$476 Million is the total value of AWM Investment Company, Inc.'s 93 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 30.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Buy | CEVA, Inc. | $25,751,000 | -3.1% | 1,144,474 | +0.6% | 5.40% | +3.5% |
| NPTN | Sell | NeoPhotonics Corporation | $25,528,000 | +5.2% | 1,818,236 | -18.6% | 5.36% | +12.3% |
| PFSW | Sell | Pfsweb, Inc. | $21,486,000 | -1.9% | 1,637,638 | -3.8% | 4.51% | +4.7% |
| VCRA | Sell | Vocera Communications, Inc. | $19,919,000 | -26.0% | 1,562,292 | -29.2% | 4.18% | -21.0% |
| LMAT | Sell | LeMaitre Vascular Inc. | $16,432,000 | -20.1% | 1,058,760 | -11.1% | 3.45% | -14.7% |
| TREE | Buy | LendingTree, Inc. | $15,958,000 | +10.8% | 163,208 | +1.2% | 3.35% | +18.3% |
| WATT | Sell | Energous Corporation | $13,772,000 | +18.3% | 1,363,588 | -7.4% | 2.89% | +26.2% |
| AVAV | Aerovironment, Inc. | $13,251,000 | -3.9% | 467,909 | 0.0% | 2.78% | +2.5% | |
| LPSN | LivePerson, Inc. | $12,245,000 | -13.3% | 2,093,078 | 0.0% | 2.57% | -7.5% | |
| Brightcove, Inc. | $12,128,000 | +0.6% | 1,943,630 | 0.0% | 2.55% | +7.4% | ||
| SAAS | inContact Inc. | $11,560,000 | -6.8% | 1,300,365 | 0.0% | 2.43% | -0.5% | |
| SQNS | Sell | Sequans Communications - ADR | $11,241,000 | +22.4% | 4,132,540 | -5.5% | 2.36% | +30.7% |
| POWR | Sell | PowerSecure International, Inc | $11,214,000 | -11.8% | 600,000 | -29.0% | 2.35% | -5.8% |
| KOPN | Buy | Kopin Corporation | $10,989,000 | -36.9% | 6,619,921 | +3.3% | 2.31% | -32.7% |
| AMSC | American Superconductor, Corp. | $10,472,000 | +19.3% | 1,377,838 | 0.0% | 2.20% | +27.3% | |
| PFNX | Buy | Pfenex, Inc. | $9,376,000 | -11.8% | 953,775 | +11.1% | 1.97% | -5.9% |
| AQMS | Buy | Aqua Metals, Inc. | $8,337,000 | +24.8% | 1,253,650 | +0.0% | 1.75% | +33.2% |
| GIMO | Gigamon, Inc. | $8,216,000 | +16.7% | 264,877 | 0.0% | 1.72% | +24.6% | |
| NEON | Neonode, Inc. | $8,210,000 | -19.4% | 4,024,446 | 0.0% | 1.72% | -13.9% | |
| VTAE | Buy | Vitae Pharmaceuticals, Inc. | $7,981,000 | -44.6% | 1,203,821 | +51.3% | 1.68% | -40.9% |
| UCTT | Ultra Clean Holdings, Inc. | $7,894,000 | +4.7% | 1,472,701 | 0.0% | 1.66% | +11.7% | |
| IPWR | Ideal Power, Inc. | $7,602,000 | -43.5% | 1,681,935 | 0.0% | 1.60% | -39.7% | |
| IZEA | New | IZEA Inc. | $7,168,000 | – | 1,018,216 | +100.0% | 1.50% | – |
| GNSS | LRAD Corporation | $6,960,000 | -16.6% | 4,192,710 | 0.0% | 1.46% | -11.0% | |
| NLST | Buy | Netlist, Inc. | $6,808,000 | +56.1% | 4,969,543 | +0.3% | 1.43% | +66.7% |
| DSPG | Buy | DSP Group, Inc. | $6,782,000 | -2.4% | 743,639 | +1.0% | 1.42% | +4.2% |
| PETX | Buy | Aratana Therapeutics, Inc. | $6,733,000 | +158.1% | 1,219,835 | +160.9% | 1.41% | +175.4% |
| GNCA | Buy | Genocea Biosciences, Inc. | $6,695,000 | +77.7% | 865,000 | +21.0% | 1.40% | +89.6% |
| MXL | Sell | MaxLinear, Inc. | $6,379,000 | +9.8% | 344,823 | -12.6% | 1.34% | +17.3% |
| CVU | Sell | CPI Aerostructures, Inc. | $6,173,000 | -31.9% | 842,149 | -9.5% | 1.30% | -27.2% |
| Buy | ESSA Pharma Inc. | $5,515,000 | +65.1% | 1,696,968 | +133.3% | 1.16% | +76.3% | |
| LOXO | Buy | Loxo Oncology, Inc. | $5,468,000 | +83.1% | 200,000 | +90.5% | 1.15% | +95.6% |
| RGEN | Repligen Corporation | $5,364,000 | -5.2% | 200,000 | 0.0% | 1.13% | +1.2% | |
| SEAC | Buy | SeaChange International, Inc. | $5,289,000 | -17.4% | 958,066 | +0.9% | 1.11% | -11.8% |
| AVGR | Buy | Avinger, Inc. | $5,052,000 | -55.5% | 527,400 | +5.5% | 1.06% | -52.5% |
| INFU | Buy | Infusystem Holdings, Inc. | $4,949,000 | +38.3% | 1,405,854 | +19.8% | 1.04% | +47.6% |
| FPRX | Five Prime Therapeutics, Inc. | $4,802,000 | -2.1% | 118,199 | 0.0% | 1.01% | +4.5% | |
| ASC | Buy | Ardmore Shipping Corp. | $4,702,000 | -33.4% | 556,410 | +0.3% | 0.99% | -28.9% |
| BWEN | Sell | Broadwind Energy, Inc. | $4,448,000 | +31.1% | 1,477,722 | -9.4% | 0.93% | +40.0% |
| MNTX | Manitex Int'l Inc. | $4,087,000 | -12.1% | 781,362 | 0.0% | 0.86% | -6.1% | |
| MOSY | MoSys, Inc. | $3,785,000 | -40.4% | 5,822,957 | 0.0% | 0.79% | -36.4% | |
| OPK | Opko Health Inc. | $3,636,000 | +3.4% | 350,000 | 0.0% | 0.76% | +10.3% | |
| IRMD | Sell | iRadimed Corporation | $3,477,000 | -55.4% | 181,487 | -34.8% | 0.73% | -52.4% |
| CDTX | Buy | Cidara Therapeutics Inc. | $3,365,000 | +30.7% | 265,000 | +76.7% | 0.71% | +39.5% |
| BV | Buy | Bazaarvoice Inc. | $3,218,000 | +63.3% | 1,021,453 | +127.0% | 0.68% | +74.0% |
| IDN | Intellicheck Mobilisa, Inc. | $3,176,000 | +45.4% | 1,985,022 | 0.0% | 0.67% | +55.5% | |
| EXTR | Extreme Networks, Inc. | $3,173,000 | -23.8% | 1,020,219 | 0.0% | 0.67% | -18.6% | |
| PCRX | Buy | Pacira Pharmaceuticals, Inc. | $2,951,000 | -17.9% | 55,699 | +19.0% | 0.62% | -12.4% |
| MCFT | New | MCBC Holdings, Inc. | $2,816,000 | – | 200,000 | +100.0% | 0.59% | – |
| WIFI | New | Boingo Wireless, Inc. | $2,696,000 | – | 349,226 | +100.0% | 0.57% | – |
| CVV | CVD Equipment Corporation | $2,428,000 | -16.6% | 288,700 | 0.0% | 0.51% | -10.8% | |
| New | Overland Storage, Inc. 20% ofrights | $2,250,000 | – | 3,000,000 | +100.0% | 0.47% | – | |
| SCTPF | Buy | Trillium Therapeutics Corp. | $2,215,000 | -15.1% | 239,477 | +15.7% | 0.46% | -9.4% |
| STRM | Streamline Health Solutions | $2,205,000 | 0.0% | 1,563,734 | 0.0% | 0.46% | +6.7% | |
| XELB | XCel Brands Inc. | $2,077,000 | -23.1% | 360,000 | 0.0% | 0.44% | -17.9% | |
| TIVO | Tivo, Inc. | $1,930,000 | +10.2% | 202,908 | 0.0% | 0.40% | +17.7% | |
| SMTP | SharpSpring, Inc. | $1,858,000 | +10.1% | 530,734 | 0.0% | 0.39% | +17.5% | |
| LENS | Sell | Presbia, PLC (Ireland) | $1,824,000 | -20.8% | 416,394 | -4.9% | 0.38% | -15.5% |
| XTLY | New | Xactly Corporation | $1,728,000 | – | 252,321 | +100.0% | 0.36% | – |
| BEAT | BioTelemetry, Inc. | $1,694,000 | 0.0% | 145,000 | 0.0% | 0.36% | +6.9% | |
| VSTM | New | Verastem, Inc. | $1,580,000 | – | 1,000,000 | +100.0% | 0.33% | – |
| DTRM | Determine, Inc. | $1,520,000 | -28.6% | 821,760 | 0.0% | 0.32% | -23.7% | |
| PCTI | PC-Tel, Inc. | $1,511,000 | +5.1% | 316,053 | 0.0% | 0.32% | +12.0% | |
| CORI | Buy | Corium International Inc. | $1,466,000 | -8.1% | 379,682 | +93.3% | 0.31% | -1.9% |
| UPIP | Sell | Unwired Planet, Inc. | $1,408,000 | -4.9% | 142,963 | -91.7% | 0.30% | +1.7% |
| HPTO | New | hopTo Inc. | $1,403,000 | – | 981,166 | +100.0% | 0.29% | – |
| CNCE | New | Concert Pharmaceuticals, Inc. | $1,366,000 | – | 100,000 | +100.0% | 0.29% | – |
| NTN | NTN Buzztime, Inc. | $1,362,000 | -6.3% | 9,082,575 | 0.0% | 0.29% | 0.0% | |
| ARIS | ARI Network Services, Inc. | $1,317,000 | -2.4% | 300,000 | 0.0% | 0.28% | +4.2% | |
| EVLV | New | EVINE Live, Inc. | $1,309,000 | – | 1,118,487 | +100.0% | 0.28% | – |
| ITI | Iteris, Inc. | $1,306,000 | +13.5% | 535,369 | 0.0% | 0.27% | +21.2% | |
| GAIA | Buy | Gaiam, Inc. | $1,248,000 | +33.3% | 195,000 | +30.0% | 0.26% | +42.4% |
| CPHRF | Cipher Pharmaceuticals, Inc. | $1,200,000 | +2.4% | 250,000 | 0.0% | 0.25% | +9.6% | |
| IVTY | Invuity, Inc. | $1,155,000 | -18.1% | 160,000 | 0.0% | 0.24% | -12.6% | |
| SPRT | Support.com, Inc. | $1,114,000 | -14.8% | 1,295,320 | 0.0% | 0.23% | -8.9% | |
| QNST | New | QuinStreet, Inc. | $1,085,000 | – | 317,130 | +100.0% | 0.23% | – |
| NVEE | NV5 Global Inc. | $1,073,000 | +22.1% | 40,000 | 0.0% | 0.22% | +30.1% | |
| ECOM | New | ChannelAdvisor, Corp. | $1,009,000 | – | 89,686 | +100.0% | 0.21% | – |
| GLDD | Buy | Great Lakes Dredge & Dock Co. | $892,000 | +50.2% | 200,000 | +33.2% | 0.19% | +59.8% |
| PRKR | Sell | ParkerVision, Inc. | $827,000 | +79.0% | 264,072 | -86.7% | 0.17% | +91.2% |
| IMMR | New | Immersion Corporation | $776,000 | – | 94,000 | +100.0% | 0.16% | – |
| SCYX | Sell | SCYNEXIS, Inc. | $752,000 | -59.6% | 186,608 | -37.7% | 0.16% | -56.8% |
| SAIA | Saia, Inc. | $633,000 | +26.3% | 22,500 | 0.0% | 0.13% | +34.3% | |
| RLOGQ | Rand logistics Inc. | $615,000 | -40.6% | 647,235 | 0.0% | 0.13% | -36.8% | |
| XPLR | Sell | Xplore Technologies, Corp. | $575,000 | -50.1% | 164,775 | -26.8% | 0.12% | -46.7% |
| SGMO | Sangamo BioSciences, Inc. | $558,000 | -33.7% | 92,200 | 0.0% | 0.12% | -29.5% | |
| HEAR | New | Turtle Beach Corporation | $530,000 | – | 465,016 | +100.0% | 0.11% | – |
| OVAS | Sell | OvaScience, Inc. | $474,000 | -58.3% | 50,000 | -57.0% | 0.10% | -55.8% |
| GTIM | Good Times Restaurants, Inc. | $398,000 | -17.1% | 100,000 | 0.0% | 0.08% | -10.6% | |
| BIOAQ | New | BioAmber, Inc. | $220,000 | – | 52,280 | +100.0% | 0.05% | – |
| SRT | Sell | StarTek, inc. | $138,000 | -27.0% | 32,853 | -37.8% | 0.03% | -21.6% |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $103,000 | 0.0% | 137,092 | 0.0% | 0.02% | +10.0% | |
| CLRB | Sell | Cellectar Biosciences @4.68 2/warrants | $77,000 | -87.1% | 106,600 | -90.0% | 0.02% | -86.3% |
| JOB | Exit | General Employment Enterprises | $0 | – | -21,875 | -100.0% | -0.03% | – |
| THST | Exit | Truett-Hurst, Inc. | $0 | – | -113,390 | -100.0% | -0.03% | – |
| EYEG | Exit | EyeGate Pharmaceuticals, Inc. | $0 | – | -106,561 | -100.0% | -0.06% | – |
| CTRL | Exit | Control4 Corp. | $0 | – | -64,459 | -100.0% | -0.09% | – |
| CTCT | Exit | Constant Contact Inc. | $0 | – | -23,967 | -100.0% | -0.14% | – |
| DSCI | Exit | Derma Sciences, Inc. | $0 | – | -188,995 | -100.0% | -0.17% | – |
| AMBR | Exit | Amber Road, Inc. | $0 | – | -175,068 | -100.0% | -0.18% | – |
| SCMP | Exit | Sucampo Pharmaceuticals, Inc. | $0 | – | -100,000 | -100.0% | -0.34% | – |
| ACAD | Exit | Acadia Pharmaceuticals, Inc. | $0 | – | -50,000 | -100.0% | -0.35% | – |
| BLUE | Exit | Bluebird Bio, Inc. | $0 | – | -30,000 | -100.0% | -0.38% | – |
| SIMO | Exit | Silicon Motion Technology Corp | $0 | – | -65,389 | -100.0% | -0.40% | – |
| TRVN | Exit | Trevena, Inc. | $0 | – | -200,000 | -100.0% | -0.41% | – |
| AMRC | Exit | Ameresco, Inc. | $0 | – | -341,240 | -100.0% | -0.42% | – |
| NVAX | Exit | Novavax, Inc. | $0 | – | -400,000 | -100.0% | -0.66% | – |
| LDRH | Exit | LDR Holding Corp. | $0 | – | -152,333 | -100.0% | -0.75% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.