Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
OPPENHEIMER & CO INC | 36 | 36 | 0.01% | 0.01% | 0.03% | Q4 2014 | Q3 2023 | 36 |
WELLS FARGO & COMPANY/MN | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
MORGAN STANLEY | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
LPL Financial LLC | 36 | 36 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
NEEDHAM INVESTMENT MANAGEMENT LLC | 36 | 36 | 0.67% | 2.17% | 3.38% | Q4 2014 | Q3 2023 | 36 |
BANK OF AMERICA CORP /DE/ | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
AMERIPRISE FINANCIAL INC | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
PNC FINANCIAL SERVICES GROUP, INC. | 35 | 35 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2023 | 35 |
RAYMOND JAMES & ASSOCIATES | 30 | 4 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2023 | 34 |
Invesco Ltd. | 26 | 7 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 33 |
Raymond James Financial Services Advisors, Inc. | 33 | 33 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2023 | 33 |
JFS WEALTH ADVISORS, LLC | 32 | 32 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 32 |
Advisors Asset Management, Inc. | 26 | 6 | 0.01% | 0.05% | 0.14% | Q2 2015 | Q3 2023 | 32 |
STIFEL FINANCIAL CORP | 30 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 31 |
COHEN & STEERS, INC. | 28 | 28 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q3 2023 | 28 |
Parallel Advisors, LLC | 28 | 28 | 0.00% | 0.01% | 0.03% | Q4 2016 | Q3 2023 | 28 |
Janney Montgomery Scott LLC | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
FLAGSHIP HARBOR ADVISORS, LLC | 28 | 28 | 0.24% | 0.83% | 1.44% | Q4 2016 | Q3 2023 | 28 |
CITIGROUP INC | 27 | 27 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2021 | 27 |
Advisory Services Network, LLC | 13 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q1 2023 | 26 |
Cambridge Investment Research Advisors, Inc. | 17 | 3 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q3 2023 | 25 |
SeaBridge Investment Advisors LLC | 25 | 25 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2020 | 25 |
FIRST TRUST ADVISORS LP | 15 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 25 |
Steward Partners Investment Advisory, LLC | 18 | 6 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2023 | 24 |
GUGGENHEIM CAPITAL LLC | 14 | 4 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Private Advisor Group, LLC | 9 | 6 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q3 2023 | 22 |
NEXT Financial Group, Inc | 11 | 11 | 0.01% | 0.02% | 0.05% | Q4 2014 | Q4 2021 | 22 |
Quad-Cities Investment Group, LLC | 11 | 1 | 0.08% | 0.16% | 0.30% | Q1 2018 | Q3 2023 | 21 |
VALLEY NATIONAL ADVISERS INC | 21 | 21 | 0.00% | 0.02% | 0.05% | Q1 2015 | Q1 2020 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q4 2019 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
STEPHENS INC /AR/ | 14 | 6 | 0.00% | 0.01% | 0.05% | Q3 2017 | Q3 2023 | 20 |
BESSEMER GROUP INC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 20 |
180 WEALTH ADVISORS, LLC | 19 | 19 | 0.26% | 0.35% | 0.49% | Q1 2019 | Q3 2023 | 19 |
Thomas J. Herzfeld Advisors, Inc. | 9 | 2 | 0.00% | 0.09% | 0.56% | Q3 2014 | Q3 2023 | 18 |
CWM, LLC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 18 |
Atlantic Union Bankshares Corp | 18 | 18 | 0.03% | 0.09% | 0.21% | Q2 2019 | Q3 2023 | 18 |
IFP Advisors, Inc | 14 | 4 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q4 2022 | 18 |
WEDBUSH SECURITIES INC | 10 | 1 | 0.01% | 0.02% | 0.06% | Q1 2015 | Q3 2023 | 17 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.03% | 0.07% | Q3 2015 | Q3 2023 | 17 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 16 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2019 | 17 |
BREWIN DOLPHIN LTD | 16 | 16 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q2 2021 | 16 |
JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 16 |
Creative Planning | 13 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2021 | 16 |
Powell Investment Advisors, LLC | 16 | 16 | 0.10% | 0.16% | 0.27% | Q4 2019 | Q3 2023 | 16 |
New England Private Wealth Advisors LLC | 10 | 1 | 0.05% | 0.07% | 0.11% | Q4 2014 | Q3 2019 | 16 |
LAZARD ASSET MANAGEMENT LLC | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q4 2019 | 15 |
NORTH STAR ASSET MANAGEMENT INC | 15 | 15 | 0.02% | 0.03% | 0.05% | Q4 2014 | Q2 2018 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Live Oak Private Wealth LLC | 14 | 14 | 0.04% | 0.05% | 0.09% | Q2 2020 | Q3 2023 | 14 |
MERIDIAN INVESTMENT COUNSEL INC. | 13 | 13 | 0.11% | 0.16% | 0.25% | Q4 2014 | Q4 2017 | 13 |
Stratos Wealth Partners, LTD. | 10 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 13 |
Shaker Financial Services, LLC | 7 | 6 | 0.10% | 0.29% | 0.48% | Q1 2020 | Q3 2023 | 13 |
Claraphi Advisory Network, LLC | 8 | 4 | 0.03% | 0.79% | 3.31% | Q4 2017 | Q4 2020 | 12 |
Cetera Investment Advisers | 12 | 12 | 0.01% | 0.02% | 0.05% | Q4 2020 | Q3 2023 | 12 |
Plante Moran Financial Advisors, LLC | 5 | 3 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q4 2021 | 12 |
1607 Capital Partners, LLC | 7 | 5 | 0.01% | 0.23% | 0.46% | Q1 2020 | Q3 2023 | 12 |
Commonwealth Equity Services, Inc | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q3 2017 | 12 |
BANK OF MONTREAL /CAN/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2022 | 12 |
FMR LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2023 | 12 |
AQR Arbitrage LLC | 6 | 5 | 0.00% | 0.04% | 0.15% | Q3 2019 | Q3 2023 | 11 |
BB&T SECURITIES, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2018 | 11 |
AdvisorNet Financial, Inc | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2020 | 11 |
USCA RIA LLC | 5 | 2 | 0.02% | 0.10% | 0.21% | Q4 2014 | Q2 2021 | 11 |
DOLIVER ADVISORS, LP | 5 | 3 | 0.10% | 0.45% | 1.49% | Q4 2015 | Q1 2020 | 11 |
North Star Investment Management Corp. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2018 | 10 |
Kingsview Wealth Management, LLC | 6 | 4 | 0.02% | 0.02% | 0.03% | Q1 2021 | Q3 2023 | 10 |
1832 Asset Management L.P. | 10 | 10 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q3 2021 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.04% | 0.07% | 0.16% | Q4 2019 | Q3 2023 | 10 |
B. Riley Wealth Advisors, Inc. | 5 | 1 | 0.00% | 0.01% | 0.04% | Q4 2016 | Q3 2023 | 10 |
Eudaimonia Partners, LLC | 6 | 4 | 0.03% | 0.05% | 0.13% | Q4 2019 | Q4 2022 | 10 |
Global Retirement Partners, LLC | 7 | 3 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 10 |
Barnett & Company, Inc. | 10 | 10 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2018 | 10 |
West Branch Capital LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2023 | 9 |
CAROLINAS WEALTH CONSULTING LLC | 9 | 9 | 0.01% | 0.01% | 0.02% | Q3 2021 | Q3 2023 | 9 |
IHT Wealth Management, LLC | 6 | 3 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q2 2023 | 9 |
MSI Financial Services Inc | 9 | 9 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2016 | 9 |
J.P. Morgan Private Wealth Advisors LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2022 | 9 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 7 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2018 | 9 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 9 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 9 | 9 | 0.02% | 0.02% | 0.04% | Q3 2021 | Q3 2023 | 9 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Certified Advisory Corp | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2019 | 8 |
Selective Wealth Management, Inc. | 7 | 1 | 0.01% | 0.03% | 0.13% | Q3 2018 | Q1 2021 | 8 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 7 | 1 | 0.02% | 0.04% | 0.06% | Q4 2018 | Q2 2021 | 8 |
Twelve Points Wealth Management LLC | 8 | 8 | 0.08% | 0.14% | 0.23% | Q4 2021 | Q3 2023 | 8 |
CREDIT SUISSE AG/ | 5 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2021 | 8 |
Larson Financial Group LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2023 | 8 |
BANK OF NOVA SCOTIA | 7 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q3 2018 | 8 |
Focused Wealth Management, Inc | 7 | 7 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q2 2016 | 7 |
Titus Wealth Management | 7 | 7 | 0.11% | 0.20% | 0.30% | Q4 2020 | Q2 2022 | 7 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6 | 1 | 0.00% | 0.04% | 0.05% | Q4 2020 | Q1 2023 | 7 |
FIFTH THIRD BANCORP | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2022 | 7 |
RMB Capital Management, LLC | 5 | 2 | 0.01% | 0.04% | 0.10% | Q4 2018 | Q3 2020 | 7 |
FIRST COMMUNITY TRUST NA | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2023 | 7 |
SHEPHERD KAPLAN KROCHUK, LLC | 7 | 7 | 0.10% | 0.19% | 0.45% | Q3 2019 | Q1 2021 | 7 |
Walleye Capital LLC | 4 | 3 | 0.00% | 0.03% | 0.11% | Q4 2019 | Q3 2023 | 7 |
DEUTSCHE BANK AG\ | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2016 | 7 |
Weiss Asset Management LP | 2 | 1 | 0.01% | 0.03% | 0.06% | Q4 2015 | Q4 2022 | 7 |
Cornerstone Advisors, LLC | 6 | 1 | 0.01% | 0.15% | 0.25% | Q4 2019 | Q3 2023 | 7 |
CLOUGH CAPITAL PARTNERS L P | 2 | 1 | 0.01% | 0.07% | 0.18% | Q3 2015 | Q3 2023 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Aevitas Wealth Management, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
ATLAS CAPITAL ADVISORS LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2022 | 6 |
AMERICAN INTERNATIONAL GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
Cerity Partners LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q2 2023 | 6 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 4 | 2 | 0.02% | 0.02% | 0.04% | Q3 2018 | Q1 2020 | 6 |
Matisse Capital | 6 | 6 | 1.12% | 1.70% | 2.25% | Q1 2020 | Q2 2021 | 6 |
TCI Wealth Advisors, Inc. | 5 | 1 | 0.00% | 0.00% | 0.02% | Q4 2014 | Q2 2017 | 6 |
Laurel Wealth Advisors LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2022 | 6 |
Hennion & Walsh Asset Management, Inc. | 6 | 6 | 0.02% | 0.03% | 0.04% | Q1 2021 | Q2 2022 | 6 |
Transamerica Financial Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
GLENMEDE TRUST CO NA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2016 | 6 |
Winslow, Evans & Crocker, Inc. | 6 | 6 | 0.05% | 0.06% | 0.06% | Q3 2019 | Q4 2020 | 6 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
FNY Investment Advisers, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2021 | 5 |
AllSquare Wealth Management LLC | 3 | 2 | 0.02% | 0.03% | 0.04% | Q3 2016 | Q4 2017 | 5 |
Quantedge Capital Pte Ltd | 4 | 1 | 0.08% | 0.29% | 0.64% | Q4 2020 | Q3 2023 | 5 |
US BANCORP \DE\ | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2016 | 5 |
Qube Research & Technologies Ltd | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 5 |
Princeton Global Asset Management LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q2 2021 | 5 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2020 | 5 |
SEI INVESTMENTS CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2018 | 4 |
WFA of San Diego, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 4 |
Ledyard National Bank | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q4 2018 | 4 |
Allspring Global Investments Holdings, LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
Cordasco Financial Network | 4 | 4 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q3 2015 | 4 |
CSS LLC/IL | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q2 2019 | 4 |
Bruderman Asset Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2017 | 4 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Logan Stone Capital, LLC | 4 | 4 | 0.36% | 0.72% | 0.85% | Q4 2022 | Q3 2023 | 4 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
SYNOVUS FINANCIAL CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 4 |
RAYMOND JAMES TRUST N.A. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q2 2023 | 4 |
BARCLAYS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Capital Advisory Group Advisory Services, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 3 |
Elequin Capital, LP | 2 | 1 | 0.06% | 0.09% | 0.13% | Q4 2022 | Q3 2023 | 3 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Capital Analysts, LLC | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2014 | Q2 2015 | 3 |
Avior Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
HUNTINGTON NATIONAL BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Woodline Partners LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q2 2023 | 3 |
Buck Wealth Strategies, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Lido Advisors, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q1 2020 | 3 |
Arbor Wealth Management, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q2 2019 | 3 |
Balentine LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2019 | 3 |
Prospera Financial Services Inc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2022 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
ARCADIA INVESTMENT MANAGEMENT CORP/MI | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 3 |
Karpus Management, Inc. | 3 | 3 | 0.04% | 0.07% | 0.08% | Q4 2019 | Q2 2020 | 3 |
PIERSHALE FINANCIAL GROUP, INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q2 2023 | 3 |
BLAIR WILLIAM & CO/IL | 2 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2018 | 3 |
OAK FAMILY ADVISORS, LLC | 2 | 2 | 0.10% | 0.12% | 0.13% | Q3 2021 | Q4 2021 | 2 |
Jacobi Capital Management LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2017 | 2 |
CORNERSTONE ADVISORS INC | 2 | 2 | 0.02% | 0.02% | 0.03% | Q4 2018 | Q1 2019 | 2 |
Archer Investment Corp | 2 | 2 | 0.02% | 0.02% | 0.03% | Q1 2020 | Q2 2020 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Atlas Wealth LLC | 2 | 2 | 0.03% | 0.05% | 0.06% | Q2 2023 | Q3 2023 | 2 |
BOSTON PRIVATE BANK & TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
Future Financial Wealth Managment LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q1 2022 | 2 |
Wealth Quarterback LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
CreativeOne Wealth, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
Sandy Spring Bank | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2022 | 2 |
Saba Capital Management, L.P. | 2 | 2 | 0.05% | 0.06% | 0.08% | Q2 2023 | Q3 2023 | 2 |
Virtu KCG Holdings LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2015 | 2 |
FARMERS & MERCHANTS INVESTMENTS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
RPO LLC | 2 | 2 | 2.51% | 3.56% | 4.60% | Q2 2023 | Q3 2023 | 2 |
Walleye Trading LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2021 | 2 |
WASHINGTON TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2020 | 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q3 2020 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.03% | 0.04% | Q2 2023 | Q3 2023 | 2 |
Lee Financial Co | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q2 2018 | 2 |
TFS CAPITAL LLC | 1 | 1 | 0.03% | 0.06% | 0.10% | Q1 2015 | Q3 2016 | 2 |
Claro Advisors LLC | 1 | 1 | 0.08% | 0.09% | 0.11% | Q4 2018 | Q4 2020 | 2 |
Sargent Bickham Lagudis LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q4 2022 | 2 |
FIRST MANHATTAN CO. LLC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
U.S. Capital Wealth Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q4 2021 | 2 |
SIMON QUICK ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2014 | Q4 2014 | 1 |
Realta Investment Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
MEEDER ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
True North Advisors, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2022 | Q4 2022 | 1 |
TWIN FOCUS CAPITAL PARTNERS, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q1 2020 | Q1 2020 | 1 |
Cypress Wealth Services, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2023 | Q1 2023 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q4 2016 | Q4 2016 | 1 |
TRUST CO OF VERMONT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Kelman-Lazarov, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
KPP Advisory Services LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2023 | Q3 2023 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2016 | Q1 2016 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2020 | Q1 2020 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
Ahrens Investment Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Quarry LP | 1 | 1 | 0.18% | 0.18% | 0.18% | Q3 2023 | Q3 2023 | 1 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2018 | Q2 2018 | 1 |
Kistler-Tiffany Companies, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q3 2020 | 1 |
Vanguard Capital Wealth Advisors | 1 | 1 | 0.35% | 0.35% | 0.35% | Q2 2020 | Q2 2020 | 1 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
AE Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
Interchange Capital Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
HIGHLAND CAPITAL MANAGEMENT LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Baird Financial Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Perigon Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Raab & Moskowitz Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 2.17% | 2.17% | 2.17% | Q4 2019 | Q4 2019 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Armbruster Capital Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
External links
This page lists all the filers that currently own TEKLA LIFE SCIENCES INVS or have owned TEKLA LIFE SCIENCES INVS in the past.