$605 Million is the total value of AWM Investment Company, Inc.'s 91 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 17.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPSN | Sell | LivePerson, Inc. | $37,930,000 | +11.5% | 1,461,659 | -9.4% | 6.27% | +10.4% |
| OPRX | OptimizeRx Corporation | $24,623,000 | +73.1% | 1,367,925 | 0.0% | 4.07% | +71.4% | |
| OOMA | Sell | Ooma,Inc. | $21,933,000 | +16.1% | 1,321,281 | -1.0% | 3.63% | +15.0% |
| CORI | Sell | Corium International Inc. | $21,537,000 | +17.2% | 2,264,661 | -1.3% | 3.56% | +16.1% |
| CEVA | Buy | CEVA, Inc. | $20,675,000 | -4.7% | 719,123 | +0.1% | 3.42% | -5.7% |
| NPTN | NeoPhotonics Corporation | $19,681,000 | +33.2% | 2,371,183 | 0.0% | 3.25% | +32.0% | |
| KIDS | OrthoPediatrics, Corp. | $16,833,000 | +37.5% | 459,418 | 0.0% | 2.78% | +36.2% | |
| IOTS | Buy | Adesto Technologies Corp. | $16,652,000 | +4.2% | 2,798,612 | +47.1% | 2.75% | +3.1% |
| KOPN | Kopin Corporation | $16,006,000 | -15.4% | 6,614,094 | 0.0% | 2.65% | -16.2% | |
| TCMD | Sell | Tactile Systems Technology | $15,824,000 | -24.7% | 222,714 | -44.9% | 2.62% | -25.4% |
| GNSS | LRAD Corporation | $15,149,000 | +16.4% | 4,950,706 | 0.0% | 2.50% | +15.2% | |
| SQNS | Buy | Sequans Communications - ADR | $13,155,000 | -28.9% | 9,264,157 | +2.2% | 2.18% | -29.5% |
| LMAT | Sell | LeMaitre Vascular Inc. | $12,784,000 | +9.0% | 330,000 | -5.8% | 2.11% | +8.0% |
| MRAM | Buy | Everspin Technology, Inc. | $12,473,000 | -11.8% | 1,624,042 | +2.4% | 2.06% | -12.7% |
| LOXO | Sell | Loxo Oncology, Inc. | $11,958,000 | -8.1% | 70,000 | -6.7% | 1.98% | -9.0% |
| LOVE | Lovesac Company, The | $10,492,000 | +20.4% | 420,000 | 0.0% | 1.73% | +19.2% | |
| AMSC | Buy | American Superconductor | $10,398,000 | +18.6% | 1,496,068 | +19.4% | 1.72% | +17.4% |
| HEAR | Sell | Turtle Beach Corporation | $10,360,000 | -32.5% | 519,543 | -31.2% | 1.71% | -33.1% |
| CTRN | Sell | Citi Trends, Inc. | $10,065,000 | -5.9% | 349,845 | -10.2% | 1.66% | -6.8% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $9,538,000 | -36.2% | 760,000 | -15.6% | 1.58% | -36.8% |
| PI | Sell | Impinj, Inc. | $9,439,000 | -18.0% | 380,283 | -26.9% | 1.56% | -18.8% |
| DSPG | DSP Group, Inc. | $9,224,000 | -4.4% | 775,140 | 0.0% | 1.52% | -5.3% | |
| MVIS | Sell | Microvision, Inc. | $9,063,000 | -0.5% | 7,489,678 | -7.9% | 1.50% | -1.5% |
| CDNA | CareDx, Inc. | $8,972,000 | +135.7% | 311,002 | 0.0% | 1.48% | +133.2% | |
| AXGN | Sell | AxoGen, Inc. | $8,709,000 | -33.7% | 236,348 | -9.6% | 1.44% | -34.4% |
| MXWL | Buy | Maxwell Technologies, Inc. | $8,488,000 | +73.5% | 2,431,963 | +158.6% | 1.40% | +71.9% |
| Zafgen Inc. | $8,229,000 | +14.3% | 703,977 | 0.0% | 1.36% | +13.1% | ||
| EMAN | eMagin Corporation | $8,144,000 | -16.7% | 5,429,524 | 0.0% | 1.35% | -17.5% | |
| MCFT | Sell | MCBC Holdings, Inc. | $7,983,000 | +3.1% | 222,500 | -16.8% | 1.32% | +2.1% |
| PFSW | Sell | Pfsweb, Inc. | $7,748,000 | -36.7% | 1,047,058 | -16.8% | 1.28% | -37.3% |
| ARGX | Sell | argenx SE - ADR (Netherlands) | $7,205,000 | -13.0% | 95,000 | -5.0% | 1.19% | -13.9% |
| SHSP | Sell | SharpSpring, Inc. | $7,164,000 | +49.1% | 511,006 | -7.1% | 1.18% | +47.6% |
| INSE | Buy | Inspired Entertainment, Inc. | $6,737,000 | -1.5% | 1,104,483 | +0.9% | 1.11% | -2.5% |
| RGEN | Repligen Corporation | $6,711,000 | +17.9% | 121,000 | 0.0% | 1.11% | +16.7% | |
| KRNT | Sell | Kornit Digital Ltd., Israel | $6,563,000 | +1.3% | 299,688 | -17.7% | 1.08% | +0.4% |
| ASUR | Asure Software, Inc. | $6,202,000 | -22.1% | 499,327 | 0.0% | 1.02% | -22.9% | |
| AMRS | New | Amyris Inc. | $5,876,000 | – | 740,000 | +100.0% | 0.97% | – |
| RETA | Reata Pharmaceuticals, Inc. | $5,723,000 | +133.8% | 70,000 | 0.0% | 0.95% | +131.3% | |
| SPRO | Buy | Spero Therapeutics, Inc. | $5,680,000 | +175.6% | 540,474 | +284.8% | 0.94% | +173.0% |
| SRTS | Buy | Sensus Healthcare, Inc | $5,547,000 | +55.3% | 661,938 | +34.6% | 0.92% | +53.9% |
| INFU | Infusystem Holdings, Inc. | $5,526,000 | -8.4% | 1,700,270 | 0.0% | 0.91% | -9.3% | |
| NVTRQ | New | Nuvectra Corporation | $5,495,000 | – | 250,000 | +100.0% | 0.91% | – |
| CLSD | Buy | Clearside Biomedical, Inc. | $5,382,000 | -24.3% | 875,126 | +31.6% | 0.89% | -25.0% |
| CNTY | Century Casinos, Inc. | $5,376,000 | -14.7% | 720,689 | 0.0% | 0.89% | -15.6% | |
| ATOM | Atomera Incorporated | $5,299,000 | -2.3% | 886,062 | 0.0% | 0.88% | -3.2% | |
| AQMS | Sell | Aqua Metals, Inc. | $5,102,000 | -28.6% | 1,977,430 | -20.3% | 0.84% | -29.3% |
| BEAT | Sell | BioTelemetry, Inc. | $4,834,000 | +20.4% | 75,000 | -15.9% | 0.80% | +19.3% |
| RDCM | New | RADCOM Ltd. | $4,372,000 | – | 388,662 | +100.0% | 0.72% | – |
| ECOR | Buy | Electrocore, LLC | $4,341,000 | -4.4% | 310,062 | +12.7% | 0.72% | -5.3% |
| Yatra Online, Inc. (India)preferred | $4,315,000 | -10.6% | 2,118,430 | 0.0% | 0.71% | -11.5% | ||
| TUESQ | Tuesday Morning Corporation | $4,211,000 | +4.9% | 1,315,839 | 0.0% | 0.70% | +3.9% | |
| BFRA | Biofrontera AG (Germany) | $4,111,000 | +11.9% | 302,418 | 0.0% | 0.68% | +10.9% | |
| Trillium Therapeutics Inc. | $4,067,000 | -3.3% | 701,138 | 0.0% | 0.67% | -4.3% | ||
| STIM | Neuronetics, Inc. | $4,007,000 | +20.5% | 125,000 | 0.0% | 0.66% | +19.3% | |
| AEHR | Aehr Test Systems | $4,001,000 | -5.5% | 1,802,226 | 0.0% | 0.66% | -6.5% | |
| MNTX | Sell | Manitex Int'l Inc. | $3,620,000 | -40.5% | 343,825 | -29.5% | 0.60% | -41.1% |
| ASPU | Sell | Aspen Group, Inc. | $3,252,000 | -35.8% | 478,296 | -29.5% | 0.54% | -36.4% |
| GAIA | Gaia, Inc. | $3,234,000 | -23.9% | 210,000 | 0.0% | 0.54% | -24.6% | |
| ENSV | Buy | Enservco Corp | $3,202,000 | -31.0% | 4,053,300 | +1.3% | 0.53% | -31.7% |
| LIQT | Sell | LiqTech International Inc. | $2,856,000 | -4.2% | 1,720,568 | -57.0% | 0.47% | -5.2% |
| REED | Sell | Reed's, Inc. | $2,857,000 | -12.6% | 879,112 | -23.3% | 0.47% | -13.6% |
| SCPH | Buy | scPharmaceuticals, Inc. | $2,758,000 | +20.1% | 469,799 | +15.8% | 0.46% | +19.1% |
| GHM | Buy | Graham Corp. | $2,747,000 | +9.6% | 97,507 | +0.4% | 0.45% | +8.6% |
| QUIK | QuickLogic Corp. | $2,700,000 | -13.0% | 2,700,000 | 0.0% | 0.45% | -13.9% | |
| BWEN | Broadwind Energy, Inc. | $2,555,000 | -7.6% | 1,171,834 | 0.0% | 0.42% | -8.7% | |
| MXL | Sell | MaxLinear, Inc. | $2,386,000 | -42.4% | 120,000 | -54.9% | 0.39% | -43.1% |
| VSLR | Vivint Solar Inc. | $2,145,000 | +5.0% | 412,556 | 0.0% | 0.36% | +4.1% | |
| Buy | Magal Security Sys Ltd(Israel) | $2,123,000 | +8.4% | 377,784 | +2.8% | 0.35% | +7.3% | |
| OPK | Sell | OPKO Health Inc. | $2,076,000 | -36.9% | 600,000 | -14.3% | 0.34% | -37.5% |
| ITI | Iteris, Inc. | $1,801,000 | +11.2% | 334,769 | 0.0% | 0.30% | +10.4% | |
| STRO | New | Sutro Biopharma, Inc. | $1,672,000 | – | 111,483 | +100.0% | 0.28% | – |
| CVV | CVD Equipment Corporation | $1,595,000 | -7.7% | 259,414 | 0.0% | 0.26% | -8.3% | |
| VERU | Buy | Veru,Inc. | $1,420,000 | +21.2% | 1,000,000 | +72.4% | 0.24% | +19.9% |
| DMRC | Digimarc Corporation | $1,377,000 | +17.4% | 43,772 | 0.0% | 0.23% | +16.3% | |
| NVEE | NV5 Global Inc. | $1,300,000 | +25.1% | 15,000 | 0.0% | 0.22% | +24.3% | |
| PCTI | PC-Tel, Inc. | $1,276,000 | -25.5% | 274,399 | 0.0% | 0.21% | -26.2% | |
| NTN | NTN Buzztime, Inc. | $1,269,000 | +0.2% | 285,112 | 0.0% | 0.21% | -0.5% | |
| SRTSW | Sensus Healthcare, Inc @6.75 7warrants | $1,079,000 | +74.3% | 494,939 | 0.0% | 0.18% | +72.8% | |
| DTRM | Determine, Inc. | $1,033,000 | -49.7% | 1,455,220 | 0.0% | 0.17% | -50.1% | |
| SAIA | Saia, Inc. | $918,000 | -5.5% | 12,010 | 0.0% | 0.15% | -6.2% | |
| IZEA | New | IZEA Worldwide, Inc. | $817,000 | – | 514,029 | +100.0% | 0.14% | – |
| DXLG | Destination XL Group, Inc. | $664,000 | +11.2% | 265,461 | 0.0% | 0.11% | +10.0% | |
| IPWR | Ideal Power, Inc. | $557,000 | -39.9% | 874,300 | 0.0% | 0.09% | -40.6% | |
| SITOQ | SITO Mobile Ltd. | $538,000 | -31.3% | 302,495 | 0.0% | 0.09% | -32.1% | |
| DFRG | New | Del Frisco's Restaurant Group | $513,000 | – | 61,818 | +100.0% | 0.08% | – |
| CBKCQ | Christopher & Banks Corp. | $417,000 | -19.0% | 547,960 | 0.0% | 0.07% | -19.8% | |
| OVAS | New | OvaScience, Inc. | $219,000 | – | 300,000 | +100.0% | 0.04% | – |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $7,000 | -41.7% | 137,092 | 0.0% | 0.00% | -50.0% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $9,000 | -52.6% | 106,600 | 0.0% | 0.00% | -66.7% | |
| VCRA | Exit | Vocera Communications, Inc. | $0 | – | -14,850 | -100.0% | -0.07% | – |
| IZEA | Exit | IZEA Inc. | $0 | – | -507,885 | -100.0% | -0.08% | – |
| NLST | Exit | Netlist, Inc. | $0 | – | -4,751,218 | -100.0% | -0.14% | – |
| AIRG | Exit | Airgain, Inc. | $0 | – | -95,107 | -100.0% | -0.15% | – |
| XPLR | Exit | Xplore Technologies, Corp. | $0 | – | -288,732 | -100.0% | -0.18% | – |
| NEON | Exit | Neonode, Inc. | $0 | – | -3,202,806 | -100.0% | -0.20% | – |
| JNP | Exit | Juniper Pharmaceuticals, Inc | $0 | – | -200,000 | -100.0% | -0.29% | – |
| AVAV | Exit | Aerovironment, Inc. | $0 | – | -34,900 | -100.0% | -0.42% | – |
| ZEAL | Exit | Zealand Pharma A/S ADR (Denmar | $0 | – | -328,478 | -100.0% | -0.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.