–
ZAGG	New	Zagg, Inc.	$411,000	–	59,000	–	0.08%	–
STIM	New	Neuronetics, Inc.	$289,000	–	23,074	–	0.06%	–
IMMR	New	Immersion Corporation	$147,000	–	19,309	–	0.03%	–
SRTSW	New	Sensus Healthcare, Inc @6.75 6warrants	$43,000	–	130,261	–	0.01%	–
CLRB	New	Cellectar Biosciences @4.68 8/warrants	$5,000	–	106,600	–	0.00%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$2,000	–	137,092	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
CLRB	Exit	Cellectar Biosciences @4.68 8/warrants	$0	–	-106,600	–	-0.00%	–
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.00%	–
OVAS	Exit	OvaScience, Inc.	$0	–	-300,000	–	-0.04%	–
CBKCQ	Exit	Christopher & Banks Corp.	$0	–	-547,960	–	-0.07%	–
DFRG	Exit	Del Frisco's Restaurant Group	$0	–	-61,818	–	-0.08%	–
SITOQ	Exit	SITO Mobile Ltd.	$0	–	-302,495	–	-0.09%	–
IPWR	Exit	Ideal Power, Inc.	$0	–	-874,300	–	-0.09%	–
DXLG	Exit	Destination XL Group, Inc.	$0	–	-265,461	–	-0.11%	–
IZEA	Exit	IZEA Worldwide, Inc.	$0	–	-514,029	–	-0.14%	–
SAIA	Exit	Saia, Inc.	$0	–	-12,010	–	-0.15%	–
DTRM	Exit	Determine, Inc.	$0	–	-1,455,220	–	-0.17%	–
SRTSW	Exit	Sensus Healthcare, Inc @6.75 7warrants	$0	–	-494,939	–	-0.18%	–
NTN	Exit	NTN Buzztime, Inc.	$0	–	-285,112	–	-0.21%	–
PCTI	Exit	PC-Tel, Inc.	$0	–	-274,399	–	-0.21%	–
NVEE	Exit	NV5 Global Inc.	$0	–	-15,000	–	-0.22%	–
DMRC	Exit	Digimarc Corporation	$0	–	-43,772	–	-0.23%	–
VERU	Exit	Veru,Inc.	$0	–	-1,000,000	–	-0.24%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-259,414	–	-0.26%	–
STRO	Exit	Sutro Biopharma, Inc.	$0	–	-111,483	–	-0.28%	–
ITI	Exit	Iteris, Inc.	$0	–	-334,769	–	-0.30%	–
OPK	Exit	OPKO Health Inc.	$0	–	-600,000	–	-0.34%	–
	Exit	Magal Security Sys Ltd(Israel)	$0	–	-377,784	–	-0.35%	–
VSLR	Exit	Vivint Solar Inc.	$0	–	-412,556	–	-0.36%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-120,000	–	-0.39%	–
BWEN	Exit	Broadwind Energy, Inc.	$0	–	-1,171,834	–	-0.42%	–
QUIK	Exit	QuickLogic Corp.	$0	–	-2,700,000	–	-0.45%	–
GHM	Exit	Graham Corp.	$0	–	-97,507	–	-0.45%	–
SCPH	Exit	scPharmaceuticals, Inc.	$0	–	-469,799	–	-0.46%	–
LIQT	Exit	LiqTech International Inc.	$0	–	-1,720,568	–	-0.47%	–
REED	Exit	Reed's, Inc.	$0	–	-879,112	–	-0.47%	–
ENSV	Exit	Enservco Corp	$0	–	-4,053,300	–	-0.53%	–
GAIA	Exit	Gaia, Inc.	$0	–	-210,000	–	-0.54%	–
ASPU	Exit	Aspen Group, Inc.	$0	–	-478,296	–	-0.54%	–
MNTX	Exit	Manitex Int'l Inc.	$0	–	-343,825	–	-0.60%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,802,226	–	-0.66%	–
STIM	Exit	Neuronetics, Inc.	$0	–	-125,000	–	-0.66%	–
	Exit	Trillium Therapeutics Inc.	$0	–	-701,138	–	-0.67%	–
BFRA	Exit	Biofrontera AG (Germany)	$0	–	-302,418	–	-0.68%	–
TUESQ	Exit	Tuesday Morning Corporation	$0	–	-1,315,839	–	-0.70%	–
	Exit	Yatra Online, Inc. (India)preferred	$0	–	-2,118,430	–	-0.71%	–
ECOR	Exit	Electrocore, LLC	$0	–	-310,062	–	-0.72%	–
RDCM	Exit	RADCOM Ltd.	$0	–	-388,662	–	-0.72%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-75,000	–	-0.80%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-1,977,430	–	-0.84%	–
ATOM	Exit	Atomera Incorporated	$0	–	-886,062	–	-0.88%	–
CNTY	Exit	Century Casinos, Inc.	$0	–	-720,689	–	-0.89%	–
CLSD	Exit	Clearside Biomedical, Inc.	$0	–	-875,126	–	-0.89%	–
NVTRQ	Exit	Nuvectra Corporation	$0	–	-250,000	–	-0.91%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-1,700,270	–	-0.91%	–
SRTS	Exit	Sensus Healthcare, Inc	$0	–	-661,938	–	-0.92%	–
SPRO	Exit	Spero Therapeutics, Inc.	$0	–	-540,474	–	-0.94%	–
RETA	Exit	Reata Pharmaceuticals, Inc.	$0	–	-70,000	–	-0.95%	–
AMRS	Exit	Amyris Inc.	$0	–	-740,000	–	-0.97%	–
ASUR	Exit	Asure Software, Inc.	$0	–	-499,327	–	-1.02%	–
KRNT	Exit	Kornit Digital Ltd., Israel	$0	–	-299,688	–	-1.08%	–
RGEN	Exit	Repligen Corporation	$0	–	-121,000	–	-1.11%	–
INSE	Exit	Inspired Entertainment, Inc.	$0	–	-1,104,483	–	-1.11%	–
SHSP	Exit	SharpSpring, Inc.	$0	–	-511,006	–	-1.18%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-95,000	–	-1.19%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-1,047,058	–	-1.28%	–
MCFT	Exit	MCBC Holdings, Inc.	$0	–	-222,500	–	-1.32%	–
EMAN	Exit	eMagin Corporation	$0	–	-5,429,524	–	-1.35%	–
	Exit	Zafgen Inc.	$0	–	-703,977	–	-1.36%	–
MXWL	Exit	Maxwell Technologies, Inc.	$0	–	-2,431,963	–	-1.40%	–
AXGN	Exit	AxoGen, Inc.	$0	–	-236,348	–	-1.44%	–
CDNA	Exit	CareDx, Inc.	$0	–	-311,002	–	-1.48%	–
MVIS	Exit	Microvision, Inc.	$0	–	-7,489,678	–	-1.50%	–
DSPG	Exit	DSP Group, Inc.	$0	–	-775,140	–	-1.52%	–
PI	Exit	Impinj, Inc.	$0	–	-380,283	–	-1.56%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-760,000	–	-1.58%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-349,845	–	-1.66%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-519,543	–	-1.71%	–
AMSC	Exit	American Superconductor	$0	–	-1,496,068	–	-1.72%	–
LOVE	Exit	Lovesac Company, The	$0	–	-420,000	–	-1.73%	–
LOXO	Exit	Loxo Oncology, Inc.	$0	–	-70,000	–	-1.98%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-1,624,042	–	-2.06%	–
LMAT	Exit	LeMaitre Vascular Inc.	$0	–	-330,000	–	-2.11%	–
SQNS	Exit	Sequans Communications - ADR	$0	–	-9,264,157	–	-2.18%	–
GNSS	Exit	LRAD Corporation	$0	–	-4,950,706	–	-2.50%	–
TCMD	Exit	Tactile Systems Technology	$0	–	-222,714	–	-2.62%	–
KOPN	Exit	Kopin Corporation	$0	–	-6,614,094	–	-2.65%	–
IOTS	Exit	Adesto Technologies Corp.	$0	–	-2,798,612	–	-2.75%	–
KIDS	Exit	OrthoPediatrics, Corp.	$0	–	-459,418	–	-2.78%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-2,371,183	–	-3.25%	–
CEVA	Exit	CEVA, Inc.	$0	–	-719,123	–	-3.42%	–
CORI	Exit	Corium International Inc.	$0	–	-2,264,661	–	-3.56%	–
OOMA	Exit	Ooma,Inc.	$0	–	-1,321,281	–	-3.63%	–
OPRX	Exit	OptimizeRx Corporation	$0	–	-1,367,925	–	-4.07%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-1,461,659	–	-6.27%	–

Q3 2018

			Value		Shares		↓ Weighting
LPSN	Sell	LivePerson, Inc.	$37,930,000	+11.5%	1,461,659	-9.4%	6.27%	+10.4%
OOMA	Sell	Ooma,Inc.	$21,933,000	+16.1%	1,321,281	-1.0%	3.63%	+15.0%
CORI	Sell	Corium International Inc.	$21,537,000	+17.2%	2,264,661	-1.3%	3.56%	+16.1%
CEVA	Buy	CEVA, Inc.	$20,675,000	-4.7%	719,123	+0.1%	3.42%	-5.7%
IOTS	Buy	Adesto Technologies Corp.	$16,652,000	+4.2%	2,798,612	+47.1%	2.75%	+3.1%
TCMD	Sell	Tactile Systems Technology	$15,824,000	-24.7%	222,714	-44.9%	2.62%	-25.4%
SQNS	Buy	Sequans Communications - ADR	$13,155,000	-28.9%	9,264,157	+2.2%	2.18%	-29.5%
LMAT	Sell	LeMaitre Vascular Inc.	$12,784,000	+9.0%	330,000	-5.8%	2.11%	+8.0%
MRAM	Buy	Everspin Technology, Inc.	$12,473,000	-11.8%	1,624,042	+2.4%	2.06%	-12.7%
LOXO	Sell	Loxo Oncology, Inc.	$11,958,000	-8.1%	70,000	-6.7%	1.98%	-9.0%
AMSC	Buy	American Superconductor	$10,398,000	+18.6%	1,496,068	+19.4%	1.72%	+17.4%
HEAR	Sell	Turtle Beach Corporation	$10,360,000	-32.5%	519,543	-31.2%	1.71%	-33.1%
CTRN	Sell	Citi Trends, Inc.	$10,065,000	-5.9%	349,845	-10.2%	1.66%	-6.8%
UCTT	Sell	Ultra Clean Holdings, Inc.	$9,538,000	-36.2%	760,000	-15.6%	1.58%	-36.8%
PI	Sell	Impinj, Inc.	$9,439,000	-18.0%	380,283	-26.9%	1.56%	-18.8%
MVIS	Sell	Microvision, Inc.	$9,063,000	-0.5%	7,489,678	-7.9%	1.50%	-1.5%
AXGN	Sell	AxoGen, Inc.	$8,709,000	-33.7%	236,348	-9.6%	1.44%	-34.4%
MXWL	Buy	Maxwell Technologies, Inc.	$8,488,000	+73.5%	2,431,963	+158.6%	1.40%	+71.9%
MCFT	Sell	MCBC Holdings, Inc.	$7,983,000	+3.1%	222,500	-16.8%	1.32%	+2.1%
PFSW	Sell	Pfsweb, Inc.	$7,748,000	-36.7%	1,047,058	-16.8%	1.28%	-37.3%
ARGX	Sell	argenx SE - ADR (Netherlands)	$7,205,000	-13.0%	95,000	-5.0%	1.19%	-13.9%
SHSP	Sell	SharpSpring, Inc.	$7,164,000	+49.1%	511,006	-7.1%	1.18%	+47.6%
INSE	Buy	Inspired Entertainment, Inc.	$6,737,000	-1.5%	1,104,483	+0.9%	1.11%	-2.5%
KRNT	Sell	Kornit Digital Ltd., Israel	$6,563,000	+1.3%	299,688	-17.7%	1.08%	+0.4%
AMRS	New	Amyris Inc.	$5,876,000	–	740,000	–	0.97%	–
SPRO	Buy	Spero Therapeutics, Inc.	$5,680,000	+175.6%	540,474	+284.8%	0.94%	+173.0%
SRTS	Buy	Sensus Healthcare, Inc	$5,547,000	+55.3%	661,938	+34.6%	0.92%	+53.9%
NVTRQ	New	Nuvectra Corporation	$5,495,000	–	250,000	–	0.91%	–
CLSD	Buy	Clearside Biomedical, Inc.	$5,382,000	-24.3%	875,126	+31.6%	0.89%	-25.0%
AQMS	Sell	Aqua Metals, Inc.	$5,102,000	-28.6%	1,977,430	-20.3%	0.84%	-29.3%
BEAT	Sell	BioTelemetry, Inc.	$4,834,000	+20.4%	75,000	-15.9%	0.80%	+19.3%
RDCM	New	RADCOM Ltd.	$4,372,000	–	388,662	–	0.72%	–
ECOR	Buy	Electrocore, LLC	$4,341,000	-4.4%	310,062	+12.7%	0.72%	-5.3%
MNTX	Sell	Manitex Int'l Inc.	$3,620,000	-40.5%	343,825	-29.5%	0.60%	-41.1%
ASPU	Sell	Aspen Group, Inc.	$3,252,000	-35.8%	478,296	-29.5%	0.54%	-36.4%
ENSV	Buy	Enservco Corp	$3,202,000	-31.0%	4,053,300	+1.3%	0.53%	-31.7%
REED	Sell	Reed's, Inc.	$2,857,000	-12.6%	879,112	-23.3%	0.47%	-13.6%
LIQT	Sell	LiqTech International Inc.	$2,856,000	-4.2%	1,720,568	-57.0%	0.47%	-5.2%
SCPH	Buy	scPharmaceuticals, Inc.	$2,758,000	+20.1%	469,799	+15.8%	0.46%	+19.1%
GHM	Buy	Graham Corp.	$2,747,000	+9.6%	97,507	+0.4%	0.45%	+8.6%
MXL	Sell	MaxLinear, Inc.	$2,386,000	-42.4%	120,000	-54.9%	0.39%	-43.1%
	Buy	Magal Security Sys Ltd(Israel)	$2,123,000	+8.4%	377,784	+2.8%	0.35%	+7.3%
OPK	Sell	OPKO Health Inc.	$2,076,000	-36.9%	600,000	-14.3%	0.34%	-37.5%
STRO	New	Sutro Biopharma, Inc.	$1,672,000	–	111,483	–	0.28%	–
VERU	Buy	Veru,Inc.	$1,420,000	+21.2%	1,000,000	+72.4%	0.24%	+19.9%
IZEA	New	IZEA Worldwide, Inc.	$817,000	–	514,029	–	0.14%	–
DFRG	New	Del Frisco's Restaurant Group	$513,000	–	61,818	–	0.08%	–
OVAS	New	OvaScience, Inc.	$219,000	–	300,000	–	0.04%	–
VCRA	Exit	Vocera Communications, Inc.	$0	–	-14,850	–	-0.07%	–
IZEA	Exit	IZEA Inc.	$0	–	-507,885	–	-0.08%	–
NLST	Exit	Netlist, Inc.	$0	–	-4,751,218	–	-0.14%	–
AIRG	Exit	Airgain, Inc.	$0	–	-95,107	–	-0.15%	–
XPLR	Exit	Xplore Technologies, Corp.	$0	–	-288,732	–	-0.18%	–
NEON	Exit	Neonode, Inc.	$0	–	-3,202,806	–	-0.20%	–
JNP	Exit	Juniper Pharmaceuticals, Inc	$0	–	-200,000	–	-0.29%	–
AVAV	Exit	Aerovironment, Inc.	$0	–	-34,900	–	-0.42%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-328,478	–	-0.70%	–

Q2 2018

			Value		Shares		↓ Weighting
LPSN	New	LivePerson, Inc.	$34,024,000	–	1,612,507	–	5.68%	–
CEVA	New	CEVA, Inc.	$21,702,000	–	718,623	–	3.62%	–
TCMD	New	Tactile Systems Technology	$21,003,000	–	403,906	–	3.51%	–
KOPN	New	Kopin Corporation	$18,916,000	–	6,614,094	–	3.16%	–
OOMA	New	Ooma,Inc.	$18,891,000	–	1,335,051	–	3.15%	–
SQNS	New	Sequans Communications - ADR	$18,495,000	–	9,066,057	–	3.09%	–
CORI	New	Corium International Inc.	$18,370,000	–	2,293,343	–	3.07%	–
IOTS	New	Adesto Technologies Corp.	$15,986,000	–	1,903,062	–	2.67%	–
HEAR	New	Turtle Beach Corporation	$15,350,000	–	755,409	–	2.56%	–
UCTT	New	Ultra Clean Holdings, Inc.	$14,955,000	–	900,909	–	2.50%	–
NPTN	New	NeoPhotonics Corporation	$14,772,000	–	2,371,183	–	2.47%	–
OPRX	New	OptimizeRx Corporation	$14,226,000	–	1,367,925	–	2.38%	–
MRAM	New	Everspin Technology, Inc.	$14,147,000	–	1,585,981	–	2.36%	–
AXGN	New	AxoGen, Inc.	$13,141,000	–	261,506	–	2.19%	–
GNSS	New	LRAD Corporation	$13,020,000	–	4,950,706	–	2.17%	–
LOXO	New	Loxo Oncology, Inc.	$13,011,000	–	75,000	–	2.17%	–
KIDS	New	OrthoPediatrics, Corp.	$12,239,000	–	459,418	–	2.04%	–
PFSW	New	Pfsweb, Inc.	$12,235,000	–	1,258,725	–	2.04%	–
LMAT	New	LeMaitre Vascular Inc.	$11,724,000	–	350,194	–	1.96%	–
PI	New	Impinj, Inc.	$11,510,000	–	520,573	–	1.92%	–
CTRN	New	Citi Trends, Inc.	$10,693,000	–	389,700	–	1.78%	–
EMAN	New	eMagin Corporation	$9,773,000	–	5,429,524	–	1.63%	–
DSPG	New	DSP Group, Inc.	$9,650,000	–	775,140	–	1.61%	–
MVIS	New	Microvision, Inc.	$9,112,000	–	8,135,860	–	1.52%	–
AMSC	New	American Superconductor, Corp.	$8,770,000	–	1,252,914	–	1.46%	–
LOVE	New	Lovesac Company, The	$8,715,000	–	420,000	–	1.46%	–
ARGX	New	argenx SE - ADR (Netherlands)	$8,286,000	–	100,000	–	1.38%	–
ASUR	New	Asure Software, Inc.	$7,964,000	–	499,327	–	1.33%	–
MCFT	New	MCBC Holdings, Inc.	$7,744,000	–	267,500	–	1.29%	–
	New	Zafgen Inc.	$7,202,000	–	703,977	–	1.20%	–
AQMS	New	Aqua Metals, Inc.	$7,143,000	–	2,480,184	–	1.19%	–
CLSD	New	Clearside Biomedical, Inc.	$7,109,000	–	664,995	–	1.19%	–
INSE	New	Inspired Entertainment, Inc.	$6,839,000	–	1,094,283	–	1.14%	–
KRNT	New	Kornit Digital Ltd., Israel	$6,478,000	–	363,958	–	1.08%	–
CNTY	New	Century Casinos, Inc.	$6,306,000	–	720,689	–	1.05%	–
MNTX	New	Manitex Int'l Inc.	$6,086,000	–	487,682	–	1.02%	–
INFU	New	Infusystem Holdings, Inc.	$6,036,000	–	1,700,270	–	1.01%	–
RGEN	New	Repligen Corporation	$5,692,000	–	121,000	–	0.95%	–
ATOM	New	Atomera Incorporated	$5,423,000	–	886,062	–	0.90%	–
ASPU	New	Aspen Group, Inc.	$5,067,000	–	678,380	–	0.85%	–
MXWL	New	Maxwell Technologies, Inc.	$4,891,000	–	940,615	–	0.82%	–
	New	Yatra Online, Inc.preferred	$4,826,000	–	2,118,430	–	0.81%	–
SHSP	New	SharpSpring, Inc.	$4,806,000	–	549,837	–	0.80%	–
ENSV	New	Enservco Corp	$4,640,000	–	4,000,000	–	0.78%	–
ECOR	New	Electrocore, LLC	$4,540,000	–	275,000	–	0.76%	–
GAIA	New	Gaia, Inc.	$4,252,000	–	210,000	–	0.71%	–
AEHR	New	Aehr Test Systems	$4,235,000	–	1,802,226	–	0.71%	–
	New	Trillium Therapeutics Inc.	$4,207,000	–	701,138	–	0.70%	–
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$4,165,000	–	328,478	–	0.70%	–
MXL	New	MaxLinear, Inc.	$4,144,000	–	265,840	–	0.69%	–
TUESQ	New	Tuesday Morning Corporation	$4,013,000	–	1,315,839	–	0.67%	–
BEAT	New	BioTelemetry, Inc.	$4,014,000	–	89,189	–	0.67%	–
CDNA	New	CareDx, Inc.	$3,807,000	–	311,002	–	0.64%	–
BFRA	New	Biofrontera AG (Germany)	$3,674,000	–	302,418	–	0.61%	–
SRTS	New	Sensus Healthcare, Inc	$3,571,000	–	491,938	–	0.60%	–
STIM	New	Neuronetics, Inc.	$3,326,000	–	125,000	–	0.56%	–
OPK	New	OPKO Health Inc.	$3,290,000	–	700,000	–	0.55%	–
REED	New	Reed's, Inc.	$3,268,000	–	1,146,756	–	0.55%	–
QUIK	New	QuickLogic Corp.	$3,105,000	–	2,700,000	–	0.52%	–
LIQT	New	LiqTech International Inc.	$2,982,000	–	4,005,250	–	0.50%	–
BWEN	New	Broadwind Energy, Inc.	$2,766,000	–	1,171,834	–	0.46%	–
GHM	New	Graham Corp.	$2,506,000	–	97,107	–	0.42%	–
AVAV	New	Aerovironment, Inc.	$2,493,000	–	34,900	–	0.42%	–
RETA	New	Reata Pharmaceuticals, Inc.	$2,448,000	–	70,000	–	0.41%	–
SCPH	New	scPharmaceuticals, Inc.	$2,297,000	–	405,807	–	0.38%	–
SPRO	New	Spero Therapeutics, Inc.	$2,061,000	–	140,474	–	0.34%	–
DTRM	New	Determine, Inc.	$2,052,000	–	1,455,220	–	0.34%	–
VSLR	New	Vivint Solar Inc.	$2,042,000	–	412,556	–	0.34%	–
	New	Magal Security Sys Ltd (Israel	$1,958,000	–	367,374	–	0.33%	–
JNP	New	Juniper Pharmaceuticals, Inc	$1,740,000	–	200,000	–	0.29%	–
CVV	New	CVD Equipment Corporation	$1,728,000	–	259,414	–	0.29%	–
PCTI	New	PC-Tel, Inc.	$1,712,000	–	274,399	–	0.29%	–
ITI	New	Iteris, Inc.	$1,620,000	–	334,769	–	0.27%	–
NTN	New	NTN Buzztime, Inc.	$1,266,000	–	285,112	–	0.21%	–
NEON	New	Neonode, Inc.	$1,212,000	–	3,202,806	–	0.20%	–
DMRC	New	Digimarc Corporation	$1,173,000	–	43,772	–	0.20%	–
VERU	New	Veru,Inc.	$1,172,000	–	580,000	–	0.20%	–
XPLR	New	Xplore Technologies, Corp.	$1,109,000	–	288,732	–	0.18%	–
NVEE	New	NV5 Global Inc.	$1,039,000	–	15,000	–	0.17%	–
SAIA	New	Saia, Inc.	$971,000	–	12,010	–	0.16%	–
IPWR	New	Ideal Power, Inc.	$927,000	–	874,300	–	0.16%	–
AIRG	New	Airgain, Inc.	$874,000	–	95,107	–	0.15%	–
NLST	New	Netlist, Inc.	$838,000	–	4,751,218	–	0.14%	–
SITOQ	New	SITO Mobile Ltd.	$783,000	–	302,495	–	0.13%	–
SRTSW	New	Sensus Healthcare, Inc @6.75 7warrants	$619,000	–	494,939	–	0.10%	–
DXLG	New	Destination XL Group, Inc.	$597,000	–	265,461	–	0.10%	–
CBKCQ	New	Christopher & Banks Corp.	$515,000	–	547,960	–	0.09%	–
IZEA	New	IZEA Inc.	$482,000	–	507,885	–	0.08%	–
VCRA	New	Vocera Communications, Inc.	$444,000	–	14,850	–	0.07%	–
CLRB	New	Cellectar Biosciences @4.68 8/warrants	$19,000	–	106,600	–	0.00%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$12,000	–	137,092	–	0.00%	–

Q4 2017

			Value		Shares		↓ Weighting
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.00%	–
CLRB	Exit	Cellectar Biosciences @4.68 8/warrants	$0	–	-106,600	–	-0.00%	–
	Exit	Magal Security Sys Ltd (Israel	$0	–	-10,450	–	-0.01%	–
	Exit	Invitae Corp.	$0	–	-20,000	–	-0.03%	–
OVAS	Exit	OvaScience, Inc.	$0	–	-150,000	–	-0.04%	–
YOGAQ	Exit	YogaWorks, Inc.	$0	–	-79,790	–	-0.04%	–
KTOS	Exit	Kratos Defense & Security Solu	$0	–	-17,407	–	-0.04%	–
SRTSW	Exit	Sensus Healthcare, Inc @6.75 6warrants	$0	–	-494,939	–	-0.05%	–
MEET	Exit	The Meet Group, Inc.	$0	–	-99,096	–	-0.06%	–
DSKE	Exit	Daseke Inc.	$0	–	-40,000	–	-0.09%	–
GLDD	Exit	Great Lakes Dredge & Dock Co.	$0	–	-109,391	–	-0.09%	–
XPLR	Exit	Xplore Technologies, Corp.	$0	–	-154,521	–	-0.10%	–
SAIA	Exit	Saia, Inc.	$0	–	-13,000	–	-0.14%	–
CLSD	Exit	Clearside Biomedical, Inc.	$0	–	-102,224	–	-0.16%	–
CBKCQ	Exit	Christopher & Banks Corp.	$0	–	-749,960	–	-0.18%	–
RDCM	Exit	RADCOM Ltd.	$0	–	-52,265	–	-0.19%	–
NVEE	Exit	NV5 Global Inc.	$0	–	-25,156	–	-0.24%	–
VERU	Exit	Female Health Company	$0	–	-600,000	–	-0.28%	–
XELB	Exit	XCel Brands Inc.	$0	–	-430,002	–	-0.28%	–
SHSP	Exit	SharpSpring, Inc.	$0	–	-530,734	–	-0.30%	–
PCTI	Exit	PC-Tel, Inc.	$0	–	-274,399	–	-0.30%	–
OPK	Exit	Opko Health Inc.	$0	–	-255,000	–	-0.30%	–
SYRS	Exit	Syros Pharmaceuticals, Inc.	$0	–	-125,000	–	-0.32%	–
NTN	Exit	NTN Buzztime, Inc.	$0	–	-311,076	–	-0.33%	–
AKAOQ	Exit	Achaogen, Inc.	$0	–	-120,200	–	-0.34%	–
DERM	Exit	Dermira, Inc.	$0	–	-75,000	–	-0.35%	–
TUESQ	Exit	Tuesday Morning Corporation	$0	–	-650,100	–	-0.36%	–
ENSV	Exit	Enservco Corp	$0	–	-3,938,797	–	-0.37%	–
IPWR	Exit	Ideal Power, Inc.	$0	–	-811,635	–	-0.37%	–
AUPH	Exit	Aurinia Pharmaceuticals Inc.	$0	–	-352,500	–	-0.39%	–
ARGX	Exit	argenx SE - ADR (Netherlands)	$0	–	-100,000	–	-0.39%	–
SRTS	Exit	Sensus Healthcare, Inc	$0	–	-491,938	–	-0.43%	–
DMRC	Exit	Digimarc Corporation	$0	–	-67,223	–	-0.43%	–
ITI	Exit	Iteris, Inc.	$0	–	-384,969	–	-0.45%	–
RVLT	Exit	Revolution Lighting Technologi	$0	–	-405,846	–	-0.46%	–
AMSC	Exit	American Superconductor, Corp.	$0	–	-603,364	–	-0.48%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-1,483,656	–	-0.53%	–
DTRM	Exit	Determine, Inc.	$0	–	-1,455,220	–	-0.54%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-288,700	–	-0.55%	–
BV	Exit	Bazaarvoice Inc.	$0	–	-644,230	–	-0.56%	–
INVE	Exit	Identiv, Inc.	$0	–	-696,325	–	-0.56%	–
ATOM	Exit	Atomera Incorporated	$0	–	-838,585	–	-0.57%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-99,189	–	-0.57%	–
ASUR	Exit	Asure Software, Inc.	$0	–	-274,667	–	-0.60%	–
PKE	Exit	Park Electrochemical Corp.	$0	–	-197,000	–	-0.64%	–
CELC	Exit	Celcuity Inc.	$0	–	-300,000	–	-0.64%	–
IZEA	Exit	IZEA Inc.	$0	–	-543,216	–	-0.67%	–
NEON	Exit	Neonode, Inc.	$0	–	-3,082,079	–	-0.69%	–
FPRX	Exit	Five Prime Therapeutics, Inc.	$0	–	-100,000	–	-0.71%	–
FH	Exit	Form Holdings Corporation	$0	–	-2,953,745	–	-0.72%	–
ASV	Exit	ASV Holdings Inc.	$0	–	-514,143	–	-0.73%	–
IDN	Exit	Intellicheck Mobilisa, Inc.	$0	–	-1,491,896	–	-0.75%	–
MNTX	Exit	Manitex Int'l Inc.	$0	–	-487,682	–	-0.76%	–
BWEN	Exit	Broadwind Energy, Inc.	$0	–	-1,416,734	–	-0.80%	–
RGEN	Exit	Repligen Corporation	$0	–	-121,000	–	-0.81%	–
RETA	Exit	Reata Pharmaceuticals, Inc.	$0	–	-159,665	–	-0.87%	–
NLST	Exit	Netlist, Inc.	$0	–	-6,909,089	–	-0.89%	–
KRNT	Exit	Kornit Digital Ltd., Israel	$0	–	-350,198	–	-0.94%	–
ZEAL	Exit	Zealand Pharma A/S ADR (Denmar	$0	–	-280,201	–	-0.94%	–
	Exit	Trillium Therapeutics Corp. Ca	$0	–	-1,079,618	–	-0.97%	–
AEHR	Exit	Aehr Test Systems	$0	–	-1,428,131	–	-1.02%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-260,000	–	-1.08%	–
AXGN	Exit	AxoGen, Inc.	$0	–	-337,006	–	-1.14%	–
MCFT	Exit	MCBC Holdings, Inc.	$0	–	-346,008	–	-1.23%	–
EMAN	Exit	eMagin Corporation	$0	–	-3,261,000	–	-1.28%	–
WIFI	Exit	Boingo Wireless, Inc.	$0	–	-353,891	–	-1.32%	–
AVAV	Exit	Aerovironment, Inc.	$0	–	-154,621	–	-1.46%	–
GNSS	Exit	LRAD Corporation	$0	–	-3,989,757	–	-1.48%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-430,000	–	-1.49%	–
PETX	Exit	Aratana Therapeutics, Inc.	$0	–	-1,562,517	–	-1.67%	–
DSPG	Exit	DSP Group, Inc.	$0	–	-743,639	–	-1.69%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-1,481,378	–	-1.77%	–
LOXO	Exit	Loxo Oncology, Inc.	$0	–	-125,000	–	-2.01%	–
	Exit	Everspin Technology, Inc.	$0	–	-686,075	–	-2.05%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-1,560,394	–	-2.28%	–
VCRA	Exit	Vocera Communications, Inc.	$0	–	-425,759	–	-2.33%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-2,453,258	–	-2.38%	–
IOTS	Exit	Adesto Technologies Corp.	$0	–	-1,800,200	–	-2.47%	–
OOMA	Exit	Ooma,Inc.	$0	–	-1,347,149	–	-2.48%	–
TCMD	Exit	Tactile Systems Technology, In	$0	–	-481,773	–	-2.60%	–
MVIS	Exit	Microvision, Inc.	$0	–	-7,317,231	–	-3.55%	–
PI	Exit	Impinj, Inc.	$0	–	-490,724	–	-3.57%	–
LMAT	Exit	LeMaitre Vascular Inc.	$0	–	-561,768	–	-3.67%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-746,716	–	-3.99%	–
SQNS	Exit	Sequans Communications - ADR	$0	–	-7,727,240	–	-4.24%	–
CORI	Exit	Corium International Inc.	$0	–	-2,300,000	–	-4.45%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-2,013,578	–	-4.76%	–
KOPN	Exit	Kopin Corporation	$0	–	-6,652,845	–	-4.84%	–
CEVA	Exit	CEVA, Inc.	$0	–	-838,277	–	-6.27%	–

Q3 2017

			Value		Shares		↓ Weighting
CEVA	Sell	CEVA, Inc.	$35,878,000	-10.0%	838,277	-4.4%	6.27%	-11.1%
KOPN	Sell	Kopin Corporation	$27,742,000	+12.0%	6,652,845	-0.3%	4.84%	+10.6%
CORI	Buy	Corium International Inc.	$25,484,000	+50.0%	2,300,000	+1.0%	4.45%	+48.2%
UCTT	Sell	Ultra Clean Holdings, Inc.	$22,864,000	+40.2%	746,716	-14.2%	3.99%	+38.5%
LMAT	Sell	LeMaitre Vascular Inc.	$21,021,000	+1.3%	561,768	-15.5%	3.67%	+0.1%
PI	Buy	Impinj, Inc.	$20,419,000	-13.8%	490,724	+0.8%	3.57%	-14.9%
MVIS	Buy	Microvision, Inc.	$20,342,000	+45.3%	7,317,231	+10.8%	3.55%	+43.6%
TCMD	Sell	Tactile Systems Technology, In	$14,911,000	-5.1%	481,773	-12.4%	2.60%	-6.3%
OOMA	Buy	Ooma,Inc.	$14,212,000	+32.2%	1,347,149	+0.2%	2.48%	+30.6%
IOTS	Buy	Adesto Technologies Corp.	$14,132,000	+72.6%	1,800,200	+0.0%	2.47%	+70.4%
NPTN	Buy	NeoPhotonics Corporation	$13,640,000	-22.0%	2,453,258	+8.3%	2.38%	-23.0%
VCRA	Sell	Vocera Communications, Inc.	$13,356,000	+4.5%	425,759	-12.0%	2.33%	+3.2%
	New	Everspin Technology, Inc.	$11,725,000	–	686,075	–	2.05%	–
LOXO	Sell	Loxo Oncology, Inc.	$11,515,000	-10.2%	125,000	-21.9%	2.01%	-11.4%
AQMS	Buy	Aqua Metals, Inc.	$10,147,000	-44.6%	1,481,378	+1.4%	1.77%	-45.3%
PETX	Sell	Aratana Therapeutics, Inc.	$9,578,000	-16.6%	1,562,517	-1.6%	1.67%	-17.6%
AVAV	Sell	Aerovironment, Inc.	$8,368,000	-34.3%	154,621	-53.6%	1.46%	-35.1%
WIFI	Sell	Boingo Wireless, Inc.	$7,563,000	+42.6%	353,891	-0.2%	1.32%	+40.8%
MCFT	Sell	MCBC Holdings, Inc.	$7,052,000	-14.8%	346,008	-18.2%	1.23%	-15.8%
AEHR	Buy	Aehr Test Systems	$5,841,000	+16.9%	1,428,131	+7.1%	1.02%	+15.4%
	Buy	Trillium Therapeutics Corp. Ca	$5,560,000	+25.9%	1,079,618	+7.6%	0.97%	+24.3%
ZEAL	New	Zealand Pharma A/S ADR (Denmar	$5,380,000	–	280,201	–	0.94%	–
KRNT	Buy	Kornit Digital Ltd., Israel	$5,358,000	-20.9%	350,198	+0.0%	0.94%	-21.9%
NLST	Buy	Netlist, Inc.	$5,078,000	-10.5%	6,909,089	+24.3%	0.89%	-11.6%
RETA	New	Reata Pharmaceuticals, Inc.	$4,966,000	–	159,665	–	0.87%	–
RGEN	Buy	Repligen Corporation	$4,637,000	-6.8%	121,000	+0.8%	0.81%	-7.8%
BWEN	Sell	Broadwind Energy, Inc.	$4,590,000	-36.9%	1,416,734	-1.8%	0.80%	-37.6%
IDN	Sell	Intellicheck Mobilisa, Inc.	$4,297,000	-32.0%	1,491,896	-8.4%	0.75%	-32.9%
ASV	New	ASV Holdings Inc.	$4,195,000	–	514,143	–	0.73%	–
FH	New	Form Holdings Corporation	$4,106,000	–	2,953,745	–	0.72%	–
NEON	Sell	Neonode, Inc.	$3,945,000	+16.9%	3,082,079	-1.4%	0.69%	+15.4%
IZEA	Sell	IZEA Inc.	$3,857,000	+98.3%	543,216	-46.7%	0.67%	+95.9%
CELC	New	Celcuity Inc.	$3,672,000	–	300,000	–	0.64%	–
ASUR	Buy	Asure Software, Inc.	$3,411,000	+31.4%	274,667	+54.6%	0.60%	+29.8%
ATOM	Sell	Atomera Incorporated	$3,262,000	-11.3%	838,585	-1.7%	0.57%	-12.3%
INVE	Buy	Identiv, Inc.	$3,231,000	-1.9%	696,325	+11.0%	0.56%	-3.1%
INFU	Buy	Infusystem Holdings, Inc.	$3,041,000	+19.5%	1,483,656	+5.0%	0.53%	+18.0%
AMSC	Sell	American Superconductor, Corp.	$2,739,000	-61.0%	603,364	-60.3%	0.48%	-61.5%
RVLT	Sell	Revolution Lighting Technologi	$2,638,000	-56.7%	405,846	-56.1%	0.46%	-57.2%
ITI	Sell	Iteris, Inc.	$2,560,000	-23.1%	384,969	-28.1%	0.45%	-24.1%
DMRC	Buy	Digimarc Corporation	$2,460,000	+13.4%	67,223	+24.4%	0.43%	+12.0%
ENSV	Buy	Enservco Corp	$2,101,000	+74.8%	3,938,797	+2.6%	0.37%	+72.3%
IPWR	Sell	Ideal Power, Inc.	$2,102,000	-25.7%	811,635	-39.7%	0.37%	-26.6%
TUESQ	Buy	Tuesday Morning Corporation	$2,080,000	+68.4%	650,100	+0.0%	0.36%	+66.5%
DERM	New	Dermira, Inc.	$2,025,000	–	75,000	–	0.35%	–
AKAOQ	Sell	Achaogen, Inc.	$1,917,000	-32.2%	120,200	-7.7%	0.34%	-33.0%
NTN	Sell	NTN Buzztime, Inc.	$1,905,000	-13.6%	311,076	-4.0%	0.33%	-14.6%
SYRS	Buy	Syros Pharmaceuticals, Inc.	$1,840,000	-6.0%	125,000	+2.8%	0.32%	-7.2%
OPK	Sell	Opko Health Inc.	$1,749,000	-24.1%	255,000	-27.1%	0.30%	-25.1%
NVEE	Sell	NV5 Global Inc.	$1,375,000	-5.3%	25,156	-26.3%	0.24%	-6.6%
RDCM	Buy	RADCOM Ltd.	$1,100,000	+80.3%	52,265	+65.9%	0.19%	+77.8%
CLSD	Sell	Clearside Biomedical, Inc.	$893,000	-75.6%	102,224	-74.5%	0.16%	-75.9%
SAIA	Sell	Saia, Inc.	$814,000	+5.9%	13,000	-13.3%	0.14%	+4.4%
GLDD	New	Great Lakes Dredge & Dock Co.	$531,000	–	109,391	–	0.09%	–
DSKE	New	Daseke Inc.	$522,000	–	40,000	–	0.09%	–
MEET	Sell	The Meet Group, Inc.	$361,000	-50.4%	99,096	-31.2%	0.06%	-51.2%
KTOS	Sell	Kratos Defense & Security Solu	$228,000	-41.4%	17,407	-46.9%	0.04%	-42.0%
YOGAQ	New	YogaWorks, Inc.	$221,000	–	79,790	–	0.04%	–
	New	Invitae Corp.	$187,000	–	20,000	–	0.03%	–
	New	Magal Security Sys Ltd (Israel	$50,000	–	10,450	–	0.01%	–
CLRB	New	Cellectar Biosciences @4.68 8/warrants	$17,000	–	106,600	–	0.00%	–
CLRBW	Exit	Cellectar Biosciences @4.68 8/warrants	$0	–	-106,600	–	-0.00%	–
VSTM	Exit	Verastem, Inc.	$0	–	-50,000	–	-0.02%	–
RLOGQ	Exit	Rand logistics Inc.	$0	–	-328,835	–	-0.02%	–
ROKA	Exit	Roka Bioscience Inc.	$0	–	-132,297	–	-0.06%	–
ADVM	Exit	Adverum Biotechnologies, Inc.	$0	–	-200,000	–	-0.09%	–
JNP	Exit	Juniper Pharmaceuticals, Inc	$0	–	-100,000	–	-0.09%	–
ARDX	Exit	Ardelyx, Inc.	$0	–	-100,000	–	-0.09%	–
AVGR	Exit	Avinger, Inc.	$0	–	-1,150,000	–	-0.09%	–
SRRA	Exit	Sierra Oncology, Inc.	$0	–	-500,000	–	-0.10%	–
XTLY	Exit	Xactly Corporation	$0	–	-46,928	–	-0.13%	–
	Exit	ESSA Pharma Inc.	$0	–	-1,440,269	–	-0.14%	–
ARIS	Exit	ARI Network Services, Inc.	$0	–	-300,000	–	-0.37%	–
PFNX	Exit	Pfenex, Inc.	$0	–	-563,255	–	-0.40%	–
HIIQ	Exit	Health Insurance Innovations,	$0	–	-108,347	–	-0.45%	–
	Exit	ASV Holdings Inc.	$0	–	-725,000	–	-1.04%	–
MRAM	Exit	Everspin Technology, Inc.	$0	–	-755,954	–	-2.67%	–

Q2 2017

			Value		Shares		↓ Weighting
CEVA	New	CEVA, Inc.	$39,857,000	–	876,931	–	7.05%	–
SQNS	New	Sequans Communications - ADR	$25,577,000	–	7,727,240	–	4.52%	–
KOPN	New	Kopin Corporation	$24,765,000	–	6,675,282	–	4.38%	–
PI	New	Impinj, Inc.	$23,694,000	–	487,024	–	4.19%	–
LPSN	New	LivePerson, Inc.	$22,149,000	–	2,013,578	–	3.92%	–
LMAT	New	LeMaitre Vascular Inc.	$20,743,000	–	664,428	–	3.67%	–
AQMS	New	Aqua Metals, Inc.	$18,331,000	–	1,460,637	–	3.24%	–
NPTN	New	NeoPhotonics Corporation	$17,492,000	–	2,265,838	–	3.09%	–
CORI	New	Corium International Inc.	$16,984,000	–	2,276,700	–	3.00%	–
UCTT	New	Ultra Clean Holdings, Inc.	$16,312,000	–	870,000	–	2.88%	–
TCMD	New	Tactile Systems Technology,	$15,719,000	–	550,000	–	2.78%	–
MRAM	New	Everspin Technology, Inc.	$15,104,000	–	755,954	–	2.67%	–
MVIS	New	Microvision, Inc.	$13,997,000	–	6,602,231	–	2.48%	–
PFSW	New	Pfsweb, Inc.	$12,889,000	–	1,560,394	–	2.28%	–
LOXO	New	Loxo Oncology, Inc.	$12,830,000	–	160,000	–	2.27%	–
VCRA	New	Vocera Communications, Inc.	$12,784,000	–	483,857	–	2.26%	–
AVAV	New	Aerovironment, Inc.	$12,731,000	–	333,272	–	2.25%	–
PETX	New	Aratana Therapeutics, Inc.	$11,478,000	–	1,587,620	–	2.03%	–
OOMA	New	Ooma,Inc.	$10,752,000	–	1,343,950	–	1.90%	–
CTRN	New	Citi Trends, Inc.	$9,125,000	–	430,000	–	1.61%	–
DSPG	New	DSP Group, Inc.	$8,626,000	–	743,639	–	1.52%	–
MCFT	New	MCBC Holdings, Inc.	$8,274,000	–	423,232	–	1.46%	–
IOTS	New	Adesto Technologies Corp.	$8,190,000	–	1,800,000	–	1.45%	–
EMAN	New	eMagin Corporation	$7,989,000	–	3,261,000	–	1.41%	–
BWEN	New	Broadwind Energy, Inc.	$7,270,000	–	1,442,434	–	1.29%	–
MXL	New	MaxLinear, Inc.	$7,251,000	–	260,000	–	1.28%	–
AMSC	New	American Superconductor, Corp.	$7,018,000	–	1,519,124	–	1.24%	–
KRNT	New	Kornit Digital Ltd., Israel	$6,774,000	–	350,098	–	1.20%	–
GNSS	New	LRAD Corporation	$6,743,000	–	3,989,757	–	1.19%	–
IDN	New	Intellicheck Mobilisa, Inc.	$6,318,000	–	1,628,341	–	1.12%	–
RVLT	New	Revolution Lighting Tech	$6,095,000	–	924,941	–	1.08%	–
	New	ASV Holdings Inc.	$5,909,000	–	725,000	–	1.04%	–
NLST	New	Netlist, Inc.	$5,671,000	–	5,560,089	–	1.00%	–
AXGN	New	AxoGen, Inc.	$5,645,000	–	337,006	–	1.00%	–
WIFI	New	Boingo Wireless, Inc.	$5,305,000	–	354,591	–	0.94%	–
AEHR	New	Aehr Test Systems	$4,998,000	–	1,332,890	–	0.88%	–
RGEN	New	Repligen Corporation	$4,973,000	–	120,000	–	0.88%	–
	New	Trillium Therapeutics Corp.	$4,415,000	–	1,003,522	–	0.78%	–
DTRM	New	Determine, Inc.	$3,871,000	–	1,455,220	–	0.68%	–
ATOM	New	Atomera Incorporated	$3,676,000	–	852,985	–	0.65%	–
CLSD	New	Clearside Biomedical, Inc.	$3,657,000	–	401,433	–	0.65%	–
PKE	New	Park Electrochemical Corp.	$3,629,000	–	197,000	–	0.64%	–
MNTX	New	Manitex Int'l Inc.	$3,404,000	–	487,682	–	0.60%	–
NEON	New	Neonode, Inc.	$3,376,000	–	3,126,315	–	0.60%	–
ITI	New	Iteris, Inc.	$3,330,000	–	535,369	–	0.59%	–
BEAT	New	BioTelemetry, Inc.	$3,318,000	–	99,189	–	0.59%	–
INVE	New	Identiv, Inc.	$3,293,000	–	627,271	–	0.58%	–
CVV	New	CVD Equipment Corporation	$3,196,000	–	288,700	–	0.56%	–
BV	New	Bazaarvoice Inc.	$3,189,000	–	644,230	–	0.56%	–
FPRX	New	Five Prime Therapeutics, Inc.	$3,011,000	–	100,000	–	0.53%	–
IPWR	New	Ideal Power, Inc.	$2,828,000	–	1,346,635	–	0.50%	–
AKAOQ	New	Achaogen, Inc.	$2,829,000	–	130,200	–	0.50%	–
ASUR	New	Asure Software, Inc.	$2,595,000	–	177,624	–	0.46%	–
HIIQ	New	Health Insurance Innovations,	$2,546,000	–	108,347	–	0.45%	–
INFU	New	Infusystem Holdings, Inc.	$2,544,000	–	1,413,201	–	0.45%	–
SHSP	New	SharpSpring, Inc.	$2,404,000	–	530,734	–	0.42%	–
OPK	New	Opko Health Inc.	$2,303,000	–	350,000	–	0.41%	–
PFNX	New	Pfenex, Inc.	$2,259,000	–	563,255	–	0.40%	–
NTN	New	NTN Buzztime, Inc.	$2,204,000	–	324,191	–	0.39%	–
DMRC	New	Digimarc Corporation	$2,169,000	–	54,023	–	0.38%	–
AUPH	New	Aurinia Pharmaceuticals Inc.	$2,161,000	–	352,500	–	0.38%	–
ARGX	New	argenx SE - ADR (Netherlands)	$2,121,000	–	100,000	–	0.38%	–
ARIS	New	ARI Network Services, Inc.	$2,115,000	–	300,000	–	0.37%	–
SRTS	New	Sensus Healthcare, Inc	$1,978,000	–	491,938	–	0.35%	–
SYRS	New	Syros Pharmaceuticals, Inc.	$1,957,000	–	121,624	–	0.35%	–
PCTI	New	PC-Tel, Inc.	$1,943,000	–	274,399	–	0.34%	–
IZEA	New	IZEA Inc.	$1,945,000	–	1,018,216	–	0.34%	–
NVEE	New	NV5 Global Inc.	$1,452,000	–	34,156	–	0.26%	–
XELB	New	XCel Brands Inc.	$1,312,000	–	430,002	–	0.23%	–
TUESQ	New	Tuesday Morning Corporation	$1,235,000	–	650,000	–	0.22%	–
ENSV	New	Enservco Corp	$1,202,000	–	3,839,415	–	0.21%	–
CBKCQ	New	Christopher & Banks Corp.	$982,000	–	749,960	–	0.17%	–
	New	ESSA Pharma Inc.	$792,000	–	1,440,269	–	0.14%	–
SAIA	New	Saia, Inc.	$769,000	–	15,000	–	0.14%	–
XTLY	New	Xactly Corporation	$734,000	–	46,928	–	0.13%	–
MEET	New	The Meet Group, Inc.	$728,000	–	144,096	–	0.13%	–
VERU	New	Female Health Co.	$630,000	–	600,000	–	0.11%	–
RDCM	New	RADCOM Ltd.	$610,000	–	31,500	–	0.11%	–
SRRA	New	Sierra Oncology, Inc.	$585,000	–	500,000	–	0.10%	–
AVGR	New	Avinger, Inc.	$516,000	–	1,150,000	–	0.09%	–
ARDX	New	Ardelyx, Inc.	$510,000	–	100,000	–	0.09%	–
JNP	New	Juniper Pharmaceuticals, Inc	$505,000	–	100,000	–	0.09%	–
ADVM	New	Adverum Biotechnologies, Inc.	$500,000	–	200,000	–	0.09%	–
KTOS	New	Kratos Defense & Security Solu	$389,000	–	32,807	–	0.07%	–
ROKA	New	Roka Bioscience Inc.	$352,000	–	132,297	–	0.06%	–
XPLR	New	Xplore Technologies, Corp.	$301,000	–	154,521	–	0.05%	–
SRTSW	New	Sensus Healthcare, Inc @6.75 6warrants	$297,000	–	494,939	–	0.05%	–
OVAS	New	OvaScience, Inc.	$234,000	–	150,000	–	0.04%	–
RLOGQ	New	Rand logistics Inc.	$128,000	–	328,835	–	0.02%	–
VSTM	New	Verastem, Inc.	$109,000	–	50,000	–	0.02%	–
CLRBW	New	Cellectar Biosciences @4.68 8/warrants	$23,000	–	106,600	–	0.00%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$11,000	–	137,092	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
CLRB	Exit	Cellectar Biosciences @4.68 8/warrants	$0	–	-106,600	–	-0.01%	–
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.01%	–
SPRT	Exit	Support.com, Inc.	$0	–	-271,753	–	-0.04%	–
OVAS	Exit	OvaScience, Inc.	$0	–	-50,000	–	-0.07%	–
SCYX	Exit	SCYNEXIS, Inc.	$0	–	-125,000	–	-0.09%	–
RLOGQ	Exit	Rand logistics Inc.	$0	–	-647,235	–	-0.09%	–
HEAR	Exit	Turtle Beach Corporation	$0	–	-400,000	–	-0.10%	–
	Exit	Aptevo Therapeutics, Inc.	$0	–	-207,000	–	-0.10%	–
HIIQ	Exit	Health Insurance Innovations	$0	–	-120,000	–	-0.12%	–
	Exit	Sensus Healthcare, Inc @6.75 6warrants	$0	–	-494,939	–	-0.12%	–
SYRS	Exit	Syros Pharmaceuticals, Inc.	$0	–	-47,550	–	-0.12%	–
SAIA	Exit	Saia, Inc.	$0	–	-22,500	–	-0.12%	–
XTLY	Exit	Xactly Corporation	$0	–	-46,928	–	-0.13%	–
CPHRF	Exit	Cipher Pharmaceuticals, Inc.	$0	–	-185,300	–	-0.13%	–
IRMD	Exit	iRadimed Corporation	$0	–	-47,119	–	-0.15%	–
CLSD	Exit	Clearside Biomedical, Inc.	$0	–	-50,000	–	-0.16%	–
XPLR	Exit	Xplore Technologies, Corp.	$0	–	-368,902	–	-0.16%	–
TRVN	Exit	Trevena, Inc.	$0	–	-143,904	–	-0.18%	–
CNCE	Exit	Concert Pharmaceuticals, Inc.	$0	–	-100,000	–	-0.18%	–
CORI	Exit	Corium International Inc.	$0	–	-198,511	–	-0.20%	–
PRKR	Exit	ParkerVision, Inc.	$0	–	-264,072	–	-0.21%	–
NTN	Exit	NTN Buzztime, Inc.	$0	–	-181,650	–	-0.23%	–
DTRM	Exit	Determine, Inc.	$0	–	-716,220	–	-0.24%	–
ARDX	Exit	Ardelyx, Inc.	$0	–	-100,000	–	-0.24%	–
ARIS	Exit	ARI Network Services, Inc.	$0	–	-300,000	–	-0.24%	–
CSLT	Exit	Castlight Health, Inc.	$0	–	-400,000	–	-0.30%	–
PCTI	Exit	PC-Tel, Inc.	$0	–	-316,403	–	-0.31%	–
RDCM	Exit	RADCOM Ltd.	$0	–	-82,000	–	-0.31%	–
LENS	Exit	Presbia, PLC (Ireland)	$0	–	-358,249	–	-0.31%	–
VSTM	Exit	Verastem, Inc.	$0	–	-1,275,323	–	-0.31%	–
XELB	Exit	XCel Brands Inc.	$0	–	-360,000	–	-0.32%	–
AVGR	Exit	Avinger, Inc.	$0	–	-390,790	–	-0.34%	–
ITI	Exit	Iteris, Inc.	$0	–	-535,369	–	-0.36%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-109,189	–	-0.37%	–
IVTY	Exit	Invuity, Inc.	$0	–	-150,000	–	-0.38%	–
QNST	Exit	QuinStreet, Inc.	$0	–	-739,917	–	-0.41%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-288,700	–	-0.44%	–
NVEE	Exit	NV5 Global Inc.	$0	–	-77,500	–	-0.46%	–
AEHR	Exit	Aehr Test Systems (Restricted)	$0	–	-1,050,000	–	-0.47%	–
STRM	Exit	Streamline Health Solutions	$0	–	-1,438,334	–	-0.48%	–
SMTP	Exit	SharpSpring, Inc.	$0	–	-530,734	–	-0.50%	–
IMMR	Exit	Immersion Corporation	$0	–	-336,734	–	-0.50%	–
WATT	Exit	Energous Corporation	$0	–	-149,800	–	-0.54%	–
CDTX	Exit	Cidara Therapeutics Inc.	$0	–	-262,655	–	-0.55%	–
SRTS	Exit	Sensus Healthcare, Inc	$0	–	-491,938	–	-0.55%	–
DMRC	Exit	Digimarc Corporation	$0	–	-80,000	–	-0.56%	–
SCTPF	Exit	Trillium Therapeutics Corp.	$0	–	-209,177	–	-0.57%	–
EXTR	Exit	Extreme Networks, Inc.	$0	–	-701,566	–	-0.58%	–
IDN	Exit	Intellicheck Mobilisa, Inc.	$0	–	-1,985,022	–	-0.63%	–
ESTE	Exit	Earthstone Energy, Inc.	$0	–	-397,834	–	-0.63%	–
SEAC	Exit	SeaChange International, Inc.	$0	–	-1,153,677	–	-0.63%	–
RGEN	Exit	Repligen Corporation	$0	–	-120,000	–	-0.66%	–
CTRN	Exit	Citi Trends, Inc.	$0	–	-182,707	–	-0.67%	–
WIFI	Exit	Boingo Wireless, Inc.	$0	–	-355,026	–	-0.67%	–
OPK	Exit	Opko Health Inc.	$0	–	-350,000	–	-0.68%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-1,413,494	–	-0.72%	–
ECOM	Exit	ChannelAdvisor, Corp.	$0	–	-318,465	–	-0.76%	–
CVU	Exit	CPI Aerostructures, Inc.	$0	–	-603,068	–	-0.77%	–
FPRX	Exit	Five Prime Therapeutics, Inc.	$0	–	-80,000	–	-0.77%	–
ASC	Exit	Ardmore Shipping Corp. (Irelan	$0	–	-604,110	–	-0.78%	–
MNTX	Exit	Manitex Int'l Inc.	$0	–	-781,362	–	-0.79%	–
MOSY	Exit	MoSys, Inc.	$0	–	-5,822,957	–	-0.80%	–
BV	Exit	Bazaarvoice Inc.	$0	–	-738,991	–	-0.80%	–
LOXO	Exit	Loxo Oncology, Inc.	$0	–	-180,000	–	-0.86%	–
TEAR	Exit	TearLab Corp. (F4)	$0	–	-7,277,250	–	-0.87%	–
	Exit	ESSA Pharma Inc.	$0	–	-1,696,968	–	-0.88%	–
NEON	Exit	Neonode, Inc.	$0	–	-4,410,539	–	-0.92%	–
MCFT	Exit	MCBC Holdings, Inc.	$0	–	-484,441	–	-1.01%	–
IZEA	Exit	IZEA Inc.	$0	–	-1,018,216	–	-1.10%	–
RVLT	Exit	Revolution Lighting Technologi	$0	–	-950,000	–	-1.10%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-300,000	–	-1.11%	–
BWEN	Exit	Broadwind Energy, Inc.	$0	–	-1,450,009	–	-1.17%	–
TREE	Exit	LendingTree, Inc.	$0	–	-68,000	–	-1.21%	–
ATOM	Exit	Atomera Incorporated	$0	–	-852,985	–	-1.22%	–
NLST	Exit	Netlist, Inc.	$0	–	-5,680,928	–	-1.29%	–
ALDX	Exit	Aldeyra Therapeutics, Inc.	$0	–	-917,810	–	-1.32%	–
GNSS	Exit	LRAD Corporation	$0	–	-4,192,710	–	-1.44%	–
PI	Exit	Impinj, Inc.	$0	–	-220,623	–	-1.51%	–
PFNX	Exit	Pfenex, Inc.	$0	–	-938,042	–	-1.54%	–
IPWR	Exit	Ideal Power, Inc.	$0	–	-1,681,935	–	-1.59%	–
AMSC	Exit	American Superconductor, Corp.	$0	–	-1,246,576	–	-1.60%	–
DSPG	Exit	DSP Group, Inc.	$0	–	-743,639	–	-1.64%	–
PETX	Exit	Aratana Therapeutics, Inc.	$0	–	-1,005,000	–	-1.72%	–
TCMD	Exit	Tactile Systems Technology	$0	–	-550,000	–	-1.88%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-1,472,701	–	-2.00%	–
CLCD	Exit	CoLucid Pharmaceuticals, Inc.	$0	–	-288,919	–	-2.02%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-1,272,250	–	-2.07%	–
AVAV	Exit	Aerovironment, Inc.	$0	–	-484,822	–	-2.17%	–
SQNS	Exit	Sequans Communications - ADR	$0	–	-7,320,230	–	-2.37%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-1,545,738	–	-2.53%	–
KOPN	Exit	Kopin Corporation	$0	–	-6,619,921	–	-2.64%	–
SAAS	Exit	inContact Inc.	$0	–	-1,140,507	–	-2.92%	–
LMAT	Exit	LeMaitre Vascular Inc.	$0	–	-836,614	–	-3.04%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-2,093,078	–	-3.23%	–
	Exit	Brightcove, Inc.	$0	–	-1,518,442	–	-3.63%	–
VCRA	Exit	Vocera Communications, Inc.	$0	–	-1,250,000	–	-3.87%	–
VTAE	Exit	Vitae Pharmaceuticals, Inc.	$0	–	-1,062,498	–	-4.07%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-1,753,538	–	-5.25%	–
CEVA	Exit	CEVA, Inc.	$0	–	-1,107,410	–	-7.12%	–

Q3 2016

			Value		Shares		↓ Weighting
NPTN	Sell	NeoPhotonics Corporation	$28,653,000	+49.3%	1,753,538	-12.9%	5.25%	+28.0%
VTAE	Sell	Vitae Pharmaceuticals, Inc.	$22,227,000	+74.9%	1,062,498	-9.8%	4.07%	+50.0%
VCRA	Sell	Vocera Communications, Inc.	$21,125,000	+6.0%	1,250,000	-19.4%	3.87%	-9.1%
	Sell	Brightcove, Inc.	$19,816,000	+18.3%	1,518,442	-20.3%	3.63%	+1.4%
LMAT	Sell	LeMaitre Vascular Inc.	$16,598,000	+20.1%	836,614	-13.6%	3.04%	+3.0%
SAAS	Sell	inContact Inc.	$15,944,000	-11.5%	1,140,507	-12.3%	2.92%	-24.1%
SQNS	Buy	Sequans Communications - ADR	$12,957,000	+53.4%	7,320,230	+77.7%	2.37%	+31.5%
AVAV	Buy	Aerovironment, Inc.	$11,835,000	-9.0%	484,822	+3.6%	2.17%	-22.0%
AQMS	Buy	Aqua Metals, Inc.	$11,272,000	-14.3%	1,272,250	+13.8%	2.07%	-26.5%
CLCD	New	CoLucid Pharmaceuticals, Inc.	$11,022,000	–	288,919	–	2.02%	–
TCMD	New	Tactile Systems Technology	$10,285,000	–	550,000	–	1.88%	–
PETX	Sell	Aratana Therapeutics, Inc.	$9,407,000	+33.3%	1,005,000	-10.0%	1.72%	+14.4%
PFNX	Sell	Pfenex, Inc.	$8,395,000	+5.3%	938,042	-1.5%	1.54%	-9.7%
PI	New	Impinj, Inc.	$8,256,000	–	220,623	–	1.51%	–
NLST	Buy	Netlist, Inc.	$7,044,000	+21.2%	5,680,928	+14.3%	1.29%	+3.9%
ATOM	New	Atomera Incorporated	$6,653,000	–	852,985	–	1.22%	–
TREE	Sell	LendingTree, Inc.	$6,590,000	-43.8%	68,000	-48.8%	1.21%	-51.8%
MXL	Buy	MaxLinear, Inc.	$6,081,000	+52.7%	300,000	+35.5%	1.11%	+30.9%
MCFT	Buy	MCBC Holdings, Inc.	$5,523,000	+81.5%	484,441	+75.9%	1.01%	+55.7%
NEON	Buy	Neonode, Inc.	$5,028,000	-14.1%	4,410,539	+10.0%	0.92%	-26.4%
TEAR	Buy	TearLab Corp. (F4)	$4,730,000	+40.1%	7,277,250	+37.9%	0.87%	+20.1%
LOXO	Sell	Loxo Oncology, Inc.	$4,712,000	+7.0%	180,000	-5.3%	0.86%	-8.2%
BV	Sell	Bazaarvoice Inc.	$4,367,000	+16.0%	738,991	-21.3%	0.80%	-0.5%
FPRX	Sell	Five Prime Therapeutics, Inc.	$4,199,000	+12.8%	80,000	-11.1%	0.77%	-3.3%
CVU	Sell	CPI Aerostructures, Inc.	$4,179,000	-19.3%	603,068	-28.4%	0.77%	-30.8%
ECOM	Buy	ChannelAdvisor, Corp.	$4,118,000	+1355.1%	318,465	+1531.4%	0.76%	+1158.3%
INFU	Sell	Infusystem Holdings, Inc.	$3,915,000	+3.6%	1,413,494	-2.8%	0.72%	-11.2%
CTRN	New	Citi Trends, Inc.	$3,641,000	–	182,707	–	0.67%	–
RGEN	Sell	Repligen Corporation	$3,623,000	-5.4%	120,000	-14.3%	0.66%	-18.8%
ESTE	Buy	Earthstone Energy, Inc.	$3,421,000	-11.9%	397,834	+10.5%	0.63%	-24.4%
EXTR	Sell	Extreme Networks, Inc.	$3,150,000	-8.5%	701,566	-30.9%	0.58%	-21.5%
DMRC	New	Digimarc Corporation	$3,068,000	–	80,000	–	0.56%	–
SRTS	New	Sensus Healthcare, Inc	$3,025,000	–	491,938	–	0.55%	–
WATT	Sell	Energous Corporation	$2,938,000	-64.8%	149,800	-76.7%	0.54%	-69.8%
IMMR	Buy	Immersion Corporation	$2,748,000	+19.6%	336,734	+7.6%	0.50%	+2.6%
STRM	Sell	Streamline Health Solutions	$2,647,000	+41.1%	1,438,334	-8.0%	0.48%	+20.9%
AEHR	New	Aehr Test Systems (Restricted)	$2,551,000	–	1,050,000	–	0.47%	–
QNST	Buy	QuinStreet, Inc.	$2,235,000	-3.5%	739,917	+13.4%	0.41%	-17.2%
BEAT	Sell	BioTelemetry, Inc.	$2,028,000	-14.2%	109,189	-24.7%	0.37%	-26.3%
AVGR	Sell	Avinger, Inc.	$1,864,000	-68.8%	390,790	-21.9%	0.34%	-73.2%
VSTM	Sell	Verastem, Inc.	$1,696,000	-6.8%	1,275,323	-8.9%	0.31%	-20.1%
LENS	Sell	Presbia, PLC (Ireland)	$1,684,000	-5.6%	358,249	-9.2%	0.31%	-18.9%
RDCM	Sell	RADCOM Ltd.	$1,674,000	-45.3%	82,000	-68.8%	0.31%	-53.1%
CSLT	New	Castlight Health, Inc.	$1,664,000	–	400,000	–	0.30%	–
ARDX	New	Ardelyx, Inc.	$1,294,000	–	100,000	–	0.24%	–
DTRM	Sell	Determine, Inc.	$1,289,000	+3.8%	716,220	-12.3%	0.24%	-10.9%
CORI	Sell	Corium International Inc.	$1,116,000	-6.3%	198,511	-42.2%	0.20%	-19.3%
XPLR	Buy	Xplore Technologies, Corp.	$885,000	+268.8%	368,902	+268.9%	0.16%	+217.6%
IRMD	Sell	iRadimed Corporation	$801,000	-76.8%	47,119	-70.3%	0.15%	-80.1%
CPHRF	Sell	Cipher Pharmaceuticals, Inc.	$708,000	-35.8%	185,300	-12.3%	0.13%	-44.9%
XTLY	Sell	Xactly Corporation	$691,000	-12.9%	46,928	-24.2%	0.13%	-24.9%
SYRS	New	Syros Pharmaceuticals, Inc.	$660,000	–	47,550	–	0.12%	–
	New	Sensus Healthcare, Inc @6.75 6warrants	$634,000	–	494,939	–	0.12%	–
HIIQ	New	Health Insurance Innovations	$630,000	–	120,000	–	0.12%	–
	New	Aptevo Therapeutics, Inc.	$530,000	–	207,000	–	0.10%	–
IIN	Exit	Intricon Corp.	$0	–	-55,000	–	-0.06%	–
PLSE	Exit	Pulse Biosciences, Inc.	$0	–	-67,000	–	-0.06%	–
SGMO	Exit	Sangamo BioSciences, Inc.	$0	–	-92,200	–	-0.11%	–
ZAGG	Exit	Zagg, Inc.	$0	–	-125,300	–	-0.14%	–
GLDD	Exit	Great Lakes Dredge & Dock Co.	$0	–	-200,000	–	-0.19%	–
GEC	Exit	Great Elm Capital Group, Inc.	$0	–	-175,889	–	-0.25%	–
BOOT	Exit	Boot Barn Holdings, Inc.	$0	–	-142,000	–	-0.26%	–
GAIA	Exit	Gaiam, Inc.	$0	–	-172,670	–	-0.28%	–
TIVO	Exit	Tivo, Inc.	$0	–	-202,908	–	-0.43%	–
GNCA	Exit	Genocea Biosciences, Inc.	$0	–	-778,849	–	-0.68%	–
GIMO	Exit	Gigamon, Inc.	$0	–	-149,277	–	-1.19%	–

Q2 2016

			Value		Shares		↓ Weighting
CEVA	New	CEVA, Inc.	$30,088,000	–	1,107,410	–	6.43%	–
VCRA	New	Vocera Communications, Inc.	$19,921,000	–	1,550,263	–	4.26%	–
NPTN	New	NeoPhotonics Corporation	$19,194,000	–	2,014,045	–	4.10%	–
SAAS	New	inContact Inc.	$18,010,000	–	1,300,365	–	3.85%	–
	New	Brightcove, Inc.	$16,755,000	–	1,904,022	–	3.58%	–
KOPN	New	Kopin Corporation	$14,696,000	–	6,619,921	–	3.14%	–
PFSW	New	Pfsweb, Inc.	$14,685,000	–	1,545,738	–	3.14%	–
LMAT	New	LeMaitre Vascular Inc.	$13,824,000	–	968,760	–	2.95%	–
LPSN	New	LivePerson, Inc.	$13,270,000	–	2,093,078	–	2.84%	–
AQMS	New	Aqua Metals, Inc.	$13,149,000	–	1,117,650	–	2.81%	–
AVAV	New	Aerovironment, Inc.	$13,008,000	–	467,909	–	2.78%	–
VTAE	New	Vitae Pharmaceuticals, Inc.	$12,709,000	–	1,177,864	–	2.72%	–
TREE	New	LendingTree, Inc.	$11,723,000	–	132,723	–	2.50%	–
AMSC	New	American Superconductor, Corp.	$10,521,000	–	1,246,576	–	2.25%	–
SQNS	New	Sequans Communications - ADR (	$8,446,000	–	4,120,230	–	1.80%	–
UCTT	New	Ultra Clean Holdings, Inc.	$8,380,000	–	1,472,701	–	1.79%	–
WATT	New	Energous Corporation	$8,343,000	–	644,271	–	1.78%	–
IPWR	New	Ideal Power, Inc.	$8,292,000	–	1,681,935	–	1.77%	–
PFNX	New	Pfenex, Inc.	$7,970,000	–	952,216	–	1.70%	–
DSPG	New	DSP Group, Inc.	$7,890,000	–	743,639	–	1.69%	–
IZEA	New	IZEA Inc.	$7,759,000	–	1,018,216	–	1.66%	–
GNSS	New	LRAD Corporation	$7,505,000	–	4,192,710	–	1.60%	–
PETX	New	Aratana Therapeutics, Inc.	$7,055,000	–	1,116,255	–	1.51%	–
BWEN	New	Broadwind Energy, Inc.	$6,119,000	–	1,450,009	–	1.31%	–
AVGR	New	Avinger, Inc.	$5,969,000	–	500,295	–	1.28%	–
RVLT	New	Revolution Lighting Technologi	$5,871,000	–	950,000	–	1.25%	–
NEON	New	Neonode, Inc.	$5,855,000	–	4,010,539	–	1.25%	–
NLST	New	Netlist, Inc.	$5,814,000	–	4,969,543	–	1.24%	–
GIMO	New	Gigamon, Inc.	$5,581,000	–	149,277	–	1.19%	–
MNTX	New	Manitex Int'l Inc.	$5,415,000	–	781,362	–	1.16%	–
ALDX	New	Aldeyra Therapeutics, Inc.	$5,222,000	–	917,810	–	1.12%	–
CVU	New	CPI Aerostructures, Inc.	$5,179,000	–	842,149	–	1.11%	–
	New	ESSA Pharma Inc.	$5,006,000	–	1,696,968	–	1.07%	–
LOXO	New	Loxo Oncology, Inc.	$4,404,000	–	190,000	–	0.94%	–
ASC	New	Ardmore Shipping Corp. (Irelan	$4,090,000	–	604,110	–	0.87%	–
MXL	New	MaxLinear, Inc.	$3,982,000	–	221,452	–	0.85%	–
ESTE	New	Earthstone Energy, Inc.	$3,881,000	–	360,000	–	0.83%	–
RGEN	New	Repligen Corporation	$3,830,000	–	140,000	–	0.82%	–
INFU	New	Infusystem Holdings, Inc.	$3,779,000	–	1,453,621	–	0.81%	–
BV	New	Bazaarvoice Inc.	$3,765,000	–	938,991	–	0.80%	–
FPRX	New	Five Prime Therapeutics, Inc.	$3,721,000	–	90,000	–	0.80%	–
SEAC	New	SeaChange International, Inc.	$3,680,000	–	1,153,677	–	0.79%	–
IRMD	New	iRadimed Corporation	$3,456,000	–	158,830	–	0.74%	–
EXTR	New	Extreme Networks, Inc.	$3,442,000	–	1,015,219	–	0.74%	–
TEAR	New	TearLab Corp. (F4)	$3,377,000	–	5,277,250	–	0.72%	–
OPK	New	Opko Health Inc.	$3,269,000	–	350,000	–	0.70%	–
GNCA	New	Genocea Biosciences, Inc.	$3,193,000	–	778,849	–	0.68%	–
WIFI	New	Boingo Wireless, Inc.	$3,167,000	–	355,026	–	0.68%	–
RDCM	New	RADCOM Ltd.	$3,060,000	–	262,664	–	0.65%	–
MCFT	New	MCBC Holdings, Inc.	$3,043,000	–	275,390	–	0.65%	–
SMTP	New	SharpSpring, Inc.	$2,776,000	–	530,734	–	0.59%	–
IDN	New	Intellicheck Mobilisa, Inc.	$2,739,000	–	1,985,022	–	0.58%	–
CDTX	New	Cidara Therapeutics Inc.	$2,708,000	–	262,655	–	0.58%	–
CVV	New	CVD Equipment Corporation	$2,477,000	–	288,700	–	0.53%	–
BEAT	New	BioTelemetry, Inc.	$2,363,000	–	145,000	–	0.50%	–
MOSY	New	MoSys, Inc.	$2,358,000	–	5,822,957	–	0.50%	–
QNST	New	QuinStreet, Inc.	$2,316,000	–	652,390	–	0.50%	–
IMMR	New	Immersion Corporation	$2,298,000	–	313,091	–	0.49%	–
NVEE	New	NV5 Global Inc.	$2,204,000	–	77,500	–	0.47%	–
TIVO	New	Tivo, Inc.	$2,009,000	–	202,908	–	0.43%	–
SCTPF	New	Trillium Therapeutics Corp. Ca	$1,878,000	–	209,177	–	0.40%	–
STRM	New	Streamline Health Solutions	$1,876,000	–	1,563,734	–	0.40%	–
VSTM	New	Verastem, Inc.	$1,820,000	–	1,400,000	–	0.39%	–
XELB	New	XCel Brands Inc.	$1,811,000	–	360,000	–	0.39%	–
LENS	New	Presbia, PLC (Ireland)	$1,783,000	–	394,406	–	0.38%	–
NTN	New	NTN Buzztime, Inc.	$1,562,000	–	181,650	–	0.33%	–
ITI	New	Iteris, Inc.	$1,531,000	–	535,369	–	0.33%	–
PCTI	New	PC-Tel, Inc.	$1,490,000	–	316,403	–	0.32%	–
IVTY	New	Invuity, Inc.	$1,429,000	–	150,000	–	0.30%	–
GAIA	New	Gaiam, Inc.	$1,336,000	–	172,670	–	0.28%	–
ARIS	New	ARI Network Services, Inc.	$1,260,000	–	300,000	–	0.27%	–
DTRM	New	Determine, Inc.	$1,242,000	–	816,820	–	0.26%	–
BOOT	New	Boot Barn Holdings, Inc.	$1,224,000	–	142,000	–	0.26%	–
CORI	New	Corium International Inc.	$1,191,000	–	343,301	–	0.25%	–
GEC	New	Great Elm Capital Group, Inc.	$1,159,000	–	175,889	–	0.25%	–
CNCE	New	Concert Pharmaceuticals, Inc.	$1,123,000	–	100,000	–	0.24%	–
CPHRF	New	Cipher Pharmaceuticals, Inc.	$1,103,000	–	211,300	–	0.24%	–
TRVN	New	Trevena, Inc.	$907,000	–	143,904	–	0.19%	–
GLDD	New	Great Lakes Dredge & Dock Co.	$872,000	–	200,000	–	0.19%	–
PRKR	New	ParkerVision, Inc.	$829,000	–	264,072	–	0.18%	–
XTLY	New	Xactly Corporation	$793,000	–	61,928	–	0.17%	–
RLOGQ	New	Rand logistics Inc.	$667,000	–	647,235	–	0.14%	–
ZAGG	New	Zagg, Inc.	$658,000	–	125,300	–	0.14%	–
SAIA	New	Saia, Inc.	$566,000	–	22,500	–	0.12%	–
SGMO	New	Sangamo BioSciences, Inc.	$534,000	–	92,200	–	0.11%	–
HEAR	New	Turtle Beach Corporation	$388,000	–	400,000	–	0.08%	–
CLSD	New	Clearside Biomedical, Inc.	$350,000	–	50,000	–	0.08%	–
PLSE	New	Pulse Biosciences, Inc.	$301,000	–	67,000	–	0.06%	–
IIN	New	Intricon Corp.	$294,000	–	55,000	–	0.06%	–
ECOM	New	ChannelAdvisor, Corp.	$283,000	–	19,521	–	0.06%	–
SCYX	New	SCYNEXIS, Inc.	$271,000	–	125,000	–	0.06%	–
OVAS	New	OvaScience, Inc.	$260,000	–	50,000	–	0.06%	–
XPLR	New	Xplore Technologies, Corp.	$240,000	–	100,000	–	0.05%	–
SPRT	New	Support.com, Inc.	$229,000	–	271,753	–	0.05%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$86,000	–	137,092	–	0.02%	–
CLRB	New	Cellectar Biosciences @4.68 8/warrants	$47,000	–	106,600	–	0.01%	–

Q4 2015

			Value		Shares		↓ Weighting
ECOM	Exit	ChannelAdvisor, Corp.	$0	–	-11,958	–	-0.02%	–
	Exit	CYREN Ltd. (Isreal)	$0	–	-72,425	–	-0.02%	–
	Exit	Digital Turbine, Inc.	$0	–	-75,356	–	-0.03%	–
EYEGW	Exit	EyeGate Pharmaceuticals @10.62warrants	$0	–	-137,092	–	-0.03%	–
IPLY	Exit	Interplay Entertainment Corp.	$0	–	-9,133,000	–	-0.03%	–
	Exit	Speed Commerce, Inc.	$0	–	-1,179,950	–	-0.04%	–
THST	Exit	Truett-Hurst, Inc.	$0	–	-263,453	–	-0.05%	–
EYEG	Exit	EyeGate Pharmaceuticals, Inc.	$0	–	-106,561	–	-0.06%	–
JOB	Exit	General Equipment Enterprises,	$0	–	-925,000	–	-0.07%	–
PRKR	Exit	ParkerVision, Inc.	$0	–	-2,070,867	–	-0.08%	–
CTRL	Exit	Control4 Corp.	$0	–	-49,395	–	-0.08%	–
SRT	Exit	StarTek, inc.	$0	–	-130,000	–	-0.08%	–
GLDD	Exit	Great Lakes Dredge & Dock Co.	$0	–	-100,000	–	-0.10%	–
SGMO	Exit	Sangamo BioSciences, Inc.	$0	–	-92,200	–	-0.10%	–
STRM	Exit	Streamline Health Solutions	$0	–	-244,818	–	-0.11%	–
VVUS	Exit	VIVUS, Inc.	$0	–	-350,000	–	-0.11%	–
CTCT	Exit	Constant Contact Inc.	$0	–	-23,967	–	-0.11%	–
GTIM	Exit	Good Times Restaurants, Inc.	$0	–	-100,000	–	-0.12%	–
DRNA	Exit	Dicerna Pharmaceuticals, Inc.	$0	–	-80,000	–	-0.13%	–
SAIA	Exit	Saia, Inc.	$0	–	-22,500	–	-0.14%	–
VSTM	Exit	Verastem, Inc.	$0	–	-400,000	–	-0.14%	–
NVEE	Exit	NV5 Holding Inc.	$0	–	-40,000	–	-0.14%	–
CPHRF	Exit	Cipher Pharmaceuticals, Inc.	$0	–	-220,000	–	-0.16%	–
ZGNX	Exit	Zogenix, Inc.	$0	–	-61,000	–	-0.16%	–
QTWW	Exit	Quantum Fuel Systems Tech Worl	$0	–	-823,939	–	-0.18%	–
GAIA	Exit	Gaiam, Inc.	$0	–	-150,000	–	-0.18%	–
OVAS	Exit	OvaScience, Inc.	$0	–	-115,000	–	-0.19%	–
MRNS	Exit	Marinus Pharmaceuticals, Inc.	$0	–	-122,500	–	-0.20%	–
XPLR	Exit	Xplore Technologies, Corp.	$0	–	-200,000	–	-0.21%	–
AMBR	Exit	Amber Road, Inc.	$0	–	-259,864	–	-0.21%	–
ARIS	Exit	ARI Network Services, Inc.	$0	–	-300,000	–	-0.22%	–
RLOGQ	Exit	Rand logistics Inc.	$0	–	-547,235	–	-0.23%	–
UPIP	Exit	Unwired Planet, Inc.	$0	–	-1,715,578	–	-0.24%	–
FCEL	Exit	Fuelcell Energy Inc.	$0	–	-1,752,903	–	-0.25%	–
LOXO	Exit	Loxo Oncology, Inc.	$0	–	-75,000	–	-0.25%	–
ITI	Exit	Iteris, Inc.	$0	–	-535,369	–	-0.26%	–
ASND	Exit	Ascendis Pharma A/S ADR (Denma	$0	–	-78,540	–	-0.27%	–
ASYS	Exit	Amtech Systems, Inc.	$0	–	-324,504	–	-0.27%	–
LDRH	Exit	LDR Holding Corp.	$0	–	-41,100	–	-0.28%	–
PCTI	Exit	PC-Tel, Inc.	$0	–	-237,545	–	-0.28%	–
SNAK	Exit	Inventure Foods, Inc.	$0	–	-167,082	–	-0.29%	–
	Exit	NeuroDerm Ltd. (Israel)	$0	–	-75,000	–	-0.30%	–
ARWR	Exit	Arrowhead Research Corporation	$0	–	-269,493	–	-0.30%	–
CORI	Exit	Corium International Inc.	$0	–	-175,000	–	-0.32%	–
ACAD	Exit	Acadia Pharmaceuticals, Inc.	$0	–	-50,000	–	-0.32%	–
IPAS	Exit	iPass, Inc.	$0	–	-1,707,362	–	-0.32%	–
CDTX	Exit	Cidara Therapeutics Inc.	$0	–	-132,400	–	-0.33%	–
TIVO	Exit	Tivo, Inc.	$0	–	-202,908	–	-0.34%	–
FDNH	Exit	Foundation Healthcare, Inc.	$0	–	-357,422	–	-0.34%	–
BEAT	Exit	BioTelemetry, Inc.	$0	–	-145,000	–	-0.34%	–
IDN	Exit	Intellicheck Mobilisa, Inc.	$0	–	-1,985,022	–	-0.35%	–
FPRX	Exit	Five Prime Therapeutics, Inc.	$0	–	-118,199	–	-0.35%	–
BIOD	Exit	Biodel, Inc.	$0	–	-4,408,831	–	-0.38%	–
SCMP	Exit	Sucampo Pharmaceuticals, Inc.	$0	–	-100,000	–	-0.38%	–
NLST	Exit	Netlist, Inc.	$0	–	-4,753,843	–	-0.39%	–
AMRC	Exit	Ameresco, Inc.	$0	–	-341,240	–	-0.39%	–
FSTR	Exit	L.B. Foster Company	$0	–	-177,394	–	-0.42%	–
SCYX	Exit	SCYNEXIS, Inc.	$0	–	-305,200	–	-0.43%	–
SMT	Exit	SMART Technologies, Inc.(Canad	$0	–	-3,483,053	–	-0.43%	–
	Exit	Overland Storage, Inc. 20% ofrights	$0	–	-3,000,000	–	-0.44%	–
SIMO	Exit	Silicon Motion Technology Corp	$0	–	-87,537	–	-0.46%	–
LENS	Exit	Presbia, PLC (Ireland)	$0	–	-437,803	–	-0.46%	–
SMTP	Exit	SMTP, Inc.	$0	–	-530,734	–	-0.48%	–
SCTPF	Exit	Trillium Therapeutics Corp.	$0	–	-206,937	–	-0.52%	–
SQNS	Exit	Sequans Communications - ADR	$0	–	-2,549,700	–	-0.54%	–
NVAX	Exit	Novavax, Inc.	$0	–	-400,000	–	-0.55%	–
NTN	Exit	NTN Buzztime, Inc.	$0	–	-9,082,575	–	-0.56%	–
OPK	Exit	Opko Health Inc.	$0	–	-350,000	–	-0.57%	–
BWEN	Exit	Broadwind Energy Inc.	$0	–	-1,467,550	–	-0.59%	–
CLRB	Exit	Cellectar Biosciences, Inc.warrants	$0	–	-2,177,227	–	-0.60%	–
XELB	Exit	XCel Brands Inc.	$0	–	-360,000	–	-0.60%	–
SPRT	Exit	Support.com, Inc.	$0	–	-2,787,120	–	-0.60%	–
DXYN	Exit	Dixie Group, Inc.	$0	–	-380,244	–	-0.62%	–
CVV	Exit	CVD Equipment Corporation	$0	–	-288,700	–	-0.62%	–
INFU	Exit	Infusystem Holdings, Inc.	$0	–	-1,173,102	–	-0.62%	–
DTRM	Exit	Determine, Inc.	$0	–	-821,760	–	-0.63%	–
GNCA	Exit	Genocea Biosciences, Inc.	$0	–	-492,100	–	-0.65%	–
EXTR	Exit	Extreme Networks, Inc.	$0	–	-1,020,219	–	-0.66%	–
RDHL	Exit	Redhill Biopharma Ltd.	$0	–	-269,606	–	-0.67%	–
ARGS	Exit	Argos Therapeutics, Inc.	$0	–	-719,305	–	-0.68%	–
IRMD	Exit	iRadimed,Corp.	$0	–	-155,330	–	-0.73%	–
MNTX	Exit	Manitex Int'l Inc.	$0	–	-781,362	–	-0.85%	–
	Exit	ESSA Pharma Inc.	$0	–	-727,272	–	-0.88%	–
PCRX	Exit	Pacira Pharmaceuticals, Inc.	$0	–	-115,018	–	-0.92%	–
RGEN	Exit	Repligen Corporation	$0	–	-190,000	–	-1.02%	–
GIMO	Exit	Gigamon, Inc.	$0	–	-264,877	–	-1.03%	–
	Exit	Zafgen Inc.	$0	–	-177,598	–	-1.10%	–
WATT	Exit	Energous, Corp.	$0	–	-853,477	–	-1.14%	–
NEON	Exit	Neonode, Inc.	$0	–	-2,420,499	–	-1.14%	–
SEAC	Exit	SeaChange International, Inc.	$0	–	-949,913	–	-1.16%	–
AMSC	Exit	American Superconductor, Corp.	$0	–	-1,387,864	–	-1.16%	–
PETX	Exit	Aratana Therapeutics, Inc.	$0	–	-750,000	–	-1.23%	–
AQMS	Exit	Aqua Metals, Inc.	$0	–	-1,260,000	–	-1.24%	–
ASC	Exit	Ardmore Shipping Corp. (Irelan	$0	–	-554,710	–	-1.30%	–
DSPG	Exit	DSP Group, Inc.	$0	–	-735,935	–	-1.30%	–
SURG	Exit	Synergetics USA, Inc.	$0	–	-1,036,727	–	-1.32%	–
AVGR	Exit	Avinger, Inc.	$0	–	-500,000	–	-1.42%	–
GNSS	Exit	LRAD Corporation	$0	–	-4,667,710	–	-1.51%	–
CVU	Exit	CPI Aerostructures, Inc.	$0	–	-931,040	–	-1.59%	–
UCTT	Exit	Ultra Clean Holdings, Inc.	$0	–	-1,472,701	–	-1.64%	–
VTAE	Exit	Vitae Pharmaceuticals, Inc.	$0	–	-795,624	–	-1.70%	–
MOSY	Exit	MoSys, Inc.	$0	–	-5,992,697	–	-1.73%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-725,000	–	-1.75%	–
AVAV	Exit	Aerovironment, Inc.	$0	–	-467,909	–	-1.82%	–
	Exit	Brightcove, Inc.	$0	–	-1,933,630	–	-1.84%	–
SAAS	Exit	Incontact Inc.	$0	–	-1,280,865	–	-1.86%	–
POWR	Exit	PowerSecure International, Inc	$0	–	-844,630	–	-1.88%	–
IPWR	Exit	Ideal Power, Inc.	$0	–	-1,681,935	–	-2.15%	–
PFNX	Exit	Pfenex, Inc.	$0	–	-858,775	–	-2.50%	–
TREE	Exit	LendingTree, Inc.	$0	–	-141,500	–	-2.55%	–
LMAT	Exit	Lemaitre Vascular Inc.	$0	–	-1,191,517	–	-2.81%	–
NPTN	Exit	NeoPhotonics Corporation	$0	–	-2,269,508	–	-2.99%	–
LPSN	Exit	LivePerson, Inc.	$0	–	-2,092,578	–	-3.06%	–
KOPN	Exit	Kopin Corporation	$0	–	-6,405,598	–	-3.90%	–
CEVA	Exit	CEVA, Inc.	$0	–	-1,264,946	–	-4.55%	–
ADEP	Exit	Adept Technology, Inc.	$0	–	-1,854,812	–	-4.66%	–
PFSW	Exit	Pfsweb, Inc.	$0	–	-1,780,000	–	-4.90%	–
VCRA	Exit	Vocera Communications, Inc.	$0	–	-2,265,556	–	-5.01%	–

Q3 2015

			Value		Shares		↓ Weighting
VCRA	Sell	Vocera Communications, Inc.	$25,850,000	-5.0%	2,265,556	-4.7%	5.01%	+29.6%
PFSW	Sell	Pfsweb, Inc.	$25,312,000	-11.7%	1,780,000	-13.9%	4.90%	+20.4%
CEVA	Buy	CEVA, Inc.	$23,490,000	-4.4%	1,264,946	+0.0%	4.55%	+30.3%
KOPN	Buy	Kopin Corporation	$20,114,000	-4.8%	6,405,598	+4.6%	3.90%	+29.8%
LPSN	Buy	LivePerson, Inc.	$15,820,000	-14.9%	2,092,578	+10.4%	3.06%	+16.1%
NPTN	Buy	NeoPhotonics Corporation	$15,455,000	+15.4%	2,269,508	+54.7%	2.99%	+57.4%
LMAT	Sell	Lemaitre Vascular Inc.	$14,525,000	-9.4%	1,191,517	-10.4%	2.81%	+23.5%
TREE	Sell	LendingTree, Inc.	$13,164,000	+9.8%	141,500	-7.2%	2.55%	+49.8%
POWR	Sell	PowerSecure International, Inc	$9,730,000	-35.2%	844,630	-17.0%	1.88%	-11.7%
SAAS	Buy	Incontact Inc.	$9,619,000	+15.6%	1,280,865	+52.0%	1.86%	+57.7%
	Buy	Brightcove, Inc.	$9,513,000	-27.7%	1,933,630	+0.8%	1.84%	-1.4%
AVAV	Buy	Aerovironment, Inc.	$9,377,000	+7.0%	467,909	+39.2%	1.82%	+45.9%
MXL	Sell	MaxLinear, Inc.	$9,019,000	-23.0%	725,000	-25.1%	1.75%	+5.0%
MOSY	Sell	MoSys, Inc.	$8,929,000	-22.2%	5,992,697	-0.7%	1.73%	+6.1%
VTAE	Sell	Vitae Pharmaceuticals, Inc.	$8,760,000	-30.2%	795,624	-8.8%	1.70%	-4.8%
UCTT	Sell	Ultra Clean Holdings, Inc.	$8,453,000	-17.8%	1,472,701	-10.7%	1.64%	+12.1%
DSPG	Buy	DSP Group, Inc.	$6,704,000	-1.7%	735,935	+11.4%	1.30%	+34.0%
AQMS	New	Aqua Metals, Inc.	$6,388,000	–	1,260,000	–	1.24%	–
PETX	Buy	Aratana Therapeutics, Inc.	$6,345,000	-30.1%	750,000	+25.0%	1.23%	-4.6%
AMSC	Buy	American Superconductor, Corp.	$6,009,000	-8.1%	1,387,864	+11.0%	1.16%	+25.4%
NEON	Buy	Neonode, Inc.	$5,906,000	-7.0%	2,420,499	+12.5%	1.14%	+26.8%
WATT	Buy	Energous, Corp.	$5,889,000	-10.3%	853,477	+0.1%	1.14%	+22.4%
GIMO	Sell	Gigamon, Inc.	$5,300,000	-43.5%	264,877	-6.9%	1.03%	-23.0%
PCRX	Buy	Pacira Pharmaceuticals, Inc.	$4,727,000	-36.4%	115,018	+9.5%	0.92%	-13.3%
	New	ESSA Pharma Inc.	$4,552,000	–	727,272	–	0.88%	–
MNTX	Buy	Manitex Int'l Inc.	$4,391,000	-26.3%	781,362	+0.1%	0.85%	+0.5%
IRMD	Sell	iRadimed,Corp.	$3,784,000	-22.7%	155,330	-26.1%	0.73%	+5.5%
ARGS	Sell	Argos Therapeutics, Inc.	$3,489,000	-32.1%	719,305	-4.1%	0.68%	-7.3%
RDHL	New	Redhill Biopharma Ltd.	$3,481,000	–	269,606	–	0.67%	–
EXTR	Sell	Extreme Networks, Inc.	$3,428,000	+14.7%	1,020,219	-8.2%	0.66%	+56.6%
GNCA	New	Genocea Biosciences, Inc.	$3,371,000	–	492,100	–	0.65%	–
DTRM	New	Determine, Inc.	$3,230,000	–	821,760	–	0.63%	–
CVV	Sell	CVD Equipment Corporation	$3,193,000	-15.5%	288,700	-14.7%	0.62%	+15.3%
SPRT	Buy	Support.com, Inc.	$3,122,000	-12.7%	2,787,120	+9.9%	0.60%	+19.1%
XELB	New	XCel Brands Inc.	$3,092,000	–	360,000	–	0.60%	–
CLRB	Sell	Cellectar Biosciences, Inc.warrants	$3,095,000	-24.9%	2,177,227	-1.4%	0.60%	+2.4%
BWEN	Sell	Broadwind Energy Inc.	$3,038,000	-51.2%	1,467,550	-0.1%	0.59%	-33.6%
SQNS	Buy	Sequans Communications - ADR	$2,805,000	-29.9%	2,549,700	+9.0%	0.54%	-4.4%
SCTPF	Sell	Trillium Therapeutics Corp.	$2,696,000	-83.3%	206,937	-98.3%	0.52%	-77.2%
LENS	Sell	Presbia, PLC (Ireland)	$2,399,000	-35.5%	437,803	-3.3%	0.46%	-12.1%
	Sell	Overland Storage, Inc. 20% ofrights	$2,250,000	-94.6%	3,000,000	-97.3%	0.44%	-92.6%
FSTR	New	L.B. Foster Company	$2,178,000	–	177,394	–	0.42%	–
NLST	Buy	Netlist, Inc.	$1,997,000	-21.1%	4,753,843	+4.3%	0.39%	+7.8%
SCMP	Sell	Sucampo Pharmaceuticals, Inc.	$1,987,000	-59.7%	100,000	-66.7%	0.38%	-45.0%
BIOD	Sell	Biodel, Inc.	$1,940,000	-65.2%	4,408,831	-18.6%	0.38%	-52.6%
BEAT	Sell	BioTelemetry, Inc.	$1,775,000	-24.8%	145,000	-42.0%	0.34%	+2.7%
CDTX	Buy	Cidara Therapeutics Inc.	$1,684,000	+139.9%	132,400	+164.4%	0.33%	+226.0%
IPAS	Sell	iPass, Inc.	$1,656,000	-47.1%	1,707,362	-42.7%	0.32%	-27.7%
CORI	New	Corium International Inc.	$1,636,000	–	175,000	–	0.32%	–
ARWR	Sell	Arrowhead Research Corporation	$1,552,000	-79.4%	269,493	-74.4%	0.30%	-71.8%
	New	NeuroDerm Ltd. (Israel)	$1,550,000	–	75,000	–	0.30%	–
SNAK	Sell	Inventure Foods, Inc.	$1,484,000	-39.9%	167,082	-31.3%	0.29%	-18.2%
PCTI	Sell	PC-Tel, Inc.	$1,428,000	-18.7%	237,545	-2.9%	0.28%	+11.2%
LDRH	New	LDR Holding Corp.	$1,419,000	–	41,100	–	0.28%	–
ASND	New	Ascendis Pharma A/S ADR (Denma	$1,390,000	–	78,540	–	0.27%	–
ITI	Sell	Iteris, Inc.	$1,317,000	+27.1%	535,369	-8.5%	0.26%	+73.5%
FCEL	Sell	Fuelcell Energy Inc.	$1,288,000	-58.6%	1,752,903	-45.0%	0.25%	-43.7%
RLOGQ	Buy	Rand logistics Inc.	$1,171,000	+65.4%	547,235	+150.6%	0.23%	+124.8%
XPLR	Buy	Xplore Technologies, Corp.	$1,066,000	-3.3%	200,000	+5.3%	0.21%	+32.1%
MRNS	Sell	Marinus Pharmaceuticals, Inc.	$1,022,000	-37.1%	122,500	-12.5%	0.20%	-14.3%
OVAS	Buy	OvaScience, Inc.	$976,000	-43.8%	115,000	+91.7%	0.19%	-23.5%
GAIA	Buy	Gaiam, Inc.	$922,000	+41.0%	150,000	+50.0%	0.18%	+92.5%
QTWW	Sell	Quantum Fuel Systems Tech Worl	$906,000	-71.7%	823,939	-43.1%	0.18%	-61.5%
ZGNX	New	Zogenix, Inc.	$823,000	–	61,000	–	0.16%	–
CPHRF	Buy	Cipher Pharmaceuticals, Inc.	$816,000	-52.2%	220,000	+10.0%	0.16%	-34.7%
NVEE	Sell	NV5 Holding Inc.	$742,000	-43.1%	40,000	-25.5%	0.14%	-22.2%
VVUS	New	VIVUS, Inc.	$574,000	–	350,000	–	0.11%	–
STRM	Sell	Streamline Health Solutions	$561,000	-87.5%	244,818	-84.8%	0.11%	-83.0%
SGMO	Sell	Sangamo BioSciences, Inc.	$520,000	-71.1%	92,200	-43.2%	0.10%	-60.4%
SRT	Buy	StarTek, inc.	$439,000	-38.0%	130,000	+8.3%	0.08%	-15.8%
CTRL	Sell	Control4 Corp.	$403,000	-73.3%	49,395	-70.9%	0.08%	-63.7%
PRKR	Sell	ParkerVision, Inc.	$388,000	-56.8%	2,070,867	-13.5%	0.08%	-41.4%
JOB	New	General Equipment Enterprises,	$370,000	–	925,000	–	0.07%	–
EYEG	New	EyeGate Pharmaceuticals, Inc.	$304,000	–	106,561	–	0.06%	–
THST	Sell	Truett-Hurst, Inc.	$266,000	-62.7%	263,453	-15.8%	0.05%	-48.5%
	New	Speed Commerce, Inc.	$229,000	–	1,179,950	–	0.04%	–
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$140,000	–	137,092	–	0.03%	–
	New	Digital Turbine, Inc.	$136,000	–	75,356	–	0.03%	–
	New	CYREN Ltd. (Isreal)	$129,000	–	72,425	–	0.02%	–
ECOM	New	ChannelAdvisor, Corp.	$119,000	–	11,958	–	0.02%	–
INVI	Exit	Integral Vision, Inc.	$0	–	-1,850,000	–	-0.00%	–
AICXE	Exit	Altair Nanotech @.58 5/28/16 *warrants	$0	–	-939,973	–	-0.00%	–
CYTR	Exit	CytRx Corporation R/R 8/1/16 @warrants	$0	–	-342,858	–	-0.02%	–
DDXS	Exit	diaDexus, Inc.	$0	–	-440,634	–	-0.02%	–
OSN	Exit	Ossen Innovation Co. Spon-ADR	$0	–	-164,619	–	-0.02%	–
QUMU	Exit	Qumu Corporation	$0	–	-20,971	–	-0.02%	–
XEBEF	Exit	XEBEC Adsorption, Inc. (Canada	$0	–	-3,356,761	–	-0.03%	–
TISUQ	Exit	Orchids Paper Products Co.	$0	–	-14,300	–	-0.05%	–
IDSY	Exit	I.D. Systems Inc.	$0	–	-63,397	–	-0.06%	–
FLKS	Exit	Flex Pharma Inc.	$0	–	-25,000	–	-0.06%	–
SMMT	Exit	Summit Therapeutics PLC (ADR)	$0	–	-42,693	–	-0.06%	–
RGDXQ	Exit	Response Genetics, Inc.	$0	–	-1,484,467	–	-0.07%	–
GLPW	Exit	Global Power Equipment Group	$0	–	-65,000	–	-0.07%	–
RGLS	Exit	Regulus Therapeutics, Inc.	$0	–	-52,100	–	-0.08%	–
VSUL	Exit	Visualant, Inc.	$0	–	-106,005	–	-0.08%	–
CRLRQ	Exit	Crailar Technologies Inc.	$0	–	-5,620,406	–	-0.09%	–
ITMSF	Exit	Intermap Technologies Corp	$0	–	-1,817,704	–	-0.09%	–
ORN	Exit	Orion Marine Group, Inc.	$0	–	-92,500	–	-0.10%	–
LTBR	Exit	Lightbridge Corporation	$0	–	-633,434	–	-0.10%	–
HPTO	Exit	hopTo Inc.	$0	–	-8,524,700	–	-0.12%	–
PEYE	Exit	Precision Optics Corporation,	$0	–	-1,269,213	–	-0.14%	–
IMMR	Exit	Immersion Corporation	$0	–	-120,136	–	-0.22%	–
	Exit	GeneNews, Ltd. (Canada) (CF)	$0	–	-9,705,553	–	-0.38%	–
	Exit	Hamilton Thorne, Ltd.(Canada)	$0	–	-9,756,544	–	-0.46%	–
SLTC	Exit	Selectica, Inc.	$0	–	-768,569	–	-0.57%	–
WGBS	Exit	WaferGen Bio-systems Inc.	$0	–	-1,400,000	–	-0.63%	–
IZEA	Exit	IZEA Inc.	$0	–	-10,857,144	–	-0.65%	–
	Exit	UrtheCast Corporation (Cnd)	$0	–	-1,750,000	–	-0.78%	–
MAG	Exit	MagneTek, Inc.	$0	–	-210,000	–	-1.03%	–
	Exit	UrtheCast Corporation (Canada)	$0	–	-2,450,900	–	-1.10%	–
	Exit	Trillium Therapeutics @19.50 Upreferred	$0	–	-359,202	–	-1.11%	–
CRBO	Exit	Carbon Natural Gas Co.	$0	–	-10,888,889	–	-1.14%	–
PPEHF	Exit	Pure Technologies, Ltd. (Canad	$0	–	-1,869,300	–	-1.54%	–

Q2 2015

			Value		Shares		↓ Weighting
	New	XEBEC Adsorption @.45C 11/1/15warrants	$41,338,000	–	111,068,490	–	5.87%	–
PFSW	New	Pfsweb, Inc.	$28,661,000	–	2,067,859	–	4.07%	–
VCRA	New	Vocera Communications, Inc.	$27,209,000	–	2,376,325	–	3.86%	–
CEVA	New	CEVA, Inc.	$24,576,000	–	1,264,846	–	3.49%	–
KOPN	New	Kopin Corporation	$21,137,000	–	6,126,598	–	3.00%	–
LPSN	New	LivePerson, Inc.	$18,594,000	–	1,895,455	–	2.64%	–
PFNX	New	Pfenex, Inc.	$16,660,000	–	858,775	–	2.37%	–
SCTPF	New	Trillium Therapeutics Corp.preferred	$16,156,000	–	12,033,160	–	2.29%	–
LMAT	New	Lemaitre Vascular Inc.	$16,038,000	–	1,329,858	–	2.28%	–
POWR	New	PowerSecure International, Inc	$15,026,000	–	1,018,018	–	2.13%	–
IPWR	New	Ideal Power, Inc.	$14,111,000	–	1,681,935	–	2.00%	–
NPTN	New	NeoPhotonics Corporation	$13,398,000	–	1,467,481	–	1.90%	–
ADEP	New	Adept Technology, Inc.	$13,355,000	–	1,854,812	–	1.90%	–
	New	Brightcove, Inc.	$13,161,000	–	1,918,557	–	1.87%	–
VTAE	New	Vitae Pharmaceuticals, Inc.	$12,557,000	–	872,000	–	1.78%	–
TREE	New	LendingTree, Inc.	$11,986,000	–	152,469	–	1.70%	–
MXL	New	MaxLinear, Inc.	$11,718,000	–	968,397	–	1.66%	–
MOSY	New	MoSys, Inc.	$11,470,000	–	6,036,615	–	1.63%	–
PPEHF	New	Pure Technologies, Ltd. (Canad	$10,843,000	–	1,869,300	–	1.54%	–
UCTT	New	Ultra Clean Holdings, Inc.	$10,279,000	–	1,650,000	–	1.46%	–
GIMO	New	Gigamon, Inc.	$9,388,000	–	284,585	–	1.33%	–
CVU	New	CPI Aerostructures, Inc.	$9,320,000	–	931,040	–	1.32%	–
GNSS	New	LRAD Corporation	$9,289,000	–	4,667,710	–	1.32%	–
PETX	New	Aratana Therapeutics, Inc.	$9,072,000	–	600,000	–	1.29%	–
AVAV	New	Aerovironment, Inc.	$8,767,000	–	336,159	–	1.24%	–
SAAS	New	Incontact Inc.	$8,320,000	–	842,949	–	1.18%	–
CRBO	New	Carbon Natural Gas Co.	$8,058,000	–	10,888,889	–	1.14%	–
	New	Trillium Therapeutics @19.50 Upreferred	$7,838,000	–	359,202	–	1.11%	–
RGEN	New	Repligen Corporation	$7,841,000	–	190,000	–	1.11%	–
	New	UrtheCast Corporation (Canada)	$7,726,000	–	2,450,900	–	1.10%	–
ARWR	New	Arrowhead Research Corporation	$7,529,000	–	1,053,031	–	1.07%	–
PCRX	New	Pacira Pharmaceuticals, Inc.	$7,427,000	–	105,018	–	1.06%	–
MAG	New	MagneTek, Inc.	$7,226,000	–	210,000	–	1.03%	–
DSPG	New	DSP Group, Inc.	$6,823,000	–	660,494	–	0.97%	–
ASC	New	Ardmore Shipping Corp. (Irelan	$6,718,000	–	554,710	–	0.95%	–
SEAC	New	SeaChange International, Inc.	$6,659,000	–	949,913	–	0.95%	–
WATT	New	Energous, Corp.	$6,564,000	–	852,477	–	0.93%	–
AMSC	New	American Superconductor Corp.	$6,537,000	–	1,250,000	–	0.93%	–
AVGR	New	Avinger, Inc.	$6,455,000	–	500,000	–	0.92%	–
NEON	New	Neonode, Inc.	$6,350,000	–	2,152,500	–	0.90%	–
BWEN	New	Broadwind Energy Inc.	$6,231,000	–	1,469,550	–	0.88%	–
	New	Zafgen Inc.	$6,150,000	–	177,598	–	0.87%	–
MNTX	New	Manitex Int'l Inc.	$5,961,000	–	780,262	–	0.85%	–
OPK	New	Opko Health Inc.	$5,628,000	–	350,000	–	0.80%	–
BIOD	New	Biodel, Inc.	$5,582,000	–	5,419,074	–	0.79%	–
	New	UrtheCast Corporation (Cnd)	$5,517,000	–	1,750,000	–	0.78%	–
ARGS	New	Argos Therapeutics, Inc.	$5,137,000	–	750,000	–	0.73%	–
SCMP	New	Sucampo Pharmaceuticals, Inc.	$4,929,000	–	300,000	–	0.70%	–
IRMD	New	iRadimed,Corp.	$4,893,000	–	210,285	–	0.70%	–
SURG	New	Synergetics USA, Inc.	$4,873,000	–	1,036,727	–	0.69%	–
IZEA	New	IZEA Inc.	$4,560,000	–	10,857,144	–	0.65%	–
STRM	New	Streamline Health Solutions	$4,506,000	–	1,609,318	–	0.64%	–
NVAX	New	Novavax, Inc.	$4,456,000	–	400,000	–	0.63%	–
WGBS	New	WaferGen Bio-systems Inc.	$4,410,000	–	1,400,000	–	0.63%	–
CLRB	New	Cellectar Biosciences, Inc.warrants	$4,121,000	–	2,208,368	–	0.58%	–
SLTC	New	Selectica, Inc.	$4,035,000	–	768,569	–	0.57%	–
SQNS	New	Sequans Communications - ADR	$3,999,000	–	2,338,486	–	0.57%	–
DXYN	New	Dixie Group, Inc.	$3,993,000	–	380,244	–	0.57%	–
CVV	New	CVD Equipment Corporation	$3,777,000	–	338,466	–	0.54%	–
INFU	New	Infusystem Holdings, Inc.	$3,742,000	–	1,173,102	–	0.53%	–
LENS	New	Presbia, PLC (Ireland)	$3,722,000	–	452,781	–	0.53%	–
SPRT	New	Support.com, Inc.	$3,577,000	–	2,537,120	–	0.51%	–
ASYS	New	Amtech Systems, Inc.	$3,372,000	–	324,504	–	0.48%	–
SMT	New	SMART Technologies, Inc.(Canad	$3,330,000	–	3,483,053	–	0.47%	–
	New	Hamilton Thorne, Ltd.(Canada)	$3,278,000	–	9,756,544	–	0.46%	–
QTWW	New	Quantum Fuel Systems Tech Worl	$3,201,000	–	1,448,619	–	0.46%	–
IPAS	New	iPass, Inc.	$3,128,000	–	2,979,509	–	0.44%	–
FCEL	New	Fuelcell Energy Inc.	$3,111,000	–	3,184,885	–	0.44%	–
SMTP	New	SMTP, Inc.	$3,094,000	–	530,734	–	0.44%	–
SIMO	New	Silicon Motion Technology Corp	$3,030,000	–	87,537	–	0.43%	–
VSTM	New	Verastem, Inc.	$3,016,000	–	400,000	–	0.43%	–
EXTR	New	Extreme Networks, Inc.	$2,989,000	–	1,111,099	–	0.42%	–
FPRX	New	Five Prime Therapeutics, Inc.	$2,936,000	–	118,199	–	0.42%	–
IDN	New	Intellicheck Mobilisa, Inc.	$2,739,000	–	1,985,022	–	0.39%	–
SCYX	New	SCYNEXIS, Inc.	$2,683,000	–	305,200	–	0.38%	–
	New	GeneNews, Ltd. (Canada) (CF)	$2,679,000	–	9,705,553	–	0.38%	–
AMRC	New	Ameresco, Inc.	$2,610,000	–	341,240	–	0.37%	–
NLST	New	Netlist, Inc.	$2,530,000	–	4,558,590	–	0.36%	–
SNAK	New	Inventure Foods, Inc.	$2,469,000	–	243,227	–	0.35%	–
BEAT	New	BioTelemetry, Inc.	$2,359,000	–	250,182	–	0.34%	–
NTN	New	NTN Buzztime, Inc.	$2,112,000	–	9,082,575	–	0.30%	–
ACAD	New	Acadia Pharmaceuticals, Inc.	$2,094,000	–	50,000	–	0.30%	–
TIVO	New	Tivo, Inc.	$2,057,000	–	202,908	–	0.29%	–
AMBR	New	Amber Road, Inc.	$1,824,000	–	259,864	–	0.26%	–
SGMO	New	Sangamo BioSciences, Inc.	$1,799,000	–	162,200	–	0.26%	–
PCTI	New	PC-Tel, Inc.	$1,756,000	–	244,545	–	0.25%	–
OVAS	New	OvaScience, Inc.	$1,736,000	–	60,000	–	0.25%	–
CPHRF	New	Cipher Pharmaceuticals, Inc.	$1,707,000	–	200,000	–	0.24%	–
MRNS	New	Marinus Pharmaceuticals, Inc.	$1,624,000	–	140,000	–	0.23%	–
IMMR	New	Immersion Corporation	$1,522,000	–	120,136	–	0.22%	–
CTRL	New	Control4 Corp.	$1,511,000	–	170,010	–	0.22%	–
FDNH	New	Foundation Healthcare, Inc.	$1,430,000	–	357,422	–	0.20%	–
LOXO	New	Loxo Oncology, Inc.	$1,352,000	–	75,000	–	0.19%	–
NVEE	New	NV5 Holding Inc.	$1,303,000	–	53,690	–	0.18%	–
DRNA	New	Dicerna Pharmaceuticals, Inc.	$1,116,000	–	80,000	–	0.16%	–
XPLR	New	Xplore Technologies, Corp.	$1,102,000	–	190,000	–	0.16%	–
UPIP	New	Unwired Planet, Inc.	$1,064,000	–	1,715,578	–	0.15%	–
ITI	New	Iteris, Inc.	$1,036,000	–	585,369	–	0.15%	–
PEYE	New	Precision Optics Corporation,	$952,000	–	1,269,213	–	0.14%	–
ARIS	New	ARI Network Services, Inc.	$939,000	–	300,000	–	0.13%	–
PRKR	New	ParkerVision, Inc.	$898,000	–	2,393,392	–	0.13%	–
SAIA	New	Saia, Inc.	$884,000	–	22,500	–	0.13%	–
GTIM	New	Good Times Restaurants, Inc.	$881,000	–	100,000	–	0.12%	–
HPTO	New	hopTo Inc.	$849,000	–	8,524,700	–	0.12%	–
THST	New	Truett-Hurst, Inc.	$714,000	–	313,000	–	0.10%	–
RLOGQ	New	Rand logistics Inc.	$708,000	–	218,400	–	0.10%	–
LTBR	New	Lightbridge Corporation	$709,000	–	633,434	–	0.10%	–
SRT	New	StarTek, inc.	$708,000	–	120,000	–	0.10%	–
CDTX	New	Cidara Therapeutics Inc.	$702,000	–	50,075	–	0.10%	–
CTCT	New	Constant Contact Inc.	$689,000	–	23,967	–	0.10%	–
ORN	New	Orion Marine Group, Inc.	$668,000	–	92,500	–	0.10%	–
GAIA	New	Gaiam, Inc.	$654,000	–	100,000	–	0.09%	–
ITMSF	New	Intermap Technologies Corp	$654,000	–	1,817,704	–	0.09%	–
CRLRQ	New	Crailar Technologies Inc.	$641,000	–	5,620,406	–	0.09%	–
GLDD	New	Great Lakes Dredge & Dock Co.	$596,000	–	100,000	–	0.08%	–
VSUL	New	Visualant, Inc.	$578,000	–	106,005	–	0.08%	–
RGLS	New	Regulus Therapeutics, Inc.	$571,000	–	52,100	–	0.08%	–
GLPW	New	Global Power Equipment Group	$504,000	–	65,000	–	0.07%	–
RGDXQ	New	Response Genetics, Inc.	$484,000	–	1,484,467	–	0.07%	–
SMMT	New	Summit Therapeutics PLC (ADR)	$451,000	–	42,693	–	0.06%	–
FLKS	New	Flex Pharma Inc.	$430,000	–	25,000	–	0.06%	–
IDSY	New	I.D. Systems Inc.	$387,000	–	63,397	–	0.06%	–
TISUQ	New	Orchids Paper Products Co.	$344,000	–	14,300	–	0.05%	–
XEBEF	New	XEBEC Adsorption, Inc. (Canada	$215,000	–	3,356,761	–	0.03%	–
QUMU	New	Qumu Corporation	$173,000	–	20,971	–	0.02%	–
OSN	New	Ossen Innovation Co. Spon-ADR	$161,000	–	164,619	–	0.02%	–
DDXS	New	diaDexus, Inc.	$150,000	–	440,634	–	0.02%	–
CYTR	New	CytRx Corporation R/R 8/1/16 @warrants	$130,000	–	342,858	–	0.02%	–
IPLY	New	Interplay Entertainment Corp.	$110,000	–	9,133,000	–	0.02%	–
AICXE	New	Altair Nanotech @.58 5/28/16 *warrants	$19,000	–	939,973	–	0.00%	–
INVI	New	Integral Vision, Inc.	$4,000	–	1,850,000	–	0.00%	–

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