$704 Million is the total value of AWM Investment Company, Inc.'s 179 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 22.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | XEBEC Adsorption @.45C 11/1/15warrants | $41,338,000 | -3.2% | 111,068,490 | -1.5% | 5.87% | -0.6% | |
| PFSW | Sell | Pfsweb, Inc. | $28,661,000 | +24.8% | 2,067,859 | -1.1% | 4.07% | +28.1% |
| VCRA | Vocera Communications, Inc. | $27,209,000 | +15.4% | 2,376,325 | 0.0% | 3.86% | +18.5% | |
| CEVA | Buy | CEVA, Inc. | $24,576,000 | -8.6% | 1,264,846 | +0.3% | 3.49% | -6.1% |
| KOPN | Kopin Corporation | $21,137,000 | -2.0% | 6,126,598 | 0.0% | 3.00% | +0.6% | |
| LPSN | Buy | LivePerson, Inc. | $18,594,000 | +15.5% | 1,895,455 | +20.5% | 2.64% | +18.6% |
| PFNX | Pfenex, Inc. | $16,660,000 | +21.7% | 858,775 | 0.0% | 2.37% | +25.0% | |
| SCTPF | Sell | Trillium Therapeutics Corp.preferred | $16,156,000 | +7.7% | 12,033,160 | -0.0% | 2.29% | +10.7% |
| LMAT | Lemaitre Vascular Inc. | $16,038,000 | +43.9% | 1,329,858 | 0.0% | 2.28% | +47.8% | |
| POWR | Sell | PowerSecure International, Inc | $15,026,000 | +11.7% | 1,018,018 | -0.4% | 2.13% | +14.7% |
| IPWR | Buy | Ideal Power, Inc. | $14,111,000 | +29.9% | 1,681,935 | +46.6% | 2.00% | +33.4% |
| NPTN | Buy | NeoPhotonics Corporation | $13,398,000 | +51.6% | 1,467,481 | +12.1% | 1.90% | +55.6% |
| ADEP | Adept Technology, Inc. | $13,355,000 | +17.1% | 1,854,812 | 0.0% | 1.90% | +20.2% | |
| Brightcove, Inc. | $13,161,000 | -6.4% | 1,918,557 | 0.0% | 1.87% | -3.9% | ||
| VTAE | Vitae Pharmaceuticals, Inc. | $12,557,000 | +23.0% | 872,000 | 0.0% | 1.78% | +26.3% | |
| TREE | LendingTree, Inc. | $11,986,000 | +40.4% | 152,469 | 0.0% | 1.70% | +44.1% | |
| MXL | MaxLinear, Inc. | $11,718,000 | +48.8% | 968,397 | 0.0% | 1.66% | +52.8% | |
| MOSY | Sell | MoSys, Inc. | $11,470,000 | -10.8% | 6,036,615 | -1.4% | 1.63% | -8.4% |
| PPEHF | Pure Technologies, Ltd. (Canad | $10,843,000 | -9.3% | 1,869,300 | 0.0% | 1.54% | -6.9% | |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $10,279,000 | -22.9% | 1,650,000 | -11.5% | 1.46% | -20.8% |
| GIMO | Sell | Gigamon, Inc. | $9,388,000 | -5.8% | 284,585 | -39.3% | 1.33% | -3.2% |
| CVU | CPI Aerostructures, Inc. | $9,320,000 | -18.0% | 931,040 | 0.0% | 1.32% | -15.8% | |
| GNSS | LRAD Corporation | $9,289,000 | -15.3% | 4,667,710 | 0.0% | 1.32% | -13.1% | |
| PETX | Aratana Therapeutics, Inc. | $9,072,000 | -5.6% | 600,000 | 0.0% | 1.29% | -3.0% | |
| AVAV | Aerovironment, Inc. | $8,767,000 | -1.6% | 336,159 | 0.0% | 1.24% | +1.1% | |
| SAAS | Buy | Incontact Inc. | $8,320,000 | -4.9% | 842,949 | +5.0% | 1.18% | -2.4% |
| CRBO | Carbon Natural Gas Co. | $8,058,000 | +13.8% | 10,888,889 | 0.0% | 1.14% | +16.9% | |
| RGEN | Sell | Repligen Corporation | $7,841,000 | +12.3% | 190,000 | -17.4% | 1.11% | +15.2% |
| New | Trillium Therapeutics @19.50 Upreferred | $7,838,000 | – | 359,202 | +100.0% | 1.11% | – | |
| Buy | UrtheCast Corporation (Canada) | $7,726,000 | +384.1% | 2,450,900 | +145.9% | 1.10% | +396.4% | |
| ARWR | Arrowhead Research Corporation | $7,529,000 | +5.7% | 1,053,031 | 0.0% | 1.07% | +8.5% | |
| PCRX | Buy | Pacira Pharmaceuticals, Inc. | $7,427,000 | +19.4% | 105,018 | +50.0% | 1.06% | +22.7% |
| MAG | Sell | MagneTek, Inc. | $7,226,000 | -17.0% | 210,000 | -7.0% | 1.03% | -14.7% |
| DSPG | Buy | DSP Group, Inc. | $6,823,000 | -13.4% | 660,494 | +0.5% | 0.97% | -11.0% |
| ASC | Ardmore Shipping Corp. (Irelan | $6,718,000 | +20.3% | 554,710 | 0.0% | 0.95% | +23.6% | |
| SEAC | Buy | SeaChange International, Inc. | $6,659,000 | +1.6% | 949,913 | +13.8% | 0.95% | +4.4% |
| WATT | Buy | Energous, Corp. | $6,564,000 | -15.1% | 852,477 | +4.0% | 0.93% | -12.8% |
| AMSC | New | American Superconductor Corp. | $6,537,000 | – | 1,250,000 | +100.0% | 0.93% | – |
| AVGR | Avinger, Inc. | $6,455,000 | +16.4% | 500,000 | 0.0% | 0.92% | +19.6% | |
| NEON | Sell | Neonode, Inc. | $6,350,000 | -23.2% | 2,152,500 | -17.5% | 0.90% | -21.1% |
| BWEN | Sell | Broadwind Energy Inc. | $6,231,000 | -29.8% | 1,469,550 | -17.3% | 0.88% | -27.9% |
| Buy | Zafgen Inc. | $6,150,000 | -11.0% | 177,598 | +1.8% | 0.87% | -8.6% | |
| MNTX | Buy | Manitex Int'l Inc. | $5,961,000 | -16.5% | 780,262 | +6.4% | 0.85% | -14.3% |
| OPK | Opko Health Inc. | $5,628,000 | +13.5% | 350,000 | 0.0% | 0.80% | +16.5% | |
| BIOD | New | Biodel, Inc. | $5,582,000 | – | 5,419,074 | +100.0% | 0.79% | – |
| New | UrtheCast Corporation (Cnd) | $5,517,000 | – | 1,750,000 | +100.0% | 0.78% | – | |
| ARGS | Argos Therapeutics, Inc. | $5,137,000 | -23.1% | 750,000 | 0.0% | 0.73% | -21.1% | |
| SCMP | Sucampo Pharmaceuticals, Inc. | $4,929,000 | +5.6% | 300,000 | 0.0% | 0.70% | +8.5% | |
| IRMD | iRadimed,Corp. | $4,893,000 | +52.8% | 210,285 | 0.0% | 0.70% | +56.9% | |
| SURG | Synergetics USA, Inc. | $4,873,000 | -12.8% | 1,036,727 | 0.0% | 0.69% | -10.5% | |
| IZEA | IZEA Inc. | $4,560,000 | +5.0% | 10,857,144 | 0.0% | 0.65% | +7.8% | |
| STRM | Streamline Health Solutions | $4,506,000 | -21.6% | 1,609,318 | 0.0% | 0.64% | -19.4% | |
| NVAX | Novavax, Inc. | $4,456,000 | +34.7% | 400,000 | 0.0% | 0.63% | +38.5% | |
| WGBS | WaferGen Bio-systems Inc. | $4,410,000 | -30.5% | 1,400,000 | 0.0% | 0.63% | -28.6% | |
| CLRB | Cellectar Biosciences, Inc.warrants | $4,121,000 | -6.0% | 2,208,368 | 0.0% | 0.58% | -3.5% | |
| SLTC | Selectica, Inc. | $4,035,000 | -19.2% | 768,569 | 0.0% | 0.57% | -17.1% | |
| SQNS | Buy | Sequans Communications - ADR | $3,999,000 | +8.1% | 2,338,486 | +6.2% | 0.57% | +11.2% |
| DXYN | Sell | Dixie Group, Inc. | $3,993,000 | +3.6% | 380,244 | -10.7% | 0.57% | +6.4% |
| CVV | CVD Equipment Corporation | $3,777,000 | -19.1% | 338,466 | 0.0% | 0.54% | -16.9% | |
| INFU | Infusystem Holdings, Inc. | $3,742,000 | +17.7% | 1,173,102 | 0.0% | 0.53% | +20.7% | |
| LENS | Sell | Presbia, PLC (Ireland) | $3,722,000 | -33.1% | 452,781 | -39.9% | 0.53% | -31.2% |
| SPRT | Buy | Support.com, Inc. | $3,577,000 | -7.8% | 2,537,120 | +2.0% | 0.51% | -5.4% |
| ASYS | Sell | Amtech Systems, Inc. | $3,372,000 | -37.1% | 324,504 | -32.3% | 0.48% | -35.4% |
| SMT | SMART Technologies, Inc.(Canad | $3,330,000 | -21.6% | 3,483,053 | 0.0% | 0.47% | -19.6% | |
| Hamilton Thorne, Ltd.(Canada) | $3,278,000 | +18.3% | 9,756,544 | 0.0% | 0.46% | +21.4% | ||
| QTWW | Sell | Quantum Fuel Systems Tech Worl | $3,201,000 | -35.2% | 1,448,619 | -21.7% | 0.46% | -33.4% |
| IPAS | iPass, Inc. | $3,128,000 | -0.9% | 2,979,509 | 0.0% | 0.44% | +1.6% | |
| FCEL | Fuelcell Energy Inc. | $3,111,000 | -21.9% | 3,184,885 | 0.0% | 0.44% | -19.6% | |
| SMTP | Buy | SMTP, Inc. | $3,094,000 | +145.8% | 530,734 | +121.3% | 0.44% | +152.3% |
| SIMO | Sell | Silicon Motion Technology Corp | $3,030,000 | -76.9% | 87,537 | -82.1% | 0.43% | -76.3% |
| VSTM | Verastem, Inc. | $3,016,000 | -25.9% | 400,000 | 0.0% | 0.43% | -24.0% | |
| EXTR | Sell | Extreme Networks, Inc. | $2,989,000 | -61.0% | 1,111,099 | -54.1% | 0.42% | -60.0% |
| FPRX | Sell | Five Prime Therapeutics, Inc. | $2,936,000 | -57.2% | 118,199 | -60.6% | 0.42% | -56.0% |
| IDN | Intellicheck Mobilisa, Inc. | $2,739,000 | -11.0% | 1,985,022 | 0.0% | 0.39% | -8.5% | |
| SCYX | New | SCYNEXIS, Inc. | $2,683,000 | – | 305,200 | +100.0% | 0.38% | – |
| Sell | GeneNews, Ltd. (Canada) (CF) | $2,679,000 | -52.3% | 9,705,553 | -3.2% | 0.38% | -51.1% | |
| AMRC | Buy | Ameresco, Inc. | $2,610,000 | +23.2% | 341,240 | +19.2% | 0.37% | +26.6% |
| NLST | Sell | Netlist, Inc. | $2,530,000 | -4.9% | 4,558,590 | -0.6% | 0.36% | -2.4% |
| SNAK | New | Inventure Foods, Inc. | $2,469,000 | – | 243,227 | +100.0% | 0.35% | – |
| BEAT | BioTelemetry, Inc. | $2,359,000 | +6.5% | 250,182 | 0.0% | 0.34% | +9.5% | |
| NTN | Buy | NTN Buzztime, Inc. | $2,112,000 | -38.2% | 9,082,575 | +11.5% | 0.30% | -36.6% |
| ACAD | Acadia Pharmaceuticals, Inc. | $2,094,000 | +28.5% | 50,000 | 0.0% | 0.30% | +32.0% | |
| TIVO | Tivo, Inc. | $2,057,000 | -4.5% | 202,908 | 0.0% | 0.29% | -2.0% | |
| AMBR | Sell | Amber Road, Inc. | $1,824,000 | -49.6% | 259,864 | -33.6% | 0.26% | -48.2% |
| SGMO | Sell | Sangamo BioSciences, Inc. | $1,799,000 | -33.4% | 162,200 | -5.8% | 0.26% | -31.6% |
| PCTI | PC-Tel, Inc. | $1,756,000 | -10.2% | 244,545 | 0.0% | 0.25% | -7.8% | |
| OVAS | Buy | OvaScience, Inc. | $1,736,000 | +400.3% | 60,000 | +500.0% | 0.25% | +414.6% |
| CPHRF | New | Cipher Pharmaceuticals, Inc. | $1,707,000 | – | 200,000 | +100.0% | 0.24% | – |
| MRNS | Sell | Marinus Pharmaceuticals, Inc. | $1,624,000 | -32.4% | 140,000 | -47.6% | 0.23% | -30.4% |
| IMMR | Immersion Corporation | $1,522,000 | +38.0% | 120,136 | 0.0% | 0.22% | +41.2% | |
| CTRL | New | Control4 Corp. | $1,511,000 | – | 170,010 | +100.0% | 0.22% | – |
| FDNH | Foundation Healthcare, Inc. | $1,430,000 | +18.4% | 357,422 | 0.0% | 0.20% | +21.6% | |
| LOXO | Loxo Oncology, Inc. | $1,352,000 | +44.8% | 75,000 | 0.0% | 0.19% | +48.8% | |
| NVEE | Sell | NV5 Holding Inc. | $1,303,000 | -10.7% | 53,690 | -39.8% | 0.18% | -8.4% |
| DRNA | Dicerna Pharmaceuticals, Inc. | $1,116,000 | -41.9% | 80,000 | 0.0% | 0.16% | -40.6% | |
| XPLR | Xplore Technologies, Corp. | $1,102,000 | -8.6% | 190,000 | 0.0% | 0.16% | -6.6% | |
| UPIP | Unwired Planet, Inc. | $1,064,000 | +8.5% | 1,715,578 | 0.0% | 0.15% | +11.0% | |
| ITI | Iteris, Inc. | $1,036,000 | -2.7% | 585,369 | 0.0% | 0.15% | 0.0% | |
| PEYE | Precision Optics Corporation, | $952,000 | +36.4% | 1,269,213 | 0.0% | 0.14% | +39.2% | |
| ARIS | Buy | ARI Network Services, Inc. | $939,000 | +38.9% | 300,000 | +50.0% | 0.13% | +43.0% |
| PRKR | Buy | ParkerVision, Inc. | $898,000 | -50.5% | 2,393,392 | +9.4% | 0.13% | -49.0% |
| SAIA | Saia, Inc. | $884,000 | -11.3% | 22,500 | 0.0% | 0.13% | -8.7% | |
| GTIM | New | Good Times Restaurants, Inc. | $881,000 | – | 100,000 | +100.0% | 0.12% | – |
| HPTO | hopTo Inc. | $849,000 | -42.7% | 8,524,700 | 0.0% | 0.12% | -41.0% | |
| THST | Truett-Hurst, Inc. | $714,000 | -25.0% | 313,000 | 0.0% | 0.10% | -23.5% | |
| RLOGQ | Rand logistics Inc. | $708,000 | -0.3% | 218,400 | 0.0% | 0.10% | +3.1% | |
| SRT | Buy | StarTek, inc. | $708,000 | +23.1% | 120,000 | +55.5% | 0.10% | +26.2% |
| LTBR | Sell | Lightbridge Corporation | $709,000 | -83.7% | 633,434 | -81.9% | 0.10% | -83.2% |
| CDTX | New | Cidara Therapeutics Inc. | $702,000 | – | 50,075 | +100.0% | 0.10% | – |
| CTCT | Buy | Constant Contact Inc. | $689,000 | +36.4% | 23,967 | +81.5% | 0.10% | +40.0% |
| ORN | Sell | Orion Marine Group, Inc. | $668,000 | -81.5% | 92,500 | -77.3% | 0.10% | -81.0% |
| ITMSF | Sell | Intermap Technologies Corp | $654,000 | -44.6% | 1,817,704 | -87.9% | 0.09% | -42.9% |
| GAIA | New | Gaiam, Inc. | $654,000 | – | 100,000 | +100.0% | 0.09% | – |
| CRLRQ | Sell | Crailar Technologies Inc. | $641,000 | -59.6% | 5,620,406 | -12.3% | 0.09% | -58.6% |
| GLDD | Great Lakes Dredge & Dock Co. | $596,000 | -0.8% | 100,000 | 0.0% | 0.08% | +2.4% | |
| VSUL | Sell | Visualant, Inc. | $578,000 | -51.5% | 106,005 | -99.3% | 0.08% | -50.3% |
| RGLS | Sell | Regulus Therapeutics, Inc. | $571,000 | -73.0% | 52,100 | -58.3% | 0.08% | -72.4% |
| GLPW | Global Power Equipment Group | $504,000 | -41.3% | 65,000 | 0.0% | 0.07% | -39.5% | |
| RGDXQ | Sell | Response Genetics, Inc. | $484,000 | -71.6% | 1,484,467 | -60.0% | 0.07% | -70.8% |
| SMMT | New | Summit Therapeutics PLC (ADR) | $451,000 | – | 42,693 | +100.0% | 0.06% | – |
| FLKS | Flex Pharma Inc. | $430,000 | -12.2% | 25,000 | 0.0% | 0.06% | -10.3% | |
| IDSY | Buy | I.D. Systems Inc. | $387,000 | +186.7% | 63,397 | +199.4% | 0.06% | +189.5% |
| TISUQ | New | Orchids Paper Products Co. | $344,000 | – | 14,300 | +100.0% | 0.05% | – |
| XEBEF | Sell | XEBEC Adsorption, Inc. (Canada | $215,000 | -51.4% | 3,356,761 | -64.0% | 0.03% | -49.2% |
| QUMU | Sell | Qumu Corporation | $173,000 | -41.0% | 20,971 | -4.1% | 0.02% | -39.0% |
| OSN | Sell | Ossen Innovation Co. Spon-ADR | $161,000 | -78.9% | 164,619 | -85.3% | 0.02% | -78.3% |
| DDXS | Sell | diaDexus, Inc. | $150,000 | -59.0% | 440,634 | -50.0% | 0.02% | -58.8% |
| CYTR | Sell | CytRx Corporation R/R 8/1/16 @warrants | $130,000 | +35.4% | 342,858 | -85.7% | 0.02% | +38.5% |
| IPLY | Interplay Entertainment Corp. | $110,000 | +20.9% | 9,133,000 | 0.0% | 0.02% | +23.1% | |
| AICXE | Altair Nanotech @.58 5/28/16 *warrants | $19,000 | +533.3% | 939,973 | 0.0% | 0.00% | – | |
| INVI | Integral Vision, Inc. | $4,000 | -20.0% | 1,850,000 | 0.0% | 0.00% | 0.0% | |
| WHLT | Exit | Chase Packaging Corporation | $0 | – | -684,954 | -100.0% | -0.01% | – |
| BIOL | Exit | BIOLASE, Inc. | $0 | – | -64,008 | -100.0% | -0.02% | – |
| DVAX | Exit | Dynavax Technologies [email protected]warrants | $0 | – | -360,000 | -100.0% | -0.04% | – |
| RVLT | Exit | Revolution Lighting Technologi | $0 | – | -262,333 | -100.0% | -0.04% | – |
| MERU | Exit | Meru Networks, Inc. | $0 | – | -289,465 | -100.0% | -0.06% | – |
| HTCH | Exit | Hutchinson Technology Inc. | $0 | – | -226,200 | -100.0% | -0.08% | – |
| ENTR | Exit | Entropic Communications, Inc. | $0 | – | -412,925 | -100.0% | -0.17% | – |
| EACIQ | Exit | Erickson Incorporated | $0 | – | -290,451 | -100.0% | -0.17% | – |
| MRIN | Exit | Marin Software, Inc. | $0 | – | -204,162 | -100.0% | -0.18% | – |
| PARNF | Exit | Parnell Pharmaceuticals Holdin | $0 | – | -273,901 | -100.0% | -0.19% | – |
| LAKE | Exit | Lakeland Industries, Inc. | $0 | – | -154,090 | -100.0% | -0.19% | – |
| HIIQ | Exit | Health Insurance Innovations | $0 | – | -185,295 | -100.0% | -0.20% | – |
| Exit | Summit Corporations plc | $0 | – | -938,086 | -100.0% | -0.30% | – | |
| ORMP | Exit | Oramed Pharmaceuticals Inc. | $0 | – | -409,316 | -100.0% | -0.36% | – |
| LOV | Exit | Spark Networks, Inc. | $0 | – | -841,088 | -100.0% | -0.47% | – |
| ECOM | Exit | ChannelAdvisor, Corp. | $0 | – | -500,277 | -100.0% | -0.67% | – |
| CTPR | Exit | CTPartners Executive Search | $0 | – | -1,025,921 | -100.0% | -0.71% | – |
| VTSS | Exit | Vitesse Semiconductor Corp. | $0 | – | -1,502,400 | -100.0% | -1.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.