$519 Million is the total value of AWM Investment Company, Inc.'s 100 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 22.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPSN | LivePerson, Inc. | $31,287,000 | +42.2% | 1,913,578 | 0.0% | 6.03% | +41.3% | |
| CORI | Sell | Corium International Inc. | $26,018,000 | +19.3% | 2,268,343 | -0.0% | 5.02% | +18.6% |
| CEVA | CEVA, Inc. | $25,795,000 | -21.6% | 712,558 | 0.0% | 4.97% | -22.1% | |
| KOPN | Sell | Kopin Corporation | $20,636,000 | -3.1% | 6,614,094 | -0.6% | 3.98% | -3.7% |
| UCTT | Buy | Ultra Clean Holdings, Inc. | $18,961,000 | +4.6% | 985,000 | +25.5% | 3.66% | +3.9% |
| NPTN | NeoPhotonics Corporation | $16,030,000 | +4.1% | 2,340,183 | 0.0% | 3.09% | +3.4% | |
| TCMD | Tactile Systems Technology | $15,456,000 | +9.7% | 486,035 | 0.0% | 2.98% | +9.0% | |
| OOMA | Ooma,Inc. | $14,684,000 | -8.8% | 1,347,149 | 0.0% | 2.83% | -9.4% | |
| SQNS | Buy | Sequans Communications - ADR | $14,458,000 | +2.9% | 8,606,057 | +17.0% | 2.79% | +2.2% |
| IOTS | Buy | Adesto Technologies Corp. | $14,345,000 | +23.5% | 1,938,500 | +7.7% | 2.77% | +22.8% |
| CTRN | Citi Trends, Inc. | $13,291,000 | +16.8% | 430,000 | 0.0% | 2.56% | +16.1% | |
| PFSW | Sell | Pfsweb, Inc. | $13,009,000 | +12.2% | 1,488,492 | -4.6% | 2.51% | +11.5% |
| LMAT | Sell | LeMaitre Vascular Inc. | $12,818,000 | -20.1% | 353,794 | -29.8% | 2.47% | -20.6% |
| MRAM | New | Everspin Technology, Inc. | $10,113,000 | – | 1,339,524 | +100.0% | 1.95% | – |
| LOXO | Loxo Oncology, Inc. | $9,806,000 | +37.1% | 85,000 | 0.0% | 1.89% | +36.1% | |
| AXGN | Sell | AxoGen, Inc. | $9,545,000 | +19.8% | 261,506 | -7.1% | 1.84% | +19.0% |
| GNSS | LRAD Corporation | $9,176,000 | -7.6% | 3,989,757 | 0.0% | 1.77% | -8.2% | |
| DSPG | Buy | DSP Group, Inc. | $9,084,000 | -2.3% | 769,816 | +3.5% | 1.75% | -2.9% |
| MVIS | Microvision, Inc. | $8,325,000 | -30.7% | 7,367,231 | 0.0% | 1.60% | -31.1% | |
| AMSC | Buy | American Superconductor, Corp. | $8,127,000 | +94.5% | 1,396,324 | +21.3% | 1.57% | +93.2% |
| ARGX | argenx SE - ADR (Netherlands) | $8,044,000 | +27.4% | 100,000 | 0.0% | 1.55% | +26.6% | |
| VCRA | Sell | Vocera Communications, Inc. | $8,027,000 | -33.4% | 342,757 | -14.1% | 1.55% | -33.8% |
| EMAN | Buy | eMagin Corporation | $7,873,000 | +46.3% | 5,429,524 | +66.5% | 1.52% | +45.4% |
| KIDS | OrthoPediatrics, Corp. | $6,919,000 | -21.5% | 459,418 | 0.0% | 1.33% | -22.0% | |
| Sell | Trillium Therapeutics Corp. Ca | $6,870,000 | -2.9% | 954,138 | -1.5% | 1.32% | -3.5% | |
| PI | Buy | Impinj, Inc. | $6,838,000 | -41.1% | 525,225 | +1.9% | 1.32% | -41.5% |
| MCFT | MCBC Holdings, Inc. | $6,741,000 | +13.4% | 267,500 | 0.0% | 1.30% | +12.7% | |
| CLSD | Buy | Clearside Biomedical, Inc. | $6,010,000 | +680.5% | 560,155 | +409.2% | 1.16% | +677.9% |
| MXL | MaxLinear, Inc. | $5,915,000 | -13.9% | 260,000 | 0.0% | 1.14% | -14.4% | |
| MNTX | Manitex Int'l Inc. | $5,574,000 | +19.1% | 487,682 | 0.0% | 1.08% | +18.3% | |
| Buy | Trillium @.28Cd 12/13/18 R/R 5warrants | $5,534,000 | -20.5% | 28,766,223 | +169.3% | 1.07% | -21.0% | |
| ATOM | Atomera Incorporated | $5,529,000 | +44.1% | 886,062 | 0.0% | 1.07% | +43.1% | |
| INSE | New | Inspired Entertainment, Inc. | $5,417,000 | – | 984,937 | +100.0% | 1.04% | – |
| CNTY | Buy | Century Casinos, Inc. | $5,190,000 | -15.8% | 695,689 | +3.1% | 1.00% | -16.3% |
| BFRA | New | Biofrontera AG (Germany) | $4,996,000 | – | 302,418 | +100.0% | 0.96% | – |
| SPRO | Spero Therapeutics, Inc. | $4,987,000 | +21.3% | 350,000 | 0.0% | 0.96% | +20.6% | |
| INFU | Buy | Infusystem Holdings, Inc. | $4,931,000 | +41.6% | 1,700,270 | +12.3% | 0.95% | +40.7% |
| ZEAL | Buy | Zealand Pharma A/S ADR (Denmar | $4,817,000 | +16.9% | 320,719 | +5.9% | 0.93% | +16.3% |
| KRNT | Buy | Kornit Digital Ltd., Israel | $4,695,000 | +9.8% | 363,958 | +37.4% | 0.90% | +9.0% |
| ASV | Buy | ASV Holdings Inc. | $4,511,000 | -8.0% | 621,330 | +28.6% | 0.87% | -8.6% |
| RGEN | Repligen Corporation | $4,378,000 | -0.3% | 121,000 | 0.0% | 0.84% | -0.9% | |
| ASUR | Buy | Asure Software, Inc. | $4,153,000 | -5.5% | 339,327 | +9.0% | 0.80% | -6.1% |
| AEHR | Buy | Aehr Test Systems | $4,055,000 | -17.0% | 1,802,226 | +0.0% | 0.78% | -17.5% |
| Buy | Zafgen Inc. | $3,755,000 | +103.1% | 503,977 | +25.9% | 0.72% | +101.7% | |
| ENSV | Buy | Enservco Corp | $3,752,000 | +47.9% | 4,123,442 | +4.7% | 0.72% | +47.0% |
| SHSP | Buy | SharpSpring, Inc. | $3,501,000 | +49.9% | 549,637 | +3.6% | 0.68% | +49.0% |
| MXWL | New | Maxwell Technologies, Inc. | $3,370,000 | – | 568,311 | +100.0% | 0.65% | – |
| GAIA | New | Gaia, Inc. | $3,255,000 | – | 210,000 | +100.0% | 0.63% | – |
| CELC | Sell | Celcuity Inc. | $3,170,000 | -16.6% | 192,377 | -4.1% | 0.61% | -17.2% |
| BEAT | BioTelemetry, Inc. | $3,080,000 | +3.8% | 99,189 | 0.0% | 0.59% | +3.1% | |
| SRTS | Sensus Healthcare, Inc | $2,873,000 | +12.1% | 491,938 | 0.0% | 0.55% | +11.5% | |
| AQMS | Sell | Aqua Metals, Inc. | $2,853,000 | -44.3% | 1,101,467 | -54.2% | 0.55% | -44.7% |
| SCTPF | Buy | Trillium Therapeutics @6.30Cdpreferred | $2,782,000 | -1.1% | 11,664,286 | +2900.0% | 0.54% | -1.8% |
| PETX | Sell | Aratana Therapeutics, Inc. | $2,707,000 | -65.2% | 613,795 | -58.5% | 0.52% | -65.4% |
| SCPH | Buy | scPharmaceuticals, Inc. | $2,645,000 | +32.5% | 213,317 | +29.2% | 0.51% | +31.8% |
| CVV | Sell | CVD Equipment Corporation | $2,629,000 | -21.6% | 287,900 | -0.3% | 0.51% | -22.1% |
| TUESQ | Tuesday Morning Corporation | $2,568,000 | +43.6% | 650,100 | 0.0% | 0.50% | +42.7% | |
| BWEN | Broadwind Energy, Inc. | $2,523,000 | -19.1% | 1,146,834 | 0.0% | 0.49% | -19.7% | |
| AVAV | Buy | Aerovironment, Inc. | $2,338,000 | +47.4% | 51,379 | +81.9% | 0.45% | +46.4% |
| CDNA | Buy | CareDx, Inc. | $2,197,000 | +71.1% | 275,700 | +57.5% | 0.42% | +70.3% |
| DTRM | Determine, Inc. | $2,066,000 | -21.6% | 1,455,220 | 0.0% | 0.40% | -22.1% | |
| IZEA | IZEA Inc. | $1,988,000 | -19.0% | 543,216 | 0.0% | 0.38% | -19.5% | |
| PCTI | PC-Tel, Inc. | $1,970,000 | -2.6% | 274,399 | 0.0% | 0.38% | -3.1% | |
| XSPA | XpresSpa Group, Inc. | $1,903,000 | -47.5% | 2,643,745 | 0.0% | 0.37% | -47.8% | |
| REED | Buy | Reed's, Inc. | $1,896,000 | +24.7% | 1,115,458 | +13.7% | 0.37% | +24.1% |
| NTN | Sell | NTN Buzztime, Inc. | $1,712,000 | +41.1% | 251,562 | -12.7% | 0.33% | +40.4% |
| ITI | Sell | Iteris, Inc. | $1,660,000 | -28.9% | 334,769 | -0.1% | 0.32% | -29.4% |
| NLST | Netlist, Inc. | $1,596,000 | -24.9% | 6,909,089 | 0.0% | 0.31% | -25.2% | |
| DERM | Buy | Dermira, Inc. | $1,566,000 | -44.0% | 196,000 | +95.0% | 0.30% | -44.3% |
| JNP | New | Juniper Pharmaceuticals, Inc | $1,522,000 | – | 150,000 | +100.0% | 0.29% | – |
| VSLR | New | Vivint Solar Inc. | $1,506,000 | – | 412,556 | +100.0% | 0.29% | – |
| NVEE | NV5 Global Inc. | $1,402,000 | +2.9% | 25,156 | 0.0% | 0.27% | +2.3% | |
| XELB | Sell | XCel Brands Inc. | $1,374,000 | -3.2% | 429,277 | -0.2% | 0.26% | -3.6% |
| ASPN | Sell | Aspen Aerogels, Inc. | $1,368,000 | -72.0% | 320,264 | -68.0% | 0.26% | -72.1% |
| RETA | Buy | Reata Pharmaceuticals, Inc. | $1,333,000 | -1.8% | 65,000 | +35.6% | 0.26% | -2.3% |
| NEON | Neonode, Inc. | $1,298,000 | -43.3% | 3,080,979 | 0.0% | 0.25% | -43.7% | |
| DMRC | Sell | Digimarc Corporation | $1,220,000 | -34.3% | 50,945 | -0.8% | 0.24% | -34.7% |
| IPWR | Buy | Ideal Power, Inc. | $1,075,000 | -6.8% | 943,000 | +16.2% | 0.21% | -7.6% |
| VERU | Sell | Veru,Inc. | $1,050,000 | +52.2% | 580,000 | -3.3% | 0.20% | +50.7% |
| XPLR | Buy | Xplore Technologies, Corp. | $935,000 | +20.6% | 288,732 | +5.5% | 0.18% | +20.0% |
| SAIA | Saia, Inc. | $903,000 | +6.2% | 12,010 | 0.0% | 0.17% | +5.5% | |
| OPK | OPKO Health Inc. | $808,000 | -35.3% | 255,000 | 0.0% | 0.16% | -35.5% | |
| LPTX | New | Leap Therapeutic, Inc. | $802,000 | – | 96,600 | +100.0% | 0.16% | – |
| CBKCQ | Christopher & Banks Corp. | $802,000 | -15.8% | 749,960 | 0.0% | 0.16% | -16.2% | |
| Buy | Magal Security Sys Ltd(Israel) | $764,000 | +58.5% | 132,464 | +39.0% | 0.15% | +56.4% | |
| SITOQ | New | SITO Mobile Ltd. | $502,000 | – | 125,000 | +100.0% | 0.10% | – |
| SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $297,000 | -14.2% | 494,939 | 0.0% | 0.06% | -14.9% | |
| KTOS | Kratos Defense & Security | $179,000 | -2.7% | 17,407 | 0.0% | 0.04% | -2.8% | |
| OVAS | OvaScience, Inc. | $122,000 | -41.9% | 150,000 | 0.0% | 0.02% | -41.5% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $13,000 | +18.2% | 106,600 | 0.0% | 0.00% | +50.0% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $12,000 | -42.9% | 137,092 | 0.0% | 0.00% | -50.0% | |
| GLDD | Exit | Great Lakes Dredge & Dock Co. | $0 | – | -109,391 | -100.0% | -0.12% | – |
| SYRS | Exit | Syros Pharmaceuticals, Inc. | $0 | – | -65,000 | -100.0% | -0.12% | – |
| VSTM | Exit | Verastem, Inc. | $0 | – | -458,500 | -100.0% | -0.27% | – |
| AUPH | Exit | Aurinia Pharmaceuticals Inc. | $0 | – | -354,520 | -100.0% | -0.31% | – |
| IDN | Exit | Intellicheck, Inc. | $0 | – | -714,135 | -100.0% | -0.36% | – |
| ERII | Exit | Energy Recovery Inc. | $0 | – | -212,242 | -100.0% | -0.36% | – |
| AKTX | Exit | Akari Therapeutics Plc. - ADR | $0 | – | -684,000 | -100.0% | -0.58% | – |
| FPRX | Exit | Five Prime Therapeutics, Inc. | $0 | – | -150,000 | -100.0% | -0.64% | – |
| BV | Exit | Bazaarvoice Inc. | $0 | – | -644,230 | -100.0% | -0.68% | – |
| PTGX | Exit | Protagonist Therapeutics, Inc. | $0 | – | -177,212 | -100.0% | -0.72% | – |
| PKE | Exit | Park Electrochemical Corp. | $0 | – | -197,000 | -100.0% | -0.75% | – |
| Exit | Everspin Technology, Inc. | $0 | – | -857,549 | -100.0% | -1.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.