$600 Million is the total value of AWM Investment Company, Inc.'s 93 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GNSS | Sell | Genasys Incorporated | $28,905,000 | +23.4% | 4,699,959 | -2.5% | 4.74% | +15.4% |
| Sell | Zealand Pharma A/S (Denmark)warrants | $28,499,000 | +17.6% | 7,094,602 | -0.4% | 4.67% | +9.9% | |
| INFU | Infusystem Holdings, Inc. | $25,640,000 | +11.1% | 2,000,000 | 0.0% | 4.20% | +3.8% | |
| ARGX | argenx SE - ADR (Netherlands) | $21,002,000 | +16.6% | 80,000 | 0.0% | 3.44% | +8.9% | |
| OPRX | Sell | OptimizeRx Corporation | $18,940,000 | +47.7% | 908,382 | -7.7% | 3.10% | +38.1% |
| LPSN | Sell | LivePerson, Inc. | $18,716,000 | -6.3% | 360,000 | -25.3% | 3.07% | -12.4% |
| AMSC | American Superconductor Corpor | $17,677,000 | +78.1% | 1,220,814 | 0.0% | 2.90% | +66.5% | |
| LIQT | LiqTech International, Inc.(De | $17,266,000 | +54.8% | 2,043,290 | 0.0% | 2.83% | +44.7% | |
| SQNS | Sell | Sequans Communications S.A. AD | $16,769,000 | -2.8% | 2,808,816 | -0.0% | 2.75% | -9.1% |
| CEVA | Sell | CEVA, Inc. | $15,050,000 | -6.0% | 382,268 | -10.6% | 2.46% | -12.1% |
| RGEN | Repligen Corporation | $14,754,000 | +19.4% | 100,000 | 0.0% | 2.42% | +11.6% | |
| OOMA | Sell | Ooma,Inc. | $14,435,000 | -24.2% | 1,106,165 | -4.3% | 2.36% | -29.2% |
| KIDS | OrthoPediatrics Corporation | $13,924,000 | +4.9% | 303,221 | 0.0% | 2.28% | -1.9% | |
| PFSW | Buy | Pfsweb, Inc. | $13,480,000 | +11.2% | 2,014,916 | +11.1% | 2.21% | +4.0% |
| TA | Buy | TravelCenters of America LLC | $13,186,000 | +970.3% | 674,800 | +743.5% | 2.16% | +900.0% |
| PI | Sell | Impinj, Inc. | $11,894,000 | -4.1% | 451,377 | -0.0% | 1.95% | -10.4% |
| NPTN | Buy | NeoPhotonics Corporation | $11,697,000 | -26.2% | 1,920,722 | +7.6% | 1.92% | -31.1% |
| LLNW | Sell | Limelight Networks, Inc. | $11,656,000 | -23.6% | 2,023,688 | -2.4% | 1.91% | -28.6% |
| LOVE | Sell | Lovesac Company, The | $11,644,000 | -32.2% | 420,219 | -35.8% | 1.91% | -36.7% |
| CELH | Sell | Celsius Holdings, Inc. | $11,355,000 | +49.1% | 500,000 | -22.7% | 1.86% | +39.3% |
| SHSP | Buy | SharpSpring, Inc. | $10,642,000 | +44.0% | 954,408 | +13.4% | 1.74% | +34.5% |
| HEAR | Buy | Turtle Beach Corporation | $9,929,000 | +32.1% | 545,543 | +6.9% | 1.63% | +23.5% |
| RESN | Resonant, Inc. | $9,923,000 | +2.2% | 4,169,213 | 0.0% | 1.62% | -4.5% | |
| VMD | Sell | Viemed Healthcare, Inc. (Canad | $9,410,000 | -24.9% | 1,085,000 | -17.1% | 1.54% | -29.9% |
| MRAM | Sell | Everspin Technology, Inc. | $9,085,000 | -23.2% | 1,602,319 | -4.9% | 1.49% | -28.2% |
| VSLR | Sell | Vivint Solar, Inc. | $8,893,000 | +150.2% | 210,000 | -41.5% | 1.46% | +133.9% |
| CNTY | Buy | Century Casinos, Inc. | $8,220,000 | +80.5% | 1,500,000 | +36.7% | 1.35% | +68.8% |
| KOPN | Sell | Kopin Corporation | $7,661,000 | +1.4% | 5,551,344 | -2.3% | 1.26% | -5.2% |
| GAIA | Sell | Gaia, Inc. | $7,592,000 | +17.2% | 772,282 | -0.1% | 1.24% | +9.5% |
| LMAT | LeMaitre Vascular Inc. | $7,482,000 | +23.2% | 230,000 | 0.0% | 1.23% | +15.2% | |
| CTRN | Citi Trends, Inc. | $7,128,000 | +23.5% | 285,342 | 0.0% | 1.17% | +15.5% | |
| XCUR | Exicure, Inc. | $7,074,000 | -28.3% | 4,042,200 | 0.0% | 1.16% | -33.0% | |
| ATOM | Sell | Atomera Incorporated | $6,992,000 | -25.4% | 669,051 | -35.8% | 1.14% | -30.3% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $6,567,000 | -13.1% | 306,000 | -8.4% | 1.08% | -18.8% |
| PEIX | New | Pacific Ethanol, Inc. | $6,497,000 | – | 888,800 | +100.0% | 1.06% | – |
| SPNE | Buy | SeaSpine Holdings Corp. | $6,302,000 | +104.9% | 440,729 | +50.1% | 1.03% | +91.5% |
| VICR | Sell | Vicor Corporation | $6,180,000 | -4.6% | 79,500 | -11.7% | 1.01% | -10.8% |
| PROF | Profound Medical Corp. (U.S.) | $6,155,000 | +4.1% | 348,939 | 0.0% | 1.01% | -2.7% | |
| CDMO | Buy | Avid Bioservices, Inc. | $6,043,000 | +26.3% | 793,000 | +8.8% | 0.99% | +18.0% |
| RADA | RADA Electronic Industries,Ltd | $5,930,000 | -9.3% | 1,000,000 | 0.0% | 0.97% | -15.3% | |
| GFF | New | Griffon Corp. | $5,862,000 | – | 300,000 | +100.0% | 0.96% | – |
| ONEW | New | OneWater Marine, Inc. - CL A | $5,635,000 | – | 275,000 | +100.0% | 0.92% | – |
| SPRO | Buy | Spero Therapeutics, Inc. | $5,566,000 | +68.8% | 498,755 | +104.6% | 0.91% | +57.8% |
| GAN | Buy | GAN, Ltd. (London) | $5,462,000 | -15.6% | 323,180 | +27.2% | 0.90% | -21.1% |
| RDCM | RADCOM, Ltd. (Israel) | $5,419,000 | +15.1% | 578,312 | 0.0% | 0.89% | +7.6% | |
| WPRT | Buy | Westport Fuel Systems, Inc. | $5,024,000 | +305.8% | 3,082,047 | +208.7% | 0.82% | +279.3% |
| ETON | Sell | Eton Pharmaceuticals, Inc. | $4,911,000 | +12.3% | 621,681 | -22.5% | 0.80% | +4.8% |
| VJET | Sell | voxeljet AG, ADR (Germany) | $4,754,000 | +8.5% | 561,978 | -80.0% | 0.78% | +1.4% |
| MDNA | New | Medicenna Therapeutics Corp. C | $4,108,000 | – | 1,000,000 | +100.0% | 0.67% | – |
| NGS | Buy | Natural Gas Services Group, In | $4,046,000 | +46.2% | 478,824 | +8.5% | 0.66% | +36.7% |
| SLNO | Soleno Therapeutics, Inc. | $3,890,000 | +13.0% | 1,550,000 | 0.0% | 0.64% | +5.6% | |
| NEON | Buy | Neonode, Inc. | $3,777,000 | +510.2% | 478,120 | +555.3% | 0.62% | +473.1% |
| MWK | New | Mohawk Group Holdings, Inc. | $3,605,000 | – | 436,937 | +100.0% | 0.59% | – |
| EMAN | Sell | eMagin Corporation | $3,563,000 | +52.9% | 2,805,512 | -5.0% | 0.58% | +43.1% |
| SONM | Sell | Sonim Technologies, Inc. | $3,495,000 | -28.3% | 4,504,376 | -25.2% | 0.57% | -32.9% |
| FRG | New | Franchise Group, Inc. | $3,345,000 | – | 131,912 | +100.0% | 0.55% | – |
| NDLS | Buy | Noodles & Co. | $3,027,000 | +28.2% | 440,548 | +12.8% | 0.50% | +19.8% |
| OPK | OPKO Health, Inc. | $2,952,000 | +8.2% | 800,000 | 0.0% | 0.48% | +1.3% | |
| QUIK | QuickLogic Corporation | $2,743,000 | +1.6% | 882,119 | 0.0% | 0.45% | -5.1% | |
| JYNT | Buy | The Joint Corp. | $2,646,000 | +14.6% | 152,181 | +0.7% | 0.43% | +6.9% |
| AEHR | Aehr Test Systems | $2,639,000 | -28.7% | 1,898,534 | 0.0% | 0.43% | -33.4% | |
| WIFI | Boingo Wireless, Inc. | $2,552,000 | -23.5% | 250,316 | 0.0% | 0.42% | -28.4% | |
| CDNA | CareDx, Inc. | $2,493,000 | +7.1% | 65,700 | 0.0% | 0.41% | 0.0% | |
| KRMD | Sell | Repro-Med Systems, Inc. | $2,472,000 | -25.6% | 342,368 | -7.5% | 0.40% | -30.4% |
| MSON | Buy | Misonix,Inc. | $2,444,000 | +6.8% | 208,336 | +23.5% | 0.40% | -0.2% |
| BEAT | BioTelemetry, Inc. | $2,211,000 | +0.9% | 48,500 | 0.0% | 0.36% | -5.7% | |
| HSAQ | New | Health Science Acquisitions Co | $2,200,000 | – | 200,000 | +100.0% | 0.36% | – |
| RETA | Sell | Reata Pharmaceuticals, Inc. | $1,948,000 | -79.2% | 20,000 | -66.7% | 0.32% | -80.6% |
| Buy | Ideal Power, Inc. | $1,766,000 | +35.7% | 284,793 | +43.0% | 0.29% | +26.8% | |
| AQMS | Aqua Metals, Inc. | $1,703,000 | -34.9% | 1,868,907 | 0.0% | 0.28% | -39.1% | |
| TCMD | Buy | Tactile Systems Technology, In | $1,594,000 | +107.3% | 43,560 | +134.7% | 0.26% | +93.3% |
| ITI | Iteris, Inc. | $1,457,000 | -13.8% | 355,359 | 0.0% | 0.24% | -19.3% | |
| GNCA | New | Genocea Biosciences, Inc. | $1,219,000 | – | 532,516 | +100.0% | 0.20% | – |
| New | Verb Technology Company, Inc. | $1,107,000 | – | 1,024,896 | +100.0% | 0.18% | – | |
| PWFL | Powerfleet, Inc. | $1,070,000 | +21.9% | 190,000 | 0.0% | 0.18% | +13.6% | |
| VERU | Veru,Inc. | $1,048,000 | -21.6% | 400,000 | 0.0% | 0.17% | -26.5% | |
| QUMU | New | Qumu Corporation | $923,000 | – | 200,300 | +100.0% | 0.15% | – |
| PRMW | Primo Water Corp. | $868,000 | +3.2% | 61,142 | 0.0% | 0.14% | -3.4% | |
| MAGS | Sell | Magal Security System, Ltd (Is | $859,000 | -27.6% | 231,618 | -41.5% | 0.14% | -32.2% |
| IDN | Buy | Intellicheck, Inc. | $834,000 | +10.5% | 125,010 | +25.0% | 0.14% | +3.8% |
| CVV | CVD Equipment Corporation | $794,000 | +2.3% | 259,414 | 0.0% | 0.13% | -4.4% | |
| ZEAL | Zealand Pharma A/S ADR (Denmar | $759,000 | +8.6% | 19,981 | 0.0% | 0.12% | +0.8% | |
| LRN | Sell | K12 Inc. | $658,000 | -31.0% | 25,000 | -28.6% | 0.11% | -35.3% |
| MLND | Millendo Therapeutics, Inc. | $324,000 | -7.4% | 199,000 | 0.0% | 0.05% | -13.1% | |
| EMKR | New | EMCORE Corp. | $259,000 | – | 79,708 | +100.0% | 0.04% | – |
| Ocean Power Technologies @3.85warrants | $243,000 | +69.9% | 714,280 | 0.0% | 0.04% | +60.0% | ||
| EYEGW | Exit | EyeGate Pharmaceuticals @10.62warrants | $0 | – | -137,092 | -100.0% | -0.00% | – |
| ANCN | Exit | Anchiano Therapeutics, Ltd. - | $0 | – | -158,123 | -100.0% | -0.04% | – |
| GROW | Exit | U.S. Global Investors, Inc. | $0 | – | -185,000 | -100.0% | -0.06% | – |
| NVEE | Exit | NV5 Global, Inc. | $0 | – | -6,900 | -100.0% | -0.06% | – |
| DRTT | Exit | Dirtt Environmental Solutions | $0 | – | -425,000 | -100.0% | -0.09% | – |
| BWEN | Exit | Broadwind Energy, Inc. | $0 | – | -275,000 | -100.0% | -0.18% | – |
| VCRA | Exit | Vocera Communications, Inc. | $0 | – | -106,079 | -100.0% | -0.39% | – |
| MCFT | Exit | MasterCraft Boat Holdings, Inc | $0 | – | -125,000 | -100.0% | -0.42% | – |
| KTOS | Exit | Kratos Defense & Security Solu | $0 | – | -190,218 | -100.0% | -0.52% | – |
| GRWG | Exit | GrowGeneration Corp. | $0 | – | -900,000 | -100.0% | -1.08% | – |
| PRPL | Exit | Purple Innovation, Inc. | $0 | – | -533,452 | -100.0% | -1.68% | – |
| BLU | Exit | Bellus Health, Inc. (Canada) R | $0 | – | -1,600,000 | -100.0% | -2.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.