$566 Million is the total value of AWM Investment Company, Inc.'s 92 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 47.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Sell | CEVA, Inc. | $39,857,000 | -50.1% | 876,931 | -61.0% | 7.05% | -5.7% |
| SQNS | Sell | Sequans Communications - ADR | $25,577,000 | -36.5% | 7,727,240 | -47.2% | 4.52% | +20.1% |
| KOPN | Sell | Kopin Corporation | $24,765,000 | -54.2% | 6,675,282 | -49.4% | 4.38% | -13.5% |
| PI | Sell | Impinj, Inc. | $23,694,000 | -20.0% | 487,024 | -50.3% | 4.19% | +51.2% |
| LPSN | Sell | LivePerson, Inc. | $22,149,000 | -19.7% | 2,013,578 | -50.0% | 3.92% | +51.8% |
| LMAT | Sell | LeMaitre Vascular Inc. | $20,743,000 | -45.0% | 664,428 | -56.6% | 3.67% | +4.1% |
| AQMS | Sell | Aqua Metals, Inc. | $18,331,000 | -64.3% | 1,460,637 | -44.5% | 3.24% | -32.6% |
| NPTN | Sell | NeoPhotonics Corporation | $17,492,000 | -50.4% | 2,265,838 | -42.1% | 3.09% | -6.3% |
| CORI | Sell | Corium International Inc. | $16,984,000 | -17.1% | 2,276,700 | -53.6% | 3.00% | +56.7% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $16,312,000 | -52.7% | 870,000 | -57.4% | 2.88% | -10.5% |
| TCMD | Sell | Tactile Systems Technology, | $15,719,000 | -24.6% | 550,000 | -50.0% | 2.78% | +42.6% |
| MRAM | New | Everspin Technology, Inc. | $15,104,000 | – | 755,954 | +100.0% | 2.67% | – |
| MVIS | New | Microvision, Inc. | $13,997,000 | – | 6,602,231 | +100.0% | 2.48% | – |
| PFSW | Sell | Pfsweb, Inc. | $12,889,000 | -36.8% | 1,560,394 | -50.0% | 2.28% | +19.6% |
| LOXO | Sell | Loxo Oncology, Inc. | $12,830,000 | -15.3% | 160,000 | -55.6% | 2.27% | +60.1% |
| VCRA | Sell | Vocera Communications, Inc. | $12,784,000 | -61.4% | 483,857 | -63.7% | 2.26% | -27.0% |
| AVAV | Sell | Aerovironment, Inc. | $12,731,000 | -36.5% | 333,272 | -53.4% | 2.25% | +20.1% |
| PETX | Sell | Aratana Therapeutics, Inc. | $11,478,000 | +1.9% | 1,587,620 | -25.3% | 2.03% | +92.8% |
| OOMA | Sell | Ooma,Inc. | $10,752,000 | -51.5% | 1,343,950 | -39.6% | 1.90% | -8.3% |
| CTRN | Sell | Citi Trends, Inc. | $9,125,000 | -37.6% | 430,000 | -50.0% | 1.61% | +18.1% |
| DSPG | Sell | DSP Group, Inc. | $8,626,000 | -51.7% | 743,639 | -50.0% | 1.52% | -8.6% |
| MCFT | Sell | MCBC Holdings, Inc. | $8,274,000 | -39.0% | 423,232 | -49.6% | 1.46% | +15.2% |
| IOTS | New | Adesto Technologies Corp. | $8,190,000 | – | 1,800,000 | +100.0% | 1.45% | – |
| EMAN | New | eMagin Corporation | $7,989,000 | – | 3,261,000 | +100.0% | 1.41% | – |
| BWEN | New | Broadwind Energy, Inc. | $7,270,000 | – | 1,442,434 | +100.0% | 1.29% | – |
| MXL | Sell | MaxLinear, Inc. | $7,251,000 | -52.1% | 260,000 | -51.9% | 1.28% | -9.5% |
| AMSC | Sell | American Superconductor, Corp. | $7,018,000 | -58.7% | 1,519,124 | -38.7% | 1.24% | -21.9% |
| KRNT | Sell | Kornit Digital Ltd., Israel | $6,774,000 | -11.0% | 350,098 | -12.1% | 1.20% | +68.3% |
| GNSS | Sell | LRAD Corporation | $6,743,000 | -44.0% | 3,989,757 | -50.0% | 1.19% | +5.8% |
| IDN | Sell | Intellicheck Mobilisa, Inc. | $6,318,000 | -39.0% | 1,628,341 | -59.0% | 1.12% | +15.3% |
| RVLT | New | Revolution Lighting Tech | $6,095,000 | – | 924,941 | +100.0% | 1.08% | – |
| New | ASV Holdings Inc. | $5,909,000 | – | 725,000 | +100.0% | 1.04% | – | |
| NLST | Sell | Netlist, Inc. | $5,671,000 | -49.6% | 5,560,089 | -51.1% | 1.00% | -4.7% |
| AXGN | Sell | AxoGen, Inc. | $5,645,000 | -21.0% | 337,006 | -50.7% | 1.00% | +49.2% |
| WIFI | Sell | Boingo Wireless, Inc. | $5,305,000 | -42.5% | 354,591 | -50.1% | 0.94% | +8.7% |
| AEHR | Buy | Aehr Test Systems | $4,998,000 | -10.3% | 1,332,890 | +15.1% | 0.88% | +69.7% |
| RGEN | Sell | Repligen Corporation | $4,973,000 | -41.1% | 120,000 | -50.0% | 0.88% | +11.3% |
| New | Trillium Therapeutics Corp. | $4,415,000 | – | 1,003,522 | +100.0% | 0.78% | – | |
| DTRM | Buy | Determine, Inc. | $3,871,000 | -21.0% | 1,455,220 | +1.6% | 0.68% | +49.3% |
| ATOM | Sell | Atomera Incorporated | $3,676,000 | -69.6% | 852,985 | -50.0% | 0.65% | -42.5% |
| CLSD | Sell | Clearside Biomedical, Inc. | $3,657,000 | -32.5% | 401,433 | -41.2% | 0.65% | +27.6% |
| PKE | Sell | Park Electrochemical Corp. | $3,629,000 | -48.4% | 197,000 | -50.0% | 0.64% | -2.4% |
| MNTX | Sell | Manitex Int'l Inc. | $3,404,000 | -47.9% | 487,682 | -50.0% | 0.60% | -1.5% |
| NEON | Sell | Neonode, Inc. | $3,376,000 | -69.1% | 3,126,315 | -54.2% | 0.60% | -41.6% |
| ITI | Sell | Iteris, Inc. | $3,330,000 | -42.8% | 535,369 | -50.0% | 0.59% | +8.1% |
| BEAT | Sell | BioTelemetry, Inc. | $3,318,000 | -42.2% | 99,189 | -50.0% | 0.59% | +9.3% |
| INVE | New | Identiv, Inc. | $3,293,000 | – | 627,271 | +100.0% | 0.58% | – |
| CVV | Sell | CVD Equipment Corporation | $3,196,000 | -46.9% | 288,700 | -50.0% | 0.56% | +0.4% |
| BV | Sell | Bazaarvoice Inc. | $3,189,000 | -57.1% | 644,230 | -62.7% | 0.56% | -18.8% |
| FPRX | Sell | Five Prime Therapeutics, Inc. | $3,011,000 | -47.9% | 100,000 | -37.5% | 0.53% | -1.7% |
| AKAOQ | Sell | Achaogen, Inc. | $2,829,000 | -56.9% | 130,200 | -49.9% | 0.50% | -18.6% |
| IPWR | Sell | Ideal Power, Inc. | $2,828,000 | -65.8% | 1,346,635 | -50.0% | 0.50% | -35.3% |
| ASUR | New | Asure Software, Inc. | $2,595,000 | – | 177,624 | +100.0% | 0.46% | – |
| INFU | Sell | Infusystem Holdings, Inc. | $2,544,000 | -69.7% | 1,413,201 | -61.3% | 0.45% | -42.7% |
| HIIQ | Sell | Health Insurance Innovations, | $2,546,000 | -46.3% | 108,347 | -63.4% | 0.45% | +1.6% |
| SHSP | New | SharpSpring, Inc. | $2,404,000 | – | 530,734 | +100.0% | 0.42% | – |
| OPK | Sell | Opko Health Inc. | $2,303,000 | -58.9% | 350,000 | -50.0% | 0.41% | -22.3% |
| PFNX | Sell | Pfenex, Inc. | $2,259,000 | -78.9% | 563,255 | -69.5% | 0.40% | -60.2% |
| NTN | New | NTN Buzztime, Inc. | $2,204,000 | – | 324,191 | +100.0% | 0.39% | – |
| DMRC | Sell | Digimarc Corporation | $2,169,000 | -51.0% | 54,023 | -67.1% | 0.38% | -7.2% |
| AUPH | Sell | Aurinia Pharmaceuticals Inc. | $2,161,000 | -50.9% | 352,500 | -41.2% | 0.38% | -7.3% |
| ARGX | New | argenx SE - ADR (Netherlands) | $2,121,000 | – | 100,000 | +100.0% | 0.38% | – |
| ARIS | Sell | ARI Network Services, Inc. | $2,115,000 | -32.2% | 300,000 | -50.0% | 0.37% | +28.1% |
| SRTS | Sell | Sensus Healthcare, Inc | $1,978,000 | -54.2% | 491,938 | -50.0% | 0.35% | -13.4% |
| SYRS | Buy | Syros Pharmaceuticals, Inc. | $1,957,000 | +29.3% | 121,624 | +27.9% | 0.35% | +143.7% |
| IZEA | New | IZEA Inc. | $1,945,000 | – | 1,018,216 | +100.0% | 0.34% | – |
| PCTI | Sell | PC-Tel, Inc. | $1,943,000 | -52.3% | 274,399 | -52.0% | 0.34% | -9.7% |
| NVEE | Sell | NV5 Global Inc. | $1,452,000 | -70.3% | 34,156 | -73.7% | 0.26% | -43.8% |
| XELB | Sell | XCel Brands Inc. | $1,312,000 | -34.9% | 430,002 | -42.4% | 0.23% | +22.8% |
| TUESQ | Buy | Tuesday Morning Corporation | $1,235,000 | +230.2% | 650,000 | +550.0% | 0.22% | +522.9% |
| ENSV | Sell | Enservco Corp | $1,202,000 | -48.1% | 3,839,415 | -44.5% | 0.21% | -1.8% |
| CBKCQ | New | Christopher & Banks Corp. | $982,000 | – | 749,960 | +100.0% | 0.17% | – |
| Sell | ESSA Pharma Inc. | $792,000 | -92.5% | 1,440,269 | -57.6% | 0.14% | -85.9% | |
| SAIA | Sell | Saia, Inc. | $769,000 | -42.1% | 15,000 | -50.0% | 0.14% | +9.7% |
| XTLY | Sell | Xactly Corporation | $734,000 | -34.2% | 46,928 | -50.0% | 0.13% | +25.0% |
| MEET | New | The Meet Group, Inc. | $728,000 | – | 144,096 | +100.0% | 0.13% | – |
| VERU | New | Female Health Co. | $630,000 | – | 600,000 | +100.0% | 0.11% | – |
| RDCM | Sell | RADCOM Ltd. | $610,000 | -63.6% | 31,500 | -59.6% | 0.11% | -31.2% |
| SRRA | New | Sierra Oncology, Inc. | $585,000 | – | 500,000 | +100.0% | 0.10% | – |
| AVGR | New | Avinger, Inc. | $516,000 | – | 1,150,000 | +100.0% | 0.09% | – |
| ARDX | Sell | Ardelyx, Inc. | $510,000 | -79.8% | 100,000 | -50.0% | 0.09% | -62.0% |
| JNP | Sell | Juniper Pharmaceuticals, Inc | $505,000 | -46.8% | 100,000 | -50.0% | 0.09% | 0.0% |
| ADVM | Sell | Adverum Biotechnologies, Inc. | $500,000 | -53.7% | 200,000 | -50.0% | 0.09% | -12.9% |
| KTOS | Sell | Kratos Defense & Security Solu | $389,000 | -98.3% | 32,807 | -98.9% | 0.07% | -96.7% |
| ROKA | New | Roka Bioscience Inc. | $352,000 | – | 132,297 | +100.0% | 0.06% | – |
| XPLR | Sell | Xplore Technologies, Corp. | $301,000 | -61.4% | 154,521 | -59.4% | 0.05% | -27.4% |
| SRTSW | Sell | Sensus Healthcare, Inc @6.75 6warrants | $297,000 | -50.0% | 494,939 | -50.0% | 0.05% | -5.4% |
| OVAS | Sell | OvaScience, Inc. | $234,000 | -58.2% | 150,000 | -50.0% | 0.04% | -21.2% |
| RLOGQ | Sell | Rand logistics Inc. | $128,000 | -69.5% | 328,835 | -50.0% | 0.02% | -41.0% |
| VSTM | Sell | Verastem, Inc. | $109,000 | -91.2% | 50,000 | -91.7% | 0.02% | -83.6% |
| CLRBW | New | Cellectar Biosciences @4.68 8/warrants | $23,000 | – | 106,600 | +100.0% | 0.00% | – |
| EYEGW | Sell | EyeGate Pharmaceuticals @10.62warrants | $11,000 | -73.8% | 137,092 | -50.0% | 0.00% | -50.0% |
| CLRB | Exit | Cellectar Biosciences @4.68 8/warrants | $0 | – | -213,200 | -100.0% | -0.01% | – |
| QUIK | Exit | QuickLogic Corp. | $0 | – | -200,000 | -100.0% | -0.03% | – |
| SCYX | Exit | SCYNEXIS, Inc. | $0 | – | -250,000 | -100.0% | -0.06% | – |
| Exit | Roka Bioscience Inc. | $0 | – | -264,594 | -100.0% | -0.09% | – | |
| SEAC | Exit | SeaChange International, Inc. | $0 | – | -393,346 | -100.0% | -0.09% | – |
| FHCO | Exit | Female Health Co. | $0 | – | -1,119,232 | -100.0% | -0.11% | – |
| DNAI | Exit | Sierra Oncology, Inc. | $0 | – | -1,000,000 | -100.0% | -0.14% | – |
| LENS | Exit | Presbia, PLC (Ireland) | $0 | – | -515,454 | -100.0% | -0.15% | – |
| TEAR | Exit | TearLab Corp. | $0 | – | -600,000 | -100.0% | -0.16% | – |
| MEET | Exit | The Meet Group, Inc. | $0 | – | -288,792 | -100.0% | -0.16% | – |
| DERM | Exit | Dermira, Inc. | $0 | – | -60,000 | -100.0% | -0.19% | – |
| CVU | Exit | CPI Aerostructures, Inc. | $0 | – | -335,420 | -100.0% | -0.21% | – |
| STRM | Exit | Streamline Health Solutions | $0 | – | -2,249,078 | -100.0% | -0.22% | – |
| CNCE | Exit | Concert Pharmaceuticals, Inc. | $0 | – | -137,212 | -100.0% | -0.22% | – |
| POLA | Exit | Polar Power, Inc. | $0 | – | -486,466 | -100.0% | -0.38% | – |
| SCTPF | Exit | Trillium Therapeutics Corp. | $0 | – | -730,654 | -100.0% | -0.42% | – |
| SMTP | Exit | SharpSpring, Inc. | $0 | – | -1,061,468 | -100.0% | -0.45% | – |
| NTN | Exit | NTN Buzztime, Inc. | $0 | – | -648,382 | -100.0% | -0.52% | – |
| IZEA | Exit | IZEA Inc. (F4) | $0 | – | -2,036,432 | -100.0% | -0.80% | – |
| ALDX | Exit | Aldeyra Therapeutics, Inc. | $0 | – | -1,825,220 | -100.0% | -0.85% | – |
| Exit | Everspin Technology, Inc. | $0 | – | -1,593,700 | -100.0% | -1.25% | – | |
| RVLT | Exit | Revolution Lighting Tech | $0 | – | -2,050,438 | -100.0% | -1.43% | – |
| BWEN | Exit | Broadwind Energy, Inc. | $0 | – | -3,000,018 | -100.0% | -2.34% | – |
| Exit | Brightcove, Inc. | $0 | – | -2,946,560 | -100.0% | -2.45% | – | |
| MVIS | Exit | Microvision, Inc. | $0 | – | -12,316,972 | -100.0% | -2.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2017-08-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.