$377 Million is the total value of AWM Investment Company, Inc.'s 94 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 34.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INFU | Infusystem Holdings, Inc. | $16,980,000 | -0.5% | 2,000,000 | 0.0% | 4.50% | +35.1% | |
| Sell | Zealand Pharma A/S (Denmark)warrants | $16,896,000 | -25.8% | 11,301,191 | -0.7% | 4.48% | +0.7% | |
| LPSN | Buy | LivePerson, Inc. | $16,366,000 | -32.7% | 719,366 | +9.4% | 4.34% | -8.7% |
| BLU | New | Bellus Health, Inc. (Canada) R | $15,912,000 | – | 1,600,000 | +100.0% | 4.22% | – |
| GNSS | Sell | Genasys Incorporated | $15,757,000 | -0.7% | 4,818,706 | -0.7% | 4.18% | +34.8% |
| OOMA | Buy | Ooma,Inc. | $14,984,000 | -9.6% | 1,256,021 | +0.2% | 3.97% | +22.7% |
| NPTN | NeoPhotonics Corporation | $13,787,000 | -17.8% | 1,901,722 | 0.0% | 3.66% | +11.6% | |
| SQNS | Sell | Sequans Communications S.A. AD | $12,027,000 | +67.1% | 2,362,804 | -1.5% | 3.19% | +126.8% |
| LLNW | Sell | Limelight Networks, Inc. | $11,957,000 | +32.0% | 2,097,688 | -5.5% | 3.17% | +79.1% |
| CEVA | Sell | CEVA, Inc. | $11,293,000 | -10.9% | 453,000 | -3.6% | 2.99% | +20.9% |
| KIDS | Sell | OrthoPediatrics Corporation | $11,182,000 | -32.4% | 282,095 | -19.8% | 2.96% | -8.2% |
| ARGX | Sell | argenx SE - ADR (Netherlands) | $10,538,000 | -30.9% | 80,000 | -15.8% | 2.79% | -6.2% |
| RGEN | Sell | Repligen Corporation | $9,654,000 | -13.7% | 100,000 | -17.4% | 2.56% | +17.1% |
| OPRX | Buy | OptimizeRx Corporation | $8,914,000 | -8.8% | 983,866 | +3.3% | 2.36% | +23.8% |
| IOTS | Sell | Adesto Technologies Corp | $8,907,000 | -44.3% | 795,946 | -57.7% | 2.36% | -24.3% |
| PI | Buy | Impinj, Inc. | $8,896,000 | -31.1% | 532,377 | +6.7% | 2.36% | -6.5% |
| LIQT | LiqTech International, Inc. | $8,766,000 | -26.7% | 2,043,290 | 0.0% | 2.32% | -0.5% | |
| RETA | Sell | Reata Pharmaceuticals, Inc. | $8,660,000 | -43.5% | 60,000 | -20.0% | 2.30% | -23.4% |
| RESN | New | Resonant, Inc. | $6,907,000 | – | 4,666,666 | +100.0% | 1.83% | – |
| GAIA | Sell | Gaia, Inc. | $6,876,000 | +6.1% | 774,271 | -4.5% | 1.82% | +44.0% |
| VMD | Buy | Viemed Healthcare, Inc. | $6,788,000 | -0.2% | 1,445,000 | +33.1% | 1.80% | +35.4% |
| AMSC | Buy | American Superconductor Corp | $6,205,000 | -29.1% | 1,132,314 | +1.6% | 1.64% | -3.7% |
| XCUR | Sell | Exicure, Inc. | $5,982,000 | -54.5% | 4,042,200 | -12.0% | 1.59% | -38.2% |
| ATOM | Sell | Atomera Incorporated | $5,803,000 | +13.5% | 1,657,938 | -0.1% | 1.54% | +54.1% |
| LMAT | Sell | LeMaitre Vascular Inc. | $5,732,000 | -49.4% | 230,000 | -27.0% | 1.52% | -31.3% |
| PFSW | Sell | Pfsweb, Inc. | $5,443,000 | -22.2% | 1,814,185 | -1.0% | 1.44% | +5.6% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $4,968,000 | -59.9% | 360,000 | -31.8% | 1.32% | -45.6% |
| WIFI | Sell | Boingo Wireless, Inc. | $4,513,000 | -13.2% | 425,316 | -10.4% | 1.20% | +17.8% |
| MRAM | Buy | Everspin Technology, Inc. | $4,401,000 | -46.1% | 1,679,723 | +8.2% | 1.17% | -26.9% |
| LOVE | Sell | Lovesac Company, The | $4,250,000 | -64.4% | 729,016 | -1.9% | 1.13% | -51.6% |
| ETON | Buy | Eton Pharmaceuticals, Inc. | $4,169,000 | +12.0% | 1,016,882 | +96.7% | 1.10% | +52.0% |
| CDMO | Sell | Avid Bioservices, Inc. | $3,727,000 | -42.4% | 729,332 | -13.5% | 0.99% | -21.8% |
| CELH | Sell | Celsius Holdings, Inc. | $3,684,000 | -27.0% | 875,050 | -16.2% | 0.98% | -0.9% |
| SHSP | Sell | SharpSpring, Inc. | $3,558,000 | -47.8% | 587,098 | -1.3% | 0.94% | -29.3% |
| RDCM | Buy | RADCOM, Ltd. (Israel) | $3,516,000 | -20.3% | 578,312 | +10.5% | 0.93% | +8.1% |
| RADA | New | RADA Electronic Industries,Ltd | $3,500,000 | – | 1,000,000 | +100.0% | 0.93% | – |
| HEAR | Buy | Turtle Beach Corporation | $3,498,000 | -30.9% | 560,543 | +4.7% | 0.93% | -6.2% |
| PROF | New | Profound Medical Corp. (U.S.) | $3,399,000 | – | 348,939 | +100.0% | 0.90% | – |
| MLND | Millendo Therapeutics, Inc. | $3,231,000 | -21.7% | 611,900 | 0.0% | 0.86% | +6.3% | |
| SPRO | Sell | Spero Therapeutics, Inc. | $3,199,000 | -29.9% | 395,949 | -16.5% | 0.85% | -4.8% |
| AEHR | Aehr Test Systems | $3,171,000 | -16.5% | 1,898,524 | 0.0% | 0.84% | +13.3% | |
| INSE | Sell | Inspired Entertainment, Inc. | $2,895,000 | -57.0% | 856,594 | -14.2% | 0.77% | -41.7% |
| CEMI | New | Chembio Diagnostics Inc. | $2,688,000 | – | 525,000 | +100.0% | 0.71% | – |
| CTRN | Sell | Citi Trends, Inc. | $2,648,000 | -67.8% | 297,536 | -16.4% | 0.70% | -56.3% |
| KOPN | Buy | Kopin Corporation | $2,571,000 | -12.0% | 7,361,611 | +1.1% | 0.68% | +19.4% |
| CNTY | Sell | Century Casinos, Inc. | $2,505,000 | -69.9% | 1,039,336 | -1.1% | 0.66% | -59.2% |
| VJET | voxeljet AG, ADR (Germany) | $2,434,000 | -57.4% | 2,785,927 | 0.0% | 0.64% | -42.2% | |
| SPNE | New | SeaSpine Holdings Corp. | $2,403,000 | – | 294,077 | +100.0% | 0.64% | – |
| VSLR | Sell | Vivint Solar, Inc. | $1,966,000 | -55.6% | 450,000 | -26.1% | 0.52% | -39.7% |
| BWEN | Buy | Broadwind Energy, Inc. | $1,932,000 | -14.7% | 1,380,092 | +1.1% | 0.51% | +15.6% |
| MSON | New | Misonix,Inc. | $1,911,000 | – | 202,901 | +100.0% | 0.51% | – |
| BEAT | Sell | BioTelemetry, Inc. | $1,868,000 | -32.8% | 48,500 | -19.2% | 0.50% | -8.8% |
| CDNA | Sell | CareDx, Inc. | $1,762,000 | -65.2% | 80,700 | -65.7% | 0.47% | -52.8% |
| VERU | Veru,Inc. | $1,635,000 | -2.4% | 500,000 | 0.0% | 0.43% | +32.7% | |
| AQMS | Sell | Aqua Metals, Inc. | $1,520,000 | -63.8% | 3,376,647 | -39.2% | 0.40% | -50.9% |
| ONEW | New | OneWater Marine, Inc. - CL A | $1,394,000 | – | 182,240 | +100.0% | 0.37% | – |
| DSPG | Sell | DSP Group, Inc. | $1,397,000 | -55.5% | 104,237 | -47.8% | 0.37% | -39.7% |
| MAGS | New | Magal Security System, Ltd | $1,163,000 | – | 395,656 | +100.0% | 0.31% | – |
| TCMD | Sell | Tactile Systems Technology, In | $1,147,000 | -87.0% | 28,560 | -78.2% | 0.30% | -82.4% |
| ITI | Sell | Iteris, Inc. | $1,137,000 | -39.1% | 355,359 | -4.9% | 0.30% | -17.5% |
| PRPL | Sell | Purple Innovation, Inc. | $1,098,000 | -68.5% | 193,313 | -51.7% | 0.29% | -57.3% |
| JYNT | New | The Joint Corp. | $1,063,000 | – | 97,958 | +100.0% | 0.28% | – |
| QUIK | New | QuickLogic Corporation | $882,000 | – | 310,690 | +100.0% | 0.23% | – |
| MVIS | Sell | Microvision, Inc. | $790,000 | -84.2% | 4,581,322 | -33.9% | 0.21% | -78.6% |
| TA | Buy | TravelCenters of America LLC | $782,000 | +57.7% | 80,000 | +176.5% | 0.21% | +113.4% |
| EMAN | Sell | eMagin Corporation | $730,000 | -52.8% | 3,410,100 | -24.1% | 0.19% | -35.8% |
| ZEAL | Zealand Pharma A/S ADR (Denmar | $689,000 | +3.9% | 19,981 | 0.0% | 0.18% | +40.8% | |
| WPRT | Sell | Westport Fuel Systems Inc. | $687,000 | -66.2% | 730,000 | -14.9% | 0.18% | -54.2% |
| LRN | New | K12 Inc. | $660,000 | – | 35,000 | +100.0% | 0.18% | – |
| PWFL | Sell | Powerfleet, Inc. | $657,000 | -49.5% | 190,000 | -5.0% | 0.17% | -31.5% |
| NEON | Neonode, Inc. | $630,000 | -8.8% | 356,210 | 0.0% | 0.17% | +23.7% | |
| CVV | CVD Equipment Corporation | $617,000 | -26.1% | 259,414 | 0.0% | 0.16% | +0.6% | |
| PRMW | New | Primo Water Corp. | $554,000 | – | 61,142 | +100.0% | 0.15% | – |
| IZEA | Sell | IZEA Worldwide, Inc. | $454,000 | -15.8% | 2,268,000 | -0.4% | 0.12% | +14.3% |
| NVEE | Sell | NV5 Global, Inc. | $413,000 | -45.4% | 10,000 | -33.3% | 0.11% | -25.7% |
| MWK | Sell | Mohawk Group Holdings, Inc. | $390,000 | -85.2% | 239,558 | -46.6% | 0.10% | -80.0% |
| CVU | CPI Aerostructures, Inc. | $356,000 | -66.6% | 158,438 | 0.0% | 0.09% | -54.8% | |
| GLUU | New | Glu Mobile Inc. | $182,000 | – | 28,956 | +100.0% | 0.05% | – |
| VERBW | Sell | Verb Technology @3.443 4/9/24warrants | $124,000 | -56.9% | 427,915 | -33.1% | 0.03% | -41.1% |
| ANCN | Sell | Anchiano Therapeutics, Ltd. - | $124,000 | -71.7% | 158,123 | -49.5% | 0.03% | -61.6% |
| DXLG | Destination XL Group, Inc. | $100,000 | -72.6% | 285,176 | 0.0% | 0.03% | -62.0% | |
| TUESQ | Sell | Tuesday Morning Corporation | $90,000 | -89.1% | 156,200 | -64.8% | 0.02% | -85.1% |
| Buy | Ideal Power, Inc. | $52,000 | +79.3% | 27,605 | +119.0% | 0.01% | +133.3% | |
| New | Ocean Power Technologies @3.85warrants | $29,000 | – | 714,280 | +100.0% | 0.01% | – | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $4,000 | -42.9% | 137,092 | 0.0% | 0.00% | 0.0% | |
| SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $5,000 | -61.5% | 130,261 | 0.0% | 0.00% | -66.7% | |
| Exit | Ocean Power Technologies @3.85warrants | $0 | – | -714,280 | -100.0% | -0.01% | – | |
| MYO | Exit | Myomo, Inc. | $0 | – | -373,159 | -100.0% | -0.02% | – |
| AMTX | Exit | Aemetis, Inc. | $0 | – | -178,944 | -100.0% | -0.03% | – |
| OPTT | Exit | Ocean Power Technologies, Inc. | $0 | – | -211,891 | -100.0% | -0.04% | – |
| ENSV | Exit | Enservco Corporation | $0 | – | -2,540,068 | -100.0% | -0.09% | – |
| ERII | Exit | Energy Recovery Inc. | $0 | – | -79,400 | -100.0% | -0.15% | – |
| ZAGG | Exit | Zagg, Inc. | $0 | – | -110,000 | -100.0% | -0.17% | – |
| PCTI | Exit | PC-Tel, Inc. | $0 | – | -120,698 | -100.0% | -0.20% | – |
| OPK | Exit | OPKO Health, Inc. | $0 | – | -1,000,000 | -100.0% | -0.29% | – |
| Exit | Magal Security System, Ltd | $0 | – | -395,656 | -100.0% | -0.29% | – | |
| QUIK | Exit | QuickLogic Corporation | $0 | – | -310,690 | -100.0% | -0.36% | – |
| PRMW | Exit | Primo Water Corp. | $0 | – | -172,000 | -100.0% | -0.38% | – |
| GHM | Exit | Graham Corp. | $0 | – | -158,729 | -100.0% | -0.68% | – |
| AKTS | Exit | Akoustis Technologies, Inc. | $0 | – | -773,611 | -100.0% | -1.21% | – |
| BLUSF | Exit | Bellus Health, Inc. (Canada) | $0 | – | -1,461,988 | -100.0% | -2.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.