$1.07 Billion is the total value of AWM Investment Company, Inc.'s 193 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 28.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Buy | CEVA, Inc. | $79,880,000 | +115.0% | 2,250,136 | +103.2% | 7.47% | +2.6% |
| KOPN | Buy | Kopin Corporation | $54,128,000 | +188.7% | 13,202,068 | +100.0% | 5.06% | +37.7% |
| AQMS | Buy | Aqua Metals, Inc. | $51,396,000 | +169.0% | 2,630,314 | +80.5% | 4.81% | +28.3% |
| SQNS | Buy | Sequans Communications - ADR | $40,262,000 | +194.1% | 14,640,460 | +100.0% | 3.76% | +40.3% |
| LMAT | Buy | LeMaitre Vascular Inc. | $37,690,000 | +94.4% | 1,530,210 | +100.0% | 3.52% | -7.3% |
| NPTN | Buy | NeoPhotonics Corporation | $35,282,000 | +78.0% | 3,915,876 | +113.6% | 3.30% | -15.1% |
| UCTT | Buy | Ultra Clean Holdings, Inc. | $34,458,000 | +178.3% | 2,042,600 | +60.0% | 3.22% | +32.7% |
| VCRA | Buy | Vocera Communications, Inc. | $33,134,000 | +88.3% | 1,334,464 | +40.3% | 3.10% | -10.1% |
| MVIS | Buy | Microvision, Inc. | $30,670,000 | +297.4% | 12,316,972 | +101.1% | 2.87% | +89.6% |
| PI | Buy | Impinj, Inc. | $29,636,000 | +78.2% | 979,048 | +108.0% | 2.77% | -15.0% |
| LPSN | Buy | LivePerson, Inc. | $27,586,000 | +81.5% | 4,027,156 | +100.0% | 2.58% | -13.5% |
| Buy | Brightcove, Inc. | $26,224,000 | +121.1% | 2,946,560 | +100.0% | 2.45% | +5.5% | |
| BWEN | Buy | Broadwind Energy, Inc. | $24,990,000 | +311.8% | 3,000,018 | +100.0% | 2.34% | +96.4% |
| KTOS | Buy | Kratos Defense & Security | $22,406,000 | +202.8% | 2,880,000 | +188.0% | 2.10% | +44.5% |
| OOMA | New | Ooma,Inc. | $22,150,000 | – | 2,226,156 | +100.0% | 2.07% | – |
| TCMD | Buy | Tactile Systems Technology | $20,844,000 | +131.0% | 1,100,000 | +100.0% | 1.95% | +10.1% |
| CORI | Buy | Corium International Inc. | $20,496,000 | +2424.1% | 4,903,400 | +2351.7% | 1.92% | +1105.7% |
| PFSW | Buy | Pfsweb, Inc. | $20,378,000 | +55.1% | 3,120,788 | +101.9% | 1.91% | -26.0% |
| AVAV | Buy | Aerovironment, Inc. | $20,044,000 | +109.0% | 715,068 | +100.1% | 1.88% | -0.3% |
| DSPG | Buy | DSP Group, Inc. | $17,848,000 | +83.9% | 1,487,278 | +100.0% | 1.67% | -12.3% |
| AMSC | Buy | American Superconductor, Corp. | $16,988,000 | +84.9% | 2,476,490 | +98.7% | 1.59% | -11.8% |
| RVLT | Buy | Revolution Lighting Tech | $15,338,000 | +193.6% | 2,050,438 | +115.8% | 1.43% | +40.0% |
| LOXO | Buy | Loxo Oncology, Inc. | $15,148,000 | +162.0% | 360,000 | +100.0% | 1.42% | +25.1% |
| MXL | Buy | MaxLinear, Inc. | $15,146,000 | +139.6% | 540,000 | +86.2% | 1.42% | +14.3% |
| CTRN | Buy | Citi Trends, Inc. | $14,620,000 | +105.5% | 860,000 | +127.8% | 1.37% | -2.0% |
| MCFT | Buy | MCBC Holdings, Inc. | $13,574,000 | +105.9% | 839,464 | +85.7% | 1.27% | -1.7% |
| Buy | Everspin Technology, Inc. | $13,356,000 | +102.2% | 1,593,700 | +100.0% | 1.25% | -3.6% | |
| ATOM | Buy | Atomera Incorporated | $12,078,000 | +109.8% | 1,705,970 | +100.0% | 1.13% | +0.1% |
| GNSS | Buy | LRAD Corporation | $12,050,000 | +76.6% | 7,979,514 | +100.0% | 1.13% | -15.8% |
| PETX | Buy | Aratana Therapeutics, Inc. | $11,264,000 | +56.1% | 2,125,240 | +111.5% | 1.05% | -25.6% |
| NLST | Buy | Netlist, Inc. | $11,248,000 | +94.1% | 11,361,856 | +100.0% | 1.05% | -7.4% |
| NEON | Buy | Neonode, Inc. | $10,930,000 | +62.0% | 6,831,230 | +86.3% | 1.02% | -22.8% |
| PFNX | Buy | Pfenex, Inc. | $10,726,000 | +28.1% | 1,846,214 | +100.0% | 1.00% | -38.9% |
| Buy | ESSA Pharma Inc. | $10,590,000 | +185.0% | 3,393,936 | +100.0% | 0.99% | +35.8% | |
| IDN | Buy | Intellicheck Mobilisa, Inc. | $10,362,000 | +89.8% | 3,970,044 | +100.0% | 0.97% | -9.4% |
| WIFI | Buy | Boingo Wireless, Inc. | $9,224,000 | +113.1% | 710,052 | +100.0% | 0.86% | +1.6% |
| ALDX | Buy | Aldeyra Therapeutics, Inc. | $9,126,000 | +86.9% | 1,825,220 | +100.0% | 0.85% | -10.8% |
| IZEA | Buy | IZEA Inc. (F4) | $8,554,000 | +86.3% | 2,036,432 | +100.0% | 0.80% | -11.1% |
| RGEN | Buy | Repligen Corporation | $8,448,000 | +128.4% | 240,000 | +100.0% | 0.79% | +9.0% |
| INFU | Buy | Infusystem Holdings, Inc. | $8,392,000 | +60.2% | 3,648,682 | +77.6% | 0.78% | -23.6% |
| IPWR | Buy | Ideal Power, Inc. Restricted | $8,260,000 | +48.8% | 2,693,270 | +60.1% | 0.77% | -29.0% |
| KRNT | New | Kornit Digital Ltd., Israel | $7,608,000 | – | 398,354 | +100.0% | 0.71% | – |
| BV | Buy | Bazaarvoice Inc. | $7,430,000 | +100.5% | 1,727,982 | +126.2% | 0.70% | -4.3% |
| AXGN | Buy | AxoGen, Inc. | $7,150,000 | +132.2% | 684,212 | +100.0% | 0.67% | +10.8% |
| PKE | New | Park Electrochemical Corp. | $7,036,000 | – | 394,000 | +100.0% | 0.66% | – |
| AKAOQ | Buy | Achaogen, Inc. | $6,560,000 | +316.0% | 260,000 | +114.7% | 0.61% | +98.7% |
| MNTX | Buy | Manitex Int'l Inc. | $6,534,000 | +95.3% | 975,364 | +100.0% | 0.61% | -6.9% |
| CVV | Buy | CVD Equipment Corporation | $6,016,000 | +140.1% | 577,400 | +100.0% | 0.56% | +14.7% |
| ITI | Buy | Iteris, Inc. | $5,824,000 | +198.8% | 1,070,738 | +100.0% | 0.54% | +42.7% |
| FPRX | Buy | Five Prime Therapeutics, Inc. | $5,784,000 | +44.3% | 160,000 | +100.0% | 0.54% | -31.2% |
| BEAT | Buy | BioTelemetry, Inc. | $5,744,000 | +135.4% | 198,378 | +81.7% | 0.54% | +12.3% |
| OPK | Buy | Opko Health Inc. | $5,600,000 | +72.0% | 700,000 | +100.0% | 0.52% | -17.9% |
| AEHR | Buy | Aehr Test Systems | $5,570,000 | +120.2% | 1,157,850 | +10.3% | 0.52% | +5.0% |
| NTN | Buy | NTN Buzztime, Inc. | $5,576,000 | +102.3% | 648,382 | +100.0% | 0.52% | -3.5% |
| CLSD | Buy | Clearside Biomedical, Inc. | $5,418,000 | +385.0% | 682,434 | +445.9% | 0.51% | +131.5% |
| DTRM | Buy | Determine, Inc. | $4,898,000 | +269.7% | 1,432,440 | +100.0% | 0.46% | +76.2% |
| NVEE | Buy | NV5 Global Inc. | $4,888,000 | +88.9% | 129,988 | +67.7% | 0.46% | -9.9% |
| SMTP | Buy | SharpSpring, Inc. | $4,830,000 | +72.7% | 1,061,468 | +100.0% | 0.45% | -17.5% |
| HIIQ | New | Health Insurance Innovations | $4,740,000 | – | 296,200 | +100.0% | 0.44% | – |
| SCTPF | Buy | Trillium Therapeutics Corp. | $4,512,000 | +118.6% | 730,654 | +100.0% | 0.42% | +4.2% |
| DMRC | Buy | Digimarc Corporation | $4,430,000 | +80.0% | 164,078 | +100.0% | 0.41% | -14.3% |
| AUPH | New | Aurinia Pharmaceuticals Inc. | $4,404,000 | – | 600,000 | +100.0% | 0.41% | – |
| SRTS | Buy | Sensus Healthcare, Inc | $4,320,000 | +67.9% | 983,876 | +100.0% | 0.40% | -19.8% |
| PCTI | Buy | PC-Tel, Inc. | $4,072,000 | +163.7% | 571,798 | +99.2% | 0.38% | +25.7% |
| POLA | Buy | Polar Power, Inc. | $4,038,000 | +14.7% | 486,466 | +23.6% | 0.38% | -45.3% |
| ARIS | Buy | ARI Network Services, Inc. | $3,120,000 | +92.2% | 600,000 | +100.0% | 0.29% | -8.2% |
| ARDX | Buy | Ardelyx, Inc. | $2,530,000 | +78.2% | 200,000 | +100.0% | 0.24% | -14.7% |
| CNCE | Buy | Concert Pharmaceuticals, Inc. | $2,340,000 | +106.7% | 137,212 | +24.7% | 0.22% | -1.4% |
| ENSV | Buy | Enservco Corp | $2,316,000 | +10.3% | 6,916,412 | +84.4% | 0.22% | -47.3% |
| STRM | Buy | Streamline Health Solutions | $2,294,000 | +64.2% | 2,249,078 | +99.6% | 0.22% | -21.5% |
| CVU | Sell | CPI Aerostructures, Inc. | $2,264,000 | -42.2% | 335,420 | -20.8% | 0.21% | -72.4% |
| DERM | New | Dermira, Inc. | $2,046,000 | – | 60,000 | +100.0% | 0.19% | – |
| XELB | Buy | XCel Brands Inc. | $2,016,000 | +23.0% | 746,880 | +100.5% | 0.19% | -41.1% |
| TEAR | Sell | TearLab Corp. | $1,704,000 | -54.1% | 600,000 | -91.8% | 0.16% | -78.2% |
| MEET | New | The Meet Group, Inc. | $1,700,000 | – | 288,792 | +100.0% | 0.16% | – |
| RDCM | Buy | RADCOM Ltd. | $1,676,000 | +141.5% | 78,000 | +100.0% | 0.16% | +15.4% |
| LENS | Buy | Presbia, PLC (Ireland) | $1,618,000 | +41.6% | 515,454 | +55.6% | 0.15% | -32.6% |
| DNAI | Buy | Sierra Oncology, Inc. | $1,530,000 | +105.4% | 1,000,000 | +100.0% | 0.14% | -2.1% |
| SYRS | Buy | Syros Pharmaceuticals, Inc. | $1,514,000 | +161.9% | 95,100 | +100.0% | 0.14% | +25.7% |
| SAIA | Buy | Saia, Inc. | $1,328,000 | +33.7% | 30,000 | +33.3% | 0.12% | -36.4% |
| VSTM | Buy | Verastem, Inc. | $1,242,000 | +194.3% | 600,000 | +59.1% | 0.12% | +39.8% |
| FHCO | Buy | Female Health Co. | $1,130,000 | +210.4% | 1,119,232 | +179.8% | 0.11% | +49.3% |
| XTLY | Buy | Xactly Corporation | $1,116,000 | +116.3% | 93,856 | +100.0% | 0.10% | +3.0% |
| ADVM | New | Adverum Biotechnologies, Inc. | $1,080,000 | – | 400,000 | +100.0% | 0.10% | – |
| SEAC | Buy | SeaChange International, Inc. | $976,000 | +115.9% | 393,346 | +100.0% | 0.09% | +2.2% |
| JNP | New | Juniper Pharmaceuticals, Inc | $950,000 | – | 200,000 | +100.0% | 0.09% | – |
| New | Roka Bioscience Inc. | $942,000 | – | 264,594 | +100.0% | 0.09% | – | |
| XPLR | Xplore Technologies Corp | $780,000 | +1.4% | 380,621 | 0.0% | 0.07% | -51.7% | |
| SCYX | Buy | SCYNEXIS, Inc. | $690,000 | +72.9% | 250,000 | +100.0% | 0.06% | -16.7% |
| SRTSW | Buy | Sensus Healthcare, Inc @6.75 6warrants | $594,000 | +140.5% | 989,878 | +100.0% | 0.06% | +16.7% |
| OVAS | Buy | OvaScience, Inc. | $560,000 | +144.5% | 300,000 | +100.0% | 0.05% | +15.6% |
| RLOGQ | Buy | Rand logistics Inc. | $420,000 | +53.8% | 657,670 | +100.0% | 0.04% | -27.8% |
| TUESQ | New | TUESDAY MORNING CORPORATION | $374,000 | – | 100,000 | +100.0% | 0.04% | – |
| QUIK | New | QuickLogic Corp. | $356,000 | – | 200,000 | +100.0% | 0.03% | – |
| CLRB | Buy | Cellectar Biosciences @4.68 8/warrants | $82,000 | +331.6% | 213,200 | +100.0% | 0.01% | +100.0% |
| EYEGW | Buy | EyeGate Pharmaceuticals @10.62warrants | $42,000 | +2.4% | 274,184 | +100.0% | 0.00% | -50.0% |
| SPRT | Exit | Support.com, Inc. | $0 | – | -202,663 | -100.0% | -0.03% | – |
| IVTY | Exit | Invuity, Inc. | $0 | – | -84,222 | -100.0% | -0.10% | – |
| HEAR | Exit | Turtle Beach Corporation | $0 | – | -400,000 | -100.0% | -0.10% | – |
| PRKR | Exit | ParkerVision, Inc. | $0 | – | -331,062 | -100.0% | -0.12% | – |
| CPHRF | Exit | Cipher Pharmaceuticals, Inc. | $0 | – | -185,300 | -100.0% | -0.13% | – |
| TCON | Exit | TRACON Pharmaceuticals, Inc. | $0 | – | -224,153 | -100.0% | -0.22% | – |
| TRVN | Exit | Trevena, Inc. | $0 | – | -200,000 | -100.0% | -0.23% | – |
| EXTR | Exit | Extreme Networks, Inc. | $0 | – | -398,762 | -100.0% | -0.39% | – |
| CSLT | Exit | Castlight Health, Inc. | $0 | – | -496,932 | -100.0% | -0.48% | – |
| CDTX | Exit | Cidara Therapeutics Inc. | $0 | – | -262,655 | -100.0% | -0.54% | – |
| CHKE | Exit | Cherokee Inc. | $0 | – | -300,000 | -100.0% | -0.62% | – |
| WATT | Exit | Energous Corporation | $0 | – | -203,962 | -100.0% | -0.67% | – |
| ESTE | Exit | Earthstone Energy, Inc. | $0 | – | -349,000 | -100.0% | -0.94% | – |
| TREE | Exit | LendingTree, Inc. | $0 | – | -48,000 | -100.0% | -0.95% | – |
| ECOM | Exit | ChannelAdvisor, Corp. | $0 | – | -370,914 | -100.0% | -1.04% | – |
| CLCD | Exit | CoLucid Pharmaceuticals, Inc. | $0 | – | -288,919 | -100.0% | -2.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.