$468 Million is the total value of AWM Investment Company, Inc.'s 96 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 22.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Sell | CEVA, Inc. | $30,088,000 | +16.8% | 1,107,410 | -3.2% | 6.43% | +18.9% |
| VCRA | Sell | Vocera Communications, Inc. | $19,921,000 | +0.0% | 1,550,263 | -0.8% | 4.26% | +1.8% |
| NPTN | Buy | NeoPhotonics Corporation | $19,194,000 | -24.8% | 2,014,045 | +10.8% | 4.10% | -23.5% |
| SAAS | inContact Inc. | $18,010,000 | +55.8% | 1,300,365 | 0.0% | 3.85% | +58.6% | |
| Sell | Brightcove, Inc. | $16,755,000 | +38.2% | 1,904,022 | -2.0% | 3.58% | +40.6% | |
| KOPN | Kopin Corporation | $14,696,000 | +33.7% | 6,619,921 | 0.0% | 3.14% | +36.2% | |
| PFSW | Sell | Pfsweb, Inc. | $14,685,000 | -31.7% | 1,545,738 | -5.6% | 3.14% | -30.4% |
| LMAT | Sell | LeMaitre Vascular Inc. | $13,824,000 | -15.9% | 968,760 | -8.5% | 2.95% | -14.4% |
| LPSN | LivePerson, Inc. | $13,270,000 | +8.4% | 2,093,078 | 0.0% | 2.84% | +10.3% | |
| AQMS | Sell | Aqua Metals, Inc. | $13,149,000 | +57.7% | 1,117,650 | -10.8% | 2.81% | +60.6% |
| AVAV | Aerovironment, Inc. | $13,008,000 | -1.8% | 467,909 | 0.0% | 2.78% | -0.1% | |
| VTAE | Sell | Vitae Pharmaceuticals, Inc. | $12,709,000 | +59.2% | 1,177,864 | -2.2% | 2.72% | +62.1% |
| TREE | Sell | LendingTree, Inc. | $11,723,000 | -26.5% | 132,723 | -18.7% | 2.50% | -25.2% |
| AMSC | Sell | American Superconductor, Corp. | $10,521,000 | +0.5% | 1,246,576 | -9.5% | 2.25% | +2.3% |
| SQNS | Sell | Sequans Communications - ADR ( | $8,446,000 | -24.9% | 4,120,230 | -0.3% | 1.80% | -23.5% |
| UCTT | Ultra Clean Holdings, Inc. | $8,380,000 | +6.2% | 1,472,701 | 0.0% | 1.79% | +8.1% | |
| WATT | Sell | Energous Corporation | $8,343,000 | -39.4% | 644,271 | -52.8% | 1.78% | -38.3% |
| IPWR | Ideal Power, Inc. | $8,292,000 | +9.1% | 1,681,935 | 0.0% | 1.77% | +11.0% | |
| PFNX | Sell | Pfenex, Inc. | $7,970,000 | -15.0% | 952,216 | -0.2% | 1.70% | -13.5% |
| DSPG | DSP Group, Inc. | $7,890,000 | +16.3% | 743,639 | 0.0% | 1.69% | +18.5% | |
| IZEA | IZEA Inc. | $7,759,000 | +8.2% | 1,018,216 | 0.0% | 1.66% | +10.2% | |
| GNSS | LRAD Corporation | $7,505,000 | +7.8% | 4,192,710 | 0.0% | 1.60% | +9.8% | |
| PETX | Sell | Aratana Therapeutics, Inc. | $7,055,000 | +4.8% | 1,116,255 | -8.5% | 1.51% | +6.7% |
| BWEN | Sell | Broadwind Energy, Inc. | $6,119,000 | +37.6% | 1,450,009 | -1.9% | 1.31% | +39.9% |
| AVGR | Sell | Avinger, Inc. | $5,969,000 | +18.2% | 500,295 | -5.1% | 1.28% | +20.3% |
| RVLT | New | Revolution Lighting Technologi | $5,871,000 | – | 950,000 | +100.0% | 1.25% | – |
| NEON | Sell | Neonode, Inc. | $5,855,000 | -28.7% | 4,010,539 | -0.3% | 1.25% | -27.4% |
| NLST | Netlist, Inc. | $5,814,000 | -14.6% | 4,969,543 | 0.0% | 1.24% | -13.1% | |
| GIMO | Sell | Gigamon, Inc. | $5,581,000 | -32.1% | 149,277 | -43.6% | 1.19% | -30.8% |
| MNTX | Manitex Int'l Inc. | $5,415,000 | +32.5% | 781,362 | 0.0% | 1.16% | +34.8% | |
| ALDX | New | Aldeyra Therapeutics, Inc. | $5,222,000 | – | 917,810 | +100.0% | 1.12% | – |
| CVU | CPI Aerostructures, Inc. | $5,179,000 | -16.1% | 842,149 | 0.0% | 1.11% | -14.6% | |
| ESSA Pharma Inc. | $5,006,000 | -9.2% | 1,696,968 | 0.0% | 1.07% | -7.6% | ||
| LOXO | Sell | Loxo Oncology, Inc. | $4,404,000 | -19.5% | 190,000 | -5.0% | 0.94% | -18.0% |
| ASC | Buy | Ardmore Shipping Corp. (Irelan | $4,090,000 | -13.0% | 604,110 | +8.6% | 0.87% | -11.4% |
| MXL | Sell | MaxLinear, Inc. | $3,982,000 | -37.6% | 221,452 | -35.8% | 0.85% | -36.4% |
| ESTE | New | Earthstone Energy, Inc. | $3,881,000 | – | 360,000 | +100.0% | 0.83% | – |
| RGEN | Sell | Repligen Corporation | $3,830,000 | -28.6% | 140,000 | -30.0% | 0.82% | -27.4% |
| INFU | Buy | Infusystem Holdings, Inc. | $3,779,000 | -23.6% | 1,453,621 | +3.4% | 0.81% | -22.3% |
| BV | Sell | Bazaarvoice Inc. | $3,765,000 | +17.0% | 938,991 | -8.1% | 0.80% | +19.1% |
| FPRX | Sell | Five Prime Therapeutics, Inc. | $3,721,000 | -22.5% | 90,000 | -23.9% | 0.80% | -21.1% |
| SEAC | Buy | SeaChange International, Inc. | $3,680,000 | -30.4% | 1,153,677 | +20.4% | 0.79% | -29.2% |
| IRMD | Sell | iRadimed Corporation | $3,456,000 | -0.6% | 158,830 | -12.5% | 0.74% | +1.1% |
| EXTR | Sell | Extreme Networks, Inc. | $3,442,000 | +8.5% | 1,015,219 | -0.5% | 0.74% | +10.4% |
| TEAR | New | TearLab Corp. (F4) | $3,377,000 | – | 5,277,250 | +100.0% | 0.72% | – |
| OPK | Opko Health Inc. | $3,269,000 | -10.1% | 350,000 | 0.0% | 0.70% | -8.5% | |
| GNCA | Sell | Genocea Biosciences, Inc. | $3,193,000 | -52.3% | 778,849 | -10.0% | 0.68% | -51.5% |
| WIFI | Buy | Boingo Wireless, Inc. | $3,167,000 | +17.5% | 355,026 | +1.7% | 0.68% | +19.6% |
| RDCM | New | RADCOM Ltd. | $3,060,000 | – | 262,664 | +100.0% | 0.65% | – |
| MCFT | Buy | MCBC Holdings, Inc. | $3,043,000 | +8.1% | 275,390 | +37.7% | 0.65% | +10.0% |
| SMTP | SharpSpring, Inc. | $2,776,000 | +49.4% | 530,734 | 0.0% | 0.59% | +52.1% | |
| IDN | Intellicheck Mobilisa, Inc. | $2,739,000 | -13.8% | 1,985,022 | 0.0% | 0.58% | -12.3% | |
| CDTX | Sell | Cidara Therapeutics Inc. | $2,708,000 | -19.5% | 262,655 | -0.9% | 0.58% | -18.0% |
| CVV | CVD Equipment Corporation | $2,477,000 | +2.0% | 288,700 | 0.0% | 0.53% | +3.7% | |
| BEAT | BioTelemetry, Inc. | $2,363,000 | +39.5% | 145,000 | 0.0% | 0.50% | +41.9% | |
| MOSY | MoSys, Inc. | $2,358,000 | -37.7% | 5,822,957 | 0.0% | 0.50% | -36.5% | |
| QNST | Buy | QuinStreet, Inc. | $2,316,000 | +113.5% | 652,390 | +105.7% | 0.50% | +117.1% |
| IMMR | Buy | Immersion Corporation | $2,298,000 | +196.1% | 313,091 | +233.1% | 0.49% | +201.2% |
| NVEE | Buy | NV5 Global Inc. | $2,204,000 | +105.4% | 77,500 | +93.8% | 0.47% | +109.3% |
| TIVO | Tivo, Inc. | $2,009,000 | +4.1% | 202,908 | 0.0% | 0.43% | +5.9% | |
| STRM | Streamline Health Solutions | $1,876,000 | -14.9% | 1,563,734 | 0.0% | 0.40% | -13.4% | |
| SCTPF | Sell | Trillium Therapeutics Corp. Ca | $1,878,000 | -15.2% | 209,177 | -12.7% | 0.40% | -13.8% |
| VSTM | Buy | Verastem, Inc. | $1,820,000 | +15.2% | 1,400,000 | +40.0% | 0.39% | +17.2% |
| XELB | XCel Brands Inc. | $1,811,000 | -12.8% | 360,000 | 0.0% | 0.39% | -11.2% | |
| LENS | Sell | Presbia, PLC (Ireland) | $1,783,000 | -2.2% | 394,406 | -5.3% | 0.38% | -0.5% |
| NTN | Sell | NTN Buzztime, Inc. | $1,562,000 | +14.7% | 181,650 | -98.0% | 0.33% | +16.8% |
| ITI | Iteris, Inc. | $1,531,000 | +17.2% | 535,369 | 0.0% | 0.33% | +19.3% | |
| PCTI | Buy | PC-Tel, Inc. | $1,490,000 | -1.4% | 316,403 | +0.1% | 0.32% | +0.3% |
| IVTY | Sell | Invuity, Inc. | $1,429,000 | +23.7% | 150,000 | -6.2% | 0.30% | +26.0% |
| GAIA | Sell | Gaiam, Inc. | $1,336,000 | +7.1% | 172,670 | -11.5% | 0.28% | +8.8% |
| ARIS | ARI Network Services, Inc. | $1,260,000 | -4.3% | 300,000 | 0.0% | 0.27% | -2.5% | |
| DTRM | Sell | Determine, Inc. | $1,242,000 | -18.3% | 816,820 | -0.6% | 0.26% | -16.9% |
| BOOT | New | Boot Barn Holdings, Inc. | $1,224,000 | – | 142,000 | +100.0% | 0.26% | – |
| CORI | Sell | Corium International Inc. | $1,191,000 | -18.8% | 343,301 | -9.6% | 0.25% | -17.5% |
| GEC | New | Great Elm Capital Group, Inc. | $1,159,000 | – | 175,889 | +100.0% | 0.25% | – |
| CNCE | Concert Pharmaceuticals, Inc. | $1,123,000 | -17.8% | 100,000 | 0.0% | 0.24% | -16.4% | |
| CPHRF | Sell | Cipher Pharmaceuticals, Inc. | $1,103,000 | -8.1% | 211,300 | -15.5% | 0.24% | -6.3% |
| TRVN | New | Trevena, Inc. | $907,000 | – | 143,904 | +100.0% | 0.19% | – |
| GLDD | Great Lakes Dredge & Dock Co. | $872,000 | -2.2% | 200,000 | 0.0% | 0.19% | -0.5% | |
| PRKR | ParkerVision, Inc. | $829,000 | +0.2% | 264,072 | 0.0% | 0.18% | +1.7% | |
| XTLY | Sell | Xactly Corporation | $793,000 | -54.1% | 61,928 | -75.5% | 0.17% | -53.4% |
| RLOGQ | Rand logistics Inc. | $667,000 | +8.5% | 647,235 | 0.0% | 0.14% | +10.9% | |
| ZAGG | New | Zagg, Inc. | $658,000 | – | 125,300 | +100.0% | 0.14% | – |
| SAIA | Saia, Inc. | $566,000 | -10.6% | 22,500 | 0.0% | 0.12% | -9.0% | |
| SGMO | Sangamo BioSciences, Inc. | $534,000 | -4.3% | 92,200 | 0.0% | 0.11% | -2.6% | |
| HEAR | Sell | Turtle Beach Corporation | $388,000 | -26.8% | 400,000 | -14.0% | 0.08% | -25.2% |
| CLSD | New | Clearside Biomedical, Inc. | $350,000 | – | 50,000 | +100.0% | 0.08% | – |
| PLSE | New | Pulse Biosciences, Inc. | $301,000 | – | 67,000 | +100.0% | 0.06% | – |
| IIN | New | Intricon Corp. | $294,000 | – | 55,000 | +100.0% | 0.06% | – |
| ECOM | Sell | ChannelAdvisor, Corp. | $283,000 | -72.0% | 19,521 | -78.2% | 0.06% | -71.7% |
| SCYX | Sell | SCYNEXIS, Inc. | $271,000 | -64.0% | 125,000 | -33.0% | 0.06% | -63.3% |
| OVAS | OvaScience, Inc. | $260,000 | -45.1% | 50,000 | 0.0% | 0.06% | -43.4% | |
| XPLR | Sell | Xplore Technologies, Corp. | $240,000 | -58.3% | 100,000 | -39.3% | 0.05% | -57.9% |
| SPRT | Sell | Support.com, Inc. | $229,000 | -79.4% | 271,753 | -79.0% | 0.05% | -79.1% |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $86,000 | -16.5% | 137,092 | 0.0% | 0.02% | -18.2% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $47,000 | -39.0% | 106,600 | 0.0% | 0.01% | -37.5% | |
| SRT | Exit | StarTek, inc. | $0 | – | -32,853 | -100.0% | -0.03% | – |
| BIOAQ | Exit | BioAmber, Inc. | $0 | – | -52,280 | -100.0% | -0.05% | – |
| GTIM | Exit | Good Times Restaurants, Inc. | $0 | – | -100,000 | -100.0% | -0.08% | – |
| EVLV | Exit | EVINE Live, Inc. | $0 | – | -1,118,487 | -100.0% | -0.28% | – |
| HPTO | Exit | hopTo Inc. | $0 | – | -981,166 | -100.0% | -0.29% | – |
| UPIP | Exit | Unwired Planet, Inc. | $0 | – | -142,963 | -100.0% | -0.30% | – |
| Exit | Overland Storage, Inc. 20% ofrights | $0 | – | -3,000,000 | -100.0% | -0.47% | – | |
| PCRX | Exit | Pacira Pharmaceuticals, Inc. | $0 | – | -55,699 | -100.0% | -0.62% | – |
| POWR | Exit | PowerSecure International, Inc | $0 | – | -600,000 | -100.0% | -2.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.