$515 Million is the total value of AWM Investment Company, Inc.'s 103 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 28.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Sell | CEVA, Inc. | $32,885,000 | -8.3% | 712,558 | -15.0% | 6.38% | +1.9% |
| LPSN | Sell | LivePerson, Inc. | $22,006,000 | -19.3% | 1,913,578 | -5.0% | 4.27% | -10.4% |
| CORI | Sell | Corium International Inc. | $21,800,000 | -14.5% | 2,268,443 | -1.4% | 4.23% | -4.9% |
| KOPN | Kopin Corporation | $21,289,000 | -23.3% | 6,652,845 | 0.0% | 4.13% | -14.7% | |
| UCTT | Buy | Ultra Clean Holdings, Inc. | $18,126,000 | -20.7% | 785,000 | +5.1% | 3.52% | -11.9% |
| OOMA | Ooma,Inc. | $16,098,000 | +13.3% | 1,347,149 | 0.0% | 3.12% | +25.9% | |
| LMAT | Sell | LeMaitre Vascular Inc. | $16,041,000 | -23.7% | 503,794 | -10.3% | 3.11% | -15.2% |
| NPTN | Sell | NeoPhotonics Corporation | $15,398,000 | +12.9% | 2,340,183 | -4.6% | 2.99% | +25.4% |
| TCMD | Buy | Tactile Systems Technology | $14,085,000 | -5.5% | 486,035 | +0.9% | 2.73% | +5.0% |
| SQNS | Sell | Sequans Communications - ADR | $14,050,000 | -42.1% | 7,356,057 | -4.8% | 2.73% | -35.7% |
| VCRA | Sell | Vocera Communications, Inc. | $12,053,000 | -9.8% | 398,834 | -6.3% | 2.34% | +0.3% |
| MVIS | Buy | Microvision, Inc. | $12,009,000 | -41.0% | 7,367,231 | +0.7% | 2.33% | -34.4% |
| PI | Buy | Impinj, Inc. | $11,608,000 | -43.2% | 515,224 | +5.0% | 2.25% | -36.8% |
| IOTS | Adesto Technologies Corp. | $11,611,000 | -17.8% | 1,800,200 | 0.0% | 2.25% | -8.7% | |
| PFSW | Pfsweb, Inc. | $11,594,000 | -11.0% | 1,560,394 | 0.0% | 2.25% | -1.1% | |
| CTRN | Citi Trends, Inc. | $11,378,000 | +33.2% | 430,000 | 0.0% | 2.21% | +48.0% | |
| GNSS | LRAD Corporation | $9,934,000 | +16.9% | 3,989,757 | 0.0% | 1.93% | +29.9% | |
| DSPG | DSP Group, Inc. | $9,295,000 | -3.8% | 743,639 | 0.0% | 1.80% | +6.9% | |
| KIDS | New | OrthoPediatrics, Corp. | $8,816,000 | – | 459,418 | +100.0% | 1.71% | – |
| AXGN | Sell | AxoGen, Inc. | $7,967,000 | +22.2% | 281,506 | -16.5% | 1.55% | +35.7% |
| PETX | Sell | Aratana Therapeutics, Inc. | $7,771,000 | -18.9% | 1,477,417 | -5.4% | 1.51% | -9.9% |
| LOXO | Sell | Loxo Oncology, Inc. | $7,155,000 | -37.9% | 85,000 | -32.0% | 1.39% | -30.9% |
| Sell | Trillium Therapeutics Corp. | $7,075,000 | +27.2% | 969,138 | -10.2% | 1.37% | +41.4% | |
| New | Trillium @.28Cd 12/13/18 R/R 5warrants | $6,964,000 | – | 10,681,637 | +100.0% | 1.35% | – | |
| MXL | MaxLinear, Inc. | $6,869,000 | +11.2% | 260,000 | 0.0% | 1.33% | +23.7% | |
| Buy | Everspin Technology, Inc. | $6,432,000 | -45.1% | 857,549 | +25.0% | 1.25% | -39.1% | |
| ARGX | argenx SE - ADR (Netherlands) | $6,314,000 | +181.4% | 100,000 | 0.0% | 1.22% | +212.5% | |
| CNTY | New | Century Casinos, Inc. | $6,163,000 | – | 675,000 | +100.0% | 1.20% | – |
| MCFT | Sell | MCBC Holdings, Inc. | $5,944,000 | -15.7% | 267,500 | -22.7% | 1.15% | -6.4% |
| EMAN | eMagin Corporation (F4) | $5,381,000 | -26.7% | 3,261,000 | 0.0% | 1.04% | -18.5% | |
| AQMS | Buy | Aqua Metals, Inc. | $5,123,000 | -49.5% | 2,405,046 | +62.4% | 0.99% | -43.9% |
| ASV | Sell | ASV Holdings Inc. | $4,905,000 | +16.9% | 483,230 | -6.0% | 0.95% | +29.9% |
| AEHR | Buy | Aehr Test Systems | $4,883,000 | -16.4% | 1,801,926 | +26.2% | 0.95% | -7.1% |
| ASPN | New | Aspen Aerogels, Inc. | $4,880,000 | – | 1,000,000 | +100.0% | 0.95% | – |
| MNTX | Manitex Int'l Inc. | $4,682,000 | +6.9% | 487,682 | 0.0% | 0.91% | +18.8% | |
| ASUR | Buy | Asure Software, Inc. | $4,397,000 | +28.9% | 311,413 | +13.4% | 0.85% | +43.1% |
| RGEN | Repligen Corporation | $4,390,000 | -5.3% | 121,000 | 0.0% | 0.85% | +5.2% | |
| KRNT | Sell | Kornit Digital Ltd., Israel | $4,276,000 | -20.2% | 264,798 | -24.4% | 0.83% | -11.3% |
| AMSC | Buy | American Superconductor, Corp. | $4,179,000 | +52.6% | 1,151,252 | +90.8% | 0.81% | +69.7% |
| ZEAL | Buy | Zealand Pharma A/S ADR (Denmar | $4,119,000 | -23.4% | 302,901 | +8.1% | 0.80% | -15.0% |
| SPRO | New | Spero Therapeutics, Inc. | $4,112,000 | – | 350,000 | +100.0% | 0.80% | – |
| PKE | Park Electrochemical Corp. | $3,871,000 | +6.2% | 197,000 | 0.0% | 0.75% | +18.1% | |
| ATOM | Buy | Atomera Incorporated | $3,837,000 | +17.6% | 886,062 | +5.7% | 0.74% | +30.7% |
| CELC | Sell | Celcuity Inc. | $3,801,000 | +3.5% | 200,596 | -33.1% | 0.74% | +15.1% |
| PTGX | New | Protagonist Therapeutics, Inc. | $3,686,000 | – | 177,212 | +100.0% | 0.72% | – |
| XSPA | New | XpresSpa Group, Inc. | $3,622,000 | – | 2,643,745 | +100.0% | 0.70% | – |
| BV | Bazaarvoice Inc. | $3,511,000 | +10.1% | 644,230 | 0.0% | 0.68% | +22.3% | |
| INFU | Buy | Infusystem Holdings, Inc. | $3,482,000 | +14.5% | 1,513,817 | +2.0% | 0.68% | +27.3% |
| CVV | CVD Equipment Corporation | $3,355,000 | +6.6% | 288,700 | 0.0% | 0.65% | +18.4% | |
| FPRX | Buy | Five Prime Therapeutics, Inc. | $3,288,000 | -19.6% | 150,000 | +50.0% | 0.64% | -10.6% |
| BWEN | Sell | Broadwind Energy, Inc. | $3,119,000 | -32.0% | 1,146,834 | -19.1% | 0.60% | -24.6% |
| BEAT | BioTelemetry, Inc. | $2,966,000 | -9.4% | 99,189 | 0.0% | 0.58% | +0.7% | |
| AKTX | New | Akari Therapeutics Plc. - ADR | $2,962,000 | – | 684,000 | +100.0% | 0.58% | – |
| SCTPF | New | Trillium Therapeutics @6.30Cdpreferred | $2,813,000 | – | 388,810 | +100.0% | 0.55% | – |
| DERM | Buy | Dermira, Inc. | $2,795,000 | +38.0% | 100,500 | +34.0% | 0.54% | +53.1% |
| DTRM | Determine, Inc. | $2,634,000 | -15.6% | 1,455,220 | 0.0% | 0.51% | -6.2% | |
| SRTS | Sensus Healthcare, Inc | $2,563,000 | +4.6% | 491,938 | 0.0% | 0.50% | +16.1% | |
| ENSV | Enservco Corp | $2,536,000 | +20.7% | 3,938,797 | 0.0% | 0.49% | +34.1% | |
| IZEA | IZEA Inc. | $2,455,000 | -36.3% | 543,216 | 0.0% | 0.48% | -29.4% | |
| SHSP | SharpSpring, Inc. | $2,335,000 | +35.4% | 530,734 | 0.0% | 0.45% | +50.5% | |
| ITI | Sell | Iteris, Inc. | $2,335,000 | -8.8% | 334,969 | -13.0% | 0.45% | +1.3% |
| NEON | Sell | Neonode, Inc. | $2,289,000 | -42.0% | 3,080,979 | -0.0% | 0.44% | -35.6% |
| NLST | Netlist, Inc. | $2,125,000 | -58.2% | 6,909,089 | 0.0% | 0.41% | -53.6% | |
| PCTI | PC-Tel, Inc. | $2,022,000 | +16.9% | 274,399 | 0.0% | 0.39% | +29.8% | |
| SCPH | New | Scpharmaceuticals, Inc. | $1,996,000 | – | 165,100 | +100.0% | 0.39% | – |
| DMRC | Sell | Digimarc Corporation | $1,856,000 | -24.6% | 51,345 | -23.6% | 0.36% | -16.3% |
| ERII | New | Energy Recovery Inc. | $1,857,000 | – | 212,242 | +100.0% | 0.36% | – |
| New | Zafgen Inc. | $1,849,000 | – | 400,264 | +100.0% | 0.36% | – | |
| IDN | Sell | Intellicheck, Inc. | $1,828,000 | -57.5% | 714,135 | -52.1% | 0.36% | -52.7% |
| TUESQ | Tuesday Morning Corporation | $1,788,000 | -14.0% | 650,100 | 0.0% | 0.35% | -4.4% | |
| AUPH | Buy | Aurinia Pharmaceuticals Inc. | $1,606,000 | -27.3% | 354,520 | +0.6% | 0.31% | -19.2% |
| AVAV | Sell | Aerovironment, Inc. | $1,586,000 | -81.0% | 28,249 | -81.7% | 0.31% | -78.9% |
| REED | New | Reed's, Inc. | $1,520,000 | – | 980,739 | +100.0% | 0.30% | – |
| XELB | XCel Brands Inc. | $1,419,000 | -10.8% | 430,002 | 0.0% | 0.28% | -1.1% | |
| VSTM | New | Verastem, Inc. | $1,408,000 | – | 458,500 | +100.0% | 0.27% | – |
| NVEE | NV5 Global Inc. | $1,362,000 | -0.9% | 25,156 | 0.0% | 0.26% | +10.0% | |
| RETA | Sell | Reata Pharmaceuticals, Inc. | $1,357,000 | -72.7% | 47,929 | -70.0% | 0.26% | -69.7% |
| CDNA | New | CareDx, Inc. | $1,284,000 | – | 175,000 | +100.0% | 0.25% | – |
| OPK | OPKO Health Inc. | $1,249,000 | -28.6% | 255,000 | 0.0% | 0.24% | -20.7% | |
| NTN | Sell | NTN Buzztime, Inc. | $1,213,000 | -36.3% | 288,241 | -7.3% | 0.24% | -29.4% |
| IPWR | Ideal Power, Inc. | $1,153,000 | -45.1% | 811,635 | 0.0% | 0.22% | -39.0% | |
| CBKCQ | Christopher & Banks Corp. | $952,000 | -6.7% | 749,960 | 0.0% | 0.18% | +3.9% | |
| SAIA | Sell | Saia, Inc. | $850,000 | +4.4% | 12,010 | -7.6% | 0.16% | +16.2% |
| XPLR | Buy | Xplore Technologies, Corp. | $775,000 | +42.5% | 273,732 | +77.1% | 0.15% | +57.9% |
| CLSD | Buy | Clearside Biomedical, Inc. | $770,000 | -13.8% | 110,000 | +7.6% | 0.15% | -4.5% |
| VERU | Veru,Inc. | $690,000 | -56.6% | 600,000 | 0.0% | 0.13% | -51.8% | |
| SYRS | Sell | Syros Pharmaceuticals, Inc. | $632,000 | -65.7% | 65,000 | -48.0% | 0.12% | -61.7% |
| GLDD | Great Lakes Dredge & Dock Co. | $591,000 | +11.3% | 109,391 | 0.0% | 0.12% | +23.7% | |
| Buy | Magal Security Sys Ltd (Israel | $482,000 | +864.0% | 95,330 | +812.2% | 0.09% | +944.4% | |
| SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $346,000 | +20.6% | 494,939 | 0.0% | 0.07% | +34.0% | |
| OVAS | OvaScience, Inc. | $210,000 | -1.4% | 150,000 | 0.0% | 0.04% | +10.8% | |
| KTOS | Kratos Defense & Security Solu | $184,000 | -19.3% | 17,407 | 0.0% | 0.04% | -10.0% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $21,000 | +31.2% | 137,092 | 0.0% | 0.00% | +33.3% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $11,000 | -35.3% | 106,600 | 0.0% | 0.00% | -33.3% | |
| Exit | Invitae Corp. | $0 | – | -20,000 | -100.0% | -0.03% | – | |
| YOGAQ | Exit | YogaWorks, Inc. | $0 | – | -79,790 | -100.0% | -0.04% | – |
| MEET | Exit | The Meet Group, Inc. | $0 | – | -99,096 | -100.0% | -0.06% | – |
| DSKE | Exit | Daseke Inc. | $0 | – | -40,000 | -100.0% | -0.09% | – |
| RDCM | Exit | RADCOM Ltd. | $0 | – | -52,265 | -100.0% | -0.19% | – |
| AKAOQ | Exit | Achaogen, Inc. | $0 | – | -120,200 | -100.0% | -0.34% | – |
| RVLT | Exit | Revolution Lighting Technologi | $0 | – | -405,846 | -100.0% | -0.46% | – |
| INVE | Exit | Identiv, Inc. | $0 | – | -696,325 | -100.0% | -0.56% | – |
| FH | Exit | Form Holdings Corporation | $0 | – | -2,953,745 | -100.0% | -0.72% | – |
| WIFI | Exit | Boingo Wireless, Inc. | $0 | – | -353,891 | -100.0% | -1.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.