Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
STIFEL FINANCIAL CORP | 21 | 21 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q3 2021 | 21 |
UBS Group AG | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2021 | 21 |
Mathes Company, Inc. | 21 | 21 | 0.13% | 0.26% | 0.60% | Q3 2016 | Q3 2021 | 21 |
MORGAN STANLEY | 21 | 21 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q3 2021 | 21 |
WELLS FARGO & COMPANY/MN | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2021 | 21 |
ROYAL BANK OF CANADA | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2021 | 21 |
BANK OF AMERICA CORP /DE/ | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2021 | 20 |
StoneX Group Inc. | 20 | 20 | 0.08% | 0.27% | 0.54% | Q4 2016 | Q3 2021 | 20 |
Stratos Wealth Partners, LTD. | 20 | 20 | 0.01% | 0.02% | 0.04% | Q4 2016 | Q3 2021 | 20 |
Gerber Kawasaki Wealth & Investment Management | 19 | 19 | 0.00% | 0.49% | 1.24% | Q1 2017 | Q3 2021 | 19 |
WEDBUSH SECURITIES INC | 15 | 3 | 0.01% | 0.02% | 0.04% | Q4 2016 | Q3 2021 | 18 |
Pointe Capital Management LLC | 18 | 18 | 0.08% | 0.14% | 0.56% | Q2 2017 | Q3 2021 | 18 |
Janney Montgomery Scott LLC | 17 | 17 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2021 | 17 |
American Portfolios Advisors | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 16 |
LPL Financial LLC | 14 | 2 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2021 | 16 |
COMMONWEALTH EQUITY SERVICES, LLC | 16 | 16 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2021 | 16 |
M&T BANK CORP | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2020 | 16 |
Sheaff Brock Investment Advisors, LLC | 16 | 16 | 0.02% | 0.04% | 0.06% | Q4 2017 | Q3 2021 | 16 |
RAYMOND JAMES & ASSOCIATES | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2021 | 15 |
Snowden Capital Advisors LLC | 6 | 2 | 0.01% | 0.03% | 0.09% | Q3 2016 | Q2 2021 | 14 |
Integrated Wealth Concepts LLC | 14 | 14 | 0.08% | 0.82% | 1.64% | Q2 2018 | Q3 2021 | 14 |
CITIGROUP INC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2021 | 14 |
Raymond James Financial Services Advisors, Inc. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2021 | 14 |
BB&T SECURITIES, LLC | 13 | 13 | 0.00% | 0.03% | 0.05% | Q3 2016 | Q3 2019 | 13 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 13 | 13 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q3 2021 | 13 |
B. Riley Wealth Management, Inc. | 13 | 13 | 0.01% | 0.11% | 0.23% | Q3 2018 | Q3 2021 | 13 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2021 | 13 |
Bienville Capital Management, LLC | 12 | 12 | 0.01% | 0.05% | 0.10% | Q3 2016 | Q2 2019 | 12 |
Cypress Wealth Services, LLC | 11 | 11 | 0.08% | 0.09% | 0.11% | Q1 2019 | Q3 2021 | 11 |
STEPHENS INC /AR/ | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2021 | 11 |
Sargent Investment Group, LLC | 10 | 10 | 0.08% | 0.27% | 0.38% | Q4 2018 | Q1 2021 | 10 |
Cetera Advisor Networks LLC | 7 | 1 | 0.00% | 0.03% | 0.05% | Q4 2017 | Q1 2021 | 10 |
IFP Advisors, Inc | 10 | 10 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q4 2018 | 10 |
D.A. DAVIDSON & CO. | 10 | 10 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q3 2021 | 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 9 |
TRUSTCORE FINANCIAL SERVICES, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 9 |
Winslow, Evans & Crocker, Inc. | 9 | 9 | 0.00% | 0.11% | 0.14% | Q4 2018 | Q4 2020 | 9 |
Chicago Partners Investment Group LLC | 8 | 8 | 0.02% | 0.04% | 0.06% | Q3 2019 | Q2 2021 | 8 |
Arlington Capital Management, Inc. | 4 | 4 | 0.12% | 1.08% | 2.69% | Q2 2019 | Q3 2021 | 8 |
TRUIST FINANCIAL CORP | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2019 | Q3 2021 | 8 |
Wealthcare Advisory Partners LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2021 | 8 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2019 | 7 |
OSAIC HOLDINGS, INC. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2021 | 7 |
SEIZERT CAPITAL PARTNERS, LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q3 2019 | 7 |
Kingsview Wealth Management, LLC | 7 | 7 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q3 2021 | 7 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q1 2018 | 7 |
Ranch Capital Advisors Inc. | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2020 | Q3 2021 | 6 |
FNY Investment Advisers, LLC | 6 | 6 | 0.00% | 0.00% | 0.02% | Q2 2018 | Q3 2019 | 6 |
Invesco Ltd. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 6 |
Advisor Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q4 2019 | 6 |
Shaker Financial Services, LLC | 6 | 6 | 0.29% | 0.55% | 0.97% | Q2 2020 | Q3 2021 | 6 |
Bramshill Investments, LLC | 6 | 6 | 0.22% | 0.38% | 0.71% | Q1 2020 | Q2 2021 | 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.03% | 0.36% | 0.97% | Q4 2018 | Q3 2021 | 5 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2019 | 5 |
SeaCrest Wealth Management, LLC | 5 | 5 | 0.02% | 0.03% | 0.03% | Q3 2020 | Q3 2021 | 5 |
Kestra Advisory Services, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2021 | 5 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5 | 5 | 0.00% | 0.05% | 0.13% | Q1 2020 | Q1 2021 | 5 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q3 2020 | Q3 2021 | 5 |
Gladstone Institutional Advisory LLC | 5 | 5 | 0.05% | 0.16% | 0.27% | Q4 2018 | Q4 2019 | 5 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q2 2021 | 5 |
Patriot Financial Group Insurance Agency, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2017 | Q1 2018 | 4 |
Steward Partners Investment Advisory, LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q3 2021 | 4 |
Relative Value Partners Group, LLC | 4 | 4 | 0.23% | 0.56% | 0.75% | Q4 2020 | Q3 2021 | 4 |
B. Riley Financial, Inc. | 4 | 4 | 0.22% | 0.27% | 0.35% | Q3 2017 | Q2 2018 | 4 |
1607 Capital Partners, LLC | 4 | 4 | 0.17% | 0.20% | 0.22% | Q4 2020 | Q3 2021 | 4 |
ENVESTNET ASSET MANAGEMENT INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2021 | 4 |
Oder Investment Management, LLC | 4 | 4 | 0.13% | 0.17% | 0.20% | Q4 2020 | Q3 2021 | 4 |
Belpointe Asset Management LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q3 2021 | 4 |
Hilltop Holdings Inc. | 4 | 4 | 0.02% | 0.04% | 0.05% | Q4 2020 | Q3 2021 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2021 | 4 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Karpus Management, Inc. | 3 | 3 | 0.05% | 0.05% | 0.05% | Q1 2021 | Q3 2021 | 3 |
Commonwealth Equity Services, Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
ACG Wealth | 2 | 1 | 0.04% | 0.07% | 0.08% | Q3 2016 | Q2 2017 | 3 |
Cambridge Investment Research Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
B. Riley Wealth Advisors, Inc. | 3 | 3 | 0.01% | 0.02% | 0.02% | Q1 2021 | Q3 2021 | 3 |
Axiom Investment Management LLC | 3 | 3 | 0.05% | 0.06% | 0.07% | Q4 2018 | Q2 2019 | 3 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q2 2021 | 3 |
Arkadios Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2021 | 2 |
RMB Capital Management, LLC | 2 | 2 | 0.01% | 0.04% | 0.06% | Q1 2020 | Q2 2020 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2021 | 2 |
DAVIDSON TRUST CO | 2 | 2 | 0.09% | 0.09% | 0.09% | Q2 2021 | Q3 2021 | 2 |
Citadel Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
PEAPACK GLADSTONE FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2018 | 2 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2020 | 2 |
PNC FINANCIAL SERVICES GROUP, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Moloney Securities Asset Management, LLC | 2 | 2 | 0.08% | 0.09% | 0.09% | Q2 2018 | Q3 2018 | 2 |
BB&T INVESTMENT SERVICES, INC. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q4 2017 | 2 |
EPG Wealth Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Dynasty Wealth Management, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2017 | Q4 2017 | 1 |
Summit Asset Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2017 | Q4 2017 | 1 |
Atwater Malick LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
ICON ADVISERS INC/CO | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
LAZARD ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
TFC Financial Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Oakworth Capital, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
DAVENPORT & Co LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
Parkside Financial Bank & Trust | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
US BANCORP \DE\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
HL FINANCIAL SERVICES LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
Penserra Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
American Institute for Advanced Investment Management, LLP | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2019 | Q4 2019 | 1 |
WESTPORT RESOURCES MANAGEMENT INC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2016 | Q3 2016 | 1 |
Herold Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
UNIO CAPITAL LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2017 | Q4 2017 | 1 |
FIRST TRUST ADVISORS LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
CIBC Private Wealth Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
SYNOVUS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
Starfire Investment Advisers, Inc. | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2017 | Q4 2017 | 1 |
SRS Capital Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2018 | Q4 2018 | 1 |
DOWLING & YAHNKE LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own NUVEEN HIGH INCOME NOVEMBER or have owned NUVEEN HIGH INCOME NOVEMBER in the past.