$573 Million is the total value of AWM Investment Company, Inc.'s 89 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 31.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Sell | CEVA, Inc. | $35,878,000 | -10.0% | 838,277 | -4.4% | 6.27% | -11.1% |
| KOPN | Sell | Kopin Corporation | $27,742,000 | +12.0% | 6,652,845 | -0.3% | 4.84% | +10.6% |
| LPSN | LivePerson, Inc. | $27,284,000 | +23.2% | 2,013,578 | 0.0% | 4.76% | +21.7% | |
| CORI | Buy | Corium International Inc. | $25,484,000 | +50.0% | 2,300,000 | +1.0% | 4.45% | +48.2% |
| SQNS | Sequans Communications - ADR | $24,264,000 | -5.1% | 7,727,240 | 0.0% | 4.24% | -6.3% | |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $22,864,000 | +40.2% | 746,716 | -14.2% | 3.99% | +38.5% |
| LMAT | Sell | LeMaitre Vascular Inc. | $21,021,000 | +1.3% | 561,768 | -15.5% | 3.67% | +0.1% |
| PI | Buy | Impinj, Inc. | $20,419,000 | -13.8% | 490,724 | +0.8% | 3.57% | -14.9% |
| MVIS | Buy | Microvision, Inc. | $20,342,000 | +45.3% | 7,317,231 | +10.8% | 3.55% | +43.6% |
| TCMD | Sell | Tactile Systems Technology, In | $14,911,000 | -5.1% | 481,773 | -12.4% | 2.60% | -6.3% |
| OOMA | Buy | Ooma,Inc. | $14,212,000 | +32.2% | 1,347,149 | +0.2% | 2.48% | +30.6% |
| IOTS | Buy | Adesto Technologies Corp. | $14,132,000 | +72.6% | 1,800,200 | +0.0% | 2.47% | +70.4% |
| NPTN | Buy | NeoPhotonics Corporation | $13,640,000 | -22.0% | 2,453,258 | +8.3% | 2.38% | -23.0% |
| VCRA | Sell | Vocera Communications, Inc. | $13,356,000 | +4.5% | 425,759 | -12.0% | 2.33% | +3.2% |
| PFSW | Pfsweb, Inc. | $13,029,000 | +1.1% | 1,560,394 | 0.0% | 2.28% | -0.1% | |
| New | Everspin Technology, Inc. | $11,725,000 | – | 686,075 | +100.0% | 2.05% | – | |
| LOXO | Sell | Loxo Oncology, Inc. | $11,515,000 | -10.2% | 125,000 | -21.9% | 2.01% | -11.4% |
| AQMS | Buy | Aqua Metals, Inc. | $10,147,000 | -44.6% | 1,481,378 | +1.4% | 1.77% | -45.3% |
| DSPG | DSP Group, Inc. | $9,667,000 | +12.1% | 743,639 | 0.0% | 1.69% | +10.7% | |
| PETX | Sell | Aratana Therapeutics, Inc. | $9,578,000 | -16.6% | 1,562,517 | -1.6% | 1.67% | -17.6% |
| CTRN | Citi Trends, Inc. | $8,544,000 | -6.4% | 430,000 | 0.0% | 1.49% | -7.6% | |
| GNSS | LRAD Corporation | $8,498,000 | +26.0% | 3,989,757 | 0.0% | 1.48% | +24.5% | |
| AVAV | Sell | Aerovironment, Inc. | $8,368,000 | -34.3% | 154,621 | -53.6% | 1.46% | -35.1% |
| WIFI | Sell | Boingo Wireless, Inc. | $7,563,000 | +42.6% | 353,891 | -0.2% | 1.32% | +40.8% |
| EMAN | eMagin Corporation | $7,337,000 | -8.2% | 3,261,000 | 0.0% | 1.28% | -9.3% | |
| MCFT | Sell | MCBC Holdings, Inc. | $7,052,000 | -14.8% | 346,008 | -18.2% | 1.23% | -15.8% |
| AXGN | AxoGen, Inc. | $6,521,000 | +15.5% | 337,006 | 0.0% | 1.14% | +14.1% | |
| MXL | MaxLinear, Inc. | $6,175,000 | -14.8% | 260,000 | 0.0% | 1.08% | -15.9% | |
| AEHR | Buy | Aehr Test Systems | $5,841,000 | +16.9% | 1,428,131 | +7.1% | 1.02% | +15.4% |
| Buy | Trillium Therapeutics Corp. Ca | $5,560,000 | +25.9% | 1,079,618 | +7.6% | 0.97% | +24.3% | |
| ZEAL | New | Zealand Pharma A/S ADR (Denmar | $5,380,000 | – | 280,201 | +100.0% | 0.94% | – |
| KRNT | Buy | Kornit Digital Ltd., Israel | $5,358,000 | -20.9% | 350,198 | +0.0% | 0.94% | -21.9% |
| NLST | Buy | Netlist, Inc. | $5,078,000 | -10.5% | 6,909,089 | +24.3% | 0.89% | -11.6% |
| RETA | New | Reata Pharmaceuticals, Inc. | $4,966,000 | – | 159,665 | +100.0% | 0.87% | – |
| RGEN | Buy | Repligen Corporation | $4,637,000 | -6.8% | 121,000 | +0.8% | 0.81% | -7.8% |
| BWEN | Sell | Broadwind Energy, Inc. | $4,590,000 | -36.9% | 1,416,734 | -1.8% | 0.80% | -37.6% |
| MNTX | Manitex Int'l Inc. | $4,379,000 | +28.6% | 487,682 | 0.0% | 0.76% | +27.1% | |
| IDN | Sell | Intellicheck Mobilisa, Inc. | $4,297,000 | -32.0% | 1,491,896 | -8.4% | 0.75% | -32.9% |
| ASV | New | ASV Holdings Inc. | $4,195,000 | – | 514,143 | +100.0% | 0.73% | – |
| FH | New | Form Holdings Corporation | $4,106,000 | – | 2,953,745 | +100.0% | 0.72% | – |
| FPRX | Five Prime Therapeutics, Inc. | $4,091,000 | +35.9% | 100,000 | 0.0% | 0.71% | +34.2% | |
| NEON | Sell | Neonode, Inc. | $3,945,000 | +16.9% | 3,082,079 | -1.4% | 0.69% | +15.4% |
| IZEA | Sell | IZEA Inc. | $3,857,000 | +98.3% | 543,216 | -46.7% | 0.67% | +95.9% |
| CELC | New | Celcuity Inc. | $3,672,000 | – | 300,000 | +100.0% | 0.64% | – |
| PKE | Park Electrochemical Corp. | $3,644,000 | +0.4% | 197,000 | 0.0% | 0.64% | -0.9% | |
| ASUR | Buy | Asure Software, Inc. | $3,411,000 | +31.4% | 274,667 | +54.6% | 0.60% | +29.8% |
| BEAT | BioTelemetry, Inc. | $3,273,000 | -1.4% | 99,189 | 0.0% | 0.57% | -2.6% | |
| ATOM | Sell | Atomera Incorporated | $3,262,000 | -11.3% | 838,585 | -1.7% | 0.57% | -12.3% |
| INVE | Buy | Identiv, Inc. | $3,231,000 | -1.9% | 696,325 | +11.0% | 0.56% | -3.1% |
| BV | Bazaarvoice Inc. | $3,189,000 | 0.0% | 644,230 | 0.0% | 0.56% | -1.2% | |
| CVV | CVD Equipment Corporation | $3,147,000 | -1.5% | 288,700 | 0.0% | 0.55% | -2.7% | |
| DTRM | Determine, Inc. | $3,121,000 | -19.4% | 1,455,220 | 0.0% | 0.54% | -20.3% | |
| INFU | Buy | Infusystem Holdings, Inc. | $3,041,000 | +19.5% | 1,483,656 | +5.0% | 0.53% | +18.0% |
| AMSC | Sell | American Superconductor, Corp. | $2,739,000 | -61.0% | 603,364 | -60.3% | 0.48% | -61.5% |
| RVLT | Sell | Revolution Lighting Technologi | $2,638,000 | -56.7% | 405,846 | -56.1% | 0.46% | -57.2% |
| ITI | Sell | Iteris, Inc. | $2,560,000 | -23.1% | 384,969 | -28.1% | 0.45% | -24.1% |
| DMRC | Buy | Digimarc Corporation | $2,460,000 | +13.4% | 67,223 | +24.4% | 0.43% | +12.0% |
| SRTS | Sensus Healthcare, Inc | $2,450,000 | +23.9% | 491,938 | 0.0% | 0.43% | +22.3% | |
| ARGX | argenx SE - ADR (Netherlands) | $2,244,000 | +5.8% | 100,000 | 0.0% | 0.39% | +4.5% | |
| AUPH | Aurinia Pharmaceuticals Inc. | $2,210,000 | +2.3% | 352,500 | 0.0% | 0.39% | +1.0% | |
| ENSV | Buy | Enservco Corp | $2,101,000 | +74.8% | 3,938,797 | +2.6% | 0.37% | +72.3% |
| IPWR | Sell | Ideal Power, Inc. | $2,102,000 | -25.7% | 811,635 | -39.7% | 0.37% | -26.6% |
| TUESQ | Buy | Tuesday Morning Corporation | $2,080,000 | +68.4% | 650,100 | +0.0% | 0.36% | +66.5% |
| DERM | New | Dermira, Inc. | $2,025,000 | – | 75,000 | +100.0% | 0.35% | – |
| AKAOQ | Sell | Achaogen, Inc. | $1,917,000 | -32.2% | 120,200 | -7.7% | 0.34% | -33.0% |
| NTN | Sell | NTN Buzztime, Inc. | $1,905,000 | -13.6% | 311,076 | -4.0% | 0.33% | -14.6% |
| SYRS | Buy | Syros Pharmaceuticals, Inc. | $1,840,000 | -6.0% | 125,000 | +2.8% | 0.32% | -7.2% |
| OPK | Sell | Opko Health Inc. | $1,749,000 | -24.1% | 255,000 | -27.1% | 0.30% | -25.1% |
| PCTI | PC-Tel, Inc. | $1,729,000 | -11.0% | 274,399 | 0.0% | 0.30% | -12.2% | |
| SHSP | SharpSpring, Inc. | $1,725,000 | -28.2% | 530,734 | 0.0% | 0.30% | -29.2% | |
| VERU | Female Health Company | $1,590,000 | +152.4% | 600,000 | 0.0% | 0.28% | +150.5% | |
| XELB | XCel Brands Inc. | $1,591,000 | +21.3% | 430,002 | 0.0% | 0.28% | +19.8% | |
| NVEE | Sell | NV5 Global Inc. | $1,375,000 | -5.3% | 25,156 | -26.3% | 0.24% | -6.6% |
| RDCM | Buy | RADCOM Ltd. | $1,100,000 | +80.3% | 52,265 | +65.9% | 0.19% | +77.8% |
| CBKCQ | Christopher & Banks Corp. | $1,020,000 | +3.9% | 749,960 | 0.0% | 0.18% | +2.3% | |
| CLSD | Sell | Clearside Biomedical, Inc. | $893,000 | -75.6% | 102,224 | -74.5% | 0.16% | -75.9% |
| SAIA | Sell | Saia, Inc. | $814,000 | +5.9% | 13,000 | -13.3% | 0.14% | +4.4% |
| XPLR | Xplore Technologies, Corp. | $544,000 | +80.7% | 154,521 | 0.0% | 0.10% | +79.2% | |
| GLDD | New | Great Lakes Dredge & Dock Co. | $531,000 | – | 109,391 | +100.0% | 0.09% | – |
| DSKE | New | Daseke Inc. | $522,000 | – | 40,000 | +100.0% | 0.09% | – |
| MEET | Sell | The Meet Group, Inc. | $361,000 | -50.4% | 99,096 | -31.2% | 0.06% | -51.2% |
| SRTSW | Sensus Healthcare, Inc @6.75 6warrants | $287,000 | -3.4% | 494,939 | 0.0% | 0.05% | -5.7% | |
| KTOS | Sell | Kratos Defense & Security Solu | $228,000 | -41.4% | 17,407 | -46.9% | 0.04% | -42.0% |
| YOGAQ | New | YogaWorks, Inc. | $221,000 | – | 79,790 | +100.0% | 0.04% | – |
| OVAS | OvaScience, Inc. | $213,000 | -9.0% | 150,000 | 0.0% | 0.04% | -9.8% | |
| New | Invitae Corp. | $187,000 | – | 20,000 | +100.0% | 0.03% | – | |
| New | Magal Security Sys Ltd (Israel | $50,000 | – | 10,450 | +100.0% | 0.01% | – | |
| CLRB | New | Cellectar Biosciences @4.68 8/warrants | $17,000 | – | 106,600 | +100.0% | 0.00% | – |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $16,000 | +45.5% | 137,092 | 0.0% | 0.00% | +50.0% | |
| CLRBW | Exit | Cellectar Biosciences @4.68 8/warrants | $0 | – | -106,600 | -100.0% | -0.00% | – |
| VSTM | Exit | Verastem, Inc. | $0 | – | -50,000 | -100.0% | -0.02% | – |
| RLOGQ | Exit | Rand logistics Inc. | $0 | – | -328,835 | -100.0% | -0.02% | – |
| ROKA | Exit | Roka Bioscience Inc. | $0 | – | -132,297 | -100.0% | -0.06% | – |
| ADVM | Exit | Adverum Biotechnologies, Inc. | $0 | – | -200,000 | -100.0% | -0.09% | – |
| JNP | Exit | Juniper Pharmaceuticals, Inc | $0 | – | -100,000 | -100.0% | -0.09% | – |
| ARDX | Exit | Ardelyx, Inc. | $0 | – | -100,000 | -100.0% | -0.09% | – |
| AVGR | Exit | Avinger, Inc. | $0 | – | -1,150,000 | -100.0% | -0.09% | – |
| SRRA | Exit | Sierra Oncology, Inc. | $0 | – | -500,000 | -100.0% | -0.10% | – |
| XTLY | Exit | Xactly Corporation | $0 | – | -46,928 | -100.0% | -0.13% | – |
| Exit | ESSA Pharma Inc. | $0 | – | -1,440,269 | -100.0% | -0.14% | – | |
| ARIS | Exit | ARI Network Services, Inc. | $0 | – | -300,000 | -100.0% | -0.37% | – |
| PFNX | Exit | Pfenex, Inc. | $0 | – | -563,255 | -100.0% | -0.40% | – |
| HIIQ | Exit | Health Insurance Innovations, | $0 | – | -108,347 | -100.0% | -0.45% | – |
| Exit | ASV Holdings Inc. | $0 | – | -725,000 | -100.0% | -1.04% | – | |
| MRAM | Exit | Everspin Technology, Inc. | $0 | – | -755,954 | -100.0% | -2.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.