Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Capital Investment Advisors, LLC | 25 | 25 | 0.07% | 0.23% | 0.39% | Q1 2014 | Q1 2020 | 25 |
RAYMOND JAMES & ASSOCIATES | 20 | 20 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q1 2018 | 20 |
ROYAL BANK OF CANADA | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2018 | 20 |
MORGAN STANLEY | 20 | 20 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2018 | 20 |
BANK OF AMERICA CORP /DE/ | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2018 | 20 |
Raymond James Financial Services Advisors, Inc. | 20 | 20 | 0.02% | 0.04% | 0.08% | Q2 2013 | Q1 2018 | 20 |
WELLS FARGO & COMPANY/MN | 20 | 20 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2018 | 20 |
Invesco Ltd. | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2018 | 20 |
BB&T SECURITIES, LLC | 14 | 4 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2018 | 18 |
CITIGROUP INC | 13 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2018 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
GUGGENHEIM CAPITAL LLC | 17 | 17 | 0.01% | 0.02% | 0.03% | Q1 2014 | Q1 2018 | 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 17 | 17 | 0.01% | 0.01% | 0.02% | Q2 2014 | Q2 2018 | 17 |
DRW Securities, LLC | 17 | 17 | 0.01% | 0.05% | 0.11% | Q4 2013 | Q4 2017 | 17 |
LPL Financial LLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 16 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2016 | 15 |
BESSEMER GROUP INC | 15 | 15 | 0.01% | 0.06% | 0.09% | Q3 2014 | Q1 2018 | 15 |
UBS Group AG | 14 | 14 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2018 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 13 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2018 | 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 11 | 3 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2018 | 14 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 7 | 1 | 0.02% | 0.48% | 1.13% | Q2 2013 | Q2 2018 | 14 |
Roble, Belko & Company, Inc | 13 | 13 | 0.01% | 0.04% | 0.13% | Q1 2015 | Q1 2018 | 13 |
Shaker Financial Services, LLC | 7 | 2 | 0.14% | 1.19% | 2.74% | Q3 2013 | Q1 2018 | 13 |
Investors Capital Advisory Services | 13 | 13 | 0.04% | 0.05% | 0.08% | Q2 2013 | Q2 2016 | 13 |
ENVESTNET ASSET MANAGEMENT INC | 11 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2018 | 13 |
DOLIVER ADVISORS, LP | 7 | 1 | 0.22% | 0.54% | 1.45% | Q3 2013 | Q1 2018 | 12 |
Camelot Portfolios, LLC | 12 | 12 | 0.13% | 0.18% | 0.26% | Q2 2015 | Q1 2018 | 12 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 12 |
Baird Financial Group, Inc. | 12 | 12 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q1 2018 | 12 |
Vident Investment Advisory, LLC | 12 | 12 | 0.22% | 0.35% | 0.46% | Q2 2015 | Q1 2018 | 12 |
Hilton Capital Management, LLC | 11 | 11 | 0.11% | 0.91% | 3.08% | Q4 2015 | Q2 2018 | 11 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2017 | 11 |
Advisors Asset Management, Inc. | 11 | 11 | 0.00% | 0.05% | 0.09% | Q3 2015 | Q1 2018 | 11 |
ROBINSON CAPITAL MANAGEMENT, LLC | 8 | 1 | 0.15% | 0.29% | 0.65% | Q4 2015 | Q1 2018 | 9 |
Kovitz Investment Group Partners, LLC | 9 | 9 | 0.02% | 0.03% | 0.04% | Q1 2016 | Q1 2018 | 9 |
IFP Advisors, Inc | 8 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2018 | 9 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 2 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2018 | 9 |
Saba Capital Management, L.P. | 4 | 2 | 0.03% | 0.36% | 1.13% | Q4 2013 | Q1 2018 | 9 |
COWEN INC. | 9 | 9 | 0.00% | 0.03% | 0.09% | Q1 2016 | Q1 2018 | 9 |
Private Advisor Group, LLC | 9 | 9 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q1 2018 | 9 |
Advisor Group, Inc. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q1 2018 | 8 |
Trust Asset Management LLC | 5 | 1 | 0.37% | 1.23% | 1.75% | Q3 2011 | Q1 2016 | 8 |
SII INVESTMENTS INC/WI | 8 | 8 | 0.04% | 0.06% | 0.07% | Q4 2015 | Q3 2017 | 8 |
BANK OF MONTREAL /CAN/ | 5 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2018 | 8 |
Penserra Capital Management LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2017 | 8 |
Arete Wealth Advisors, LLC | 8 | 8 | 0.06% | 0.16% | 0.24% | Q1 2016 | Q4 2017 | 8 |
ArrowMark Colorado Holdings LLC | 7 | 7 | 0.01% | 0.01% | 0.02% | Q3 2016 | Q1 2018 | 7 |
Thomas J. Herzfeld Advisors, Inc. | 5 | 2 | 0.02% | 0.07% | 0.30% | Q2 2015 | Q1 2018 | 7 |
Yorktown Management & Research Co Inc | 7 | 7 | 0.07% | 0.96% | 1.29% | Q3 2015 | Q1 2017 | 7 |
OPTIMUM INVESTMENT ADVISORS | 4 | 3 | 0.01% | 0.03% | 0.07% | Q2 2014 | Q1 2018 | 7 |
HUNTINGTON NATIONAL BANK | 7 | 7 | 0.01% | 0.02% | 0.02% | Q3 2014 | Q1 2016 | 7 |
Laurion Capital Management LP | 3 | 1 | 0.00% | 0.02% | 0.04% | Q4 2014 | Q4 2017 | 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 3 | 0.02% | 0.08% | 0.16% | Q2 2015 | Q1 2018 | 7 |
MUFG Americas Holdings Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 6 |
B. Riley Wealth Management, Inc. | 6 | 6 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q2 2015 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
AMERIPRISE FINANCIAL INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2018 | 6 |
BAIRD ROBERT W & CO INC /WI/ | 6 | 6 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q1 2015 | 6 |
Patriot Financial Group Insurance Agency, LLC | 6 | 6 | 0.02% | 0.06% | 0.08% | Q4 2016 | Q1 2018 | 6 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 6 |
FIRST TRUST ADVISORS LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2018 | 5 |
WFG Advisors, LP | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q2 2015 | 5 |
NINE MASTS CAPITAL Ltd | 2 | 1 | 0.04% | 0.11% | 0.21% | Q4 2015 | Q1 2018 | 5 |
EnTrustPermal Management LLC | 5 | 5 | 0.75% | 1.73% | 2.82% | Q2 2015 | Q2 2016 | 5 |
MILLENNIUM MANAGEMENT LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2018 | 5 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2015 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 5 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2018 | 5 |
SIT INVESTMENT ASSOCIATES INC | 5 | 5 | 0.00% | 0.04% | 0.08% | Q1 2017 | Q1 2018 | 5 |
FIFTH THIRD BANCORP | 3 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2016 | 5 |
Apollo Management Holdings, L.P. | 5 | 5 | 0.02% | 0.07% | 0.13% | Q3 2016 | Q3 2017 | 5 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q4 2015 | 5 |
BARCLAYS PLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 5 |
CHARTIST INC /CA/ | 5 | 5 | 0.10% | 0.13% | 0.16% | Q1 2014 | Q1 2015 | 5 |
Brick & Kyle, Associates | 5 | 5 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q1 2017 | 5 |
Prospera Financial Services Inc | 4 | 4 | 0.06% | 0.07% | 0.08% | Q2 2016 | Q1 2017 | 4 |
US BANCORP \DE\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
Steward Partners Investment Advisory, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
Kamunting Street Capital Management, L.P. | 4 | 4 | 1.64% | 2.14% | 2.45% | Q2 2014 | Q1 2015 | 4 |
STATE OF WISCONSIN INVESTMENT BOARD | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
RMB Capital Management, LLC | 2 | 1 | 0.01% | 0.07% | 0.16% | Q2 2015 | Q1 2018 | 4 |
Arlington Capital Management, Inc. | 4 | 4 | 0.24% | 0.45% | 0.57% | Q4 2016 | Q3 2017 | 4 |
Sunbelt Securities, Inc. | 1 | 1 | 0.15% | 0.19% | 0.25% | Q4 2014 | Q1 2018 | 4 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q2 2017 | 4 |
Janney Montgomery Scott LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q3 2013 | Q2 2014 | 4 |
EATON VANCE MANAGEMENT | 4 | 4 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q2 2016 | 4 |
Stratos Wealth Partners, LTD. | 2 | 2 | 0.00% | 0.03% | 0.06% | Q4 2014 | Q1 2018 | 4 |
CREDIT SUISSE AG/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 3 |
NEXT Financial Group, Inc | 3 | 3 | 0.00% | 0.01% | 0.03% | Q2 2016 | Q4 2016 | 3 |
SeaBridge Investment Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
Fiera Capital Corp | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 3 |
AQR Arbitrage LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q1 2016 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 3 |
Alpine Global Management, LLC | 3 | 3 | 0.12% | 0.17% | 0.24% | Q2 2017 | Q4 2017 | 3 |
OPPENHEIMER & CO INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q1 2016 | 2 |
Vivaldi Capital Management LP | 2 | 2 | 1.01% | 1.03% | 1.04% | Q4 2017 | Q1 2018 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.03% | 0.09% | 0.16% | Q4 2015 | Q4 2017 | 2 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2016 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2014 | 2 |
SeaCrest Wealth Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q1 2018 | 2 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 2 |
1607 Capital Partners, LLC | 2 | 2 | 0.12% | 0.17% | 0.22% | Q4 2017 | Q1 2018 | 2 |
TWO SIGMA SECURITIES, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q1 2018 | 2 |
6 Meridian | 2 | 2 | 0.06% | 0.07% | 0.08% | Q4 2017 | Q1 2018 | 2 |
PRIVATE TRUST CO NA | 2 | 2 | 0.03% | 0.03% | 0.03% | Q1 2013 | Q2 2013 | 2 |
Ionic Capital Management LLC | 2 | 2 | 0.04% | 0.05% | 0.06% | Q4 2017 | Q1 2018 | 2 |
Wela Strategies, Inc. | 2 | 2 | 0.67% | 0.75% | 0.83% | Q3 2017 | Q4 2017 | 2 |
MGO ONE SEVEN LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q1 2018 | 2 |
American Financial Network Advisory Services LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
Edge Wealth Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
ADVENT CAPITAL MANAGEMENT /DE/ | 2 | 2 | 0.02% | 0.03% | 0.03% | Q3 2015 | Q4 2015 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2018 | 2 |
Global Trust Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
North Star Investment Management Corp. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
COMMONWEALTH EQUITY SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 2 |
Alpine Group USVI, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2017 | Q2 2017 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2017 | Q2 2017 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q4 2013 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
Castleview Partners, LLC | 1 | 1 | 0.34% | 0.34% | 0.34% | Q1 2018 | Q1 2018 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
Independent Portfolio Consultants, Inc. | 1 | 1 | 0.12% | 0.12% | 0.12% | Q1 2017 | Q1 2017 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2018 | Q1 2018 | 1 |
CTC Alternative Strategies, Ltd. | 1 | 1 | 0.46% | 0.46% | 0.46% | Q4 2014 | Q4 2014 | 1 |
Spectrum Management Group, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2017 | Q3 2017 | 1 |
ARROW FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
MCIA Inc | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
CORNERSTONE ADVISORS INC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q1 2014 | Q1 2014 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
PARK AVENUE SECURITIES LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2018 | Q1 2018 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
TD Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q1 2017 | 1 |
VALLEY WEALTH MANAGERS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.22% | 0.22% | 0.22% | Q3 2013 | Q3 2013 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Ancora Advisors LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2015 | Q3 2015 | 1 |
DUBUQUE BANK & TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2014 | Q4 2014 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
ClearBridge Investments | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2015 | Q3 2015 | 1 |
RAIFF PARTNERS INC | 1 | 1 | 1.14% | 1.14% | 1.14% | Q2 2016 | Q2 2016 | 1 |
CAPITAL GUARDIAN TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Fragasso Group Inc. | 1 | 1 | 0.16% | 0.16% | 0.16% | Q2 2015 | Q2 2015 | 1 |
Kovitz Investment Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own PRUDENTIAL SHT DURATION HG Y or have owned PRUDENTIAL SHT DURATION HG Y in the past.