AWM Investment Company, Inc. - Q3 2015 holdings

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$516 Million is the total value of AWM Investment Company, Inc.'s 118 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 40.5% .

All

			Value		Shares		↓ Weighting
VCRA	Sell	Vocera Communications, Inc.	$25,850,000	-5.0%	2,265,556	-4.7%	5.01%	+29.6%
PFSW	Sell	Pfsweb, Inc.	$25,312,000	-11.7%	1,780,000	-13.9%	4.90%	+20.4%
ADEP		Adept Technology, Inc.	$24,038,000	+80.0%	1,854,812	0.0%	4.66%	+145.6%
CEVA	Buy	CEVA, Inc.	$23,490,000	-4.4%	1,264,946	+0.0%	4.55%	+30.3%
KOPN	Buy	Kopin Corporation	$20,114,000	-4.8%	6,405,598	+4.6%	3.90%	+29.8%
LPSN	Buy	LivePerson, Inc.	$15,820,000	-14.9%	2,092,578	+10.4%	3.06%	+16.1%
NPTN	Buy	NeoPhotonics Corporation	$15,455,000	+15.4%	2,269,508	+54.7%	2.99%	+57.4%
LMAT	Sell	Lemaitre Vascular Inc.	$14,525,000	-9.4%	1,191,517	-10.4%	2.81%	+23.5%
TREE	Sell	LendingTree, Inc.	$13,164,000	+9.8%	141,500	-7.2%	2.55%	+49.8%
PFNX		Pfenex, Inc.	$12,890,000	-22.6%	858,775	0.0%	2.50%	+5.5%
IPWR		Ideal Power, Inc.	$11,118,000	-21.2%	1,681,935	0.0%	2.15%	+7.4%
POWR	Sell	PowerSecure International, Inc	$9,730,000	-35.2%	844,630	-17.0%	1.88%	-11.7%
SAAS	Buy	Incontact Inc.	$9,619,000	+15.6%	1,280,865	+52.0%	1.86%	+57.7%
	Buy	Brightcove, Inc.	$9,513,000	-27.7%	1,933,630	+0.8%	1.84%	-1.4%
AVAV	Buy	Aerovironment, Inc.	$9,377,000	+7.0%	467,909	+39.2%	1.82%	+45.9%
MXL	Sell	MaxLinear, Inc.	$9,019,000	-23.0%	725,000	-25.1%	1.75%	+5.0%
MOSY	Sell	MoSys, Inc.	$8,929,000	-22.2%	5,992,697	-0.7%	1.73%	+6.1%
VTAE	Sell	Vitae Pharmaceuticals, Inc.	$8,760,000	-30.2%	795,624	-8.8%	1.70%	-4.8%
UCTT	Sell	Ultra Clean Holdings, Inc.	$8,453,000	-17.8%	1,472,701	-10.7%	1.64%	+12.1%
CVU		CPI Aerostructures, Inc.	$8,202,000	-12.0%	931,040	0.0%	1.59%	+20.1%
GNSS		LRAD Corporation	$7,795,000	-16.1%	4,667,710	0.0%	1.51%	+14.5%
AVGR		Avinger, Inc.	$7,355,000	+13.9%	500,000	0.0%	1.42%	+55.3%
SURG		Synergetics USA, Inc.	$6,811,000	+39.8%	1,036,727	0.0%	1.32%	+90.6%
DSPG	Buy	DSP Group, Inc.	$6,704,000	-1.7%	735,935	+11.4%	1.30%	+34.0%
ASC		Ardmore Shipping Corp. (Irelan	$6,701,000	-0.3%	554,710	0.0%	1.30%	+36.1%
AQMS	New	Aqua Metals, Inc.	$6,388,000	–	1,260,000	+100.0%	1.24%	–
PETX	Buy	Aratana Therapeutics, Inc.	$6,345,000	-30.1%	750,000	+25.0%	1.23%	-4.6%
AMSC	Buy	American Superconductor, Corp.	$6,009,000	-8.1%	1,387,864	+11.0%	1.16%	+25.4%
SEAC		SeaChange International, Inc.	$5,984,000	-10.1%	949,913	0.0%	1.16%	+22.5%
NEON	Buy	Neonode, Inc.	$5,906,000	-7.0%	2,420,499	+12.5%	1.14%	+26.8%
WATT	Buy	Energous, Corp.	$5,889,000	-10.3%	853,477	+0.1%	1.14%	+22.4%
		Zafgen Inc.	$5,674,000	-7.7%	177,598	0.0%	1.10%	+25.9%
GIMO	Sell	Gigamon, Inc.	$5,300,000	-43.5%	264,877	-6.9%	1.03%	-23.0%
RGEN		Repligen Corporation	$5,291,000	-32.5%	190,000	0.0%	1.02%	-7.9%
PCRX	Buy	Pacira Pharmaceuticals, Inc.	$4,727,000	-36.4%	115,018	+9.5%	0.92%	-13.3%
	New	ESSA Pharma Inc.	$4,552,000	–	727,272	+100.0%	0.88%	–
MNTX	Buy	Manitex Int'l Inc.	$4,391,000	-26.3%	781,362	+0.1%	0.85%	+0.5%
IRMD	Sell	iRadimed,Corp.	$3,784,000	-22.7%	155,330	-26.1%	0.73%	+5.5%
ARGS	Sell	Argos Therapeutics, Inc.	$3,489,000	-32.1%	719,305	-4.1%	0.68%	-7.3%
RDHL	New	Redhill Biopharma Ltd.	$3,481,000	–	269,606	+100.0%	0.67%	–
EXTR	Sell	Extreme Networks, Inc.	$3,428,000	+14.7%	1,020,219	-8.2%	0.66%	+56.6%
GNCA	New	Genocea Biosciences, Inc.	$3,371,000	–	492,100	+100.0%	0.65%	–
DTRM	New	Determine, Inc.	$3,230,000	–	821,760	+100.0%	0.63%	–
INFU		Infusystem Holdings, Inc.	$3,203,000	-14.4%	1,173,102	0.0%	0.62%	+16.8%
CVV	Sell	CVD Equipment Corporation	$3,193,000	-15.5%	288,700	-14.7%	0.62%	+15.3%
DXYN		Dixie Group, Inc.	$3,179,000	-20.4%	380,244	0.0%	0.62%	+8.6%
SPRT	Buy	Support.com, Inc.	$3,122,000	-12.7%	2,787,120	+9.9%	0.60%	+19.1%
CLRB	Sell	Cellectar Biosciences, Inc.warrants	$3,095,000	-24.9%	2,177,227	-1.4%	0.60%	+2.4%
XELB	New	XCel Brands Inc.	$3,092,000	–	360,000	+100.0%	0.60%	–
BWEN	Sell	Broadwind Energy Inc.	$3,038,000	-51.2%	1,467,550	-0.1%	0.59%	-33.6%
OPK		Opko Health Inc.	$2,943,000	-47.7%	350,000	0.0%	0.57%	-28.7%
NTN		NTN Buzztime, Inc.	$2,916,000	+38.1%	9,082,575	0.0%	0.56%	+88.3%
NVAX		Novavax, Inc.	$2,828,000	-36.5%	400,000	0.0%	0.55%	-13.4%
SQNS	Buy	Sequans Communications - ADR	$2,805,000	-29.9%	2,549,700	+9.0%	0.54%	-4.4%
SCTPF	Sell	Trillium Therapeutics Corp.	$2,696,000	-83.3%	206,937	-98.3%	0.52%	-77.2%
SMTP		SMTP, Inc.	$2,489,000	-19.6%	530,734	0.0%	0.48%	+9.8%
LENS	Sell	Presbia, PLC (Ireland)	$2,399,000	-35.5%	437,803	-3.3%	0.46%	-12.1%
SIMO		Silicon Motion Technology Corp	$2,391,000	-21.1%	87,537	0.0%	0.46%	+7.7%
	Sell	Overland Storage, Inc. 20% ofrights	$2,250,000	-94.6%	3,000,000	-97.3%	0.44%	-92.6%
SMT		SMART Technologies, Inc.(Canad	$2,233,000	-32.9%	3,483,053	0.0%	0.43%	-8.7%
SCYX		SCYNEXIS, Inc.	$2,222,000	-17.2%	305,200	0.0%	0.43%	+12.9%
FSTR	New	L.B. Foster Company	$2,178,000	–	177,394	+100.0%	0.42%	–
AMRC		Ameresco, Inc.	$2,006,000	-23.1%	341,240	0.0%	0.39%	+4.9%
NLST	Buy	Netlist, Inc.	$1,997,000	-21.1%	4,753,843	+4.3%	0.39%	+7.8%
SCMP	Sell	Sucampo Pharmaceuticals, Inc.	$1,987,000	-59.7%	100,000	-66.7%	0.38%	-45.0%
BIOD	Sell	Biodel, Inc.	$1,940,000	-65.2%	4,408,831	-18.6%	0.38%	-52.6%
FPRX		Five Prime Therapeutics, Inc.	$1,819,000	-38.0%	118,199	0.0%	0.35%	-15.6%
IDN		Intellicheck Mobilisa, Inc.	$1,806,000	-34.1%	1,985,022	0.0%	0.35%	-10.0%
BEAT	Sell	BioTelemetry, Inc.	$1,775,000	-24.8%	145,000	-42.0%	0.34%	+2.7%
FDNH		Foundation Healthcare, Inc.	$1,776,000	+24.2%	357,422	0.0%	0.34%	+69.5%
TIVO		Tivo, Inc.	$1,757,000	-14.6%	202,908	0.0%	0.34%	+16.4%
CDTX	Buy	Cidara Therapeutics Inc.	$1,684,000	+139.9%	132,400	+164.4%	0.33%	+226.0%
IPAS	Sell	iPass, Inc.	$1,656,000	-47.1%	1,707,362	-42.7%	0.32%	-27.7%
ACAD		Acadia Pharmaceuticals, Inc.	$1,653,000	-21.1%	50,000	0.0%	0.32%	+7.7%
CORI	New	Corium International Inc.	$1,636,000	–	175,000	+100.0%	0.32%	–
ARWR	Sell	Arrowhead Research Corporation	$1,552,000	-79.4%	269,493	-74.4%	0.30%	-71.8%
	New	NeuroDerm Ltd. (Israel)	$1,550,000	–	75,000	+100.0%	0.30%	–
SNAK	Sell	Inventure Foods, Inc.	$1,484,000	-39.9%	167,082	-31.3%	0.29%	-18.2%
PCTI	Sell	PC-Tel, Inc.	$1,428,000	-18.7%	237,545	-2.9%	0.28%	+11.2%
LDRH	New	LDR Holding Corp.	$1,419,000	–	41,100	+100.0%	0.28%	–
ASYS		Amtech Systems, Inc.	$1,395,000	-58.6%	324,504	0.0%	0.27%	-43.6%
ASND	New	Ascendis Pharma A/S ADR (Denma	$1,390,000	–	78,540	+100.0%	0.27%	–
ITI	Sell	Iteris, Inc.	$1,317,000	+27.1%	535,369	-8.5%	0.26%	+73.5%
LOXO		Loxo Oncology, Inc.	$1,311,000	-3.0%	75,000	0.0%	0.25%	+32.3%
FCEL	Sell	Fuelcell Energy Inc.	$1,288,000	-58.6%	1,752,903	-45.0%	0.25%	-43.7%
UPIP		Unwired Planet, Inc.	$1,244,000	+16.9%	1,715,578	0.0%	0.24%	+59.6%
RLOGQ	Buy	Rand logistics Inc.	$1,171,000	+65.4%	547,235	+150.6%	0.23%	+124.8%
ARIS		ARI Network Services, Inc.	$1,134,000	+20.8%	300,000	0.0%	0.22%	+65.4%
AMBR		Amber Road, Inc.	$1,097,000	-39.9%	259,864	0.0%	0.21%	-18.1%
XPLR	Buy	Xplore Technologies, Corp.	$1,066,000	-3.3%	200,000	+5.3%	0.21%	+32.1%
MRNS	Sell	Marinus Pharmaceuticals, Inc.	$1,022,000	-37.1%	122,500	-12.5%	0.20%	-14.3%
OVAS	Buy	OvaScience, Inc.	$976,000	-43.8%	115,000	+91.7%	0.19%	-23.5%
GAIA	Buy	Gaiam, Inc.	$922,000	+41.0%	150,000	+50.0%	0.18%	+92.5%
QTWW	Sell	Quantum Fuel Systems Tech Worl	$906,000	-71.7%	823,939	-43.1%	0.18%	-61.5%
ZGNX	New	Zogenix, Inc.	$823,000	–	61,000	+100.0%	0.16%	–
CPHRF	Buy	Cipher Pharmaceuticals, Inc.	$816,000	-52.2%	220,000	+10.0%	0.16%	-34.7%
NVEE	Sell	NV5 Holding Inc.	$742,000	-43.1%	40,000	-25.5%	0.14%	-22.2%
VSTM		Verastem, Inc.	$716,000	-76.3%	400,000	0.0%	0.14%	-67.5%
SAIA		Saia, Inc.	$696,000	-21.3%	22,500	0.0%	0.14%	+7.1%
DRNA		Dicerna Pharmaceuticals, Inc.	$657,000	-41.1%	80,000	0.0%	0.13%	-19.6%
GTIM		Good Times Restaurants, Inc.	$625,000	-29.1%	100,000	0.0%	0.12%	-3.2%
CTCT		Constant Contact Inc.	$581,000	-15.7%	23,967	0.0%	0.11%	+15.3%
VVUS	New	VIVUS, Inc.	$574,000	–	350,000	+100.0%	0.11%	–
STRM	Sell	Streamline Health Solutions	$561,000	-87.5%	244,818	-84.8%	0.11%	-83.0%
SGMO	Sell	Sangamo BioSciences, Inc.	$520,000	-71.1%	92,200	-43.2%	0.10%	-60.4%
GLDD		Great Lakes Dredge & Dock Co.	$504,000	-15.4%	100,000	0.0%	0.10%	+15.3%
SRT	Buy	StarTek, inc.	$439,000	-38.0%	130,000	+8.3%	0.08%	-15.8%
CTRL	Sell	Control4 Corp.	$403,000	-73.3%	49,395	-70.9%	0.08%	-63.7%
PRKR	Sell	ParkerVision, Inc.	$388,000	-56.8%	2,070,867	-13.5%	0.08%	-41.4%
JOB	New	General Equipment Enterprises,	$370,000	–	925,000	+100.0%	0.07%	–
EYEG	New	EyeGate Pharmaceuticals, Inc.	$304,000	–	106,561	+100.0%	0.06%	–
THST	Sell	Truett-Hurst, Inc.	$266,000	-62.7%	263,453	-15.8%	0.05%	-48.5%
	New	Speed Commerce, Inc.	$229,000	–	1,179,950	+100.0%	0.04%	–
IPLY		Interplay Entertainment Corp.	$173,000	+57.3%	9,133,000	0.0%	0.03%	+112.5%
EYEGW	New	EyeGate Pharmaceuticals @10.62warrants	$140,000	–	137,092	+100.0%	0.03%	–
	New	Digital Turbine, Inc.	$136,000	–	75,356	+100.0%	0.03%	–
	New	CYREN Ltd. (Isreal)	$129,000	–	72,425	+100.0%	0.02%	–
ECOM	New	ChannelAdvisor, Corp.	$119,000	–	11,958	+100.0%	0.02%	–
INVI	Exit	Integral Vision, Inc.	$0	–	-1,850,000	-100.0%	-0.00%	–
AICXE	Exit	Altair Nanotech @.58 5/28/16 *warrants	$0	–	-939,973	-100.0%	-0.00%	–
CYTR	Exit	CytRx Corporation R/R 8/1/16 @warrants	$0	–	-342,858	-100.0%	-0.02%	–
DDXS	Exit	diaDexus, Inc.	$0	–	-440,634	-100.0%	-0.02%	–
OSN	Exit	Ossen Innovation Co. Spon-ADR	$0	–	-164,619	-100.0%	-0.02%	–
QUMU	Exit	Qumu Corporation	$0	–	-20,971	-100.0%	-0.02%	–
XEBEF	Exit	XEBEC Adsorption, Inc. (Canada	$0	–	-3,356,761	-100.0%	-0.03%	–
TISUQ	Exit	Orchids Paper Products Co.	$0	–	-14,300	-100.0%	-0.05%	–
IDSY	Exit	I.D. Systems Inc.	$0	–	-63,397	-100.0%	-0.06%	–
FLKS	Exit	Flex Pharma Inc.	$0	–	-25,000	-100.0%	-0.06%	–
SMMT	Exit	Summit Therapeutics PLC (ADR)	$0	–	-42,693	-100.0%	-0.06%	–
RGDXQ	Exit	Response Genetics, Inc.	$0	–	-1,484,467	-100.0%	-0.07%	–
GLPW	Exit	Global Power Equipment Group	$0	–	-65,000	-100.0%	-0.07%	–
RGLS	Exit	Regulus Therapeutics, Inc.	$0	–	-52,100	-100.0%	-0.08%	–
VSUL	Exit	Visualant, Inc.	$0	–	-106,005	-100.0%	-0.08%	–
CRLRQ	Exit	Crailar Technologies Inc.	$0	–	-5,620,406	-100.0%	-0.09%	–
ITMSF	Exit	Intermap Technologies Corp	$0	–	-1,817,704	-100.0%	-0.09%	–
ORN	Exit	Orion Marine Group, Inc.	$0	–	-92,500	-100.0%	-0.10%	–
LTBR	Exit	Lightbridge Corporation	$0	–	-633,434	-100.0%	-0.10%	–
HPTO	Exit	hopTo Inc.	$0	–	-8,524,700	-100.0%	-0.12%	–
PEYE	Exit	Precision Optics Corporation,	$0	–	-1,269,213	-100.0%	-0.14%	–
IMMR	Exit	Immersion Corporation	$0	–	-120,136	-100.0%	-0.22%	–
	Exit	GeneNews, Ltd. (Canada) (CF)	$0	–	-9,705,553	-100.0%	-0.38%	–
	Exit	Hamilton Thorne, Ltd.(Canada)	$0	–	-9,756,544	-100.0%	-0.46%	–
SLTC	Exit	Selectica, Inc.	$0	–	-768,569	-100.0%	-0.57%	–
WGBS	Exit	WaferGen Bio-systems Inc.	$0	–	-1,400,000	-100.0%	-0.63%	–
IZEA	Exit	IZEA Inc.	$0	–	-10,857,144	-100.0%	-0.65%	–
	Exit	UrtheCast Corporation (Cnd)	$0	–	-1,750,000	-100.0%	-0.78%	–
MAG	Exit	MagneTek, Inc.	$0	–	-210,000	-100.0%	-1.03%	–
	Exit	UrtheCast Corporation (Canada)	$0	–	-2,450,900	-100.0%	-1.10%	–
	Exit	Trillium Therapeutics @19.50 Upreferred	$0	–	-359,202	-100.0%	-1.11%	–
CRBO	Exit	Carbon Natural Gas Co.	$0	–	-10,888,889	-100.0%	-1.14%	–
PPEHF	Exit	Pure Technologies, Ltd. (Canad	$0	–	-1,869,300	-100.0%	-1.54%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-11-12

Signatures

The EDGAR filing(s) were signed by:

David M. Greenhouse — Executive Vice President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CEVA, Inc.	36	Q3 2023	7.5%
LivePerson, Inc.	36	Q3 2023	6.3%
Pfsweb, Inc.	36	Q3 2023	4.9%
Kopin Corporation	36	Q3 2023	5.1%
LeMaitre Vascular, Inc.	36	Q3 2023	4.0%
Infusystem Holdings, Inc.	36	Q3 2023	4.8%
Ultra Clean Holdings, Inc.	36	Q3 2023	4.0%
Repligen Corporation	36	Q3 2023	2.8%
OPKO Health, Inc.	35	Q3 2023	0.8%
American Superconductor Corpor	34	Q3 2023	3.8%

View AWM Investment Company, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

AWM Investment Company, Inc. Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
INVO Bioscience, Inc.	September 08, 2023	63,193	2.6%
SEQUANS COMMUNICATIONS	September 08, 2023	2,591,075	4.4%
LIQTECH INTERNATIONAL INC	July 10, 2023	250,000	4.4%
VIQ Solutions Inc.	July 10, 2023	1,700,000	4.7%
G Medical Innovations Holdings Ltd.^{Sold out}	May 10, 2023	0	0.0%
MINERVA SURGICAL INC	May 10, 2023	2,109,444	1.2%
AEHR TEST SYSTEMS	April 11, 2023	1,328,713	4.8%
EMAGIN CORP	April 11, 2023	3,135,967	3.7%
CENTURY CASINOS INC /CO/	February 14, 2023	1,644,037	5.5%
EVERSPIN TECHNOLOGIES INC	February 14, 2023	2,006,241	9.9%

View AWM Investment Company, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
4	2024-04-17
3	2024-04-12
SC 13G/A	2024-03-06
4	2024-03-01
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View AWM Investment Company, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (516157000.0 != 516330000.0)
The reported number of holdings is incorrect (118 != 119)

Export AWM Investment Company, Inc.'s holdings