$546 Million is the total value of AWM Investment Company, Inc.'s 99 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 26.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | $38,837,000 | +29.1% | 1,107,410 | 0.0% | 7.12% | +10.7% | |
| NPTN | Sell | NeoPhotonics Corporation | $28,653,000 | +49.3% | 1,753,538 | -12.9% | 5.25% | +28.0% |
| VTAE | Sell | Vitae Pharmaceuticals, Inc. | $22,227,000 | +74.9% | 1,062,498 | -9.8% | 4.07% | +50.0% |
| VCRA | Sell | Vocera Communications, Inc. | $21,125,000 | +6.0% | 1,250,000 | -19.4% | 3.87% | -9.1% |
| Sell | Brightcove, Inc. | $19,816,000 | +18.3% | 1,518,442 | -20.3% | 3.63% | +1.4% | |
| LPSN | LivePerson, Inc. | $17,603,000 | +32.7% | 2,093,078 | 0.0% | 3.23% | +13.8% | |
| LMAT | Sell | LeMaitre Vascular Inc. | $16,598,000 | +20.1% | 836,614 | -13.6% | 3.04% | +3.0% |
| SAAS | Sell | inContact Inc. | $15,944,000 | -11.5% | 1,140,507 | -12.3% | 2.92% | -24.1% |
| KOPN | Kopin Corporation | $14,431,000 | -1.8% | 6,619,921 | 0.0% | 2.64% | -15.8% | |
| PFSW | Pfsweb, Inc. | $13,803,000 | -6.0% | 1,545,738 | 0.0% | 2.53% | -19.4% | |
| SQNS | Buy | Sequans Communications - ADR | $12,957,000 | +53.4% | 7,320,230 | +77.7% | 2.37% | +31.5% |
| AVAV | Buy | Aerovironment, Inc. | $11,835,000 | -9.0% | 484,822 | +3.6% | 2.17% | -22.0% |
| AQMS | Buy | Aqua Metals, Inc. | $11,272,000 | -14.3% | 1,272,250 | +13.8% | 2.07% | -26.5% |
| CLCD | New | CoLucid Pharmaceuticals, Inc. | $11,022,000 | – | 288,919 | +100.0% | 2.02% | – |
| UCTT | Ultra Clean Holdings, Inc. | $10,913,000 | +30.2% | 1,472,701 | 0.0% | 2.00% | +11.7% | |
| TCMD | New | Tactile Systems Technology | $10,285,000 | – | 550,000 | +100.0% | 1.88% | – |
| PETX | Sell | Aratana Therapeutics, Inc. | $9,407,000 | +33.3% | 1,005,000 | -10.0% | 1.72% | +14.4% |
| DSPG | DSP Group, Inc. | $8,931,000 | +13.2% | 743,639 | 0.0% | 1.64% | -2.9% | |
| AMSC | American Superconductor, Corp. | $8,738,000 | -16.9% | 1,246,576 | 0.0% | 1.60% | -28.8% | |
| IPWR | Ideal Power, Inc. | $8,696,000 | +4.9% | 1,681,935 | 0.0% | 1.59% | -10.0% | |
| PFNX | Sell | Pfenex, Inc. | $8,395,000 | +5.3% | 938,042 | -1.5% | 1.54% | -9.7% |
| PI | New | Impinj, Inc. | $8,256,000 | – | 220,623 | +100.0% | 1.51% | – |
| GNSS | LRAD Corporation | $7,840,000 | +4.5% | 4,192,710 | 0.0% | 1.44% | -10.4% | |
| ALDX | Aldeyra Therapeutics, Inc. | $7,205,000 | +38.0% | 917,810 | 0.0% | 1.32% | +18.3% | |
| NLST | Buy | Netlist, Inc. | $7,044,000 | +21.2% | 5,680,928 | +14.3% | 1.29% | +3.9% |
| ATOM | New | Atomera Incorporated | $6,653,000 | – | 852,985 | +100.0% | 1.22% | – |
| TREE | Sell | LendingTree, Inc. | $6,590,000 | -43.8% | 68,000 | -48.8% | 1.21% | -51.8% |
| BWEN | Broadwind Energy, Inc. | $6,380,000 | +4.3% | 1,450,009 | 0.0% | 1.17% | -10.6% | |
| MXL | Buy | MaxLinear, Inc. | $6,081,000 | +52.7% | 300,000 | +35.5% | 1.11% | +30.9% |
| RVLT | Revolution Lighting Technologi | $5,994,000 | +2.1% | 950,000 | 0.0% | 1.10% | -12.4% | |
| IZEA | IZEA Inc. | $5,977,000 | -23.0% | 1,018,216 | 0.0% | 1.10% | -34.0% | |
| MCFT | Buy | MCBC Holdings, Inc. | $5,523,000 | +81.5% | 484,441 | +75.9% | 1.01% | +55.7% |
| NEON | Buy | Neonode, Inc. | $5,028,000 | -14.1% | 4,410,539 | +10.0% | 0.92% | -26.4% |
| ESSA Pharma Inc. | $4,785,000 | -4.4% | 1,696,968 | 0.0% | 0.88% | -18.0% | ||
| TEAR | Buy | TearLab Corp. (F4) | $4,730,000 | +40.1% | 7,277,250 | +37.9% | 0.87% | +20.1% |
| LOXO | Sell | Loxo Oncology, Inc. | $4,712,000 | +7.0% | 180,000 | -5.3% | 0.86% | -8.2% |
| BV | Sell | Bazaarvoice Inc. | $4,367,000 | +16.0% | 738,991 | -21.3% | 0.80% | -0.5% |
| MOSY | MoSys, Inc. | $4,367,000 | +85.2% | 5,822,957 | 0.0% | 0.80% | +58.7% | |
| MNTX | Manitex Int'l Inc. | $4,305,000 | -20.5% | 781,362 | 0.0% | 0.79% | -31.8% | |
| ASC | Ardmore Shipping Corp. (Irelan | $4,253,000 | +4.0% | 604,110 | 0.0% | 0.78% | -10.9% | |
| FPRX | Sell | Five Prime Therapeutics, Inc. | $4,199,000 | +12.8% | 80,000 | -11.1% | 0.77% | -3.3% |
| CVU | Sell | CPI Aerostructures, Inc. | $4,179,000 | -19.3% | 603,068 | -28.4% | 0.77% | -30.8% |
| ECOM | Buy | ChannelAdvisor, Corp. | $4,118,000 | +1355.1% | 318,465 | +1531.4% | 0.76% | +1158.3% |
| INFU | Sell | Infusystem Holdings, Inc. | $3,915,000 | +3.6% | 1,413,494 | -2.8% | 0.72% | -11.2% |
| OPK | Opko Health Inc. | $3,706,000 | +13.4% | 350,000 | 0.0% | 0.68% | -2.7% | |
| WIFI | Boingo Wireless, Inc. | $3,650,000 | +15.3% | 355,026 | 0.0% | 0.67% | -1.2% | |
| CTRN | New | Citi Trends, Inc. | $3,641,000 | – | 182,707 | +100.0% | 0.67% | – |
| RGEN | Sell | Repligen Corporation | $3,623,000 | -5.4% | 120,000 | -14.3% | 0.66% | -18.8% |
| SEAC | SeaChange International, Inc. | $3,449,000 | -6.3% | 1,153,677 | 0.0% | 0.63% | -19.6% | |
| ESTE | Buy | Earthstone Energy, Inc. | $3,421,000 | -11.9% | 397,834 | +10.5% | 0.63% | -24.4% |
| IDN | Intellicheck Mobilisa, Inc. | $3,414,000 | +24.6% | 1,985,022 | 0.0% | 0.63% | +7.0% | |
| EXTR | Sell | Extreme Networks, Inc. | $3,150,000 | -8.5% | 701,566 | -30.9% | 0.58% | -21.5% |
| SCTPF | Trillium Therapeutics Corp. | $3,092,000 | +64.6% | 209,177 | 0.0% | 0.57% | +41.4% | |
| DMRC | New | Digimarc Corporation | $3,068,000 | – | 80,000 | +100.0% | 0.56% | – |
| SRTS | New | Sensus Healthcare, Inc | $3,025,000 | – | 491,938 | +100.0% | 0.55% | – |
| CDTX | Cidara Therapeutics Inc. | $3,007,000 | +11.0% | 262,655 | 0.0% | 0.55% | -4.8% | |
| WATT | Sell | Energous Corporation | $2,938,000 | -64.8% | 149,800 | -76.7% | 0.54% | -69.8% |
| IMMR | Buy | Immersion Corporation | $2,748,000 | +19.6% | 336,734 | +7.6% | 0.50% | +2.6% |
| SMTP | SharpSpring, Inc. | $2,733,000 | -1.5% | 530,734 | 0.0% | 0.50% | -15.5% | |
| STRM | Sell | Streamline Health Solutions | $2,647,000 | +41.1% | 1,438,334 | -8.0% | 0.48% | +20.9% |
| AEHR | New | Aehr Test Systems (Restricted) | $2,551,000 | – | 1,050,000 | +100.0% | 0.47% | – |
| NVEE | NV5 Global Inc. | $2,504,000 | +13.6% | 77,500 | 0.0% | 0.46% | -2.5% | |
| CVV | CVD Equipment Corporation | $2,419,000 | -2.3% | 288,700 | 0.0% | 0.44% | -16.3% | |
| QNST | Buy | QuinStreet, Inc. | $2,235,000 | -3.5% | 739,917 | +13.4% | 0.41% | -17.2% |
| IVTY | Invuity, Inc. | $2,058,000 | +44.0% | 150,000 | 0.0% | 0.38% | +23.6% | |
| BEAT | Sell | BioTelemetry, Inc. | $2,028,000 | -14.2% | 109,189 | -24.7% | 0.37% | -26.3% |
| ITI | Iteris, Inc. | $1,949,000 | +27.3% | 535,369 | 0.0% | 0.36% | +9.2% | |
| AVGR | Sell | Avinger, Inc. | $1,864,000 | -68.8% | 390,790 | -21.9% | 0.34% | -73.2% |
| XELB | XCel Brands Inc. | $1,775,000 | -2.0% | 360,000 | 0.0% | 0.32% | -16.0% | |
| VSTM | Sell | Verastem, Inc. | $1,696,000 | -6.8% | 1,275,323 | -8.9% | 0.31% | -20.1% |
| LENS | Sell | Presbia, PLC (Ireland) | $1,684,000 | -5.6% | 358,249 | -9.2% | 0.31% | -18.9% |
| RDCM | Sell | RADCOM Ltd. | $1,674,000 | -45.3% | 82,000 | -68.8% | 0.31% | -53.1% |
| PCTI | PC-Tel, Inc. | $1,674,000 | +12.3% | 316,403 | 0.0% | 0.31% | -3.5% | |
| CSLT | New | Castlight Health, Inc. | $1,664,000 | – | 400,000 | +100.0% | 0.30% | – |
| ARIS | ARI Network Services, Inc. | $1,332,000 | +5.7% | 300,000 | 0.0% | 0.24% | -9.3% | |
| ARDX | New | Ardelyx, Inc. | $1,294,000 | – | 100,000 | +100.0% | 0.24% | – |
| DTRM | Sell | Determine, Inc. | $1,289,000 | +3.8% | 716,220 | -12.3% | 0.24% | -10.9% |
| NTN | NTN Buzztime, Inc. | $1,237,000 | -20.8% | 181,650 | 0.0% | 0.23% | -32.0% | |
| PRKR | ParkerVision, Inc. | $1,125,000 | +35.7% | 264,072 | 0.0% | 0.21% | +16.4% | |
| CORI | Sell | Corium International Inc. | $1,116,000 | -6.3% | 198,511 | -42.2% | 0.20% | -19.3% |
| CNCE | Concert Pharmaceuticals, Inc. | $1,011,000 | -10.0% | 100,000 | 0.0% | 0.18% | -22.9% | |
| TRVN | Trevena, Inc. | $971,000 | +7.1% | 143,904 | 0.0% | 0.18% | -8.2% | |
| XPLR | Buy | Xplore Technologies, Corp. | $885,000 | +268.8% | 368,902 | +268.9% | 0.16% | +217.6% |
| CLSD | Clearside Biomedical, Inc. | $867,000 | +147.7% | 50,000 | 0.0% | 0.16% | +112.0% | |
| IRMD | Sell | iRadimed Corporation | $801,000 | -76.8% | 47,119 | -70.3% | 0.15% | -80.1% |
| CPHRF | Sell | Cipher Pharmaceuticals, Inc. | $708,000 | -35.8% | 185,300 | -12.3% | 0.13% | -44.9% |
| XTLY | Sell | Xactly Corporation | $691,000 | -12.9% | 46,928 | -24.2% | 0.13% | -24.9% |
| SAIA | Saia, Inc. | $674,000 | +19.1% | 22,500 | 0.0% | 0.12% | +2.5% | |
| SYRS | New | Syros Pharmaceuticals, Inc. | $660,000 | – | 47,550 | +100.0% | 0.12% | – |
| New | Sensus Healthcare, Inc @6.75 6warrants | $634,000 | – | 494,939 | +100.0% | 0.12% | – | |
| HIIQ | New | Health Insurance Innovations | $630,000 | – | 120,000 | +100.0% | 0.12% | – |
| New | Aptevo Therapeutics, Inc. | $530,000 | – | 207,000 | +100.0% | 0.10% | – | |
| HEAR | Turtle Beach Corporation | $524,000 | +35.1% | 400,000 | 0.0% | 0.10% | +15.7% | |
| RLOGQ | Rand logistics Inc. | $485,000 | -27.3% | 647,235 | 0.0% | 0.09% | -37.8% | |
| SCYX | SCYNEXIS, Inc. | $484,000 | +78.6% | 125,000 | 0.0% | 0.09% | +53.4% | |
| OVAS | OvaScience, Inc. | $358,000 | +37.7% | 50,000 | 0.0% | 0.07% | +17.9% | |
| SPRT | Support.com, Inc. | $228,000 | -0.4% | 271,753 | 0.0% | 0.04% | -14.3% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $48,000 | -44.2% | 137,092 | 0.0% | 0.01% | -50.0% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $27,000 | -42.6% | 106,600 | 0.0% | 0.01% | -50.0% | |
| IIN | Exit | Intricon Corp. | $0 | – | -55,000 | -100.0% | -0.06% | – |
| PLSE | Exit | Pulse Biosciences, Inc. | $0 | – | -67,000 | -100.0% | -0.06% | – |
| SGMO | Exit | Sangamo BioSciences, Inc. | $0 | – | -92,200 | -100.0% | -0.11% | – |
| ZAGG | Exit | Zagg, Inc. | $0 | – | -125,300 | -100.0% | -0.14% | – |
| GLDD | Exit | Great Lakes Dredge & Dock Co. | $0 | – | -200,000 | -100.0% | -0.19% | – |
| GEC | Exit | Great Elm Capital Group, Inc. | $0 | – | -175,889 | -100.0% | -0.25% | – |
| BOOT | Exit | Boot Barn Holdings, Inc. | $0 | – | -142,000 | -100.0% | -0.26% | – |
| GAIA | Exit | Gaiam, Inc. | $0 | – | -172,670 | -100.0% | -0.28% | – |
| TIVO | Exit | Tivo, Inc. | $0 | – | -202,908 | -100.0% | -0.43% | – |
| GNCA | Exit | Genocea Biosciences, Inc. | $0 | – | -778,849 | -100.0% | -0.68% | – |
| GIMO | Exit | Gigamon, Inc. | $0 | – | -149,277 | -100.0% | -1.19% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.