AWM Investment Company, Inc. - Q2 2021 holdings

Add to watchlist

$1.01 Billion is the total value of AWM Investment Company, Inc.'s 130 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 33.6% .

All

			Value		Shares		↓ Weighting
		Zealand Pharma A/S (Denmark)warrants	$47,607,000	+0.2%	7,094,602	0.0%	4.70%	-11.5%
INFU		Infusystem Holdings, Inc.	$41,580,000	+2.1%	2,000,000	0.0%	4.10%	-9.8%
CDMO		Avid Bioservices, Inc.	$31,626,000	+40.7%	1,233,000	0.0%	3.12%	+24.3%
OPRX	Sell	OptimizeRx Corporation	$30,323,000	+24.4%	489,876	-2.0%	2.99%	+9.9%
LOVE	Sell	Lovesac Company, The	$27,136,000	+17.7%	340,091	-16.5%	2.68%	+3.9%
PI	Buy	Impinj, Inc.	$25,407,000	+3.7%	492,477	+14.3%	2.51%	-8.4%
ARGX		argenx SE - ADR (Netherlands)	$24,086,000	+9.3%	80,000	0.0%	2.38%	-3.4%
GNSS		Genasys, Inc.	$23,836,000	-18.1%	4,349,544	0.0%	2.35%	-27.7%
LPSN		LivePerson, Inc.	$22,128,000	+19.9%	349,900	0.0%	2.18%	+5.9%
OOMA		Ooma, Inc.	$20,862,000	+19.0%	1,106,165	0.0%	2.06%	+5.1%
WPRT	Buy	Westport Fuel Systems, Inc.	$20,348,000	-8.2%	3,832,047	+24.3%	2.01%	-18.9%
RGEN		Repligen Corporation	$19,962,000	+2.7%	100,000	0.0%	1.97%	-9.3%
CNTY	Sell	Century Casinos, Inc.	$19,915,000	+27.3%	1,482,888	-2.6%	1.96%	+12.5%
TA		TravelCenters of America LLC	$19,731,000	+7.8%	674,800	0.0%	1.95%	-4.8%
NPTN		NeoPhotonics Corporation	$19,611,000	-14.6%	1,920,722	0.0%	1.94%	-24.5%
SQNS	Sell	Sequans Communications S.A. AD	$19,352,000	-1.9%	3,214,540	-1.5%	1.91%	-13.3%
KIDS		OrthoPediatrics Corporation	$18,842,000	+29.6%	298,221	0.0%	1.86%	+14.5%
EMKR		EMCORE Corp.	$18,094,000	+68.9%	1,962,446	0.0%	1.79%	+49.2%
HEAR		Turtle Beach Corporation	$17,414,000	+19.7%	545,543	0.0%	1.72%	+5.8%
CEVA	Buy	CEVA, Inc.	$17,408,000	-7.8%	368,037	+9.5%	1.72%	-18.5%
SHSP		SharpSpring, Inc.	$16,355,000	+5.6%	968,353	0.0%	1.61%	-6.8%
AMSC		American Superconductor Corp	$14,860,000	-8.3%	854,534	0.0%	1.47%	-19.0%
LIQT		LiqTech International, Inc.	$14,848,000	-9.5%	2,028,444	0.0%	1.46%	-20.1%
PFSW		Pfsweb, Inc.	$14,282,000	+9.3%	1,935,179	0.0%	1.41%	-3.4%
LMAT		LeMaitre Vascular, Inc.	$14,035,000	+25.1%	230,000	0.0%	1.38%	+10.5%
NGMS	Sell	NeoGames S.A. (Luxembourg)	$13,923,000	+41.5%	226,500	-17.6%	1.37%	+25.0%
MRAM		Everspin Technology, Inc.	$12,079,000	+7.2%	1,878,597	0.0%	1.19%	-5.3%
KOPN	Sell	Kopin Corporation	$11,834,000	-26.4%	1,446,746	-5.6%	1.17%	-35.0%
UCTT	Buy	Ultra Clean Holdings, Inc.	$11,550,000	+35.4%	215,000	+46.3%	1.14%	+19.6%
RADA	Sell	RADA Electronic Industries Ltd	$11,327,000	-3.8%	930,000	-5.1%	1.12%	-15.0%
SPNE	Buy	SeaSpine Holdings Corp.	$11,107,000	+44.6%	541,547	+22.6%	1.10%	+27.7%
BRCN	New	Burcon NutraScience Corp. (Can	$10,893,000	–	3,902,823	+100.0%	1.08%	–
REPH	Buy	Recro Pharma, Inc.	$9,862,000	+803.1%	4,269,081	+991.0%	0.97%	+697.5%
TLS	Buy	Telos Corp.	$9,801,000	+40.3%	288,181	+56.5%	0.97%	+24.0%
PWFL	Buy	PowerFleet, Inc.	$9,791,000	+41.8%	1,359,825	+61.9%	0.97%	+25.3%
LASR		nLight, Inc.	$9,433,000	+12.0%	260,000	0.0%	0.93%	-1.1%
PLBY	New	PLBY Group,Inc.	$9,334,000	–	240,000	+100.0%	0.92%	–
VERU	Buy	Veru, Inc.	$9,099,000	+20.6%	1,127,509	+61.1%	0.90%	+6.5%
DZSI	Buy	DZS, Inc.	$8,821,000	+41.8%	425,110	+6.3%	0.87%	+25.3%
RESN		Resonant, Inc.	$8,625,000	-24.3%	2,686,785	0.0%	0.85%	-33.2%
GAIA		Gaia, Inc.	$8,487,000	-7.6%	772,282	0.0%	0.84%	-18.3%
UTI	Buy	Universal Technical Institute	$8,402,000	+457.9%	1,294,575	+402.1%	0.83%	+393.5%
	Sell	voxeljet AG, ADR (Germany)	$8,377,000	-21.6%	654,978	-4.4%	0.83%	-30.7%
VICR		Vicor Corporation	$8,353,000	+24.4%	79,000	0.0%	0.82%	+9.9%
KRT	New	Karat Packaging, Inc.	$8,148,000	–	400,000	+100.0%	0.80%	–
VMD		Viemed Healthcare, Inc. (Canad	$7,772,000	-29.6%	1,085,000	0.0%	0.77%	-37.8%
GAN		GAN, Ltd. (London)	$7,758,000	-9.7%	471,870	0.0%	0.77%	-20.1%
CTRN	Sell	Citi Trends, Inc.	$7,587,000	-13.5%	87,208	-16.7%	0.75%	-23.6%
GBNH	New	Greenbrook TMS, Inc. (Canada)	$7,412,000	–	612,147	+100.0%	0.73%	–
APEI	Sell	American Public Education, Inc	$7,194,000	-37.9%	253,840	-21.9%	0.71%	-45.1%
ROCC	New	Roth Ch Acquisition II Co. (Re	$7,111,000	–	713,322	+100.0%	0.70%	–
NMTC	New	NeuroOne Medical Technologies	$6,630,000	–	1,000,001	+100.0%	0.65%	–
RDCM		RADCOM, Ltd. (Israel)	$6,477,000	+13.4%	578,312	0.0%	0.64%	+0.2%
NGS	Buy	Natural Gas Services Group	$6,079,000	+34.4%	591,340	+23.4%	0.60%	+18.8%
GBIO		Generation Bio Co.	$6,069,000	-5.5%	225,599	0.0%	0.60%	-16.5%
NDLS		Noodles & Co.	$5,995,000	+20.6%	480,403	0.0%	0.59%	+6.7%
ECOR	New	ElectroCore, Inc.	$5,950,000	–	5,000,000	+100.0%	0.59%	–
PROF		Profound Medical Corp. (U.S.)	$5,709,000	-18.8%	348,939	0.0%	0.56%	-28.3%
MUDS	New	Mudrick Capital Acquisition Co	$5,611,000	–	450,301	+100.0%	0.55%	–
ONDS	New	Ondas Holding, Inc.	$5,558,000	–	700,000	+100.0%	0.55%	–
MSON		Misonix, Inc.	$5,528,000	+13.2%	249,239	0.0%	0.55%	0.0%
INVO	Buy	INVO Bioscience, Inc.	$5,390,000	+31.0%	1,159,075	+22.0%	0.53%	+15.7%
EGLX	New	Enthusiast Gaming Holdings	$5,326,000	–	897,100	+100.0%	0.53%	–
AEHR		Aehr Test Systems	$5,240,000	+9.5%	1,898,534	0.0%	0.52%	-3.2%
CDNA		CareDx, Inc.	$5,217,000	+34.4%	57,000	0.0%	0.52%	+18.7%
SPRO		Spero Therapeutics, Inc.	$5,204,000	-5.2%	372,755	0.0%	0.51%	-16.2%
FRG		Franchise Group, Inc.	$4,653,000	-2.3%	131,912	0.0%	0.46%	-13.7%
MOVE		Movano, Inc.	$4,581,000	-8.1%	900,000	0.0%	0.45%	-18.9%
SIEN	Buy	Sientra, Inc.	$4,200,000	+25.7%	527,674	+15.1%	0.42%	+11.3%
NUVB	Buy	Nuvation Bio, Inc.	$4,152,000	-8.8%	446,024	+2.3%	0.41%	-19.4%
ATOM		Atomera Incorporated	$3,924,000	-12.5%	183,000	0.0%	0.39%	-22.8%
EMAN		eMagin Corporation	$3,901,000	-6.9%	1,120,887	0.0%	0.38%	-17.7%
OCX	Sell	Oncocyte Corp.	$3,829,000	-1.6%	667,000	-11.1%	0.38%	-13.1%
CMPS	New	Compass Pathways PLC (Great B	$3,815,000	–	100,000	+100.0%	0.38%	–
ONEW	Sell	OneWater Marine, Inc. - CL A	$3,277,000	-5.9%	77,970	-10.5%	0.32%	-17.0%
OPK		OPKO Health, Inc.	$3,240,000	-5.6%	800,000	0.0%	0.32%	-16.4%
ETON	Sell	Eton Pharmaceuticals, Inc.	$3,080,000	-53.2%	500,000	-44.4%	0.30%	-58.6%
MSGM	Buy	Motorsports Games, Inc.	$3,071,000	-22.5%	219,341	+28.8%	0.30%	-31.6%
MDNA		Medicenna Therapeutics Corp.	$3,017,000	-25.8%	1,000,000	0.0%	0.30%	-34.4%
QUIK	Buy	QuickLogic Corporation	$3,002,000	+11.2%	415,230	+6.4%	0.30%	-2.0%
		Ideal Power, Inc.	$2,990,000	-4.0%	235,271	0.0%	0.30%	-15.2%
PGNY		Progyny, Inc.	$2,950,000	+32.6%	50,000	0.0%	0.29%	+16.9%
GOEDWS	New	1847 Goedeker, Inc 5/26/22-12/warrants	$2,853,000	–	1,333,000	+100.0%	0.28%	–
RETA		Reata Pharmaceuticals, Inc.	$2,831,000	+42.0%	20,000	0.0%	0.28%	+25.1%
NEON		Neonode, Inc.	$2,814,000	-34.2%	456,120	0.0%	0.28%	-41.7%
SGLB	Buy	Sigma Labs, Inc.	$2,721,000	+22.3%	697,785	+16.7%	0.27%	+8.5%
APRN	New	Blue Apron Holdings, Inc.	$2,675,000	–	625,000	+100.0%	0.26%	–
BLIN	Buy	Bridgeline Digital, Inc.	$2,580,000	+269.1%	600,000	+148.0%	0.26%	+226.9%
IPA	Sell	ImmunoPrecise Antibodies, Ltd.	$2,397,000	-48.9%	398,145	-16.7%	0.24%	-54.8%
TKNO	New	Alpha Teknova, Inc.	$2,373,000	–	100,000	+100.0%	0.23%	–
ITI		Iteris, Inc.	$2,363,000	+7.8%	355,359	0.0%	0.23%	-4.9%
UGRO	Buy	urban-gro, Inc.	$2,310,000	+16.0%	251,889	+6.7%	0.23%	+2.7%
RUN		Sunrun, Inc.	$2,231,000	-7.8%	40,000	0.0%	0.22%	-18.5%
CLSK	Sell	CleanSpark, Inc.	$2,230,000	-33.1%	134,000	-4.3%	0.22%	-41.0%
SNCR	New	Synchronoss Technologies, Inc.	$2,154,000	–	600,000	+100.0%	0.21%	–
IDN	Buy	Intellicheck, Inc.	$2,093,000	+99.7%	250,010	+100.0%	0.21%	+76.9%
DHX	New	DHI Group, Inc.	$2,031,000	–	601,000	+100.0%	0.20%	–
ROCR		Roth CH Acquisition III Co.	$1,974,000	-0.3%	200,000	0.0%	0.20%	-11.8%
CELH	New	Celsius Holdings, Inc.	$1,902,000	–	25,000	+100.0%	0.19%	–
CYRX		Cryoport, Inc.	$1,893,000	+21.3%	30,000	0.0%	0.19%	+7.5%
BITF	New	Bitfarms, Ltd. of Canada(Can)	$1,808,000	–	460,000	+100.0%	0.18%	–
GOED	New	1847 Goedeker, Inc.	$1,781,000	–	462,550	+100.0%	0.18%	–
COO		The Cooper Companies, Inc.	$1,783,000	+3.2%	4,500	0.0%	0.18%	-8.8%
LLNW	Sell	Limelight Networks, Inc.	$1,747,000	-64.5%	554,604	-59.7%	0.17%	-68.7%
AZYO	Buy	Aziyo Biologics, Inc.	$1,688,000	+14.1%	175,650	+64.0%	0.17%	+1.2%
	Buy	DermTech, Inc.	$1,663,000	+9.1%	40,000	+33.3%	0.16%	-3.5%
JOB	New	Gee Group, Inc.	$1,481,000	–	2,585,192	+100.0%	0.15%	–
PRTC		PureTech Health PLC-ADR (Brita	$1,470,000	-17.1%	30,000	0.0%	0.14%	-26.8%
	New	Sema4 Holdings Corp.	$1,401,000	–	100,000	+100.0%	0.14%	–
MIRO	New	Miromatrix Medical, Inc.	$1,340,000	–	115,000	+100.0%	0.13%	–
BLU		Bellus Health, Inc.	$1,244,000	-19.0%	400,000	0.0%	0.12%	-28.5%
JYNT	Sell	The Joint Corp.	$1,241,000	-74.3%	14,788	-85.2%	0.12%	-77.4%
MAGS		Magal Security System, Ltd (Is	$1,096,000	+5.6%	231,618	0.0%	0.11%	-6.9%
	New	Stryve Foods, Inc.	$1,031,000	–	100,000	+100.0%	0.10%	–
QMCO	Sell	Quantum Corp.	$805,000	-76.4%	116,850	-71.5%	0.08%	-79.3%
ZEAL		Zealand Pharma A/S ADR (Denmar	$590,000	-7.7%	19,981	0.0%	0.06%	-18.3%
	Sell	Verb Technology Company, Inc.	$584,000	-68.3%	285,050	-78.3%	0.06%	-71.8%
		Ocean Power Technologies @3.85warrants	$269,000	-54.0%	464,280	0.0%	0.03%	-58.5%
AQMS		Aqua Metals, Inc.	$166,000	-26.2%	55,474	0.0%	0.02%	-36.0%
TLMD	New	Soc Telemed, Inc.	$142,000	–	25,000	+100.0%	0.01%	–
ROCRW		Roth CH Acquisition III Co @11warrants	$82,000	+105.0%	50,000	0.0%	0.01%	+100.0%
BTN	Exit	Ballantyne Strong, Inc.	$0	–	-176,024	-100.0%	-0.05%	–
XCUR	Exit	Exicure, Inc.	$0	–	-266,309	-100.0%	-0.06%	–
SLNO	Exit	Soleno Therapeutics, Inc.	$0	–	-501,837	-100.0%	-0.07%	–
ENSV	Exit	Enservco Corporation	$0	–	-450,000	-100.0%	-0.09%	–
PRMW	Exit	Primo Water Corp.	$0	–	-61,142	-100.0%	-0.11%	–
	Exit	Andina Acquisition Corp. III	$0	–	-100,000	-100.0%	-0.12%	–
CTSO	Exit	CytoSorbents Corp.	$0	–	-150,000	-100.0%	-0.14%	–
YTRA	Exit	Yatra Online, Inc. (India)	$0	–	-656,624	-100.0%	-0.17%	–
QUMU	Exit	Qumu Corporation	$0	–	-350,000	-100.0%	-0.26%	–
ALTO	Exit	Alto Ingredients, Inc.	$0	–	-619,402	-100.0%	-0.38%	–
NNDM	Exit	Nano Dimension, Ltd. ADR (Isra	$0	–	-394,961	-100.0%	-0.38%	–
LEAF	Exit	Leaf Group, Ltd.	$0	–	-718,784	-100.0%	-0.52%	–
	Exit	Greenbrook TMS, Inc. (Canada)	$0	–	-630,447	-100.0%	-0.85%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-08-13

Signatures

The EDGAR filing(s) were signed by:

David Greenhouses — Executive Vice President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CEVA, Inc.	36	Q3 2023	7.5%
LivePerson, Inc.	36	Q3 2023	6.3%
Pfsweb, Inc.	36	Q3 2023	4.9%
Kopin Corporation	36	Q3 2023	5.1%
LeMaitre Vascular, Inc.	36	Q3 2023	4.0%
Infusystem Holdings, Inc.	36	Q3 2023	4.8%
Ultra Clean Holdings, Inc.	36	Q3 2023	4.0%
Repligen Corporation	36	Q3 2023	2.8%
OPKO Health, Inc.	35	Q3 2023	0.8%
American Superconductor Corpor	34	Q3 2023	3.8%

View AWM Investment Company, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

AWM Investment Company, Inc. Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
INVO Bioscience, Inc.	September 08, 2023	63,193	2.6%
SEQUANS COMMUNICATIONS	September 08, 2023	2,591,075	4.4%
LIQTECH INTERNATIONAL INC	July 10, 2023	250,000	4.4%
VIQ Solutions Inc.	July 10, 2023	1,700,000	4.7%
G Medical Innovations Holdings Ltd.^{Sold out}	May 10, 2023	0	0.0%
MINERVA SURGICAL INC	May 10, 2023	2,109,444	1.2%
AEHR TEST SYSTEMS	April 11, 2023	1,328,713	4.8%
EMAGIN CORP	April 11, 2023	3,135,967	3.7%
CENTURY CASINOS INC /CO/	February 14, 2023	1,644,037	5.5%
EVERSPIN TECHNOLOGIES INC	February 14, 2023	2,006,241	9.9%

View AWM Investment Company, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
4	2024-04-17
3	2024-04-12
SC 13G/A	2024-03-06
4	2024-03-01
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View AWM Investment Company, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1013226000.0 != 1013230000.0)

Export AWM Investment Company, Inc.'s holdings