TEKLA LIFE SCIENCES INVS shareholder history

Current and past TEKLA LIFE SCIENCES INVS shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 36360.00%0.00%0.00%Q4 2014Q3 202336
OPPENHEIMER & CO INC 36360.01%0.01%0.03%Q4 2014Q3 202336
WELLS FARGO & COMPANY/MN 36360.00%0.00%0.00%Q4 2014Q3 202336
MORGAN STANLEY 36360.00%0.00%0.01%Q4 2014Q3 202336
LPL Financial LLC 36360.00%0.01%0.02%Q4 2014Q3 202336
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
NEEDHAM INVESTMENT MANAGEMENT LLC 36360.67%2.17%3.38%Q4 2014Q3 202336
BANK OF AMERICA CORP /DE/ 36360.00%0.00%0.00%Q4 2014Q3 202336
AMERIPRISE FINANCIAL INC 36360.00%0.00%0.00%Q4 2014Q3 202336
PNC FINANCIAL SERVICES GROUP, INC. 35350.00%0.00%0.00%Q4 2014Q2 202335
RAYMOND JAMES & ASSOCIATES 3040.00%0.00%0.01%Q1 2015Q3 202334
Invesco Ltd. 2670.00%0.00%0.00%Q4 2014Q3 202333
Raymond James Financial Services Advisors, Inc. 33330.00%0.00%0.01%Q3 2015Q3 202333
JFS WEALTH ADVISORS, LLC 32320.00%0.00%0.00%Q4 2015Q3 202332
Advisors Asset Management, Inc. 2660.01%0.05%0.14%Q2 2015Q3 202332
STIFEL FINANCIAL CORP 3010.00%0.00%0.01%Q4 2014Q3 202331
COHEN & STEERS, INC. 28280.00%0.01%0.01%Q4 2016Q3 202328
Parallel Advisors, LLC 28280.00%0.01%0.03%Q4 2016Q3 202328
Janney Montgomery Scott LLC 28280.00%0.00%0.01%Q4 2016Q3 202328
FLAGSHIP HARBOR ADVISORS, LLC 28280.24%0.83%1.44%Q4 2016Q3 202328
CITIGROUP INC 27270.00%0.00%0.00%Q4 2014Q2 202127
Advisory Services Network, LLC 1310.00%0.00%0.01%Q4 2014Q1 202326
Cambridge Investment Research Advisors, Inc. 1730.00%0.01%0.02%Q3 2015Q3 202325
SeaBridge Investment Advisors LLC 25250.00%0.00%0.01%Q3 2014Q3 202025
FIRST TRUST ADVISORS LP 1510.00%0.00%0.01%Q4 2014Q3 202325
Steward Partners Investment Advisory, LLC 1860.00%0.00%0.01%Q2 2017Q3 202324
GUGGENHEIM CAPITAL LLC 1440.00%0.00%0.01%Q4 2014Q3 202324
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.00%Q4 2017Q3 202324
Private Advisor Group, LLC 960.00%0.01%0.02%Q2 2015Q3 202322
NEXT Financial Group, Inc 11110.01%0.02%0.05%Q4 2014Q4 202122
Quad-Cities Investment Group, LLC 1110.08%0.16%0.30%Q1 2018Q3 202321
VALLEY NATIONAL ADVISERS INC 21210.00%0.02%0.05%Q1 2015Q1 202021
LADENBURG THALMANN FINANCIAL SERVICES INC. 21210.01%0.01%0.02%Q4 2014Q4 201921
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
STEPHENS INC /AR/ 1460.00%0.01%0.05%Q3 2017Q3 202320
BESSEMER GROUP INC 20200.00%0.00%0.00%Q4 2018Q3 202320
180 WEALTH ADVISORS, LLC 19190.26%0.35%0.49%Q1 2019Q3 202319
Thomas J. Herzfeld Advisors, Inc. 920.00%0.09%0.56%Q3 2014Q3 202318
CWM, LLC 1080.00%0.00%0.00%Q1 2019Q3 202318
Atlantic Union Bankshares Corp 18180.03%0.09%0.21%Q2 2019Q3 202318
IFP Advisors, Inc 1440.00%0.01%0.02%Q4 2015Q4 202218
WEDBUSH SECURITIES INC 1010.01%0.02%0.06%Q1 2015Q3 202317
WOLVERINE ASSET MANAGEMENT LLC 710.00%0.03%0.07%Q3 2015Q3 202317
MARK SHEPTOFF FINANCIAL PLANNING, LLC 1610.01%0.01%0.01%Q4 2014Q4 201917
BREWIN DOLPHIN LTD 16160.00%0.00%0.01%Q3 2017Q2 202116
JPMORGAN CHASE & CO 410.00%0.00%0.00%Q1 2016Q3 202316
Creative Planning 1310.00%0.00%0.00%Q4 2014Q2 202116
Powell Investment Advisors, LLC 16160.10%0.16%0.27%Q4 2019Q3 202316
New England Private Wealth Advisors LLC 1010.05%0.07%0.11%Q4 2014Q3 201916
LAZARD ASSET MANAGEMENT LLC 15150.00%0.00%0.01%Q1 2020Q3 202315
Advisor Group, Inc. 15150.01%0.01%0.01%Q2 2016Q4 201915
NORTH STAR ASSET MANAGEMENT INC 15150.02%0.03%0.05%Q4 2014Q2 201815
OSAIC HOLDINGS, INC. 15150.00%0.00%0.01%Q1 2020Q3 202315
Live Oak Private Wealth LLC 14140.04%0.05%0.09%Q2 2020Q3 202314
MERIDIAN INVESTMENT COUNSEL INC. 13130.11%0.16%0.25%Q4 2014Q4 201713
Stratos Wealth Partners, LTD. 1010.00%0.00%0.01%Q4 2017Q3 202313
Shaker Financial Services, LLC 760.10%0.29%0.48%Q1 2020Q3 202313
Claraphi Advisory Network, LLC 840.03%0.79%3.31%Q4 2017Q4 202012
Cetera Investment Advisers 12120.01%0.02%0.05%Q4 2020Q3 202312
Plante Moran Financial Advisors, LLC 530.00%0.01%0.02%Q3 2017Q4 202112
1607 Capital Partners, LLC 750.01%0.23%0.46%Q1 2020Q3 202312
Commonwealth Equity Services, Inc 12120.01%0.01%0.01%Q4 2014Q3 201712
BANK OF MONTREAL /CAN/ 710.00%0.00%0.00%Q2 2015Q1 202212
FMR LLC 510.00%0.00%0.00%Q4 2018Q2 202312
AQR Arbitrage LLC 650.00%0.04%0.15%Q3 2019Q3 202311
BB&T SECURITIES, LLC 11110.00%0.00%0.01%Q2 2016Q4 201811
AdvisorNet Financial, Inc 11110.00%0.00%0.00%Q4 2017Q2 202011
USCA RIA LLC 520.02%0.10%0.21%Q4 2014Q2 202111
DOLIVER ADVISORS, LP 530.10%0.45%1.49%Q4 2015Q1 202011
North Star Investment Management Corp. 10100.00%0.00%0.01%Q4 2015Q1 201810
Kingsview Wealth Management, LLC 640.02%0.02%0.03%Q1 2021Q3 202310
1832 Asset Management L.P. 10100.00%0.01%0.02%Q2 2019Q3 202110
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 610.04%0.07%0.16%Q4 2019Q3 202310
B. Riley Wealth Advisors, Inc. 510.00%0.01%0.04%Q4 2016Q3 202310
Eudaimonia Partners, LLC 640.03%0.05%0.13%Q4 2019Q4 202210
Global Retirement Partners, LLC 730.00%0.00%0.01%Q1 2021Q3 202310
Barnett & Company, Inc. 10100.01%0.01%0.01%Q1 2016Q2 201810
West Branch Capital LLC 990.01%0.01%0.01%Q2 2021Q2 20239
CAROLINAS WEALTH CONSULTING LLC 990.01%0.01%0.02%Q3 2021Q3 20239
IHT Wealth Management, LLC 630.00%0.01%0.01%Q2 2017Q2 20239
MSI Financial Services Inc 990.00%0.00%0.01%Q4 2014Q4 20169
J.P. Morgan Private Wealth Advisors LLC 990.00%0.00%0.00%Q1 2020Q1 20229
UNITED CAPITAL FINANCIAL ADVISORS, LLC 720.00%0.00%0.00%Q1 2016Q3 20189
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q2 2018Q3 20239
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 990.02%0.02%0.04%Q3 2021Q3 20239
NewEdge Advisors, LLC 880.00%0.01%0.01%Q4 2021Q3 20238
Certified Advisory Corp 880.00%0.00%0.01%Q4 2017Q3 20198
Selective Wealth Management, Inc. 710.01%0.03%0.13%Q3 2018Q1 20218
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 710.02%0.04%0.06%Q4 2018Q2 20218
Twelve Points Wealth Management LLC 880.08%0.14%0.23%Q4 2021Q3 20238
CREDIT SUISSE AG/ 530.00%0.00%0.00%Q4 2014Q4 20218
Larson Financial Group LLC 880.00%0.00%0.00%Q4 2021Q3 20238
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 310.00%0.00%0.00%Q4 2015Q1 20238
BANK OF NOVA SCOTIA 710.00%0.01%0.01%Q4 2015Q3 20188
Focused Wealth Management, Inc 770.00%0.01%0.01%Q4 2014Q2 20167
Titus Wealth Management 770.11%0.20%0.30%Q4 2020Q2 20227
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 610.00%0.04%0.05%Q4 2020Q1 20237
FIFTH THIRD BANCORP 610.00%0.00%0.00%Q4 2014Q1 20227
RMB Capital Management, LLC 520.01%0.04%0.10%Q4 2018Q3 20207
FIRST COMMUNITY TRUST NA 770.00%0.00%0.00%Q4 2021Q2 20237
SHEPHERD KAPLAN KROCHUK, LLC 770.10%0.19%0.45%Q3 2019Q1 20217
Walleye Capital LLC 430.00%0.03%0.11%Q4 2019Q3 20237
DEUTSCHE BANK AG\ 770.00%0.00%0.00%Q4 2014Q2 20167
Weiss Asset Management LP 210.01%0.03%0.06%Q4 2015Q4 20227
Cornerstone Advisors, LLC 610.01%0.15%0.25%Q4 2019Q3 20237
CLOUGH CAPITAL PARTNERS L P 210.01%0.07%0.18%Q3 2015Q3 20237
Atria Wealth Solutions, Inc. 770.01%0.01%0.01%Q1 2022Q3 20237
Aevitas Wealth Management, Inc. 660.00%0.00%0.00%Q4 2017Q1 20196
ATLAS CAPITAL ADVISORS LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q4 2015Q1 20226
AMERICAN INTERNATIONAL GROUP, INC. 660.00%0.00%0.00%Q4 2014Q1 20166
Cerity Partners LLC 510.00%0.01%0.02%Q1 2017Q2 20236
MARINER INDEPENDENT ADVISOR NETWORK, LLC 420.02%0.02%0.04%Q3 2018Q1 20206
Matisse Capital 661.12%1.70%2.25%Q1 2020Q2 20216
TCI Wealth Advisors, Inc. 510.00%0.00%0.02%Q4 2014Q2 20176
Laurel Wealth Advisors LLC 660.00%0.00%0.00%Q1 2021Q2 20226
Hennion & Walsh Asset Management, Inc. 660.02%0.03%0.04%Q1 2021Q2 20226
Transamerica Financial Advisors, Inc. 660.00%0.00%0.00%Q4 2014Q1 20166
GLENMEDE TRUST CO NA 660.00%0.00%0.00%Q3 2015Q4 20166
Winslow, Evans & Crocker, Inc. 660.05%0.06%0.06%Q3 2019Q4 20206
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 660.01%0.01%0.02%Q2 2022Q3 20236
FNY Investment Advisers, LLC 210.00%0.01%0.02%Q2 2018Q3 20215
AllSquare Wealth Management LLC 320.02%0.03%0.04%Q3 2016Q4 20175
Quantedge Capital Pte Ltd 410.08%0.29%0.64%Q4 2020Q3 20235
US BANCORP \DE\ 320.00%0.00%0.00%Q3 2015Q4 20165
Qube Research & Technologies Ltd 410.00%0.00%0.01%Q4 2019Q3 20235
Princeton Global Asset Management LLC 550.00%0.00%0.01%Q2 2020Q2 20215
BENJAMIN F. EDWARDS & COMPANY, INC. 550.00%0.00%0.00%Q2 2019Q2 20205
SEI INVESTMENTS CO 440.00%0.00%0.00%Q3 2017Q2 20184
WFA of San Diego, LLC 210.00%0.00%0.00%Q2 2022Q3 20234
Ledyard National Bank 440.01%0.01%0.01%Q1 2018Q4 20184
Allspring Global Investments Holdings, LLC 440.00%0.01%0.01%Q4 2022Q3 20234
Cordasco Financial Network 440.03%0.03%0.03%Q4 2014Q3 20154
CSS LLC/IL 310.00%0.01%0.02%Q4 2014Q2 20194
Bruderman Asset Management, LLC 310.00%0.00%0.00%Q2 2016Q2 20174
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
Logan Stone Capital, LLC 440.36%0.72%0.85%Q4 2022Q3 20234
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 440.00%0.00%0.00%Q4 2022Q3 20234
SYNOVUS FINANCIAL CORP 440.00%0.00%0.00%Q1 2015Q4 20154
RAYMOND JAMES TRUST N.A. 440.01%0.01%0.01%Q3 2022Q2 20234
BARCLAYS PLC 330.00%0.00%0.00%Q1 2021Q3 20213
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Capital Advisory Group Advisory Services, LLC 210.00%0.00%0.00%Q1 2018Q4 20183
Elequin Capital, LP 210.06%0.09%0.13%Q4 2022Q3 20233
CREATIVE FINANCIAL DESIGNS INC /ADV 330.00%0.00%0.00%Q1 2023Q3 20233
Capital Analysts, LLC 330.01%0.02%0.02%Q4 2014Q2 20153
Avior Wealth Management, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
MANUFACTURERS LIFE INSURANCE COMPANY, THE 330.00%0.00%0.00%Q4 2017Q2 20183
HUNTINGTON NATIONAL BANK 330.00%0.00%0.00%Q4 2022Q2 20233
Woodline Partners LP 330.01%0.01%0.01%Q4 2022Q2 20233
Buck Wealth Strategies, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Lido Advisors, LLC 330.02%0.02%0.02%Q3 2019Q1 20203
Arbor Wealth Management, LLC 330.01%0.01%0.02%Q4 2018Q2 20193
Balentine LLC 330.01%0.01%0.01%Q4 2018Q2 20193
Prospera Financial Services Inc 210.00%0.00%0.00%Q3 2020Q2 20223
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
ARCADIA INVESTMENT MANAGEMENT CORP/MI 330.00%0.00%0.00%Q4 2015Q2 20163
Householder Group Estate & Retirement Specialist, LLC 110.01%0.01%0.01%Q3 2022Q3 20233
Karpus Management, Inc. 330.04%0.07%0.08%Q4 2019Q2 20203
PIERSHALE FINANCIAL GROUP, INC. 330.01%0.01%0.01%Q4 2022Q2 20233
BLAIR WILLIAM & CO/IL 210.01%0.01%0.01%Q3 2017Q3 20183
OAK FAMILY ADVISORS, LLC 220.10%0.12%0.13%Q3 2021Q4 20212
Jacobi Capital Management LLC 220.00%0.00%0.01%Q2 2017Q3 20172
CORNERSTONE ADVISORS INC 220.02%0.02%0.03%Q4 2018Q1 20192
Archer Investment Corp 220.02%0.02%0.03%Q1 2020Q2 20202
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Atlas Wealth LLC 220.03%0.05%0.06%Q2 2023Q3 20232
BOSTON PRIVATE BANK & TRUST CO 220.00%0.00%0.00%Q4 2014Q1 20152
Future Financial Wealth Managment LLC 220.03%0.03%0.03%Q4 2021Q1 20222
Wealth Quarterback LLC 220.00%0.00%0.00%Q2 2021Q3 20212
CreativeOne Wealth, LLC 220.01%0.01%0.01%Q2 2021Q3 20212
Sandy Spring Bank 110.00%0.00%0.01%Q4 2017Q4 20222
Saba Capital Management, L.P. 220.05%0.06%0.08%Q2 2023Q3 20232
Virtu KCG Holdings LLC 220.01%0.01%0.01%Q2 2015Q3 20152
FARMERS & MERCHANTS INVESTMENTS INC 220.00%0.00%0.00%Q3 2019Q4 20192
RPO LLC 222.51%3.56%4.60%Q2 2023Q3 20232
Walleye Trading LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q4 20212
WASHINGTON TRUST Co 110.00%0.00%0.00%Q2 2018Q1 20202
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 220.02%0.02%0.02%Q2 2020Q3 20202
BOOTHBAY FUND MANAGEMENT, LLC 220.01%0.03%0.04%Q2 2023Q3 20232
Lee Financial Co 220.02%0.02%0.02%Q1 2018Q2 20182
TFS CAPITAL LLC 110.03%0.06%0.10%Q1 2015Q3 20162
Claro Advisors LLC 110.08%0.09%0.11%Q4 2018Q4 20202
Sargent Bickham Lagudis LLC 220.00%0.00%0.00%Q2 2022Q3 20222
BAIRD ROBERT W & CO INC /WI/ 220.00%0.00%0.00%Q4 2014Q1 20152
MONEY CONCEPTS CAPITAL CORP 110.01%0.01%0.01%Q1 2022Q4 20222
FIRST MANHATTAN CO. LLC. 220.00%0.00%0.00%Q2 2018Q3 20182
U.S. Capital Wealth Advisors, LLC 220.01%0.01%0.01%Q3 2021Q4 20212
SIMON QUICK ADVISORS, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Baystate Wealth Management LLC 110.00%0.00%0.00%Q2 2020Q2 20201
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
NATIONAL PLANNING CORP 110.05%0.05%0.05%Q4 2014Q4 20141
Realta Investment Advisors 110.01%0.01%0.01%Q4 2019Q4 20191
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2020Q1 20201
MEEDER ASSET MANAGEMENT INC 110.00%0.00%0.00%Q2 2021Q2 20211
True North Advisors, LLC 110.05%0.05%0.05%Q4 2022Q4 20221
TWIN FOCUS CAPITAL PARTNERS, LLC 110.15%0.15%0.15%Q1 2020Q1 20201
Cypress Wealth Services, LLC 110.04%0.04%0.04%Q1 2023Q1 20231
Alpine Global Management, LLC 110.20%0.20%0.20%Q4 2016Q4 20161
TRUST CO OF VERMONT 110.00%0.00%0.00%Q3 2017Q3 20171
Kelman-Lazarov, Inc. 110.01%0.01%0.01%Q1 2016Q1 20161
KPP Advisory Services LLC 110.09%0.09%0.09%Q3 2023Q3 20231
GFS Advisors, LLC 110.06%0.06%0.06%Q1 2016Q1 20161
Yakira Capital Management, Inc. 110.06%0.06%0.06%Q1 2020Q1 20201
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 110.02%0.02%0.02%Q2 2018Q2 20181
Ahrens Investment Partners LLC 110.01%0.01%0.01%Q4 2021Q4 20211
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Quarry LP 110.18%0.18%0.18%Q3 2023Q3 20231
NINE MASTS CAPITAL Ltd 110.09%0.09%0.09%Q2 2018Q2 20181
Kistler-Tiffany Companies, LLC 110.02%0.02%0.02%Q3 2020Q3 20201
Vanguard Capital Wealth Advisors 110.35%0.35%0.35%Q2 2020Q2 20201
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
AE Wealth Management LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Interchange Capital Partners, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
HIGHLAND CAPITAL MANAGEMENT LP 110.00%0.00%0.00%Q2 2015Q2 20151
BlackRock Inc. 110.00%0.00%0.00%Q4 2019Q4 20191
Baird Financial Group, Inc. 110.00%0.00%0.00%Q2 2015Q2 20151
Perigon Wealth Management, LLC 110.02%0.02%0.02%Q4 2020Q4 20201
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q3 2018Q3 20181
MARINER INVESTMENT GROUP LLC 112.17%2.17%2.17%Q4 2019Q4 20191
Reby Advisors, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Armbruster Capital Management, Inc. 110.01%0.01%0.01%Q3 2017Q3 20171
HighTower Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Simplicity Solutions, LLC 110.01%0.01%0.01%Q2 2020Q2 20201
External links

This page lists all the filers that currently own TEKLA LIFE SCIENCES INVS or have owned TEKLA LIFE SCIENCES INVS in the past.