$787 Million is the total value of AWM Investment Company, Inc.'s 105 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 37.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INFU | Infusystem Holdings, Inc. | $37,560,000 | +46.5% | 2,000,000 | 0.0% | 4.77% | +13.6% | |
| Zealand Pharma A/S (Denmark)warrants | $31,523,000 | +10.6% | 7,094,602 | 0.0% | 4.00% | -14.2% | ||
| AMSC | Buy | American Superconductor Corp | $29,712,000 | +68.1% | 1,268,670 | +3.9% | 3.78% | +30.4% |
| GNSS | Sell | Genasys Incorporated | $28,359,000 | -1.9% | 4,349,544 | -7.5% | 3.60% | -23.9% |
| ARGX | argenx SE - ADR (Netherlands) | $23,527,000 | +12.0% | 80,000 | 0.0% | 2.99% | -13.1% | |
| LPSN | LivePerson, Inc. | $22,403,000 | +19.7% | 360,000 | 0.0% | 2.85% | -7.1% | |
| TA | TravelCenters of America LLC | $21,998,000 | +66.8% | 674,800 | 0.0% | 2.80% | +29.4% | |
| OPRX | Sell | OptimizeRx Corporation | $21,812,000 | +15.2% | 700,000 | -22.9% | 2.77% | -10.7% |
| SQNS | Buy | Sequans Communications S.A. AD | $19,416,000 | +15.8% | 3,214,540 | +14.4% | 2.47% | -10.2% |
| RGEN | Repligen Corporation | $19,163,000 | +29.9% | 100,000 | 0.0% | 2.44% | +0.7% | |
| PI | Impinj, Inc. | $18,899,000 | +58.9% | 451,377 | 0.0% | 2.40% | +23.3% | |
| LOVE | Lovesac Company, The | $18,107,000 | +55.5% | 420,219 | 0.0% | 2.30% | +20.7% | |
| NPTN | NeoPhotonics Corporation | $17,459,000 | +49.3% | 1,920,722 | 0.0% | 2.22% | +15.8% | |
| CEVA | CEVA, Inc. | $17,393,000 | +15.6% | 382,268 | 0.0% | 2.21% | -10.3% | |
| SHSP | Buy | SharpSpring, Inc. | $16,583,000 | +55.8% | 1,018,604 | +6.7% | 2.11% | +20.9% |
| WPRT | Westport Fuel Systems, Inc. | $16,427,000 | +227.0% | 3,082,047 | 0.0% | 2.09% | +153.6% | |
| LIQT | LiqTech International, Inc. | $16,346,000 | -5.3% | 2,043,290 | 0.0% | 2.08% | -26.6% | |
| OOMA | Ooma, Inc. | $15,929,000 | +10.3% | 1,106,165 | 0.0% | 2.02% | -14.4% | |
| CDMO | Buy | Avid Bioservices, Inc. | $14,229,000 | +135.5% | 1,233,000 | +55.5% | 1.81% | +82.6% |
| KOPN | Sell | Kopin Corporation | $13,436,000 | +75.4% | 5,529,147 | -0.4% | 1.71% | +36.0% |
| PFSW | Sell | Pfsweb, Inc. | $13,420,000 | -0.4% | 1,994,021 | -1.0% | 1.70% | -22.8% |
| KIDS | OrthoPediatrics Corporation | $12,508,000 | -10.2% | 303,221 | 0.0% | 1.59% | -30.3% | |
| HEAR | Turtle Beach Corporation | $11,756,000 | +18.4% | 545,543 | 0.0% | 1.49% | -8.1% | |
| CTRN | Sell | Citi Trends, Inc. | $11,426,000 | +60.3% | 230,000 | -19.4% | 1.45% | +24.3% |
| CELH | Sell | Celsius Holdings, Inc. | $11,320,000 | -0.3% | 225,000 | -55.0% | 1.44% | -22.7% |
| RESN | Resonant, Inc. | $11,048,000 | +11.3% | 4,169,213 | 0.0% | 1.40% | -13.6% | |
| GAN | Buy | GAN, Ltd. (London) | $10,610,000 | +94.3% | 523,180 | +61.9% | 1.35% | +50.6% |
| NGMS | New | NeoGames S.A. (Luxembourg) | $10,447,000 | – | 275,000 | +100.0% | 1.33% | – |
| TLS | New | Telos Corp. | $9,894,000 | – | 300,000 | +100.0% | 1.26% | – |
| RADA | RADA Electronic Industries,Ltd | $9,750,000 | +64.4% | 1,000,000 | 0.0% | 1.24% | +27.6% | |
| CNTY | Buy | Century Casinos, Inc. | $9,731,000 | +18.4% | 1,522,888 | +1.5% | 1.24% | -8.2% |
| LMAT | LeMaitre Vascular Inc. | $9,315,000 | +24.5% | 230,000 | 0.0% | 1.18% | -3.4% | |
| ATOM | Sell | Atomera Incorporated | $9,311,000 | +33.2% | 578,658 | -13.5% | 1.18% | +3.3% |
| MRAM | Buy | Everspin Technology, Inc. | $8,642,000 | -4.9% | 1,878,597 | +17.2% | 1.10% | -26.2% |
| VMD | Viemed Healthcare, Inc. (Canad | $8,482,000 | -9.9% | 1,085,000 | 0.0% | 1.08% | -30.0% | |
| ETON | Buy | Eton Pharmaceuticals, Inc. | $7,900,000 | +60.9% | 971,681 | +56.3% | 1.00% | +24.9% |
| LLNW | Sell | Limelight Networks, Inc. | $7,871,000 | -32.5% | 1,972,688 | -2.5% | 1.00% | -47.6% |
| SPNE | Buy | SeaSpine Holdings Corp. | $7,705,000 | +22.3% | 441,547 | +0.2% | 0.98% | -5.1% |
| GAIA | Gaia, Inc. | $7,630,000 | +0.5% | 772,282 | 0.0% | 0.97% | -22.0% | |
| VICR | Sell | Vicor Corporation | $7,285,000 | +17.9% | 79,000 | -0.6% | 0.93% | -8.5% |
| SPRO | Sell | Spero Therapeutics, Inc. | $7,228,000 | +29.9% | 372,755 | -25.3% | 0.92% | +0.7% |
| PROF | Profound Medical Corp. (U.S.) | $7,174,000 | +16.6% | 348,939 | 0.0% | 0.91% | -9.5% | |
| RDCM | RADCOM, Ltd. (Israel) | $6,333,000 | +16.9% | 578,312 | 0.0% | 0.80% | -9.3% | |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $5,775,000 | -12.1% | 185,391 | -39.4% | 0.73% | -31.8% |
| RUN | New | Sunrun, Inc. | $5,706,000 | – | 82,244 | +100.0% | 0.72% | – |
| VJET | voxeljet AG, ADR (Germany) | $5,485,000 | +15.4% | 561,978 | 0.0% | 0.70% | -10.5% | |
| MWK | Sell | Mohawk Group Holdings, Inc. | $5,336,000 | +48.0% | 310,038 | -29.0% | 0.68% | +14.7% |
| ALTO | New | Alto Ingredients, Inc. | $5,077,000 | – | 935,000 | +100.0% | 0.64% | – |
| GRWG | New | GrowGeneration Corp. | $5,027,000 | – | 125,000 | +100.0% | 0.64% | – |
| ONEW | Sell | OneWater Marine, Inc. - CL A | $4,989,000 | -11.5% | 171,487 | -37.6% | 0.63% | -31.3% |
| AEHR | Aehr Test Systems | $4,803,000 | +82.0% | 1,898,534 | 0.0% | 0.61% | +41.2% | |
| MDNA | Medicenna Therapeutics Corp. | $4,675,000 | +13.8% | 1,000,000 | 0.0% | 0.59% | -11.7% | |
| EMAN | eMagin Corporation | $4,629,000 | +29.9% | 2,805,512 | 0.0% | 0.59% | +0.7% | |
| NGS | Natural Gas Services Group | $4,539,000 | +12.2% | 478,824 | 0.0% | 0.58% | -13.0% | |
| CDNA | Sell | CareDx, Inc. | $4,347,000 | +74.4% | 60,000 | -8.7% | 0.55% | +35.3% |
| LEAF | New | Leaf Group, Ltd. | $4,322,000 | – | 929,500 | +100.0% | 0.55% | – |
| FRG | Franchise Group, Inc. | $4,017,000 | +20.1% | 131,912 | 0.0% | 0.51% | -6.9% | |
| JYNT | The Joint Corp. | $3,996,000 | +51.0% | 152,181 | 0.0% | 0.51% | +17.3% | |
| NDLS | Buy | Noodles & Co. | $3,795,000 | +25.4% | 480,403 | +9.0% | 0.48% | -2.8% |
| AZYO | New | Aziyo Biologics, Inc. | $3,508,000 | – | 257,377 | +100.0% | 0.45% | – |
| BEAT | BioTelemetry, Inc. | $3,496,000 | +58.1% | 48,500 | 0.0% | 0.44% | +22.7% | |
| VERU | Veru,Inc. | $3,460,000 | +230.2% | 400,000 | 0.0% | 0.44% | +155.8% | |
| XCUR | Sell | Exicure, Inc. | $3,363,000 | -52.5% | 1,900,000 | -53.0% | 0.43% | -63.2% |
| OPK | OPKO Health, Inc. | $3,160,000 | +7.0% | 800,000 | 0.0% | 0.40% | -16.9% | |
| MSON | Buy | Misonix, Inc. | $3,115,000 | +27.5% | 249,239 | +19.6% | 0.40% | -1.0% |
| NEON | Sell | Neonode, Inc. | $3,082,000 | -18.4% | 456,620 | -4.5% | 0.39% | -36.7% |
| SLNO | Soleno Therapeutics, Inc. | $2,991,000 | -23.1% | 1,550,000 | 0.0% | 0.38% | -40.3% | |
| QUIK | Sell | QuickLogic Corporation | $2,938,000 | +7.1% | 775,222 | -12.1% | 0.37% | -16.9% |
| WIFI | Sell | Boingo Wireless, Inc. | $2,831,000 | +10.9% | 222,537 | -11.1% | 0.36% | -13.9% |
| HSAQ | Health Science Acquisitions Co | $2,562,000 | +16.5% | 200,000 | 0.0% | 0.33% | -9.4% | |
| RETA | Reata Pharmaceuticals, Inc. | $2,472,000 | +26.9% | 20,000 | 0.0% | 0.31% | -1.6% | |
| Ideal Power, Inc. | $2,327,000 | +31.8% | 284,793 | 0.0% | 0.30% | +2.4% | ||
| AQMS | Sell | Aqua Metals, Inc. | $2,228,000 | +30.8% | 742,570 | -60.3% | 0.28% | +1.4% |
| EMKR | Buy | EMCORE Corp. | $2,141,000 | +726.6% | 392,801 | +392.8% | 0.27% | +547.6% |
| ITI | Iteris, Inc. | $2,008,000 | +37.8% | 355,359 | 0.0% | 0.26% | +6.7% | |
| TCMD | Tactile Systems Technology | $1,958,000 | +22.8% | 43,560 | 0.0% | 0.25% | -4.6% | |
| INVO | New | INVO Bioscience, Inc. | $1,881,000 | – | 625,000 | +100.0% | 0.24% | – |
| PGNY | New | Progyny, Inc. | $1,696,000 | – | 40,000 | +100.0% | 0.22% | – |
| PRTC | New | PureTech Health PLC. - ADR | $1,673,000 | – | 30,000 | +100.0% | 0.21% | – |
| COO | New | The Cooper Companies, Inc. | $1,635,000 | – | 4,500 | +100.0% | 0.21% | – |
| CTSO | New | CytoSorbents Corp. | $1,594,000 | – | 200,000 | +100.0% | 0.20% | – |
| DCTH | New | Delcath Systems, Inc. | $1,559,000 | – | 87,000 | +100.0% | 0.20% | – |
| IDN | Intellicheck, Inc. | $1,426,000 | +71.0% | 125,010 | 0.0% | 0.18% | +32.1% | |
| PWFL | Powerfleet, Inc. | $1,412,000 | +32.0% | 190,000 | 0.0% | 0.18% | +2.3% | |
| CYRX | New | Cryoport, Inc. | $1,316,000 | – | 30,000 | +100.0% | 0.17% | – |
| YTRA | New | Yatra Online, Inc. (India) | $1,267,000 | – | 656,624 | +100.0% | 0.16% | – |
| BLU | New | Bellus Health, Inc. | $1,224,000 | – | 400,000 | +100.0% | 0.16% | – |
| NNDM | New | Nano Dimension, Ltd. ADR (Isra | $1,098,000 | – | 120,712 | +100.0% | 0.14% | – |
| UTI | New | Universal Technical Institute, | $1,026,000 | – | 158,781 | +100.0% | 0.13% | – |
| FVAM | New | 5:01 Acquition Corp. | $1,017,000 | – | 100,000 | +100.0% | 0.13% | – |
| SPRB | New | Spruce Biosciences, Inc. | $972,000 | – | 40,000 | +100.0% | 0.12% | – |
| PRMW | Primo Water Corp. | $959,000 | +10.5% | 61,142 | 0.0% | 0.12% | -14.1% | |
| MAGS | Magal Security System, Ltd (Is | $899,000 | +4.7% | 231,618 | 0.0% | 0.11% | -19.1% | |
| Ocean Power Technologies @3.85warrants | $829,000 | +241.2% | 714,280 | 0.0% | 0.10% | +162.5% | ||
| ZEAL | Zealand Pharma A/S ADR (Denmar | $718,000 | -5.4% | 19,981 | 0.0% | 0.09% | -26.6% | |
| VITL | New | Vital Farms, Inc. | $633,000 | – | 25,000 | +100.0% | 0.08% | – |
| Sell | Verb Technology Company, Inc. | $495,000 | -55.3% | 300,000 | -70.7% | 0.06% | -65.2% | |
| TUFN | New | Tufin Software Technologies | $449,000 | – | 36,003 | +100.0% | 0.06% | – |
| MLND | Exit | Millendo Therapeutics, Inc. | $0 | – | -199,000 | -100.0% | -0.05% | – |
| LRN | Exit | K12 Inc. | $0 | – | -25,000 | -100.0% | -0.11% | – |
| CVV | Exit | CVD Equipment Corporation | $0 | – | -259,414 | -100.0% | -0.13% | – |
| QUMU | Exit | Qumu Corporation | $0 | – | -200,300 | -100.0% | -0.15% | – |
| GNCA | Exit | Genocea Biosciences, Inc. | $0 | – | -532,516 | -100.0% | -0.20% | – |
| KRMD | Exit | Repro-Med Systems, Inc. | $0 | – | -342,368 | -100.0% | -0.40% | – |
| SONM | Exit | Sonim Technologies, Inc. | $0 | – | -4,504,376 | -100.0% | -0.57% | – |
| GFF | Exit | Griffon Corp. | $0 | – | -300,000 | -100.0% | -0.96% | – |
| PEIX | Exit | Pacific Ethanol, Inc. | $0 | – | -888,800 | -100.0% | -1.06% | – |
| VSLR | Exit | Vivint Solar, Inc. | $0 | – | -210,000 | -100.0% | -1.46% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.