RIVERNORTH DOUBLELINE STRATE shareholder history

Current and past RIVERNORTH DOUBLELINE STRATE shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
UBS Group AG 29290.00%0.00%0.00%Q3 2016Q3 202329
ROYAL BANK OF CANADA 28280.00%0.00%0.00%Q4 2016Q3 202328
BANK OF AMERICA CORP /DE/ 28280.00%0.00%0.00%Q4 2016Q3 202328
WELLS FARGO & COMPANY/MN 28280.00%0.00%0.00%Q4 2016Q3 202328
Fiduciary Group LLC 27270.01%0.06%0.10%Q1 2017Q3 202327
Cetera Advisors LLC 2250.01%0.04%0.09%Q4 2016Q3 202327
MORGAN STANLEY 2510.00%0.00%0.00%Q1 2017Q3 202326
SeaCrest Wealth Management, LLC 24240.01%0.06%0.09%Q4 2017Q3 202324
STIFEL FINANCIAL CORP 24240.00%0.00%0.01%Q4 2017Q3 202324
Financial Management Professionals, Inc. 23230.00%0.00%0.01%Q1 2018Q3 202323
Baird Financial Group, Inc. 23230.00%0.00%0.01%Q1 2018Q3 202323
Invesco Ltd. 21210.00%0.00%0.00%Q3 2017Q3 202221
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Edge Wealth Management LLC 20200.03%0.09%0.22%Q4 2018Q3 202320
Geneos Wealth Management Inc. 1280.00%0.00%0.00%Q2 2018Q3 202320
SIT INVESTMENT ASSOCIATES INC 1630.00%0.20%0.82%Q4 2018Q3 202319
PARAMETRIC PORTFOLIO ASSOCIATES LLC 18180.00%0.00%0.00%Q4 2017Q1 202218
FIRST FOUNDATION ADVISORS 17170.03%0.10%0.22%Q3 2019Q3 202317
CIBC Private Wealth Group, LLC 930.00%0.00%0.01%Q4 2017Q2 202317
CITIGROUP INC 17170.00%0.00%0.00%Q4 2017Q4 202117
Moloney Securities Asset Management, LLC 1010.02%0.34%0.58%Q1 2017Q3 202317
ACG Wealth 17170.03%0.22%0.72%Q3 2016Q3 202017
Shaker Financial Services, LLC 620.07%0.43%1.14%Q4 2017Q3 202316
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
LPL Financial LLC 870.00%0.00%0.00%Q1 2017Q3 202315
Ford Financial Group, LLC 15150.13%0.25%0.32%Q2 2019Q4 202215
Rockefeller Capital Management L.P. 1310.00%0.00%0.00%Q1 2019Q4 202214
RAYMOND JAMES & ASSOCIATES 1040.00%0.00%0.00%Q1 2020Q3 202314
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 14140.47%0.76%1.12%Q4 2017Q1 202114
MANCHESTER FINANCIAL INC 13130.06%0.20%0.85%Q1 2019Q1 202213
Bryn Mawr Capital Management, LLC 13130.18%0.63%1.11%Q1 2018Q1 202113
LADENBURG THALMANN FINANCIAL SERVICES INC. 12120.00%0.00%0.00%Q1 2017Q4 201912
Hilltop Holdings Inc. 12120.03%0.05%0.06%Q4 2020Q3 202312
BB&T SECURITIES, LLC 11110.01%0.01%0.01%Q1 2017Q3 201911
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 11110.02%0.06%0.08%Q1 2019Q3 202111
COMMONWEALTH EQUITY SERVICES, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
Wealthcare Advisory Partners LLC 10100.03%0.07%0.09%Q2 2018Q3 202010
CENTAURUS FINANCIAL, INC. 10100.02%0.14%0.26%Q2 2021Q3 202310
Raymond James Financial Services Advisors, Inc. 820.00%0.00%0.00%Q2 2018Q4 202110
TRUSTCORE FINANCIAL SERVICES, LLC 990.00%0.00%0.00%Q4 2018Q4 20209
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 410.02%0.06%0.10%Q4 2019Q3 20239
Relative Value Partners Group, LLC 990.12%0.47%0.73%Q1 2017Q1 20199
TRUIST FINANCIAL CORP 990.00%0.00%0.00%Q4 2019Q4 20219
Yakira Capital Management, Inc. 540.05%0.10%0.33%Q4 2019Q3 20239
Advisory Services Network, LLC 410.00%0.00%0.00%Q2 2019Q1 20239
Navis Wealth Advisors, LLC 990.21%0.29%0.37%Q3 2021Q3 20239
NewEdge Advisors, LLC 880.01%0.01%0.02%Q4 2021Q3 20238
PANAGORA ASSET MANAGEMENT INC 880.00%0.00%0.00%Q3 2019Q2 20218
WEDBUSH SECURITIES INC 710.01%0.01%0.05%Q1 2017Q3 20238
Thomas J. Herzfeld Advisors, Inc. 440.00%0.30%0.94%Q4 2018Q4 20208
CLOUGH CAPITAL PARTNERS L P 310.02%0.11%0.23%Q4 2018Q3 20238
Sowell Financial Services LLC 770.00%0.00%0.00%Q3 2019Q1 20217
B. Riley Wealth Management, Inc. 770.00%0.02%0.03%Q4 2020Q2 20227
CSS LLC/IL 520.01%0.02%0.03%Q4 2020Q3 20237
Wagner Wealth Management, LLC 520.01%0.16%0.28%Q4 2020Q3 20227
Next Capital Management LLC 660.13%0.19%0.26%Q2 2022Q3 20236
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2017Q3 20236
Steward Partners Investment Advisory, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Advisor Group, Inc. 410.00%0.00%0.00%Q2 2018Q4 20195
Laurion Capital Management LP 320.00%0.01%0.02%Q4 2016Q1 20185
KESTRA PRIVATE WEALTH SERVICES, LLC 550.01%0.01%0.01%Q3 2021Q3 20225
GUGGENHEIM CAPITAL LLC 550.00%0.00%0.00%Q3 2021Q3 20225
Ionic Capital Management LLC 550.04%0.66%1.82%Q4 2019Q4 20205
B. Riley Wealth Advisors, Inc. 550.01%0.01%0.01%Q3 2022Q3 20235
Weaver Consulting Group 550.00%0.00%0.00%Q1 2019Q1 20205
MML INVESTORS SERVICES, LLC 550.00%0.01%0.02%Q2 2017Q2 20185
FNY Investment Advisers, LLC 410.01%0.05%0.10%Q1 2019Q4 20205
FourThought Financial, LLC 550.00%0.00%0.00%Q4 2020Q4 20215
Foundations Investment Advisors, LLC 550.00%0.01%0.01%Q2 2022Q2 20235
AE Wealth Management LLC 440.00%0.00%0.00%Q1 2020Q4 20204
IFP Advisors, Inc 440.00%0.00%0.00%Q1 2022Q4 20224
EverSource Wealth Advisors, LLC 440.00%0.00%0.00%Q3 2022Q2 20234
AVANTAX ADVISORY SERVICES, INC. 440.00%0.00%0.01%Q3 2022Q2 20234
FMR LLC 210.00%0.00%0.00%Q4 2018Q3 20224
HOLLENCREST CAPITAL MANAGEMENT 440.01%0.01%0.01%Q4 2022Q3 20234
1607 Capital Partners, LLC 440.05%0.08%0.08%Q4 2022Q3 20234
Family Management Corp 440.20%0.44%0.56%Q1 2020Q4 20204
Saba Capital Management, L.P. 310.00%0.03%0.06%Q1 2020Q3 20234
Wealthspire Advisors, L.P. 310.00%0.00%0.00%Q1 2017Q1 20184
CAROLINAS WEALTH CONSULTING LLC 330.00%0.01%0.01%Q4 2020Q2 20213
Moors & Cabot, Inc. 330.01%0.01%0.02%Q2 2022Q4 20223
ENVESTNET ASSET MANAGEMENT INC 330.00%0.00%0.00%Q1 2023Q3 20233
Verity Asset Management, Inc. 330.11%0.19%0.23%Q1 2023Q3 20233
MANGROVE PARTNERS IM, LLC 330.08%0.10%0.12%Q1 2023Q3 20233
BANK OF MONTREAL /CAN/ 330.00%0.00%0.00%Q2 2022Q4 20223
Strategic Financial Concepts, LLC 330.03%0.03%0.04%Q1 2023Q3 20233
MGO ONE SEVEN LLC 210.00%0.01%0.02%Q4 2017Q4 20183
CoreCap Advisors, LLC 110.00%0.01%0.01%Q4 2021Q4 20223
Quarry LP 330.04%0.22%0.35%Q1 2023Q3 20233
PRIVATE TRUST CO NA 330.00%0.00%0.00%Q2 2022Q4 20223
PARK AVENUE SECURITIES LLC 330.02%0.02%0.02%Q1 2023Q3 20233
PFG Investments, LLC 330.02%0.02%0.02%Q1 2023Q3 20233
Perennial Investment Advisors, LLC 330.06%0.08%0.09%Q1 2023Q3 20233
INTEGRATED CAPITAL MANAGEMENT, INC. 330.13%0.14%0.15%Q1 2023Q3 20233
Matisse Capital 330.85%0.88%0.89%Q1 2023Q3 20233
Gradient Investments LLC 110.00%0.00%0.00%Q3 2022Q1 20232
Walleye Capital LLC 220.00%0.00%0.01%Q4 2022Q1 20232
Arete Wealth Advisors, LLC 220.02%0.02%0.03%Q2 2023Q3 20232
Weiss Asset Management LP 110.01%0.02%0.02%Q4 2017Q4 20182
IHT Wealth Management, LLC 220.01%0.01%0.01%Q4 2017Q1 20182
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2019Q4 20222
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 220.00%0.00%0.00%Q1 2020Q2 20202
MARINER INVESTMENT GROUP LLC 220.15%0.21%0.28%Q4 2017Q1 20182
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 110.11%0.14%0.17%Q4 2017Q3 20182
Logan Stone Capital, LLC 110.05%0.07%0.09%Q4 2022Q2 20232
FSA Wealth Management LLC 110.05%0.05%0.05%Q2 2020Q4 20202
JANE STREET GROUP, LLC 220.00%0.00%0.00%Q3 2022Q4 20222
ASSETMARK, INC 220.00%0.00%0.00%Q3 2020Q4 20202
JPMORGAN CHASE & CO 220.00%0.00%0.00%Q1 2023Q2 20232
Realta Investment Advisors 220.00%0.00%0.01%Q3 2019Q4 20192
Tower Research Capital LLC (TRC) 220.00%0.00%0.00%Q4 2016Q1 20172
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Creative Planning 110.00%0.00%0.00%Q2 2017Q2 20171
HRT FINANCIAL LP 110.00%0.00%0.00%Q4 2022Q4 20221
Pinnacle Wealth Planning Services, Inc. 110.01%0.01%0.01%Q4 2020Q4 20201
Virtu KCG Holdings LLC 110.02%0.02%0.02%Q4 2016Q4 20161
BESSEMER GROUP INC 110.00%0.00%0.00%Q1 2023Q1 20231
Chicago Partners Investment Group LLC 110.00%0.00%0.00%Q2 2018Q2 20181
HighTower Advisors, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Procyon Advisors, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Alpine Global Management, LLC 110.02%0.02%0.02%Q3 2022Q3 20221
Destiny Wealth Partners, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Baker Avenue Asset Management, LP 110.00%0.00%0.00%Q4 2022Q4 20221
Claraphi Advisory Network, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
Sequoia Financial Advisors, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
Ausdal Financial Partners, Inc. 110.05%0.05%0.05%Q1 2020Q1 20201
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q1 2021Q1 20211
HUNTINGTON NATIONAL BANK 110.00%0.00%0.00%Q3 2020Q3 20201
Vista Private Wealth Partners. LLC 110.10%0.10%0.10%Q4 2019Q4 20191
US BANCORP \DE\ 110.00%0.00%0.00%Q1 2021Q1 20211
Castle Financial & Retirement Planning Associates, Inc. 110.53%0.53%0.53%Q4 2021Q4 20211
BB&T INVESTMENT SERVICES, INC. 110.01%0.01%0.01%Q3 2017Q3 20171
CIBC WORLD MARKET INC. 110.00%0.00%0.00%Q2 2017Q2 20171
Ursa Fund Management, LLC 110.59%0.59%0.59%Q3 2020Q3 20201
SG3 Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Crescent Grove Advisors, LLC 110.04%0.04%0.04%Q1 2020Q1 20201
Avior Wealth Management, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2017Q4 20171
U.S. Capital Wealth Advisors, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Almitas Capital LLC 110.11%0.11%0.11%Q1 2023Q1 20231
Brinker Capital Investments, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2018Q1 20181
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
SEI INVESTMENTS CO 110.00%0.00%0.00%Q2 2018Q2 20181
NBC SECURITIES, INC. 110.01%0.01%0.01%Q3 2023Q3 20231
SYNOVUS FINANCIAL CORP 110.00%0.00%0.00%Q1 2020Q1 20201
Patriot Financial Group Insurance Agency, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
WHITTIER TRUST CO 110.01%0.01%0.01%Q4 2018Q4 20181
Capital Analysts, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 110.70%0.70%0.70%Q4 2018Q4 20181
Stratos Wealth Partners, LTD. 110.00%0.00%0.00%Q3 2018Q3 20181
Virtu Financial LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Cambridge Investment Research Advisors, Inc. 110.00%0.00%0.00%Q4 2022Q4 20221
Glass Jacobson Investment Advisors llc 110.01%0.01%0.01%Q4 2022Q4 20221
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
Vectors Research Management, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Eschler Asset Management LLP 110.50%0.50%0.50%Q3 2023Q3 20231
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q1 2020Q1 20201
First Trust Capital Management L.P. 110.13%0.13%0.13%Q2 2022Q2 20221
External links

This page lists all the filers that currently own RIVERNORTH DOUBLELINE STRATE or have owned RIVERNORTH DOUBLELINE STRATE in the past.