NUVEEN HIGH INCOME NOVEMBER shareholder history

Current and past NUVEEN HIGH INCOME NOVEMBER shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
STIFEL FINANCIAL CORP 21210.00%0.01%0.01%Q3 2016Q3 202121
UBS Group AG 21210.00%0.00%0.00%Q3 2016Q3 202121
Mathes Company, Inc. 21210.13%0.26%0.60%Q3 2016Q3 202121
MORGAN STANLEY 21210.00%0.01%0.01%Q3 2016Q3 202121
WELLS FARGO & COMPANY/MN 21210.00%0.00%0.00%Q3 2016Q3 202121
ROYAL BANK OF CANADA 21210.00%0.00%0.00%Q3 2016Q3 202121
BANK OF AMERICA CORP /DE/ 20200.00%0.00%0.00%Q4 2016Q3 202120
StoneX Group Inc. 20200.08%0.27%0.54%Q4 2016Q3 202120
Stratos Wealth Partners, LTD. 20200.01%0.02%0.04%Q4 2016Q3 202120
Gerber Kawasaki Wealth & Investment Management 19190.00%0.49%1.24%Q1 2017Q3 202119
WEDBUSH SECURITIES INC 1530.01%0.02%0.04%Q4 2016Q3 202118
Pointe Capital Management LLC 18180.08%0.14%0.56%Q2 2017Q3 202118
Janney Montgomery Scott LLC 17170.00%0.00%0.01%Q3 2017Q3 202117
American Portfolios Advisors 16160.00%0.00%0.00%Q4 2017Q3 202116
LPL Financial LLC 1420.00%0.00%0.01%Q4 2016Q3 202116
COMMONWEALTH EQUITY SERVICES, LLC 16160.00%0.01%0.01%Q4 2017Q3 202116
M&T BANK CORP 16160.00%0.00%0.00%Q1 2017Q4 202016
Sheaff Brock Investment Advisors, LLC 16160.02%0.04%0.06%Q4 2017Q3 202116
RAYMOND JAMES & ASSOCIATES 15150.00%0.00%0.00%Q1 2018Q3 202115
Snowden Capital Advisors LLC 620.01%0.03%0.09%Q3 2016Q2 202114
Integrated Wealth Concepts LLC 14140.08%0.82%1.64%Q2 2018Q3 202114
CITIGROUP INC 1210.00%0.00%0.00%Q4 2016Q2 202114
Raymond James Financial Services Advisors, Inc. 14140.00%0.00%0.00%Q2 2018Q3 202114
BB&T SECURITIES, LLC 13130.00%0.03%0.05%Q3 2016Q3 201913
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 13130.00%0.01%0.01%Q3 2018Q3 202113
B. Riley Wealth Management, Inc. 13130.01%0.11%0.23%Q3 2018Q3 202113
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 13130.00%0.00%0.00%Q3 2018Q3 202113
Bienville Capital Management, LLC 12120.01%0.05%0.10%Q3 2016Q2 201912
Cypress Wealth Services, LLC 11110.08%0.09%0.11%Q1 2019Q3 202111
STEPHENS INC /AR/ 11110.00%0.00%0.00%Q1 2019Q3 202111
Sargent Investment Group, LLC 10100.08%0.27%0.38%Q4 2018Q1 202110
Cetera Advisor Networks LLC 710.00%0.03%0.05%Q4 2017Q1 202110
IFP Advisors, Inc 10100.00%0.01%0.01%Q3 2016Q4 201810
D.A. DAVIDSON & CO. 10100.01%0.01%0.02%Q2 2019Q3 202110
LADENBURG THALMANN FINANCIAL SERVICES INC. 810.00%0.00%0.00%Q1 2017Q4 20199
TRUSTCORE FINANCIAL SERVICES, LLC 990.00%0.00%0.00%Q4 2018Q4 20209
Winslow, Evans & Crocker, Inc. 990.00%0.11%0.14%Q4 2018Q4 20209
Chicago Partners Investment Group LLC 880.02%0.04%0.06%Q3 2019Q2 20218
Arlington Capital Management, Inc. 440.12%1.08%2.69%Q2 2019Q3 20218
TRUIST FINANCIAL CORP 880.00%0.01%0.01%Q4 2019Q3 20218
Wealthcare Advisory Partners LLC 710.00%0.00%0.00%Q3 2018Q1 20218
BENJAMIN F. EDWARDS & COMPANY, INC. 770.00%0.00%0.00%Q4 2017Q2 20197
OSAIC HOLDINGS, INC. 770.00%0.00%0.01%Q1 2020Q3 20217
SEIZERT CAPITAL PARTNERS, LLC 770.01%0.01%0.01%Q1 2018Q3 20197
Kingsview Wealth Management, LLC 770.01%0.01%0.02%Q1 2020Q3 20217
UNITED CAPITAL FINANCIAL ADVISORS, LLC 770.00%0.00%0.01%Q3 2016Q1 20187
Ranch Capital Advisors Inc. 660.01%0.02%0.02%Q2 2020Q3 20216
FNY Investment Advisers, LLC 660.00%0.00%0.02%Q2 2018Q3 20196
Invesco Ltd. 660.00%0.00%0.00%Q2 2017Q3 20186
Advisor Group, Inc. 660.00%0.00%0.01%Q3 2018Q4 20196
Shaker Financial Services, LLC 660.29%0.55%0.97%Q2 2020Q3 20216
Bramshill Investments, LLC 660.22%0.38%0.71%Q1 2020Q2 20216
RIVERNORTH CAPITAL MANAGEMENT, LLC 410.03%0.36%0.97%Q4 2018Q3 20215
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.00%Q3 2016Q2 20195
SeaCrest Wealth Management, LLC 550.02%0.03%0.03%Q3 2020Q3 20215
Kestra Advisory Services, LLC 550.00%0.00%0.01%Q3 2020Q3 20215
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 550.00%0.05%0.13%Q1 2020Q1 20215
KESTRA PRIVATE WEALTH SERVICES, LLC 550.01%0.02%0.03%Q3 2020Q3 20215
Gladstone Institutional Advisory LLC 550.05%0.16%0.27%Q4 2018Q4 20195
WOLVERINE ASSET MANAGEMENT LLC 210.00%0.00%0.01%Q2 2017Q2 20215
Patriot Financial Group Insurance Agency, LLC 440.01%0.01%0.02%Q2 2017Q1 20184
Steward Partners Investment Advisory, LLC 220.00%0.01%0.02%Q3 2019Q3 20214
Relative Value Partners Group, LLC 440.23%0.56%0.75%Q4 2020Q3 20214
B. Riley Financial, Inc. 440.22%0.27%0.35%Q3 2017Q2 20184
1607 Capital Partners, LLC 440.17%0.20%0.22%Q4 2020Q3 20214
ENVESTNET ASSET MANAGEMENT INC 310.00%0.00%0.00%Q4 2019Q3 20214
Oder Investment Management, LLC 440.13%0.17%0.20%Q4 2020Q3 20214
Belpointe Asset Management LLC 440.01%0.01%0.02%Q4 2020Q3 20214
Hilltop Holdings Inc. 440.02%0.04%0.05%Q4 2020Q3 20214
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q2 2018Q3 20214
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Karpus Management, Inc. 330.05%0.05%0.05%Q1 2021Q3 20213
Commonwealth Equity Services, Inc 330.00%0.00%0.00%Q1 2017Q3 20173
ACG Wealth 210.04%0.07%0.08%Q3 2016Q2 20173
Cambridge Investment Research Advisors, Inc. 330.00%0.00%0.00%Q1 2021Q3 20213
B. Riley Wealth Advisors, Inc. 330.01%0.02%0.02%Q1 2021Q3 20213
Axiom Investment Management LLC 330.05%0.06%0.07%Q4 2018Q2 20193
TWO SIGMA SECURITIES, LLC 210.00%0.01%0.01%Q2 2019Q2 20213
Arkadios Wealth Advisors 330.00%0.00%0.00%Q4 2020Q2 20213
Advisory Services Network, LLC 220.00%0.00%0.00%Q2 2019Q3 20192
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q4 2018Q3 20212
RMB Capital Management, LLC 220.01%0.04%0.06%Q1 2020Q2 20202
Creative Planning 110.00%0.00%0.00%Q2 2017Q3 20212
DAVIDSON TRUST CO 220.09%0.09%0.09%Q2 2021Q3 20212
Citadel Advisors 220.00%0.00%0.00%Q2 2021Q3 20212
PEAPACK GLADSTONE FINANCIAL CORP 220.00%0.00%0.00%Q1 2021Q2 20212
Tower Research Capital LLC (TRC) 110.00%0.00%0.00%Q3 2017Q4 20182
Private Advisor Group, LLC 110.00%0.00%0.00%Q3 2018Q2 20202
PNC FINANCIAL SERVICES GROUP, INC. 220.00%0.00%0.00%Q2 2019Q3 20192
Moloney Securities Asset Management, LLC 220.08%0.09%0.09%Q2 2018Q3 20182
BB&T INVESTMENT SERVICES, INC. 220.01%0.01%0.01%Q3 2017Q4 20172
EPG Wealth Management LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Dynasty Wealth Management, LLC 110.17%0.17%0.17%Q4 2017Q4 20171
Summit Asset Management, LLC 110.05%0.05%0.05%Q4 2017Q4 20171
Atwater Malick LLC 110.00%0.00%0.00%Q3 2019Q3 20191
ICON ADVISERS INC/CO 110.02%0.02%0.02%Q2 2018Q2 20181
LAZARD ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q2 2017Q2 20171
TFC Financial Management, Inc. 110.01%0.01%0.01%Q3 2021Q3 20211
Oakworth Capital, Inc. 110.00%0.00%0.00%Q2 2021Q2 20211
DAVENPORT & Co LLC 110.01%0.01%0.01%Q3 2021Q3 20211
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.05%0.05%0.05%Q4 2020Q4 20201
Parkside Financial Bank & Trust 110.01%0.01%0.01%Q2 2017Q2 20171
US BANCORP \DE\ 110.00%0.00%0.00%Q3 2021Q3 20211
NORTHERN TRUST CORP 110.00%0.00%0.00%Q2 2018Q2 20181
HL FINANCIAL SERVICES LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Penserra Capital Management LLC 110.00%0.00%0.00%Q3 2017Q3 20171
American Institute for Advanced Investment Management, LLP 110.17%0.17%0.17%Q4 2019Q4 20191
WESTPORT RESOURCES MANAGEMENT INC 110.05%0.05%0.05%Q3 2016Q3 20161
Herold Advisors, Inc. 110.01%0.01%0.01%Q3 2021Q3 20211
UNIO CAPITAL LLC 110.08%0.08%0.08%Q4 2017Q4 20171
FIRST TRUST ADVISORS LP 110.00%0.00%0.00%Q4 2016Q4 20161
CIBC Private Wealth Group, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
SYNOVUS FINANCIAL CORP 110.00%0.00%0.00%Q1 2020Q1 20201
Bank of New York Mellon Corp 110.00%0.00%0.00%Q4 2017Q4 20171
HRT FINANCIAL LP 110.03%0.03%0.03%Q4 2018Q4 20181
Starfire Investment Advisers, Inc. 110.12%0.12%0.12%Q4 2017Q4 20171
SRS Capital Advisors, Inc. 110.00%0.00%0.00%Q3 2021Q3 20211
Alpine Global Management, LLC 110.09%0.09%0.09%Q4 2018Q4 20181
DOWLING & YAHNKE LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2017Q4 20171
External links

This page lists all the filers that currently own NUVEEN HIGH INCOME NOVEMBER or have owned NUVEEN HIGH INCOME NOVEMBER in the past.