$512 Million is the total value of AWM Investment Company, Inc.'s 92 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 27.3% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
LPSN | Sell | LivePerson, Inc. | $24,336,000 | -7.8% | 657,743 | -11.0% | 4.76% | -15.1% |
Sell | Zealand Pharma A/S (Denmark)warrants | $22,783,000 | +14.3% | 11,383,800 | -7.2% | 4.45% | +5.2% | |
INFU | Infusystem Holdings, Inc. | $17,060,000 | +61.2% | 2,000,000 | 0.0% | 3.33% | +48.5% | |
NPTN | Sell | NeoPhotonics Corporation | $16,773,000 | +41.1% | 1,901,722 | -2.6% | 3.28% | +29.9% |
OOMA | Ooma,Inc. | $16,577,000 | +27.2% | 1,253,006 | 0.0% | 3.24% | +17.1% | |
KIDS | Buy | OrthoPediatrics Corporation | $16,531,000 | +36.7% | 351,795 | +2.6% | 3.23% | +25.8% |
IOTS | Buy | Adesto Technologies Corp | $15,977,000 | +0.7% | 1,879,651 | +1.4% | 3.12% | -7.3% |
GNSS | New | Genasys Incorporated | $15,862,000 | – | 4,850,706 | +100.0% | 3.10% | – |
RETA | Reata Pharmaceuticals, Inc. | $15,332,000 | +154.6% | 75,000 | 0.0% | 3.00% | +134.4% | |
ARGX | argenx SE - ADR (Netherlands) | $15,249,000 | +40.9% | 95,000 | 0.0% | 2.98% | +29.7% | |
XCUR | Buy | Exicure, Inc. | $13,139,000 | +41.5% | 4,594,200 | +25.2% | 2.57% | +30.3% |
PI | Impinj, Inc. | $12,906,000 | -16.1% | 499,077 | 0.0% | 2.52% | -22.8% | |
CEVA | Sell | CEVA, Inc. | $12,671,000 | -11.6% | 470,000 | -2.1% | 2.48% | -18.6% |
UCTT | Sell | Ultra Clean Holdings, Inc. | $12,386,000 | +49.8% | 527,721 | -6.6% | 2.42% | +37.9% |
LIQT | Sell | LiqTech International, Inc. | $11,953,000 | -30.4% | 2,043,290 | -6.0% | 2.34% | -35.9% |
LOVE | Buy | Lovesac Company, The | $11,925,000 | +9.3% | 743,016 | +27.1% | 2.33% | +0.6% |
LMAT | LeMaitre Vascular Inc. | $11,324,000 | +5.2% | 315,000 | 0.0% | 2.21% | -3.2% | |
RGEN | Repligen Corporation | $11,192,000 | +20.6% | 121,000 | 0.0% | 2.19% | +11.1% | |
BLUSF | Bellus Health, Inc. (Canada) | $11,045,000 | +17.6% | 1,461,988 | 0.0% | 2.16% | +8.3% | |
OPRX | New | OptimizeRx Corporation | $9,777,000 | – | 952,027 | +100.0% | 1.91% | – |
LLNW | Buy | Limelight Networks, Inc. | $9,058,000 | +49.5% | 2,220,000 | +11.0% | 1.77% | +37.6% |
TCMD | Tactile Systems Technology | $8,825,000 | +59.5% | 130,714 | 0.0% | 1.72% | +46.8% | |
AMSC | American Superconductor Corp | $8,747,000 | +0.1% | 1,114,328 | 0.0% | 1.71% | -7.8% | |
CNTY | Century Casinos, Inc. | $8,323,000 | +2.5% | 1,050,836 | 0.0% | 1.63% | -5.7% | |
CTRN | Citi Trends, Inc. | $8,226,000 | +26.3% | 355,808 | 0.0% | 1.61% | +16.3% | |
MRAM | Everspin Technology, Inc. | $8,169,000 | -14.2% | 1,553,091 | 0.0% | 1.60% | -21.0% | |
SQNS | New | Sequans Communications S.A. | $7,197,000 | – | 2,399,001 | +100.0% | 1.41% | – |
PFSW | Pfsweb, Inc. | $6,999,000 | +51.0% | 1,832,185 | 0.0% | 1.37% | +39.1% | |
SHSP | Buy | SharpSpring, Inc. | $6,822,000 | +121.9% | 594,798 | +87.6% | 1.33% | +104.4% |
VMD | Buy | Viemed Healthcare, Inc. | $6,800,000 | -5.3% | 1,086,000 | +4.4% | 1.33% | -12.7% |
INSE | Inspired Entertainment, Inc. | $6,740,000 | -6.1% | 998,543 | 0.0% | 1.32% | -13.6% | |
GAIA | Buy | Gaia, Inc. | $6,481,000 | +25.2% | 811,151 | +2.4% | 1.27% | +15.3% |
CDMO | Buy | Avid Bioservices, Inc. | $6,467,000 | +46.4% | 843,162 | +1.2% | 1.26% | +34.9% |
AKTS | New | Akoustis Technologies, Inc. | $6,189,000 | – | 773,611 | +100.0% | 1.21% | – |
VJET | voxeljet AG, ADR (Germany) | $5,711,000 | +8.5% | 2,785,927 | 0.0% | 1.12% | -0.1% | |
WIFI | Sell | Boingo Wireless, Inc. | $5,199,000 | -6.6% | 474,821 | -5.3% | 1.02% | -14.0% |
ATOM | Atomera Incorporated | $5,111,000 | -18.3% | 1,659,450 | 0.0% | 1.00% | -24.7% | |
CDNA | CareDx, Inc. | $5,069,000 | -4.6% | 235,000 | 0.0% | 0.99% | -12.2% | |
HEAR | Turtle Beach Corporation | $5,061,000 | -19.0% | 535,543 | 0.0% | 0.99% | -25.4% | |
CELH | Buy | Celsius Holdings, Inc. | $5,045,000 | +64.3% | 1,044,459 | +18.2% | 0.99% | +51.5% |
MVIS | Microvision, Inc. | $4,988,000 | +21.4% | 6,927,200 | 0.0% | 0.98% | +11.8% | |
SPRO | Sell | Spero Therapeutics, Inc. | $4,561,000 | -28.1% | 474,344 | -20.7% | 0.89% | -33.8% |
VSLR | Vivint Solar, Inc. | $4,423,000 | +11.0% | 609,205 | 0.0% | 0.86% | +2.2% | |
RDCM | Buy | RADCOM, Ltd. | $4,414,000 | -3.4% | 523,553 | +4.9% | 0.86% | -11.0% |
AQMS | Buy | Aqua Metals, Inc. | $4,198,000 | -51.8% | 5,557,906 | +8.5% | 0.82% | -55.6% |
MLND | New | Millendo Therapeutics, Inc. | $4,124,000 | – | 611,900 | +100.0% | 0.81% | – |
AEHR | Aehr Test Systems | $3,797,000 | +11.7% | 1,898,524 | 0.0% | 0.74% | +2.9% | |
ETON | Buy | Eton Pharmaceuticals, Inc. | $3,722,000 | +21.8% | 516,882 | +6.9% | 0.73% | +12.2% |
PRPL | New | Purple Innovation, Inc. | $3,484,000 | – | 400,000 | +100.0% | 0.68% | – |
GHM | Sell | Graham Corp. | $3,473,000 | -23.2% | 158,729 | -30.3% | 0.68% | -29.3% |
DSPG | Sell | DSP Group, Inc. | $3,142,000 | -5.7% | 199,623 | -15.6% | 0.61% | -13.2% |
KOPN | Kopin Corporation | $2,921,000 | -40.9% | 7,282,997 | 0.0% | 0.57% | -45.5% | |
BEAT | BioTelemetry, Inc. | $2,778,000 | +13.7% | 60,000 | 0.0% | 0.54% | +4.6% | |
MWK | Sell | Mohawk Group Holdings, Inc. | $2,643,000 | -30.8% | 448,704 | -8.2% | 0.52% | -36.4% |
BWEN | Buy | Broadwind Energy, Inc. | $2,266,000 | +9.7% | 1,365,092 | +11.7% | 0.44% | +1.1% |
WPRT | Buy | Westport Fuel Systems Inc. | $2,033,000 | +10.5% | 857,879 | +26.9% | 0.40% | +1.8% |
PRMW | Buy | Primo Water Corp. | $1,931,000 | +54.1% | 172,000 | +68.6% | 0.38% | +41.7% |
ITI | Iteris, Inc. | $1,866,000 | -13.1% | 373,859 | 0.0% | 0.36% | -20.0% | |
QUIK | Sell | QuickLogic Corporation | $1,864,000 | -2.2% | 310,690 | -94.3% | 0.36% | -9.9% |
VERU | Veru,Inc. | $1,675,000 | +55.1% | 500,000 | 0.0% | 0.33% | +42.8% | |
EMAN | eMagin Corporation | $1,545,000 | -11.4% | 4,492,624 | 0.0% | 0.30% | -18.4% | |
Magal Security System, Ltd | $1,484,000 | -9.2% | 395,656 | 0.0% | 0.29% | -16.4% | ||
OPK | Buy | OPKO Health, Inc. | $1,470,000 | -25.6% | 1,000,000 | +5.8% | 0.29% | -31.5% |
PWFL | Powerfleet, Inc. | $1,302,000 | +18.8% | 200,000 | 0.0% | 0.25% | +9.0% | |
CVU | Sell | CPI Aerostructures, Inc. | $1,066,000 | -62.6% | 158,438 | -54.4% | 0.21% | -65.6% |
PCTI | Sell | PC-Tel, Inc. | $1,022,000 | -28.8% | 120,698 | -29.4% | 0.20% | -34.4% |
ZAGG | Zagg, Inc. | $892,000 | +29.3% | 110,000 | 0.0% | 0.17% | +19.2% | |
CVV | CVD Equipment Corporation | $835,000 | -2.8% | 259,414 | 0.0% | 0.16% | -10.4% | |
TUESQ | Tuesday Morning Corporation | $822,000 | +17.8% | 444,300 | 0.0% | 0.16% | +8.8% | |
ERII | New | Energy Recovery Inc. | $777,000 | – | 79,400 | +100.0% | 0.15% | – |
NVEE | NV5 Global, Inc. | $757,000 | -26.1% | 15,000 | 0.0% | 0.15% | -31.8% | |
NEON | New | Neonode, Inc. | $691,000 | – | 356,210 | +100.0% | 0.14% | – |
ZEAL | Zealand Pharma A/S ADR(Denmark | $663,000 | +30.8% | 19,981 | 0.0% | 0.13% | +20.4% | |
IZEA | IZEA Worldwide, Inc. | $539,000 | -8.2% | 2,278,000 | 0.0% | 0.10% | -16.0% | |
TA | New | TravelCenters of America LLC | $496,000 | – | 28,934 | +100.0% | 0.10% | – |
ENSV | Sell | Enservco Corporation | $473,000 | -58.9% | 2,540,068 | -43.4% | 0.09% | -62.3% |
ANCN | New | Anchiano Therapeutics, Ltd. | $438,000 | – | 312,980 | +100.0% | 0.09% | – |
DXLG | Destination XL Group, Inc. | $365,000 | -24.3% | 285,176 | 0.0% | 0.07% | -30.4% | |
VERBW | Verb Technology @3.443 4/9/24warrants | $288,000 | +32.1% | 640,000 | 0.0% | 0.06% | +21.7% | |
OPTT | Sell | Ocean Power Technologies, Inc. | $184,000 | -55.1% | 211,891 | -7.5% | 0.04% | -58.6% |
AMTX | Sell | Aemetis, Inc. | $149,000 | -43.3% | 178,944 | -25.9% | 0.03% | -48.2% |
MYO | Sell | Myomo, Inc. | $112,000 | -61.5% | 373,159 | -21.1% | 0.02% | -64.5% |
New | Ocean Power Technologies @3.85warrants | $57,000 | – | 714,280 | +100.0% | 0.01% | – | |
Sell | Ideal Power, Inc. | $29,000 | -95.5% | 12,605 | -94.7% | 0.01% | -95.6% | |
SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $13,000 | -60.6% | 130,261 | 0.0% | 0.00% | -57.1% | |
EYEGW | EyeGate Pharmaceuticals @10.62warrants | $7,000 | +133.3% | 137,092 | 0.0% | 0.00% | 0.0% | |
STIM | Exit | Neuronetics, Inc. | $0 | – | -23,074 | -100.0% | -0.04% | – |
SONM | Exit | Sonim Technologies, Inc. | $0 | – | -106,042 | -100.0% | -0.07% | – |
TA | Exit | TravelCenters of America LLC | $0 | – | -28,934 | -100.0% | -0.08% | – |
ALOT | Exit | AstroNova, Inc. | $0 | – | -26,188 | -100.0% | -0.09% | – |
NEON | Exit | Neonode, Inc. | $0 | – | -238,413 | -100.0% | -0.12% | – |
Exit | Verb Technology Company, Inc. | $0 | – | -640,000 | -100.0% | -0.15% | – | |
MNTX | Exit | Manitex International, Inc. | $0 | – | -122,798 | -100.0% | -0.17% | – |
REED | Exit | Reed's, Inc. | $0 | – | -1,500,000 | -100.0% | -0.41% | – |
TRVN | Exit | Trevena, Inc. | $0 | – | -2,278,345 | -100.0% | -0.47% | – |
KRUS | Exit | Kura Sushi USA, Inc. | $0 | – | -136,554 | -100.0% | -0.57% | – |
SQNS | Exit | Sequans Communications S.A. AD | $0 | – | -9,559,338 | -100.0% | -1.76% | – |
OPRX | Exit | OptimizeRx Corporation | $0 | – | -1,044,164 | -100.0% | -3.21% | – |
GNSS | Exit | LRAD Corporation | $0 | – | -4,850,706 | -100.0% | -3.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-13
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CEVA, Inc. | 36 | Q3 2023 | 7.5% |
LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
Kopin Corporation | 36 | Q3 2023 | 5.1% |
LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
Repligen Corporation | 36 | Q3 2023 | 2.8% |
OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
4 | 2024-04-17 |
3 | 2024-04-12 |
SC 13G/A | 2024-03-06 |
4 | 2024-03-01 |
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.