Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2018 | 19 |
BANK OF AMERICA CORP /DE/ | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
ROYAL BANK OF CANADA | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 19 | 19 | 0.45% | 1.08% | 2.08% | Q2 2013 | Q4 2017 | 19 |
FIRST MANHATTAN CO. LLC. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
CITIGROUP INC | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
Invesco Ltd. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
WELLS FARGO & COMPANY/MN | 19 | 19 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2017 | 19 |
1607 Capital Partners, LLC | 19 | 19 | 0.37% | 0.49% | 0.66% | Q2 2013 | Q4 2017 | 19 |
COHEN & STEERS, INC. | 19 | 19 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2017 | 19 |
GUGGENHEIM CAPITAL LLC | 19 | 19 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2017 | 19 |
MORGAN STANLEY | 19 | 19 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2017 | 19 |
Thomas J. Herzfeld Advisors, Inc. | 19 | 19 | 0.02% | 0.05% | 0.13% | Q2 2013 | Q4 2017 | 19 |
Advisors Asset Management, Inc. | 19 | 19 | 0.03% | 0.11% | 0.21% | Q2 2013 | Q4 2017 | 19 |
Saba Capital Management, L.P. | 18 | 18 | 0.10% | 0.79% | 1.82% | Q3 2013 | Q4 2017 | 18 |
Roundview Capital LLC | 18 | 18 | 0.12% | 0.32% | 0.70% | Q2 2013 | Q3 2017 | 18 |
BB&T SECURITIES, LLC | 18 | 18 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2017 | 18 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 18 | 18 | 0.33% | 0.98% | 2.58% | Q2 2013 | Q3 2017 | 18 |
RAYMOND JAMES & ASSOCIATES | 16 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2017 | 17 |
North Star Investment Management Corp. | 16 | 16 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2017 | 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 14 | 14 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2017 | 14 |
BESSEMER GROUP INC | 14 | 14 | 0.00% | 0.02% | 0.04% | Q3 2014 | Q4 2017 | 14 |
DOLIVER ADVISORS, LP | 3 | 1 | 0.11% | 0.49% | 0.95% | Q1 2013 | Q3 2017 | 13 |
UBS Group AG | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2017 | 13 |
CORNERSTONE ADVISORS INC | 7 | 4 | 0.12% | 0.43% | 0.79% | Q1 2014 | Q4 2017 | 11 |
MSI Financial Services Inc | 6 | 5 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q4 2016 | 11 |
NEXT Financial Group, Inc | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2017 | 10 |
Raymond James Financial Services Advisors, Inc. | 8 | 1 | 0.00% | 0.06% | 0.10% | Q2 2013 | Q4 2017 | 10 |
Arete Wealth Advisors, LLC | 10 | 10 | 0.19% | 0.76% | 1.14% | Q1 2014 | Q2 2016 | 10 |
FIFTH THIRD BANCORP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 8 | 1 | 0.02% | 0.08% | 0.17% | Q2 2015 | Q3 2017 | 9 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 9 | 9 | 0.05% | 0.15% | 0.27% | Q3 2014 | Q3 2016 | 9 |
BAIRD ROBERT W & CO INC /WI/ | 8 | 8 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2015 | 8 |
Edmonds Duncan Registered Investment Advisors, LLC | 8 | 8 | 0.24% | 1.43% | 2.28% | Q4 2015 | Q3 2017 | 8 |
Matisse Capital | 4 | 4 | 0.26% | 1.02% | 1.79% | Q4 2015 | Q4 2017 | 8 |
Penserra Capital Management LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 8 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5 | 2 | 0.01% | 0.04% | 0.09% | Q4 2013 | Q2 2020 | 7 |
Advisor Group, Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2017 | 7 |
IFP Advisors, Inc | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 7 |
Capital Investment Advisors, LLC | 7 | 7 | 0.02% | 0.04% | 0.05% | Q4 2013 | Q2 2015 | 7 |
Barrett Asset Management, LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Commonwealth Equity Services, Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
Laurion Capital Management LP | 5 | 1 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q3 2017 | 6 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2017 | 6 |
BARCLAYS PLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
TFS CAPITAL LLC | 5 | 1 | 0.04% | 0.06% | 0.13% | Q3 2015 | Q2 2017 | 6 |
Baird Financial Group, Inc. | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
RMB Capital Management, LLC | 4 | 1 | 0.00% | 0.01% | 0.03% | Q2 2016 | Q3 2017 | 5 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 5 |
FIRST FOUNDATION ADVISORS | 5 | 5 | 0.01% | 0.05% | 0.09% | Q2 2014 | Q2 2015 | 5 |
HighTower Advisors, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2014 | 5 |
LPL Financial LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2017 | 5 |
Karpus Management, Inc. | 4 | 4 | 0.05% | 0.18% | 0.26% | Q2 2013 | Q1 2014 | 4 |
Cetera Advisor Networks LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2017 | 4 |
Round Table Services, LLC | 4 | 4 | 0.12% | 0.13% | 0.14% | Q4 2015 | Q3 2016 | 4 |
US BANCORP \DE\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2014 | 4 |
First Allied Advisory Services, Inc. | 3 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2017 | 4 |
HOLLENCREST CAPITAL MANAGEMENT | 4 | 4 | 0.02% | 0.03% | 0.04% | Q4 2015 | Q3 2016 | 4 |
Partners Value Investments L.P. | 4 | 4 | 0.18% | 0.19% | 0.20% | Q1 2017 | Q4 2017 | 4 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2014 | 4 |
Janney Montgomery Scott LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 4 |
ENVESTNET ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2015 | 4 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q4 2016 | 3 |
CLOUGH CAPITAL PARTNERS L P | 2 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2017 | 3 |
Ancora Advisors LLC | 3 | 3 | 0.16% | 0.19% | 0.25% | Q4 2013 | Q2 2014 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
PANAGORA ASSET MANAGEMENT INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.04% | 0.08% | Q4 2015 | Q4 2017 | 3 |
Evanson Asset Management, LLC | 3 | 3 | 0.04% | 0.05% | 0.05% | Q2 2015 | Q4 2015 | 3 |
SENTINEL TRUST CO LBA | 3 | 3 | 0.07% | 0.11% | 0.13% | Q4 2015 | Q2 2016 | 3 |
AMERIPRISE FINANCIAL INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 3 |
Kamunting Street Capital Management, L.P. | 3 | 3 | 0.24% | 0.38% | 0.50% | Q2 2014 | Q4 2014 | 3 |
FIRST TRUST ADVISORS LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
Shaker Financial Services, LLC | 1 | 1 | 0.31% | 0.33% | 0.35% | Q3 2013 | Q3 2017 | 2 |
OPPENHEIMER & CO INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
LUCAS CAPITAL MANAGEMENT | 2 | 2 | 0.05% | 0.06% | 0.08% | Q1 2013 | Q2 2013 | 2 |
Sheaff Brock Investment Advisors, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q3 2017 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2014 | 2 |
Allen Investment Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q1 2015 | 2 |
Yorktown Management & Research Co Inc | 2 | 2 | 0.09% | 0.10% | 0.11% | Q1 2015 | Q2 2015 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.12% | 0.15% | 0.18% | Q4 2014 | Q4 2015 | 2 |
Lebenthal Asset Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q1 2017 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.10% | 0.10% | 0.11% | Q2 2017 | Q3 2017 | 2 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2013 | Q4 2013 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2013 | Q2 2013 | 1 |
Cable Hill Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
ROBINSON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.48% | 0.48% | 0.48% | Q1 2014 | Q1 2014 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
VALLEY WEALTH MANAGERS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
Vantage Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
CLEAR STREET MARKETS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
6 Meridian | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Fort Point Capital Partners LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2017 | Q3 2017 | 1 |
SIT INVESTMENT ASSOCIATES INC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2013 | Q4 2013 | 1 |
COMMONWEALTH EQUITY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
TD Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Private Ocean, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own LEGG MASON BW GLB INC OPP FD or have owned LEGG MASON BW GLB INC OPP FD in the past.