PIMCO ENRGY TACTICAL CR OPP shareholder history

Current and past PIMCO ENRGY TACTICAL CR OPP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
FIRST FOUNDATION ADVISORS 19190.06%0.23%0.71%Q1 2019Q3 202319
TOCQUEVILLE ASSET MANAGEMENT L.P. 19190.01%0.05%0.15%Q1 2019Q3 202319
MORGAN STANLEY 19190.00%0.00%0.01%Q1 2019Q3 202319
WELLS FARGO & COMPANY/MN 19190.00%0.00%0.00%Q1 2019Q3 202319
ROYAL BANK OF CANADA 19190.00%0.00%0.00%Q1 2019Q3 202319
BANK OF AMERICA CORP /DE/ 19190.00%0.00%0.00%Q1 2019Q3 202319
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 19190.00%0.00%0.00%Q1 2019Q3 202319
Focused Wealth Management, Inc 19190.00%0.00%0.00%Q1 2019Q3 202319
UBS Group AG 19190.00%0.01%0.01%Q1 2019Q3 202319
WEDBUSH SECURITIES INC 19190.01%0.03%0.08%Q1 2019Q3 202319
COMMONWEALTH EQUITY SERVICES, LLC 18180.00%0.00%0.00%Q2 2019Q3 202318
Princeton Global Asset Management LLC 18180.00%0.06%0.12%Q2 2019Q3 202318
STIFEL FINANCIAL CORP 18180.00%0.00%0.01%Q2 2019Q3 202318
RIVERNORTH CAPITAL MANAGEMENT, LLC 18180.02%1.23%1.98%Q2 2019Q3 202318
Allworth Financial LP 17170.00%0.00%0.00%Q3 2019Q3 202317
COUNTRY TRUST BANK 17170.00%0.02%0.03%Q4 2019Q4 202317
TRUIST FINANCIAL CORP 16160.00%0.00%0.01%Q4 2019Q3 202316
Rockefeller Capital Management L.P. 16160.00%0.00%0.01%Q4 2019Q3 202316
Steward Partners Investment Advisory, LLC 16160.00%0.00%0.00%Q4 2019Q3 202316
Cetera Advisor Networks LLC 1240.00%0.04%0.09%Q3 2019Q3 202316
ISLAY CAPITAL MANAGEMENT, LLC 16160.16%0.29%0.41%Q4 2019Q3 202316
Advisors Asset Management, Inc. 16160.01%0.07%0.23%Q4 2019Q3 202316
HOLLENCREST CAPITAL MANAGEMENT 16160.03%0.53%1.02%Q4 2019Q3 202316
Invesco Ltd. 15150.00%0.00%0.00%Q1 2020Q3 202315
Ancora Advisors LLC 15150.00%0.00%0.00%Q1 2020Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
LPL Financial LLC 15150.00%0.00%0.00%Q4 2019Q2 202315
HC Advisors, LLC 14140.26%0.53%0.72%Q2 2020Q3 202314
WOLVERINE ASSET MANAGEMENT LLC 520.00%0.01%0.03%Q2 2019Q2 202314
FNY Investment Advisers, LLC 710.02%0.04%0.07%Q1 2019Q3 202314
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1310.36%0.81%1.39%Q4 2019Q3 202314
D.A. DAVIDSON & CO. 14140.00%0.00%0.00%Q3 2019Q4 202214
Matisse Capital 14141.32%1.83%2.78%Q1 2020Q2 202314
SIT INVESTMENT ASSOCIATES INC 13130.00%0.01%0.02%Q3 2020Q3 202313
COHEN & STEERS, INC. 940.00%0.01%0.04%Q4 2019Q3 202313
Thomas J. Herzfeld Advisors, Inc. 12121.20%3.53%7.92%Q4 2020Q3 202312
ENVESTNET ASSET MANAGEMENT INC 12120.00%0.00%0.00%Q4 2020Q3 202312
RAYMOND JAMES & ASSOCIATES 12120.00%0.00%0.00%Q4 2020Q3 202312
Hilltop Holdings Inc. 12120.03%0.05%0.06%Q4 2020Q3 202312
IFG Advisory, LLC 920.02%0.02%0.02%Q3 2020Q2 202311
Weil Company, Inc. 11110.11%0.17%0.29%Q2 2019Q4 202111
Spire Wealth Management 11110.00%0.01%0.01%Q1 2021Q3 202311
Geneos Wealth Management Inc. 11110.00%0.00%0.01%Q1 2019Q3 202111
TRANSCEND CAPITAL ADVISORS, LLC 920.10%0.13%0.17%Q4 2020Q3 202311
SVB WEALTH LLC 10100.00%0.00%0.00%Q4 2019Q1 202210
NewEdge Advisors, LLC 10100.00%0.01%0.02%Q2 2021Q3 202310
HARBOUR INVESTMENTS, INC. 640.02%0.03%0.04%Q1 2021Q3 202310
Private Advisor Group, LLC 910.00%0.01%0.01%Q2 2020Q2 202310
Quantedge Capital Pte Ltd 990.35%1.53%3.32%Q4 2020Q4 20229
Janney Montgomery Scott LLC 990.00%0.00%0.01%Q2 2019Q2 20219
Almitas Capital LLC 410.22%1.11%2.90%Q4 2019Q3 20239
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 810.00%0.00%0.00%Q2 2021Q3 20239
Wagner Wealth Management, LLC 880.04%0.42%0.82%Q4 2020Q3 20228
Saba Capital Management, L.P. 880.20%1.03%3.28%Q4 2021Q3 20238
Relative Value Partners Group, LLC 710.05%0.12%0.16%Q2 2021Q3 20238
6 Meridian 880.04%0.07%0.09%Q1 2020Q4 20218
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.01%Q4 2021Q3 20238
Phraction Management LLC 880.12%0.16%0.20%Q4 2021Q3 20238
Allspring Global Investments Holdings, LLC 880.00%0.02%0.02%Q4 2021Q3 20238
HighTower Advisors, LLC 410.00%0.00%0.00%Q4 2020Q2 20237
Raymond James Financial Services Advisors, Inc. 770.00%0.00%0.00%Q2 2020Q4 20217
Advisory Services Network, LLC 210.00%0.00%0.00%Q4 2019Q1 20237
Financial Management Professionals, Inc. 770.01%0.01%0.02%Q4 2019Q2 20217
FIRST TRUST ADVISORS LP 770.00%0.00%0.00%Q1 2022Q3 20237
MML INVESTORS SERVICES, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 660.08%0.36%0.56%Q3 2019Q4 20206
BESSEMER GROUP INC 510.00%0.00%0.00%Q4 2021Q2 20236
MARINER INVESTMENT GROUP LLC 510.07%1.22%2.18%Q4 2019Q4 20216
EVOKE WEALTH, LLC 660.00%0.03%0.10%Q3 2019Q4 20206
AJ WEALTH STRATEGIES, LLC 660.01%0.02%0.03%Q2 2020Q3 20216
Snowden Capital Advisors LLC 410.00%0.02%0.03%Q1 2019Q4 20215
Gruss & Co., LLC 550.07%0.62%1.12%Q2 2020Q2 20215
SYNOVUS FINANCIAL CORP 550.00%0.00%0.00%Q2 2019Q2 20205
BANK OF MONTREAL /CAN/ 550.00%0.00%0.00%Q1 2020Q1 20215
Cetera Advisors LLC 550.00%0.00%0.01%Q2 2022Q2 20235
Capital Investment Advisory Services, LLC 550.01%0.02%0.03%Q1 2020Q1 20215
Walleye Capital LLC 410.00%0.01%0.02%Q4 2021Q2 20235
Penserra Capital Management LLC 550.12%0.26%0.56%Q4 2019Q4 20205
Atlas Wealth LLC 442.75%3.26%3.96%Q4 2022Q3 20234
Advisor Group, Inc. 440.00%0.00%0.00%Q1 2019Q4 20194
GUGGENHEIM CAPITAL LLC 440.00%0.00%0.00%Q4 2020Q3 20214
LAZARD ASSET MANAGEMENT LLC 440.00%0.00%0.00%Q2 2022Q1 20234
LADENBURG THALMANN FINANCIAL SERVICES INC. 440.01%0.01%0.01%Q1 2019Q4 20194
JPMORGAN CHASE & CO 210.00%0.00%0.00%Q4 2022Q3 20233
Tower Research Capital LLC (TRC) 110.00%0.00%0.00%Q1 2019Q4 20213
SHEPHERD KAPLAN KROCHUK, LLC 330.23%0.25%0.26%Q4 2021Q2 20223
Hightower 6M Holding, LLC 330.05%0.06%0.07%Q1 2022Q3 20223
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q4 2022Q3 20233
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q1 2020Q4 20213
NEXT Financial Group, Inc 330.00%0.00%0.00%Q2 2019Q4 20193
Golden State Equity Partners 210.10%0.10%0.11%Q4 2020Q3 20213
PARAMETRIC PORTFOLIO ASSOCIATES LLC 330.00%0.00%0.01%Q3 2021Q1 20223
BENJAMIN F. EDWARDS & COMPANY, INC. 330.01%0.01%0.01%Q1 2019Q3 20193
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.01%Q3 2019Q1 20213
UMB Bank, n.a. 330.00%0.00%0.01%Q2 2019Q4 20193
Essex Financial Services, Inc. 220.06%0.06%0.06%Q4 2019Q1 20202
EDMOND DE ROTHSCHILD HOLDING S.A. 220.00%0.00%0.00%Q2 2020Q3 20202
Creative Planning 220.00%0.00%0.00%Q2 2019Q3 20192
Perigon Wealth Management, LLC 220.01%0.01%0.01%Q2 2023Q3 20232
J.P. Morgan Private Wealth Advisors LLC 220.00%0.00%0.00%Q4 2022Q1 20232
FMR LLC 110.00%0.00%0.00%Q1 2021Q1 20232
SkyView Investment Advisors, LLC 220.04%0.04%0.05%Q4 2021Q1 20222
GOLDMAN SACHS GROUP INC 220.00%0.00%0.00%Q4 2019Q1 20202
NORTHERN TRUST CORP 220.00%0.00%0.00%Q1 2020Q2 20202
Elequin Capital, LP 220.01%0.01%0.02%Q4 2022Q1 20232
Sea Otter Advisors LLC 220.09%0.13%0.17%Q2 2023Q3 20232
Alpine Global Management, LLC 220.04%0.05%0.07%Q4 2019Q1 20202
Virtu Financial LLC 110.01%0.02%0.03%Q4 2020Q4 20212
PNC FINANCIAL SERVICES GROUP, INC. 110.00%0.00%0.00%Q1 2020Q3 20232
Covington Capital Management 110.00%0.00%0.00%Q2 2020Q3 20222
Activest Wealth Management 220.06%0.06%0.06%Q3 2022Q4 20222
ICON ADVISERS INC/CO 110.33%0.33%0.33%Q3 2023Q3 20231
Golden State Wealth Management, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
CITIGROUP INC 110.00%0.00%0.00%Q4 2019Q4 20191
Williams Jones Wealth Management, LLC. 110.38%0.38%0.38%Q3 2023Q3 20231
Family Management Corp 110.26%0.26%0.26%Q4 2019Q4 20191
Avior Wealth Management, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Quarry LP 110.12%0.12%0.12%Q2 2023Q2 20231
Cornerstone Advisors, LLC 110.03%0.03%0.03%Q2 2023Q2 20231
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 110.02%0.02%0.02%Q3 2023Q3 20231
Quent Capital, LLC 110.03%0.03%0.03%Q4 2021Q4 20211
FourThought Financial, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
VESTOR CAPITAL, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
OLD MISSION CAPITAL LLC 110.17%0.17%0.17%Q4 2019Q4 20191
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q4 2019Q4 20191
SRS Capital Advisors, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q4 2022Q4 20221
Arbor Investment Advisors, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Baystate Wealth Management LLC 110.00%0.00%0.00%Q3 2021Q3 20211
Biltmore Family Office, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
CLOUGH CAPITAL PARTNERS L P 110.04%0.04%0.04%Q2 2023Q2 20231
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
ADVISOR PARTNERS II, LLC 110.16%0.16%0.16%Q3 2023Q3 20231
TWO SIGMA SECURITIES, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
Citadel Advisors 110.00%0.00%0.00%Q1 2020Q1 20201
Aprio Wealth Management, LLC 110.39%0.39%0.39%Q3 2023Q3 20231
Walleye Trading LLC 110.00%0.00%0.00%Q4 2021Q4 20211
IEQ CAPITAL, LLC 110.27%0.27%0.27%Q4 2020Q4 20201
PATHSTONE FAMILY OFFICE, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 110.35%0.35%0.35%Q4 2019Q4 20191
External links

This page lists all the filers that currently own PIMCO ENRGY TACTICAL CR OPP or have owned PIMCO ENRGY TACTICAL CR OPP in the past.