$599 Million is the total value of AWM Investment Company, Inc.'s 93 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 24.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPSN | Sell | LivePerson, Inc. | $34,024,000 | +8.7% | 1,612,507 | -15.7% | 5.68% | -5.9% |
| CEVA | Buy | CEVA, Inc. | $21,702,000 | -15.9% | 718,623 | +0.9% | 3.62% | -27.2% |
| TCMD | Sell | Tactile Systems Technology | $21,003,000 | +35.9% | 403,906 | -16.9% | 3.51% | +17.7% |
| KOPN | Kopin Corporation | $18,916,000 | -8.3% | 6,614,094 | 0.0% | 3.16% | -20.6% | |
| OOMA | Sell | Ooma,Inc. | $18,891,000 | +28.7% | 1,335,051 | -0.9% | 3.15% | +11.4% |
| SQNS | Buy | Sequans Communications - ADR | $18,495,000 | +27.9% | 9,066,057 | +5.3% | 3.09% | +10.7% |
| CORI | Buy | Corium International Inc. | $18,370,000 | -29.4% | 2,293,343 | +1.1% | 3.07% | -38.9% |
| IOTS | Sell | Adesto Technologies Corp. | $15,986,000 | +11.4% | 1,903,062 | -1.8% | 2.67% | -3.5% |
| HEAR | New | Turtle Beach Corporation | $15,350,000 | – | 755,409 | +100.0% | 2.56% | – |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $14,955,000 | -21.1% | 900,909 | -8.5% | 2.50% | -31.7% |
| NPTN | Buy | NeoPhotonics Corporation | $14,772,000 | -7.8% | 2,371,183 | +1.3% | 2.47% | -20.2% |
| OPRX | New | OptimizeRx Corporation | $14,226,000 | – | 1,367,925 | +100.0% | 2.38% | – |
| MRAM | Buy | Everspin Technology, Inc. | $14,147,000 | +39.9% | 1,585,981 | +18.4% | 2.36% | +21.1% |
| AXGN | AxoGen, Inc. | $13,141,000 | +37.7% | 261,506 | 0.0% | 2.19% | +19.2% | |
| GNSS | Buy | LRAD Corporation | $13,020,000 | +41.9% | 4,950,706 | +24.1% | 2.17% | +22.8% |
| LOXO | Sell | Loxo Oncology, Inc. | $13,011,000 | +32.7% | 75,000 | -11.8% | 2.17% | +14.9% |
| KIDS | OrthoPediatrics, Corp. | $12,239,000 | +76.9% | 459,418 | 0.0% | 2.04% | +53.1% | |
| PFSW | Sell | Pfsweb, Inc. | $12,235,000 | -5.9% | 1,258,725 | -15.4% | 2.04% | -18.6% |
| LMAT | Sell | LeMaitre Vascular Inc. | $11,724,000 | -8.5% | 350,194 | -1.0% | 1.96% | -20.8% |
| PI | Sell | Impinj, Inc. | $11,510,000 | +68.3% | 520,573 | -0.9% | 1.92% | +45.6% |
| CTRN | Sell | Citi Trends, Inc. | $10,693,000 | -19.5% | 389,700 | -9.4% | 1.78% | -30.4% |
| EMAN | eMagin Corporation | $9,773,000 | +24.1% | 5,429,524 | 0.0% | 1.63% | +7.4% | |
| DSPG | Buy | DSP Group, Inc. | $9,650,000 | +6.2% | 775,140 | +0.7% | 1.61% | -8.0% |
| MVIS | Buy | Microvision, Inc. | $9,112,000 | +9.5% | 8,135,860 | +10.4% | 1.52% | -5.2% |
| AMSC | Sell | American Superconductor, Corp. | $8,770,000 | +7.9% | 1,252,914 | -10.3% | 1.46% | -6.6% |
| LOVE | New | Lovesac Company, The | $8,715,000 | – | 420,000 | +100.0% | 1.46% | – |
| ARGX | argenx SE - ADR (Netherlands) | $8,286,000 | +3.0% | 100,000 | 0.0% | 1.38% | -10.8% | |
| ASUR | Buy | Asure Software, Inc. | $7,964,000 | +91.8% | 499,327 | +47.2% | 1.33% | +65.9% |
| MCFT | MCBC Holdings, Inc. | $7,744,000 | +14.9% | 267,500 | 0.0% | 1.29% | -0.5% | |
| Buy | Zafgen Inc. | $7,202,000 | +91.8% | 703,977 | +39.7% | 1.20% | +66.0% | |
| AQMS | Buy | Aqua Metals, Inc. | $7,143,000 | +150.4% | 2,480,184 | +125.2% | 1.19% | +116.7% |
| CLSD | Buy | Clearside Biomedical, Inc. | $7,109,000 | +18.3% | 664,995 | +18.7% | 1.19% | +2.4% |
| INSE | Buy | Inspired Entertainment, Inc. | $6,839,000 | +26.3% | 1,094,283 | +11.1% | 1.14% | +9.3% |
| KRNT | Kornit Digital Ltd., Israel | $6,478,000 | +38.0% | 363,958 | 0.0% | 1.08% | +19.4% | |
| CNTY | Buy | Century Casinos, Inc. | $6,306,000 | +21.5% | 720,689 | +3.6% | 1.05% | +5.2% |
| MNTX | Manitex Int'l Inc. | $6,086,000 | +9.2% | 487,682 | 0.0% | 1.02% | -5.5% | |
| INFU | Infusystem Holdings, Inc. | $6,036,000 | +22.4% | 1,700,270 | 0.0% | 1.01% | +6.0% | |
| RGEN | Repligen Corporation | $5,692,000 | +30.0% | 121,000 | 0.0% | 0.95% | +12.6% | |
| ATOM | Atomera Incorporated | $5,423,000 | -1.9% | 886,062 | 0.0% | 0.90% | -15.1% | |
| ASPU | New | Aspen Group, Inc. | $5,067,000 | – | 678,380 | +100.0% | 0.85% | – |
| MXWL | Buy | Maxwell Technologies, Inc. | $4,891,000 | +45.1% | 940,615 | +65.5% | 0.82% | +25.5% |
| Sell | Yatra Online, Inc.preferred | $4,826,000 | -12.8% | 2,118,430 | -92.6% | 0.81% | -24.5% | |
| SHSP | Buy | SharpSpring, Inc. | $4,806,000 | +37.3% | 549,837 | +0.0% | 0.80% | +18.8% |
| ENSV | Sell | Enservco Corp | $4,640,000 | +23.7% | 4,000,000 | -3.0% | 0.78% | +7.2% |
| ECOR | New | Electrocore, LLC | $4,540,000 | – | 275,000 | +100.0% | 0.76% | – |
| GAIA | Gaia, Inc. | $4,252,000 | +30.6% | 210,000 | 0.0% | 0.71% | +13.1% | |
| AEHR | Aehr Test Systems | $4,235,000 | +4.4% | 1,802,226 | 0.0% | 0.71% | -9.6% | |
| Sell | Trillium Therapeutics Inc. | $4,207,000 | -38.8% | 701,138 | -26.5% | 0.70% | -47.0% | |
| ZEAL | Buy | Zealand Pharma A/S ADR (Denmar | $4,165,000 | -13.5% | 328,478 | +2.4% | 0.70% | -25.2% |
| MXL | Buy | MaxLinear, Inc. | $4,144,000 | -29.9% | 265,840 | +2.2% | 0.69% | -39.4% |
| TUESQ | Buy | Tuesday Morning Corporation | $4,013,000 | +56.3% | 1,315,839 | +102.4% | 0.67% | +35.4% |
| BEAT | Sell | BioTelemetry, Inc. | $4,014,000 | +30.3% | 89,189 | -10.1% | 0.67% | +12.8% |
| CDNA | Buy | CareDx, Inc. | $3,807,000 | +73.3% | 311,002 | +12.8% | 0.64% | +50.0% |
| BFRA | Biofrontera AG (Germany) | $3,674,000 | -26.5% | 302,418 | 0.0% | 0.61% | -36.3% | |
| SRTS | Sensus Healthcare, Inc | $3,571,000 | +24.3% | 491,938 | 0.0% | 0.60% | +7.6% | |
| STIM | New | Neuronetics, Inc. | $3,326,000 | – | 125,000 | +100.0% | 0.56% | – |
| OPK | Buy | OPKO Health Inc. | $3,290,000 | +307.2% | 700,000 | +174.5% | 0.55% | +251.9% |
| REED | Buy | Reed's, Inc. | $3,268,000 | +72.4% | 1,146,756 | +2.8% | 0.55% | +49.2% |
| QUIK | New | QuickLogic Corp. | $3,105,000 | – | 2,700,000 | +100.0% | 0.52% | – |
| LIQT | New | LiqTech International Inc. | $2,982,000 | – | 4,005,250 | +100.0% | 0.50% | – |
| BWEN | Buy | Broadwind Energy, Inc. | $2,766,000 | +9.6% | 1,171,834 | +2.2% | 0.46% | -4.9% |
| GHM | New | Graham Corp. | $2,506,000 | – | 97,107 | +100.0% | 0.42% | – |
| AVAV | Sell | Aerovironment, Inc. | $2,493,000 | +6.6% | 34,900 | -32.1% | 0.42% | -7.8% |
| RETA | Buy | Reata Pharmaceuticals, Inc. | $2,448,000 | +83.6% | 70,000 | +7.7% | 0.41% | +59.1% |
| SCPH | Buy | scPharmaceuticals, Inc. | $2,297,000 | -13.2% | 405,807 | +90.2% | 0.38% | -24.9% |
| SPRO | Sell | Spero Therapeutics, Inc. | $2,061,000 | -58.7% | 140,474 | -59.9% | 0.34% | -64.2% |
| DTRM | Determine, Inc. | $2,052,000 | -0.7% | 1,455,220 | 0.0% | 0.34% | -13.8% | |
| VSLR | Vivint Solar Inc. | $2,042,000 | +35.6% | 412,556 | 0.0% | 0.34% | +17.6% | |
| Buy | Magal Security Sys Ltd (Israel | $1,958,000 | +156.3% | 367,374 | +177.3% | 0.33% | +122.4% | |
| JNP | Buy | Juniper Pharmaceuticals, Inc | $1,740,000 | +14.3% | 200,000 | +33.3% | 0.29% | -1.0% |
| CVV | Sell | CVD Equipment Corporation | $1,728,000 | -34.3% | 259,414 | -9.9% | 0.29% | -43.2% |
| PCTI | PC-Tel, Inc. | $1,712,000 | -13.1% | 274,399 | 0.0% | 0.29% | -24.7% | |
| ITI | Iteris, Inc. | $1,620,000 | -2.4% | 334,769 | 0.0% | 0.27% | -15.6% | |
| NTN | Buy | NTN Buzztime, Inc. | $1,266,000 | -26.1% | 285,112 | +13.3% | 0.21% | -36.1% |
| NEON | Buy | Neonode, Inc. | $1,212,000 | -6.6% | 3,202,806 | +4.0% | 0.20% | -19.2% |
| VERU | Veru,Inc. | $1,172,000 | +11.6% | 580,000 | 0.0% | 0.20% | -3.0% | |
| DMRC | Sell | Digimarc Corporation | $1,173,000 | -3.9% | 43,772 | -14.1% | 0.20% | -16.6% |
| XPLR | Xplore Technologies, Corp. | $1,109,000 | +18.6% | 288,732 | 0.0% | 0.18% | +2.8% | |
| NVEE | Sell | NV5 Global Inc. | $1,039,000 | -25.9% | 15,000 | -40.4% | 0.17% | -35.9% |
| SAIA | Saia, Inc. | $971,000 | +7.5% | 12,010 | 0.0% | 0.16% | -6.9% | |
| IPWR | Sell | Ideal Power, Inc. | $927,000 | -13.8% | 874,300 | -7.3% | 0.16% | -25.1% |
| AIRG | New | Airgain, Inc. | $874,000 | – | 95,107 | +100.0% | 0.15% | – |
| NLST | Sell | Netlist, Inc. | $838,000 | -47.5% | 4,751,218 | -31.2% | 0.14% | -54.5% |
| SITOQ | Buy | SITO Mobile Ltd. | $783,000 | +56.0% | 302,495 | +142.0% | 0.13% | +35.1% |
| SRTSW | Sensus Healthcare, Inc @6.75 7warrants | $619,000 | +108.4% | 494,939 | 0.0% | 0.10% | +80.7% | |
| DXLG | New | Destination XL Group, Inc. | $597,000 | – | 265,461 | +100.0% | 0.10% | – |
| CBKCQ | Sell | Christopher & Banks Corp. | $515,000 | -35.8% | 547,960 | -26.9% | 0.09% | -44.5% |
| IZEA | Sell | IZEA Inc. | $482,000 | -75.8% | 507,885 | -6.5% | 0.08% | -79.1% |
| VCRA | Sell | Vocera Communications, Inc. | $444,000 | -94.5% | 14,850 | -95.7% | 0.07% | -95.2% |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $19,000 | +46.2% | 106,600 | 0.0% | 0.00% | 0.0% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $12,000 | 0.0% | 137,092 | 0.0% | 0.00% | 0.0% | |
| OVAS | Exit | OvaScience, Inc. | $0 | – | -150,000 | -100.0% | -0.02% | – |
| KTOS | Exit | Kratos Defense & Security | $0 | – | -17,407 | -100.0% | -0.04% | – |
| LPTX | Exit | Leap Therapeutic, Inc. | $0 | – | -96,600 | -100.0% | -0.16% | – |
| ASPN | Exit | Aspen Aerogels, Inc. | $0 | – | -320,264 | -100.0% | -0.26% | – |
| XELB | Exit | XCel Brands Inc. | $0 | – | -429,277 | -100.0% | -0.26% | – |
| DERM | Exit | Dermira, Inc. | $0 | – | -196,000 | -100.0% | -0.30% | – |
| XSPA | Exit | XpresSpa Group, Inc. | $0 | – | -2,643,745 | -100.0% | -0.37% | – |
| PETX | Exit | Aratana Therapeutics, Inc. | $0 | – | -613,795 | -100.0% | -0.52% | – |
| SCTPF | Exit | Trillium Therapeutics @6.30Cdpreferred | $0 | – | -11,664,286 | -100.0% | -0.54% | – |
| CELC | Exit | Celcuity Inc. | $0 | – | -192,377 | -100.0% | -0.61% | – |
| ASV | Exit | ASV Holdings Inc. | $0 | – | -621,330 | -100.0% | -0.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.