NUVEEN S&P 500 DYN OVERWRITE shareholder history

Current and past NUVEEN S&P 500 DYN OVERWRITE shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Aviance Capital Partners, LLC 42420.19%0.39%0.57%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.01%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.00%0.02%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
PNC FINANCIAL SERVICES GROUP, INC. 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 28130.00%0.02%0.11%Q2 2013Q3 202341
Advisors Asset Management, Inc. 24160.01%0.06%0.19%Q2 2013Q3 202340
North Star Investment Management Corp. 21170.00%0.00%0.01%Q1 2014Q3 202338
AMERIPRISE FINANCIAL INC 1690.00%0.00%0.00%Q2 2013Q3 202337
UBS Group AG 36360.00%0.00%0.01%Q4 2014Q3 202336
CITIGROUP INC 3410.00%0.00%0.00%Q2 2013Q1 202235
RAYMOND JAMES & ASSOCIATES 35350.00%0.00%0.00%Q1 2015Q3 202335
GUGGENHEIM CAPITAL LLC 18160.00%0.01%0.03%Q2 2013Q3 202334
Raymond James Financial Services Advisors, Inc. 3310.00%0.01%0.03%Q2 2013Q3 202334
Sheaff Brock Investment Advisors, LLC 32320.02%0.05%0.09%Q4 2015Q3 202332
SECURITY NATIONAL TRUST CO 31310.01%0.01%0.01%Q2 2013Q4 202031
Geneos Wealth Management Inc. 30300.00%0.00%0.00%Q2 2016Q3 202330
D.A. DAVIDSON & CO. 15140.00%0.01%0.01%Q1 2014Q3 202329
DAVENPORT & Co LLC 29290.01%0.01%0.01%Q3 2016Q3 202329
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
Private Advisor Group, LLC 2110.00%0.01%0.06%Q4 2016Q3 202326
Shaker Financial Services, LLC 610.17%0.85%2.07%Q2 2013Q3 202324
Steward Partners Investment Advisory, LLC 1860.00%0.00%0.01%Q2 2017Q3 202324
BENJAMIN F. EDWARDS & COMPANY, INC. 1760.00%0.00%0.01%Q1 2017Q3 202323
Cambridge Investment Research Advisors, Inc. 1810.00%0.01%0.01%Q2 2017Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1430.00%0.10%0.44%Q2 2013Q1 202121
COMMONWEALTH EQUITY SERVICES, LLC 20200.00%0.00%0.00%Q4 2018Q3 202320
First Command Financial Services, Inc. 1810.00%0.01%0.08%Q4 2016Q2 202219
Shulman DeMeo Asset Management LLC 1180.22%0.30%0.51%Q4 2018Q3 202319
First Command Bank 1810.00%0.01%0.08%Q4 2016Q2 202219
Janney Montgomery Scott LLC 19190.00%0.00%0.00%Q1 2019Q3 202319
VICUS CAPITAL 18180.03%0.05%0.07%Q2 2015Q3 201918
STIFEL FINANCIAL CORP 18180.00%0.00%0.01%Q1 2018Q2 202218
Thomas J. Herzfeld Advisors, Inc. 18180.00%0.05%0.12%Q2 2013Q3 201718
TRUIST FINANCIAL CORP 16160.00%0.00%0.00%Q4 2019Q3 202316
Creative Planning 880.00%0.00%0.00%Q2 2013Q2 201716
HOWARD WEALTH MANAGEMENT, LLC 16162.85%3.51%5.00%Q4 2019Q3 202316
NewEdge Advisors, LLC 1140.00%0.02%0.06%Q1 2017Q3 202315
US BANCORP \DE\ 960.00%0.00%0.00%Q2 2013Q4 201715
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
MSI Financial Services Inc 14140.00%0.00%0.00%Q2 2013Q3 201614
PARAMETRIC PORTFOLIO ASSOCIATES LLC 14140.00%0.01%0.02%Q2 2013Q3 201614
Cetera Advisor Networks LLC 1110.00%0.00%0.01%Q2 2020Q3 202312
Rockefeller Capital Management L.P. 12120.00%0.00%0.00%Q1 2020Q4 202212
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
IBEX WEALTH ADVISORS 650.04%0.09%0.18%Q1 2019Q3 202211
Sigma Planning Corp 11110.01%0.01%0.01%Q3 2020Q1 202311
WOLVERINE ASSET MANAGEMENT LLC 310.00%0.01%0.03%Q3 2014Q3 202311
Pinnacle Bancorp, Inc. 11110.02%0.02%0.02%Q4 2018Q2 202111
FNY Investment Advisers, LLC 320.00%0.02%0.04%Q2 2018Q3 202311
DOLIVER ADVISORS, LP 710.13%0.24%0.42%Q1 2013Q3 201810
Western Wealth Management, LLC 820.02%0.02%0.03%Q1 2021Q3 202310
IFP Advisors, Inc 910.00%0.00%0.00%Q3 2016Q4 202210
Carroll Financial Associates, Inc. 550.00%0.02%0.05%Q2 2013Q3 202110
DEUTSCHE BANK AG\ 910.00%0.00%0.00%Q3 2013Q2 201610
BANK OF MONTREAL /CAN/ 410.00%0.00%0.00%Q4 2013Q1 20229
Relative Value Partners, LLC 880.26%0.41%0.78%Q2 2013Q1 20158
Independence Trust CO 880.10%0.12%0.13%Q2 2013Q1 20158
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 310.04%0.06%0.11%Q2 2015Q3 20238
Tower Research Capital LLC (TRC) 320.00%0.00%0.02%Q2 2013Q2 20168
FinTrust Capital Advisors, LLC 770.07%0.08%0.10%Q4 2018Q2 20207
Advocacy Wealth Management Services, LLC 610.00%0.77%2.43%Q4 2015Q1 20227
Allworth Financial LP 770.00%0.00%0.00%Q1 2022Q3 20237
Parisi Gray Wealth Management 610.03%0.05%0.07%Q4 2017Q2 20217
GPS Wealth Strategies Group, LLC 770.04%0.08%0.11%Q1 2022Q3 20237
Advisory Services Network, LLC 210.00%0.00%0.00%Q4 2019Q1 20237
HERITAGE WEALTH MANAGEMENT, LLC 430.00%0.00%0.01%Q1 2021Q4 20227
OTA Financial Group L.P. 310.19%0.40%0.98%Q4 2013Q3 20217
TILIA FIDUCIARY PARTNERS, INC. 770.03%0.03%0.04%Q4 2021Q2 20237
Relative Value Partners Group, LLC 660.11%0.18%0.22%Q2 2015Q3 20166
WFG Advisors, LP 660.00%0.00%0.00%Q2 2013Q3 20146
Chicago Partners Investment Group LLC 660.01%0.01%0.01%Q1 2015Q2 20166
SUNTRUST BANKS INC 660.00%0.00%0.00%Q2 2018Q3 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Cetera Advisors LLC 660.02%0.02%0.02%Q1 2014Q2 20156
Eudaimonia Partners, LLC 660.02%0.02%0.03%Q4 2019Q1 20216
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Stratos Wealth Partners, LTD. 210.01%0.01%0.01%Q4 2017Q4 20195
Atria Wealth Solutions, Inc. 320.05%0.06%0.07%Q2 2022Q3 20235
NEXT Financial Group, Inc 410.00%0.00%0.00%Q4 2016Q1 20205
SeaCrest Wealth Management, LLC 550.00%0.00%0.00%Q4 2017Q4 20185
FIFTH THIRD BANCORP 550.00%0.00%0.00%Q2 2020Q2 20215
ENVESTNET ASSET MANAGEMENT INC 310.00%0.00%0.00%Q4 2016Q2 20235
Commonwealth Equity Services, Inc 550.00%0.00%0.00%Q3 2014Q3 20155
LIBERTY WEALTH MANAGEMENT LLC 440.01%0.02%0.02%Q2 2019Q1 20204
KWMG, LLC 440.01%0.01%0.02%Q2 2018Q1 20194
DFPG INVESTMENTS, LLC 440.02%0.03%0.04%Q4 2022Q3 20234
1607 Capital Partners, LLC 440.03%0.06%0.08%Q1 2015Q4 20154
Jacobi Capital Management LLC 440.00%0.00%0.00%Q3 2017Q2 20184
WHITTIER TRUST CO 440.00%0.00%0.00%Q1 2015Q4 20154
JPMORGAN CHASE & CO 210.00%0.00%0.00%Q1 2016Q3 20234
Wealthspire Advisors, L.P. 440.00%0.00%0.00%Q4 2015Q3 20164
LVZ, Inc. 440.03%0.03%0.04%Q4 2022Q3 20234
Hilltop Holdings Inc. 440.03%0.03%0.04%Q2 2022Q1 20234
CWM, LLC 440.00%0.00%0.00%Q4 2021Q3 20224
Ellevest, Inc. 440.00%0.00%0.00%Q3 2021Q2 20224
HARBOUR INVESTMENTS, INC. 440.00%0.00%0.00%Q1 2021Q4 20214
Arkadios Wealth Advisors 440.00%0.00%0.00%Q4 2020Q3 20214
AQR Arbitrage LLC 330.01%0.01%0.02%Q3 2020Q1 20213
Elequin Capital, LP 330.03%0.05%0.07%Q1 2023Q3 20233
JOYN Advisors, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
SEI INVESTMENTS CO 210.00%0.00%0.00%Q4 2016Q3 20173
Yakira Capital Management, Inc. 330.04%0.05%0.06%Q1 2020Q3 20203
Snowden Capital Advisors LLC 330.00%0.00%0.00%Q2 2019Q4 20193
AVIANCE CAPITAL MANAGEMENT, LLC 330.00%0.01%0.01%Q1 2016Q3 20163
FinTrust Investment Advisory Services, LLC 330.21%0.21%0.22%Q3 2017Q1 20183
SUSQUEHANNA INTERNATIONAL GROUP, LLP 330.00%0.00%0.00%Q4 2014Q2 20153
MARINER INVESTMENT GROUP LLC 330.45%0.59%0.67%Q4 2014Q2 20153
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q1 2017Q4 20203
TFS CAPITAL LLC 110.01%0.02%0.03%Q4 2013Q2 20142
BANK OF NOVA SCOTIA 110.00%0.00%0.01%Q3 2016Q2 20172
Oakworth Capital, Inc. 220.01%0.01%0.01%Q1 2019Q2 20192
Cornerstone Advisors, LLC 220.01%0.04%0.08%Q2 2023Q3 20232
ROBINSON CAPITAL MANAGEMENT, LLC 220.40%1.41%2.41%Q2 2014Q3 20142
Resource Management, LLC 220.03%0.03%0.03%Q1 2019Q2 20192
Sandy Spring Bank 220.00%0.00%0.01%Q4 2018Q1 20192
TCI Wealth Advisors, Inc. 220.00%0.00%0.00%Q1 2022Q2 20222
AQR Capital Management 110.00%0.00%0.01%Q4 2012Q2 20132
FMR LLC 110.00%0.00%0.00%Q4 2018Q4 20192
Ionic Capital Management LLC 110.11%0.33%0.55%Q1 2020Q3 20232
MASSMUTUAL TRUST CO FSB/ADV 220.00%0.00%0.00%Q1 2016Q2 20162
Concert Wealth Management Inc. 220.02%0.03%0.03%Q2 2016Q3 20162
RMB Capital Management, LLC 110.01%0.01%0.01%Q1 2015Q4 20152
Lenox Wealth Advisors, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
NINE MASTS CAPITAL Ltd 220.16%0.18%0.20%Q2 2018Q3 20182
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Kestra Advisory Services, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.01%0.01%0.01%Q4 2020Q1 20212
Sunbelt Securities, Inc. 220.02%0.02%0.02%Q3 2019Q4 20192
RENAISSANCE INVESTMENT CONSULTANTS HOLDING COMPANY, LLC 220.34%0.48%0.63%Q4 2019Q1 20202
Houlihan Financial Resource Group, Ltd. 110.02%0.05%0.08%Q3 2020Q2 20232
Weiss Asset Management LP 110.01%0.01%0.02%Q4 2018Q3 20202
Glassman Wealth Services 220.02%0.02%0.02%Q3 2020Q4 20202
Camarda Financial Advisors, LLC 110.02%0.02%0.02%Q3 2018Q3 20181
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Altus Wealth Group LLC 110.02%0.02%0.02%Q4 2020Q4 20201
Baystate Wealth Management LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2021Q1 20211
FORTEM FINANCIAL GROUP, LLC 110.06%0.06%0.06%Q4 2020Q4 20201
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Ground Swell Capital, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Selective Wealth Management, Inc. 110.04%0.04%0.04%Q1 2020Q1 20201
Confluence Wealth Services, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
AlphaMark Advisors, LLC 110.01%0.01%0.01%Q2 2020Q2 20201
XML Financial, LLC 110.06%0.06%0.06%Q1 2020Q1 20201
WealthOne, LLC 110.02%0.02%0.02%Q4 2018Q4 20181
Kistler-Tiffany Companies, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Steigerwald, Gordon & Koch Inc. 110.05%0.05%0.05%Q2 2016Q2 20161
OPPENHEIMER & CO INC 110.01%0.01%0.01%Q1 2019Q1 20191
Quad Capital Management Advisors LLC 110.12%0.12%0.12%Q3 2018Q3 20181
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
MANUFACTURERS LIFE INSURANCE COMPANY, THE 110.00%0.00%0.00%Q3 2016Q3 20161
FineMark National Bank & Trust 110.00%0.00%0.00%Q2 2016Q2 20161
Diversified, LLC 110.05%0.05%0.05%Q4 2020Q4 20201
Sonora Investment Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Impact Partnership Wealth, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Parallel Advisors, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Laird Norton Wetherby Wealth Management, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q1 2015Q1 20151
Kingsview Wealth Management, LLC 110.02%0.02%0.02%Q2 2020Q2 20201
NORTHERN TRUST CORP 110.00%0.00%0.00%Q3 2016Q3 20161
BlackRock Inc. 110.00%0.00%0.00%Q4 2018Q4 20181
Truvestments Capital LLC 110.00%0.00%0.00%Q2 2020Q2 20201
VSR Financial Services, Inc. 110.04%0.04%0.04%Q2 2016Q2 20161
Founders Financial Alliance, LLC 110.02%0.02%0.02%Q3 2020Q3 20201
Koshinski Asset Management, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
Trust Co 110.01%0.01%0.01%Q3 2016Q3 20161
Karpus Management, Inc. 110.02%0.02%0.02%Q4 2014Q4 20141
External links

This page lists all the filers that currently own NUVEEN S&P 500 DYN OVERWRITE or have owned NUVEEN S&P 500 DYN OVERWRITE in the past.