$471 Million is the total value of AWM Investment Company, Inc.'s 97 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 28.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPSN | Sell | LivePerson, Inc. | $26,396,000 | +13.7% | 739,394 | -10.7% | 5.60% | +26.2% |
| Sell | Zealand Pharma A/S (Denmark)warrants | $19,941,000 | -28.4% | 12,270,185 | -15.0% | 4.23% | -20.5% | |
| LIQT | LiqTech International, Inc. | $17,169,000 | -20.3% | 2,173,290 | 0.0% | 3.64% | -11.5% | |
| GNSS | Sell | LRAD Corporation | $16,250,000 | -0.2% | 4,850,706 | -2.0% | 3.45% | +10.7% |
| IOTS | Sell | Adesto Technologies Corporatio | $15,867,000 | -28.3% | 1,853,651 | -31.7% | 3.37% | -20.4% |
| PI | Sell | Impinj, Inc. | $15,387,000 | +4.8% | 499,077 | -2.7% | 3.26% | +16.3% |
| OPRX | Sell | OptimizeRx Corporation | $15,119,000 | -31.2% | 1,044,164 | -23.1% | 3.21% | -23.7% |
| CEVA | CEVA, Inc. | $14,333,000 | +22.6% | 480,000 | 0.0% | 3.04% | +36.1% | |
| OOMA | Ooma,Inc. | $13,031,000 | -0.8% | 1,253,006 | 0.0% | 2.76% | +10.1% | |
| KIDS | OrthoPediatrics, Corp. | $12,096,000 | -9.6% | 343,041 | 0.0% | 2.57% | +0.4% | |
| NPTN | Sell | NeoPhotonics Corporation | $11,886,000 | +31.8% | 1,951,722 | -9.5% | 2.52% | +46.3% |
| LOVE | Lovesac Company, The | $10,914,000 | -39.9% | 584,600 | 0.0% | 2.32% | -33.3% | |
| ARGX | argenx SE - ADR (Netherlands) | $10,826,000 | -19.5% | 95,000 | 0.0% | 2.30% | -10.7% | |
| LMAT | LeMaitre Vascular Inc. | $10,767,000 | +22.2% | 315,000 | 0.0% | 2.28% | +35.6% | |
| INFU | Buy | Infusystem Holdings, Inc. | $10,580,000 | +32.6% | 2,000,000 | +7.8% | 2.24% | +47.1% |
| MRAM | Sell | Everspin Technology, Inc. | $9,520,000 | -7.7% | 1,553,091 | -1.9% | 2.02% | +2.4% |
| BLUSF | New | Bellus Health, Inc. (Canada) | $9,394,000 | – | 1,461,988 | +100.0% | 1.99% | – |
| XCUR | New | Exicure, Inc. | $9,283,000 | – | 3,669,200 | +100.0% | 1.97% | – |
| RGEN | Repligen Corporation | $9,279,000 | -10.8% | 121,000 | 0.0% | 1.97% | -1.0% | |
| AMSC | Buy | American Superconductor Corp | $8,736,000 | -14.4% | 1,114,328 | +1.3% | 1.85% | -5.0% |
| AQMS | Aqua Metals, Inc. | $8,707,000 | +1.8% | 5,121,986 | 0.0% | 1.85% | +13.0% | |
| SQNS | Buy | Sequans Communications S.A. AD | $8,298,000 | -2.0% | 9,559,338 | +2.0% | 1.76% | +8.8% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $8,269,000 | -1.0% | 565,000 | -5.8% | 1.76% | +9.9% |
| CNTY | Sell | Century Casinos, Inc. | $8,123,000 | -25.9% | 1,050,836 | -7.0% | 1.72% | -17.8% |
| INSE | Inspired Entertainment, Inc. | $7,180,000 | -14.8% | 998,543 | 0.0% | 1.52% | -5.5% | |
| VMD | New | Viemed Healthcare, Inc. | $7,178,000 | – | 1,040,200 | +100.0% | 1.52% | – |
| CTRN | Citi Trends, Inc. | $6,511,000 | +25.2% | 355,808 | 0.0% | 1.38% | +38.9% | |
| SPRO | Spero Therapeutics, Inc. | $6,342,000 | -7.9% | 598,315 | 0.0% | 1.35% | +2.2% | |
| ATOM | Atomera Incorporated | $6,256,000 | -25.1% | 1,659,450 | 0.0% | 1.33% | -16.9% | |
| HEAR | Sell | Turtle Beach Corporation | $6,250,000 | -3.5% | 535,543 | -4.5% | 1.33% | +7.0% |
| LLNW | Buy | Limelight Networks, Inc. | $6,060,000 | +50.9% | 2,000,000 | +34.4% | 1.29% | +67.4% |
| RETA | Reata Pharmaceuticals, Inc. | $6,022,000 | -14.9% | 75,000 | 0.0% | 1.28% | -5.5% | |
| WIFI | Buy | Boingo Wireless, Inc. | $5,565,000 | -18.8% | 501,381 | +31.5% | 1.18% | -9.8% |
| TCMD | Sell | Tactile Systems Technology | $5,532,000 | -27.9% | 130,714 | -3.0% | 1.17% | -19.9% |
| CDNA | Sell | CareDx, Inc. | $5,313,000 | -40.9% | 235,000 | -6.0% | 1.13% | -34.5% |
| VJET | voxeljet AG, ADR (Germany) | $5,265,000 | +2.7% | 2,785,927 | 0.0% | 1.12% | +14.0% | |
| GAIA | Buy | Gaia, Inc. | $5,175,000 | -4.7% | 791,835 | +10.6% | 1.10% | +5.8% |
| KOPN | Kopin Corporation | $4,940,000 | -37.8% | 7,282,997 | 0.0% | 1.05% | -31.0% | |
| PFSW | Pfsweb, Inc. | $4,635,000 | -37.5% | 1,832,185 | 0.0% | 0.98% | -30.7% | |
| RDCM | RADCOM, Ltd. | $4,569,000 | +11.1% | 499,298 | 0.0% | 0.97% | +23.1% | |
| GHM | Buy | Graham Corp. | $4,524,000 | +17.3% | 227,794 | +19.3% | 0.96% | +30.1% |
| CDMO | Buy | Avid Bioservices, Inc. | $4,416,000 | +11.7% | 833,162 | +18.1% | 0.94% | +23.9% |
| MVIS | Sell | Microvision, Inc. | $4,108,000 | -29.0% | 6,927,200 | -3.6% | 0.87% | -21.2% |
| VSLR | Sell | Vivint Solar, Inc. | $3,984,000 | -13.7% | 609,205 | -3.7% | 0.84% | -4.3% |
| MWK | Sell | Mohawk Group Holdings, Inc. | $3,821,000 | -16.2% | 488,638 | -13.5% | 0.81% | -6.9% |
| AEHR | Aehr Test Systems | $3,398,000 | +8.5% | 1,898,524 | 0.0% | 0.72% | +20.4% | |
| DSPG | Sell | DSP Group, Inc. | $3,332,000 | -38.2% | 236,538 | -37.0% | 0.71% | -31.5% |
| SHSP | SharpSpring, Inc. | $3,075,000 | -25.3% | 317,020 | 0.0% | 0.65% | -17.2% | |
| CELH | New | Celsius Holdings, Inc. | $3,070,000 | – | 883,520 | +100.0% | 0.65% | – |
| ETON | Buy | Eton Pharmaceuticals, Inc. | $3,056,000 | -9.0% | 483,466 | +13.8% | 0.65% | +0.9% |
| CVU | Sell | CPI Aerostructures, Inc. | $2,853,000 | -30.6% | 347,140 | -29.0% | 0.60% | -23.0% |
| KRUS | New | Kura Sushi USA, Inc. | $2,679,000 | – | 136,554 | +100.0% | 0.57% | – |
| BEAT | Sell | BioTelemetry, Inc. | $2,444,000 | -40.3% | 60,000 | -29.4% | 0.52% | -33.7% |
| TRVN | Sell | Trevena, Inc. | $2,204,000 | -34.2% | 2,278,345 | -30.0% | 0.47% | -27.0% |
| ITI | Iteris, Inc. | $2,148,000 | +11.1% | 373,859 | 0.0% | 0.46% | +23.2% | |
| BWEN | Buy | Broadwind Energy, Inc. | $2,065,000 | -20.6% | 1,221,874 | +4.3% | 0.44% | -11.9% |
| OPK | Buy | OPKO Health, Inc. | $1,975,000 | +34.9% | 945,000 | +57.5% | 0.42% | +49.6% |
| REED | Sell | Reed's, Inc. | $1,950,000 | -78.4% | 1,500,000 | -37.1% | 0.41% | -76.0% |
| QUIK | QuickLogic Corporation | $1,905,000 | -38.9% | 5,419,435 | 0.0% | 0.40% | -32.2% | |
| WPRT | New | Westport Fuel Systems Inc. | $1,839,000 | – | 676,139 | +100.0% | 0.39% | – |
| EMAN | eMagin Corporation | $1,744,000 | -14.7% | 4,492,624 | 0.0% | 0.37% | -5.4% | |
| Magal Security System, Ltd | $1,634,000 | -18.1% | 395,656 | 0.0% | 0.35% | -8.9% | ||
| PCTI | Sell | PC-Tel, Inc. | $1,436,000 | +69.7% | 170,987 | -10.5% | 0.30% | +88.3% |
| PRMW | Primo Water Corp. | $1,253,000 | -0.2% | 102,000 | 0.0% | 0.27% | +10.8% | |
| ENSV | Buy | Enservco Corporation | $1,152,000 | -28.4% | 4,486,629 | +4.9% | 0.24% | -20.5% |
| PWFL | New | Powerfleet, Inc. | $1,096,000 | – | 200,000 | +100.0% | 0.23% | – |
| VERU | Sell | Veru,Inc. | $1,080,000 | -49.3% | 500,000 | -50.0% | 0.23% | -43.7% |
| NVEE | NV5 Global, Inc. | $1,024,000 | -16.1% | 15,000 | 0.0% | 0.22% | -6.9% | |
| CVV | CVD Equipment Corporation | $859,000 | -9.3% | 259,414 | 0.0% | 0.18% | +0.6% | |
| MNTX | Sell | Manitex International, Inc. | $817,000 | -59.9% | 122,798 | -63.2% | 0.17% | -55.5% |
| TUESQ | Sell | Tuesday Morning Corporation | $698,000 | -60.5% | 444,300 | -57.5% | 0.15% | -56.2% |
| Verb Technology Company, Inc. | $691,000 | -46.0% | 640,000 | 0.0% | 0.15% | -40.0% | ||
| ZAGG | Buy | Zagg, Inc. | $690,000 | +67.9% | 110,000 | +86.4% | 0.15% | +84.8% |
| New | Ideal Power, Inc. | $646,000 | – | 240,035 | +100.0% | 0.14% | – | |
| IZEA | Buy | IZEA Worldwide, Inc. | $587,000 | -46.5% | 2,278,000 | +6.4% | 0.12% | -40.5% |
| NEON | Neonode, Inc. | $572,000 | +11.5% | 238,413 | 0.0% | 0.12% | +23.5% | |
| ZEAL | Zealand Pharma A/S ADR (Denmar | $507,000 | +17.6% | 19,981 | 0.0% | 0.11% | +31.7% | |
| DXLG | Destination XL Group, Inc. | $482,000 | -4.0% | 285,176 | 0.0% | 0.10% | +6.2% | |
| ALOT | New | AstroNova, Inc. | $423,000 | – | 26,188 | +100.0% | 0.09% | – |
| OPTT | Sell | Ocean Power Technologies, Inc. | $410,000 | -38.6% | 229,168 | -34.5% | 0.09% | -32.0% |
| TA | Sell | TravelCenters of America LLC | $355,000 | -32.3% | 28,934 | -80.0% | 0.08% | -25.0% |
| SONM | New | Sonim Technologies, Inc. | $311,000 | – | 106,042 | +100.0% | 0.07% | – |
| MYO | Sell | Myomo, Inc. | $291,000 | -31.0% | 473,159 | -21.6% | 0.06% | -23.5% |
| AMTX | New | Aemetis, Inc. | $263,000 | – | 241,443 | +100.0% | 0.06% | – |
| VERBW | Verb Technology Co. @3.443 4/9warrants | $218,000 | -64.5% | 640,000 | 0.0% | 0.05% | -60.7% | |
| STIM | Neuronetics, Inc. | $192,000 | -33.6% | 23,074 | 0.0% | 0.04% | -25.5% | |
| SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $33,000 | -23.3% | 130,261 | 0.0% | 0.01% | -12.5% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $3,000 | +50.0% | 137,092 | 0.0% | 0.00% | – | |
| CLRB | Exit | Cellectar Biosciences @4.68 8/warrants | $0 | – | -106,600 | -100.0% | -0.00% | – |
| IMMR | Exit | Immersion Corporation | $0 | – | -19,309 | -100.0% | -0.03% | – |
| ANCN | Exit | Anchiano Therapeutics, Ltd. | $0 | – | -100,000 | -100.0% | -0.09% | – |
| MXL | Exit | MaxLinear, Inc. | $0 | – | -24,731 | -100.0% | -0.11% | – |
| NNDM | Exit | Nano Dimension, Ltd. ADR (Isra | $0 | – | -1,333,000 | -100.0% | -0.12% | – |
| CYRX | Exit | Cryoport, Inc. | $0 | – | -35,000 | -100.0% | -0.12% | – |
| IPWR | Exit | Ideal Power, Inc. | $0 | – | -2,431,829 | -100.0% | -0.14% | – |
| DFRG | Exit | Del Frisco's Restaurant Group | $0 | – | -99,900 | -100.0% | -0.15% | – |
| MLND | Exit | Millendo Therapeutics, Inc. | $0 | – | -77,629 | -100.0% | -0.17% | – |
| IDSY | Exit | I.D. Systems Inc. | $0 | – | -200,000 | -100.0% | -0.22% | – |
| CBMG | Exit | Cellular Biomedicine Group | $0 | – | -80,165 | -100.0% | -0.25% | – |
| SIEN | Exit | Sientra, Inc. | $0 | – | -350,000 | -100.0% | -0.41% | – |
| Exit | Zafgen, Inc. | $0 | – | -1,857,171 | -100.0% | -0.42% | – | |
| KRNT | Exit | Kornit Digital, Ltd. (Israel) | $0 | – | -102,200 | -100.0% | -0.62% | – |
| MCFT | Exit | MasterCraft Boat Holdings, Inc | $0 | – | -323,174 | -100.0% | -1.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.