Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
BANK OF AMERICA CORP /DE/ | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
ROYAL BANK OF CANADA | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
MORGAN STANLEY | 39 | 39 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2023 | 39 |
HighTower Advisors, LLC | 39 | 39 | 0.01% | 0.04% | 0.06% | Q3 2013 | Q1 2023 | 39 |
VAN ECK ASSOCIATES CORP | 37 | 37 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 37 |
FIRST TRUST ADVISORS LP | 36 | 36 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2022 | 36 |
GREATMARK INVESTMENT PARTNERS, INC. | 35 | 35 | 0.06% | 0.10% | 0.15% | Q4 2014 | Q2 2023 | 35 |
UBS Group AG | 34 | 34 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 34 |
Clear Harbor Asset Management, LLC | 33 | 33 | 0.01% | 0.07% | 0.12% | Q4 2014 | Q4 2022 | 33 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
Janney Montgomery Scott LLC | 28 | 3 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q2 2023 | 31 |
Tortoise Investment Management, LLC | 21 | 9 | 0.01% | 0.13% | 0.40% | Q4 2014 | Q1 2023 | 30 |
Karpus Management, Inc. | 17 | 1 | 0.03% | 0.48% | 1.28% | Q2 2013 | Q4 2022 | 29 |
PNC FINANCIAL SERVICES GROUP, INC. | 14 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2021 | 27 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 26 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2023 | 27 |
RAYMOND JAMES & ASSOCIATES | 25 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2022 | 27 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 26 | 26 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2022 | 26 |
Newman Dignan & Sheerar, Inc. | 26 | 26 | 0.01% | 0.15% | 1.43% | Q1 2017 | Q2 2023 | 26 |
USCA RIA LLC | 26 | 26 | 0.06% | 0.10% | 0.13% | Q1 2015 | Q2 2021 | 26 |
STIFEL FINANCIAL CORP | 26 | 26 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q1 2023 | 26 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 14 | 2 | 0.04% | 0.25% | 0.52% | Q2 2013 | Q4 2022 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2023 | 22 |
BB&T SECURITIES, LLC | 20 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2019 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2023 | 19 |
Relative Value Partners Group, LLC | 18 | 18 | 0.46% | 0.80% | 1.06% | Q4 2018 | Q1 2023 | 18 |
LPL Financial LLC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2023 | 18 |
GUGGENHEIM CAPITAL LLC | 10 | 8 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q1 2023 | 18 |
Cetera Advisor Networks LLC | 17 | 17 | 0.00% | 0.01% | 0.01% | Q1 2019 | Q1 2023 | 17 |
Integrated Wealth Concepts LLC | 16 | 16 | 0.01% | 0.03% | 0.03% | Q2 2019 | Q1 2023 | 16 |
FIRST FOUNDATION ADVISORS | 16 | 16 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2021 | 16 |
Edgewood Management | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 16 |
TRUIST FINANCIAL CORP | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2023 | 14 |
American Institute for Advanced Investment Management, LLP | 14 | 14 | 0.23% | 0.29% | 0.39% | Q4 2019 | Q1 2023 | 14 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 14 | 14 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q2 2022 | 14 |
1607 Capital Partners, LLC | 10 | 4 | 0.01% | 0.09% | 0.15% | Q2 2019 | Q1 2023 | 14 |
Horizon Kinetics | 13 | 13 | 0.01% | 0.02% | 0.05% | Q4 2015 | Q4 2018 | 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7 | 1 | 0.01% | 0.04% | 0.13% | Q4 2014 | Q2 2019 | 13 |
OSAIC HOLDINGS, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2023 | 11 |
Bedel Financial Consulting, Inc. | 10 | 10 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q2 2020 | 10 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2021 | 9 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 9 | 9 | 0.06% | 0.40% | 0.55% | Q4 2013 | Q4 2015 | 9 |
Raymond James Financial Services Advisors, Inc. | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2023 | 9 |
Snowden Capital Advisors LLC | 5 | 4 | 0.01% | 0.03% | 0.08% | Q4 2016 | Q1 2023 | 9 |
Koshinski Asset Management, Inc. | 6 | 3 | 0.01% | 0.09% | 0.20% | Q2 2017 | Q1 2022 | 9 |
Wells Trecaso Financial Group, LLC | 8 | 8 | 0.10% | 0.11% | 0.12% | Q2 2021 | Q1 2023 | 8 |
Stratos Wealth Partners, LTD. | 8 | 8 | 0.01% | 0.01% | 0.02% | Q2 2021 | Q1 2023 | 8 |
SYNOVUS FINANCIAL CORP | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q2 2021 | 7 |
Virtu KCG Holdings LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q4 2016 | 7 |
U.S. Capital Wealth Advisors, LLC | 7 | 7 | 0.03% | 0.04% | 0.05% | Q3 2021 | Q1 2023 | 7 |
Thomas J. Herzfeld Advisors, Inc. | 6 | 1 | 0.01% | 0.05% | 0.08% | Q2 2013 | Q1 2016 | 7 |
Creative Planning | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2023 | 7 |
SignalPoint Asset Management, LLC | 7 | 7 | 0.05% | 0.06% | 0.07% | Q4 2013 | Q2 2015 | 7 |
Lehman Financial Resources, Inc. | 7 | 7 | 0.05% | 0.05% | 0.06% | Q1 2014 | Q3 2015 | 7 |
TRUST CO OF VERMONT | 7 | 7 | 0.00% | 0.05% | 0.07% | Q3 2016 | Q1 2018 | 7 |
Proficio Capital Partners LLC | 4 | 3 | 0.03% | 0.04% | 0.06% | Q1 2019 | Q4 2020 | 7 |
Commonwealth Equity Services, Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2021 | 6 |
Baird Financial Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2022 | 6 |
FNY Investment Advisers, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2023 | 6 |
Steward Partners Investment Advisory, LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q2 2023 | 6 |
MSI Financial Services Inc | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 5 |
Almitas Capital LLC | 3 | 2 | 0.33% | 1.17% | 2.95% | Q4 2018 | Q1 2023 | 5 |
UBS AG | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
Allspring Global Investments Holdings, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2022 | 5 |
RAYMOND JAMES TRUST N.A. | 3 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2022 | 5 |
Cadence Wealth Management LLC | 4 | 1 | 0.13% | 0.16% | 0.19% | Q1 2021 | Q2 2022 | 5 |
NORTHERN TRUST CORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2021 | 5 |
Invesco Ltd. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
AMERICAN NATIONAL BANK | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2021 | 5 |
Hennion & Walsh Asset Management, Inc. | 5 | 5 | 0.03% | 0.08% | 0.14% | Q2 2022 | Q2 2023 | 5 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2021 | 4 |
Indie Asset Partners, LLC | 4 | 4 | 0.31% | 0.51% | 0.77% | Q1 2020 | Q4 2020 | 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2023 | 4 |
SII INVESTMENTS INC/WI | 4 | 4 | 0.01% | 0.02% | 0.02% | Q2 2016 | Q1 2017 | 4 |
CAPTRUST FINANCIAL ADVISORS | 4 | 4 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q2 2023 | 4 |
SIT INVESTMENT ASSOCIATES INC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q4 2022 | 4 |
AQR Arbitrage LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
BARCLAYS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
ENVESTNET ASSET MANAGEMENT INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
Sandy Spring Bank | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
AMERIPRISE FINANCIAL INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2014 | 3 |
Castleview Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q4 2021 | 2 |
Atlas Wealth LLC | 2 | 2 | 0.04% | 0.06% | 0.08% | Q4 2022 | Q1 2023 | 2 |
Mutual Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q4 2021 | 2 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q4 2020 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q4 2014 | 2 |
NewEdge Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Laurion Capital Management LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
ICON ADVISERS INC/CO | 2 | 2 | 0.20% | 0.32% | 0.45% | Q3 2022 | Q4 2022 | 2 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 2 |
RMB Capital Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2016 | Q3 2016 | 2 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
LEO BROKERAGE, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q1 2023 | 1 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Magnetar Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Lloyd Park, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2021 | Q4 2021 | 1 |
TFO Wealth Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.25% | 0.25% | 0.25% | Q1 2016 | Q1 2016 | 1 |
Carolina Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
DOLIVER ADVISORS, LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2018 | Q2 2018 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.97% | 0.97% | 0.97% | Q1 2023 | Q1 2023 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.26% | 0.26% | 0.26% | Q1 2023 | Q1 2023 | 1 |
Hills Bank & Trust Co | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2023 | Q1 2023 | 1 |
FARMERS & MERCHANTS INVESTMENTS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Sea Otter Advisors LLC | 1 | 1 | 0.83% | 0.83% | 0.83% | Q1 2023 | Q1 2023 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Per Stirling Capital Management, LLC. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2022 | Q4 2022 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
External links
This page lists all the filers that currently own NUVEEN INT DUR QUAL MUN TRM or have owned NUVEEN INT DUR QUAL MUN TRM in the past.