$509 Million is the total value of AWM Investment Company, Inc.'s 94 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 30.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCRA | Sell | Vocera Communications, Inc. | $26,916,000 | +4.1% | 2,206,262 | -2.6% | 5.29% | +5.7% |
| CEVA | Sell | CEVA, Inc. | $26,563,000 | +13.1% | 1,137,114 | -10.1% | 5.22% | +14.8% |
| NPTN | Sell | NeoPhotonics Corporation | $24,256,000 | +56.9% | 2,233,561 | -1.6% | 4.77% | +59.4% |
| PFSW | Sell | Pfsweb, Inc. | $21,910,000 | -13.4% | 1,702,446 | -4.4% | 4.31% | -12.1% |
| LMAT | LeMaitre Vascular Inc. | $20,554,000 | +41.5% | 1,191,517 | 0.0% | 4.04% | +43.7% | |
| KOPN | Kopin Corporation | $17,423,000 | -13.4% | 6,405,598 | 0.0% | 3.43% | -12.1% | |
| VTAE | Vitae Pharmaceuticals, Inc. | $14,401,000 | +64.4% | 795,624 | 0.0% | 2.83% | +66.9% | |
| TREE | Buy | LendingTree, Inc. | $14,402,000 | +9.4% | 161,308 | +14.0% | 2.83% | +11.1% |
| LPSN | Buy | LivePerson, Inc. | $14,128,000 | -10.7% | 2,093,078 | +0.0% | 2.78% | -9.3% |
| AVAV | Aerovironment, Inc. | $13,789,000 | +47.1% | 467,909 | 0.0% | 2.71% | +49.3% | |
| IPWR | Ideal Power, Inc. | $13,455,000 | +21.0% | 1,681,935 | 0.0% | 2.65% | +22.9% | |
| POWR | PowerSecure International, Inc | $12,712,000 | +30.6% | 844,630 | 0.0% | 2.50% | +32.7% | |
| SAAS | Buy | inContact Inc. | $12,405,000 | +29.0% | 1,300,365 | +1.5% | 2.44% | +30.9% |
| Buy | Brightcove, Inc. | $12,051,000 | +26.7% | 1,943,630 | +0.5% | 2.37% | +28.7% | |
| WATT | Buy | Energous Corporation | $11,643,000 | +97.7% | 1,471,919 | +72.5% | 2.29% | +100.7% |
| AVGR | Avinger, Inc. | $11,355,000 | +54.4% | 500,000 | 0.0% | 2.23% | +56.8% | |
| PFNX | Pfenex, Inc. | $10,632,000 | -17.5% | 858,775 | 0.0% | 2.09% | -16.2% | |
| NEON | Buy | Neonode, Inc. | $10,182,000 | +72.4% | 4,024,446 | +66.3% | 2.00% | +75.0% |
| SQNS | Buy | Sequans Communications - ADR | $9,181,000 | +227.3% | 4,371,704 | +71.5% | 1.80% | +232.4% |
| CVU | CPI Aerostructures, Inc. | $9,059,000 | +10.4% | 931,040 | 0.0% | 1.78% | +12.1% | |
| AMSC | Sell | American Superconductor, Corp. | $8,777,000 | +46.1% | 1,377,838 | -0.7% | 1.73% | +48.3% |
| GNSS | Sell | LRAD Corporation | $8,343,000 | +7.0% | 4,192,710 | -10.2% | 1.64% | +8.7% |
| IRMD | Buy | iRadimed Corporation | $7,802,000 | +106.2% | 278,330 | +79.2% | 1.53% | +109.3% |
| UCTT | Ultra Clean Holdings, Inc. | $7,540,000 | -10.8% | 1,472,701 | 0.0% | 1.48% | -9.4% | |
| ASC | Ardmore Shipping Corp. | $7,056,000 | +5.3% | 554,710 | 0.0% | 1.39% | +6.9% | |
| GIMO | Gigamon, Inc. | $7,038,000 | +32.8% | 264,877 | 0.0% | 1.38% | +34.9% | |
| DSPG | DSP Group, Inc. | $6,947,000 | +3.6% | 735,935 | 0.0% | 1.37% | +5.2% | |
| AQMS | Sell | Aqua Metals, Inc. | $6,680,000 | +4.6% | 1,253,350 | -0.5% | 1.31% | +6.2% |
| SEAC | SeaChange International, Inc. | $6,402,000 | +7.0% | 949,913 | 0.0% | 1.26% | +8.6% | |
| MOSY | Sell | MoSys, Inc. | $6,347,000 | -28.9% | 5,822,957 | -2.8% | 1.25% | -27.8% |
| MXL | Sell | MaxLinear, Inc. | $5,810,000 | -35.6% | 394,438 | -45.6% | 1.14% | -34.6% |
| RGEN | Buy | Repligen Corporation | $5,658,000 | +6.9% | 200,000 | +5.3% | 1.11% | +8.6% |
| FPRX | Five Prime Therapeutics, Inc. | $4,905,000 | +169.7% | 118,199 | 0.0% | 0.96% | +174.1% | |
| MNTX | Manitex Int'l Inc. | $4,649,000 | +5.9% | 781,362 | 0.0% | 0.91% | +7.5% | |
| NLST | Buy | Netlist, Inc. | $4,360,000 | +118.3% | 4,954,543 | +4.2% | 0.86% | +121.4% |
| EXTR | Extreme Networks, Inc. | $4,162,000 | +21.4% | 1,020,219 | 0.0% | 0.82% | +23.2% | |
| LDRH | Buy | LDR Holding Corp. | $3,825,000 | +169.6% | 152,333 | +270.6% | 0.75% | +173.5% |
| GNCA | Buy | Genocea Biosciences, Inc. | $3,768,000 | +11.8% | 715,000 | +45.3% | 0.74% | +13.5% |
| PCRX | Sell | Pacira Pharmaceuticals, Inc. | $3,595,000 | -23.9% | 46,818 | -59.3% | 0.71% | -22.7% |
| INFU | Infusystem Holdings, Inc. | $3,578,000 | +11.7% | 1,173,102 | 0.0% | 0.70% | +13.5% | |
| OPK | Opko Health Inc. | $3,517,000 | +19.5% | 350,000 | 0.0% | 0.69% | +21.4% | |
| BWEN | Buy | Broadwind Energy, Inc. | $3,393,000 | +11.7% | 1,631,480 | +11.2% | 0.67% | +13.4% |
| NVAX | Novavax, Inc. | $3,356,000 | +18.7% | 400,000 | 0.0% | 0.66% | +20.4% | |
| ESSA Pharma Inc. | $3,340,000 | -26.6% | 727,272 | 0.0% | 0.66% | -25.5% | ||
| LOXO | Buy | Loxo Oncology, Inc. | $2,987,000 | +127.8% | 105,000 | +40.0% | 0.59% | +131.1% |
| CVV | CVD Equipment Corporation | $2,910,000 | -8.9% | 288,700 | 0.0% | 0.57% | -7.4% | |
| XELB | XCel Brands Inc. | $2,700,000 | -12.7% | 360,000 | 0.0% | 0.53% | -11.4% | |
| SCTPF | Trillium Therapeutics Corp. | $2,609,000 | -3.2% | 206,937 | 0.0% | 0.51% | -1.7% | |
| PETX | Sell | Aratana Therapeutics, Inc. | $2,609,000 | -58.9% | 467,507 | -37.7% | 0.51% | -58.3% |
| CDTX | Buy | Cidara Therapeutics Inc. | $2,574,000 | +52.9% | 150,000 | +13.3% | 0.51% | +55.2% |
| LENS | Presbia, PLC (Ireland) | $2,303,000 | -4.0% | 437,803 | 0.0% | 0.45% | -2.6% | |
| STRM | Buy | Streamline Health Solutions | $2,205,000 | +293.0% | 1,563,734 | +538.7% | 0.43% | +298.2% |
| IDN | Intellicheck Mobilisa, Inc. | $2,184,000 | +20.9% | 1,985,022 | 0.0% | 0.43% | +22.6% | |
| AMRC | Ameresco, Inc. | $2,133,000 | +6.3% | 341,240 | 0.0% | 0.42% | +7.7% | |
| DTRM | Determine, Inc. | $2,128,000 | -34.1% | 821,760 | 0.0% | 0.42% | -33.2% | |
| TRVN | New | Trevena, Inc. | $2,100,000 | – | 200,000 | +100.0% | 0.41% | – |
| SIMO | Sell | Silicon Motion Technology Corp | $2,051,000 | -14.2% | 65,389 | -25.3% | 0.40% | -13.0% |
| BV | New | Bazaarvoice Inc. | $1,971,000 | – | 450,000 | +100.0% | 0.39% | – |
| BLUE | New | Bluebird Bio, Inc. | $1,927,000 | – | 30,000 | +100.0% | 0.38% | – |
| SCYX | Sell | SCYNEXIS, Inc. | $1,861,000 | -16.2% | 299,687 | -1.8% | 0.37% | -14.9% |
| ACAD | Acadia Pharmaceuticals, Inc. | $1,782,000 | +7.8% | 50,000 | 0.0% | 0.35% | +9.4% | |
| TIVO | Tivo, Inc. | $1,751,000 | -0.3% | 202,908 | 0.0% | 0.34% | +1.2% | |
| SCMP | Sucampo Pharmaceuticals, Inc. | $1,729,000 | -13.0% | 100,000 | 0.0% | 0.34% | -11.7% | |
| BEAT | BioTelemetry, Inc. | $1,694,000 | -4.6% | 145,000 | 0.0% | 0.33% | -3.2% | |
| SMTP | SharpSpring, Inc. | $1,688,000 | -32.2% | 530,734 | 0.0% | 0.33% | -31.1% | |
| CORI | Buy | Corium International Inc. | $1,595,000 | -2.5% | 196,376 | +12.2% | 0.31% | -0.9% |
| UPIP | Unwired Planet, Inc. | $1,481,000 | +19.1% | 1,715,578 | 0.0% | 0.29% | +20.7% | |
| NTN | NTN Buzztime, Inc. | $1,453,000 | -50.2% | 9,082,575 | 0.0% | 0.29% | -49.4% | |
| PCTI | Buy | PC-Tel, Inc. | $1,438,000 | +0.7% | 316,053 | +33.0% | 0.28% | +2.2% |
| IVTY | New | Invuity, Inc. | $1,411,000 | – | 160,000 | +100.0% | 0.28% | – |
| ARIS | ARI Network Services, Inc. | $1,350,000 | +19.0% | 300,000 | 0.0% | 0.26% | +20.5% | |
| SPRT | Sell | Support.com, Inc. | $1,308,000 | -58.1% | 1,295,320 | -53.5% | 0.26% | -57.5% |
| CPHRF | Buy | Cipher Pharmaceuticals, Inc. | $1,172,000 | +43.6% | 250,000 | +13.6% | 0.23% | +45.6% |
| XPLR | Buy | Xplore Technologies, Corp. | $1,152,000 | +8.1% | 225,000 | +12.5% | 0.23% | +10.2% |
| ITI | Iteris, Inc. | $1,151,000 | -12.6% | 535,369 | 0.0% | 0.23% | -11.4% | |
| OVAS | Buy | OvaScience, Inc. | $1,137,000 | +16.5% | 116,352 | +1.2% | 0.22% | +18.5% |
| RLOGQ | Buy | Rand logistics Inc. | $1,036,000 | -11.5% | 647,235 | +18.3% | 0.20% | -10.1% |
| GAIA | Gaiam, Inc. | $936,000 | +1.5% | 150,000 | 0.0% | 0.18% | +2.8% | |
| AMBR | Sell | Amber Road, Inc. | $891,000 | -18.8% | 175,068 | -32.6% | 0.18% | -17.5% |
| NVEE | NV5 Global Inc. | $879,000 | +18.5% | 40,000 | 0.0% | 0.17% | +20.1% | |
| DSCI | New | Derma Sciences, Inc. | $864,000 | – | 188,995 | +100.0% | 0.17% | – |
| SGMO | Sangamo BioSciences, Inc. | $842,000 | +61.9% | 92,200 | 0.0% | 0.17% | +64.4% | |
| CTCT | Constant Contact Inc. | $701,000 | +20.7% | 23,967 | 0.0% | 0.14% | +22.1% | |
| GLDD | Buy | Great Lakes Dredge & Dock Co. | $594,000 | +17.9% | 150,100 | +50.1% | 0.12% | +19.4% |
| CLRB | Sell | Cellectar Biosciences @4.68 2/warrants | $595,000 | -80.8% | 1,066,000 | -51.0% | 0.12% | -80.5% |
| SAIA | Saia, Inc. | $501,000 | -28.0% | 22,500 | 0.0% | 0.10% | -26.7% | |
| GTIM | Good Times Restaurants, Inc. | $480,000 | -23.2% | 100,000 | 0.0% | 0.09% | -22.3% | |
| CTRL | Buy | Control4 Corp. | $469,000 | +16.4% | 64,459 | +30.5% | 0.09% | +17.9% |
| PRKR | Sell | ParkerVision, Inc. | $462,000 | +19.1% | 1,988,766 | -4.0% | 0.09% | +21.3% |
| EYEG | EyeGate Pharmaceuticals, Inc. | $292,000 | -3.9% | 106,561 | 0.0% | 0.06% | -3.4% | |
| SRT | Sell | StarTek, inc. | $189,000 | -56.9% | 52,853 | -59.3% | 0.04% | -56.5% |
| THST | Sell | Truett-Hurst, Inc. | $164,000 | -38.3% | 113,390 | -57.0% | 0.03% | -38.5% |
| JOB | New | General Employment Enterprises | $130,000 | – | 21,875 | +100.0% | 0.03% | – |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $103,000 | -26.4% | 137,092 | 0.0% | 0.02% | -25.9% | |
| ECOM | Exit | ChannelAdvisor, Corp. | $0 | – | -11,958 | -100.0% | -0.02% | – |
| Exit | CYREN Ltd. (Isreal) | $0 | – | -72,425 | -100.0% | -0.02% | – | |
| Exit | Digital Turbine, Inc. | $0 | – | -75,356 | -100.0% | -0.03% | – | |
| IPLY | Exit | Interplay Entertainment Corp. | $0 | – | -9,133,000 | -100.0% | -0.03% | – |
| Exit | Speed Commerce, Inc. | $0 | – | -1,179,950 | -100.0% | -0.04% | – | |
| JOB | Exit | General Equipment Enterprises, | $0 | – | -925,000 | -100.0% | -0.07% | – |
| VVUS | Exit | VIVUS, Inc. | $0 | – | -350,000 | -100.0% | -0.11% | – |
| DRNA | Exit | Dicerna Pharmaceuticals, Inc. | $0 | – | -80,000 | -100.0% | -0.13% | – |
| VSTM | Exit | Verastem, Inc. | $0 | – | -400,000 | -100.0% | -0.14% | – |
| ZGNX | Exit | Zogenix, Inc. | $0 | – | -61,000 | -100.0% | -0.16% | – |
| QTWW | Exit | Quantum Fuel Systems Tech Worl | $0 | – | -823,939 | -100.0% | -0.18% | – |
| MRNS | Exit | Marinus Pharmaceuticals, Inc. | $0 | – | -122,500 | -100.0% | -0.20% | – |
| FCEL | Exit | Fuelcell Energy Inc. | $0 | – | -1,752,903 | -100.0% | -0.25% | – |
| ASND | Exit | Ascendis Pharma A/S ADR (Denma | $0 | – | -78,540 | -100.0% | -0.27% | – |
| ASYS | Exit | Amtech Systems, Inc. | $0 | – | -324,504 | -100.0% | -0.27% | – |
| SNAK | Exit | Inventure Foods, Inc. | $0 | – | -167,082 | -100.0% | -0.29% | – |
| Exit | NeuroDerm Ltd. (Israel) | $0 | – | -75,000 | -100.0% | -0.30% | – | |
| ARWR | Exit | Arrowhead Research Corporation | $0 | – | -269,493 | -100.0% | -0.30% | – |
| IPAS | Exit | iPass, Inc. | $0 | – | -1,707,362 | -100.0% | -0.32% | – |
| FDNH | Exit | Foundation Healthcare, Inc. | $0 | – | -357,422 | -100.0% | -0.34% | – |
| BIOD | Exit | Biodel, Inc. | $0 | – | -4,408,831 | -100.0% | -0.38% | – |
| FSTR | Exit | L.B. Foster Company | $0 | – | -177,394 | -100.0% | -0.42% | – |
| SMT | Exit | SMART Technologies, Inc.(Canad | $0 | – | -3,483,053 | -100.0% | -0.43% | – |
| Exit | Overland Storage, Inc. 20% ofrights | $0 | – | -3,000,000 | -100.0% | -0.44% | – | |
| DXYN | Exit | Dixie Group, Inc. | $0 | – | -380,244 | -100.0% | -0.62% | – |
| RDHL | Exit | Redhill Biopharma Ltd. | $0 | – | -269,606 | -100.0% | -0.67% | – |
| ARGS | Exit | Argos Therapeutics, Inc. | $0 | – | -719,305 | -100.0% | -0.68% | – |
| Exit | Zafgen Inc. | $0 | – | -177,598 | -100.0% | -1.10% | – | |
| SURG | Exit | Synergetics USA, Inc. | $0 | – | -1,036,727 | -100.0% | -1.32% | – |
| ADEP | Exit | Adept Technology, Inc. | $0 | – | -1,854,812 | -100.0% | -4.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.