| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| ROYAL BANK OF CANADA | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| WELLS FARGO & COMPANY/MN | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| UBS Group AG | 9 | 9 | 0.00% | 0.00% | 0.01% | Q3 2021 | Q3 2023 | 9 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| Thomas J. Herzfeld Advisors, Inc. | 8 | 8 | 0.82% | 1.11% | 1.61% | Q4 2021 | Q3 2023 | 8 |
| Shaker Financial Services, LLC | 8 | 8 | 0.08% | 0.17% | 0.32% | Q4 2021 | Q3 2023 | 8 |
| 1607 Capital Partners, LLC | 8 | 8 | 0.02% | 0.17% | 0.28% | Q4 2021 | Q3 2023 | 8 |
| STIFEL FINANCIAL CORP | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
| Rockefeller Capital Management L.P. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
| WEDBUSH SECURITIES INC | 6 | 2 | 0.02% | 0.03% | 0.05% | Q3 2021 | Q3 2023 | 8 |
| Private Advisor Group, LLC | 6 | 1 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 7 |
| Advisors Asset Management, Inc. | 7 | 7 | 0.01% | 0.09% | 0.17% | Q1 2022 | Q3 2023 | 7 |
| BANK OF AMERICA CORP /DE/ | 5 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 7 |
| MORGAN STANLEY | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
| Janney Montgomery Scott LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 7 |
| WOLVERINE ASSET MANAGEMENT LLC | 5 | 2 | 0.00% | 0.03% | 0.04% | Q4 2021 | Q3 2023 | 7 |
| Tower Research Capital LLC (TRC) | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2023 | 7 |
| FINANCIAL MANAGEMENT NETWORK INC | 7 | 7 | 0.12% | 0.30% | 0.46% | Q1 2022 | Q3 2023 | 7 |
| Penserra Capital Management LLC | 7 | 7 | 0.17% | 0.22% | 0.26% | Q1 2022 | Q3 2023 | 7 |
| Steward Partners Investment Advisory, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
| COHEN & STEERS, INC. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 7 |
| MILLENNIUM MANAGEMENT LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 7 |
| Invesco Ltd. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
| Walleye Capital LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 5 |
| RAYMOND JAMES & ASSOCIATES | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
| Saba Capital Management, L.P. | 5 | 5 | 0.01% | 0.15% | 0.23% | Q3 2022 | Q3 2023 | 5 |
| OPPENHEIMER & CO INC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4 | 1 | 0.01% | 0.04% | 0.16% | Q4 2021 | Q3 2023 | 5 |
| BESSEMER GROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 4 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 4 | 4 | 0.20% | 0.29% | 0.38% | Q4 2021 | Q3 2022 | 4 |
| Ellis Investment Partners, LLC | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2022 | 4 |
| Lokken Investment Group LLC | 4 | 4 | 0.41% | 0.45% | 0.50% | Q4 2022 | Q3 2023 | 4 |
| LPL Financial LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
| Atlas Wealth LLC | 4 | 4 | 0.92% | 1.03% | 1.24% | Q4 2022 | Q3 2023 | 4 |
| Elequin Capital, LP | 4 | 4 | 0.02% | 0.05% | 0.07% | Q4 2022 | Q3 2023 | 4 |
| BROWN ADVISORY INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
| D.A. DAVIDSON & CO. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
| Virtu Financial LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q4 2021 | Q2 2023 | 3 |
| Logan Stone Capital, LLC | 2 | 1 | 0.08% | 0.13% | 0.17% | Q4 2022 | Q3 2023 | 3 |
| AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
| OSAIC HOLDINGS, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
| FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 2 |
| Realta Investment Advisors | 2 | 2 | 0.07% | 0.07% | 0.07% | Q2 2023 | Q3 2023 | 2 |
| Marcum Wealth, LLC | 2 | 2 | 0.05% | 0.06% | 0.06% | Q3 2021 | Q4 2021 | 2 |
| AlphaMark Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
| Turim 21 Investimentos Ltda. | 2 | 2 | 0.08% | 0.10% | 0.11% | Q3 2022 | Q4 2022 | 2 |
| COMMONWEALTH EQUITY SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.02% | 0.25% | 0.49% | Q4 2021 | Q1 2022 | 2 |
| Strategic Advisors LLC | 2 | 2 | 0.03% | 0.04% | 0.05% | Q3 2021 | Q4 2021 | 2 |
| Hightower 6M Holding, LLC | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2022 | Q3 2022 | 2 |
| Ahrens Investment Partners LLC | 1 | 1 | 0.06% | 0.12% | 0.18% | Q3 2022 | Q1 2023 | 2 |
| Litman Gregory Wealth Management LLC | 2 | 2 | 0.44% | 0.67% | 0.90% | Q1 2022 | Q2 2022 | 2 |
| TRUIST FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
| ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
| Weiss Asset Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
| 6 Meridian | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2021 | Q4 2021 | 1 |
| Hudock, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q3 2022 | 1 |
| SIGNET FINANCIAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
| JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
| ORSER CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.27% | 0.27% | 0.27% | Q4 2021 | Q4 2021 | 1 |
| WestEnd Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
| JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
| NewEdge Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
| Parallel Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
| NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| RAYMOND JAMES TRUST N.A. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
| HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
| Baker Avenue Asset Management, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
| BUCKINGHAM STRATEGIC PARTNERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
| PNC FINANCIAL SERVICES GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
This page lists all the filers that currently own THORNBURG INCM BUILDER OPP T or have owned THORNBURG INCM BUILDER OPP T in the past.