LMP CAP & INCOME FD INC shareholder history

Current and past LMP CAP & INCOME FD INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
RAYMOND JAMES & ASSOCIATES 42420.01%0.02%0.03%Q2 2013Q3 202342
Advisors Asset Management, Inc. 42420.02%0.14%0.37%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
Raymond James Financial Services Advisors, Inc. 2410.01%0.02%0.04%Q2 2013Q3 202339
Invesco Ltd. 2170.00%0.00%0.00%Q2 2013Q3 202338
GUGGENHEIM CAPITAL LLC 14100.00%0.01%0.03%Q2 2013Q3 202336
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
CITIGROUP INC 33330.00%0.00%0.00%Q2 2013Q2 202133
LPL Financial LLC 1960.00%0.00%0.01%Q2 2013Q3 202333
Capital Investment Advisors, LLC 2710.00%0.01%0.01%Q1 2016Q1 202328
Shaker Financial Services, LLC 810.07%0.42%1.32%Q2 2013Q1 202326
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.03%0.07%Q2 2013Q1 202326
LADENBURG THALMANN FINANCIAL SERVICES INC. 26260.00%0.01%0.02%Q3 2013Q4 201926
Private Advisor Group, LLC 1780.00%0.02%0.10%Q4 2013Q2 202025
RAYMOND JAMES TRUST N.A. 2110.01%0.01%0.01%Q4 2015Q4 202224
LAZARD ASSET MANAGEMENT LLC 24240.00%0.01%0.02%Q2 2013Q1 201924
COHEN & STEERS, INC. 24240.00%0.01%0.01%Q2 2013Q1 201924
PARAMETRIC PORTFOLIO ASSOCIATES LLC 2030.00%0.00%0.00%Q3 2015Q1 202223
CORNERSTONE ADVISORS INC 2110.00%0.38%1.02%Q3 2013Q4 202122
AMERIPRISE FINANCIAL INC 1710.00%0.00%0.00%Q2 2013Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
PFG Advisors 20200.03%0.07%0.15%Q4 2018Q3 202320
1607 Capital Partners, LLC 1110.04%0.09%0.19%Q3 2015Q3 202320
MCF Advisors LLC 19190.00%0.00%0.00%Q4 2011Q2 201619
Geneos Wealth Management Inc. 18180.00%0.00%0.00%Q1 2018Q2 202218
OPPENHEIMER & CO INC 1430.01%0.01%0.02%Q4 2014Q1 201917
AVANTAX ADVISORY SERVICES, INC. 17170.00%0.01%0.02%Q2 2019Q2 202317
Thomas J. Herzfeld Advisors, Inc. 17170.05%0.22%0.47%Q3 2013Q3 201717
Saba Capital Management, L.P. 17170.02%0.03%0.05%Q3 2013Q3 201717
AdvisorNet Financial, Inc 16160.01%0.02%0.06%Q1 2018Q4 202116
RIVERNORTH CAPITAL MANAGEMENT, LLC 1240.01%0.20%0.53%Q3 2015Q4 202116
PNC FINANCIAL SERVICES GROUP, INC. 1330.00%0.00%0.00%Q1 2015Q3 202316
XML Financial, LLC 16160.04%0.08%0.20%Q4 2019Q3 202316
CUE ADVISORY SERVICES, INC. 16160.29%0.44%0.71%Q4 2014Q3 201816
ENVESTNET ASSET MANAGEMENT INC 1050.00%0.00%0.00%Q2 2014Q3 202315
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 810.02%0.08%0.21%Q2 2015Q1 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
CWM, LLC 1010.00%0.00%0.00%Q1 2019Q3 202315
M&T BANK CORP 1230.00%0.00%0.00%Q1 2017Q4 202015
Cornerstone Advisors, LLC 15150.01%0.21%0.44%Q1 2020Q3 202315
Karpus Management, Inc. 1220.04%0.07%0.14%Q4 2018Q3 202314
Mosaic Family Wealth, LLC 14140.00%0.01%0.01%Q4 2015Q1 201914
AQR Arbitrage LLC 630.00%0.01%0.03%Q2 2015Q3 202314
FNY Investment Advisers, LLC 310.00%0.02%0.09%Q2 2018Q3 202314
Allworth Financial LP 1110.00%0.00%0.00%Q1 2017Q3 202313
DOLIVER ADVISORS, LP 310.07%0.24%0.57%Q1 2013Q2 202013
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
LIBERTY WEALTH MANAGEMENT LLC 12120.03%0.04%0.06%Q4 2018Q3 202112
HUNTINGTON NATIONAL BANK 11110.00%0.00%0.00%Q1 2021Q3 202311
Spire Wealth Management 11110.00%0.00%0.00%Q1 2021Q3 202311
AlphaStar Capital Management, LLC 11110.02%0.03%0.04%Q1 2021Q3 202311
CULLEN/FROST BANKERS, INC. 10100.00%0.00%0.00%Q1 2019Q2 202110
Creative Planning 420.00%0.00%0.00%Q2 2014Q2 201710
Steward Partners Investment Advisory, LLC 610.00%0.01%0.02%Q2 2018Q3 20239
Bulldog Investors, LLP 990.04%1.64%5.09%Q4 2009Q4 20119
NewEdge Advisors, LLC 880.00%0.01%0.01%Q4 2021Q3 20238
FLAGSHIP HARBOR ADVISORS, LLC 880.00%0.00%0.00%Q4 2018Q3 20208
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.00%Q4 2021Q3 20238
Advisor Resource Council 880.09%0.28%0.59%Q2 2021Q1 20238
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 880.00%0.02%0.03%Q4 2021Q3 20238
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2013Q1 20228
Rehmann Capital Advisory Group 770.01%0.01%0.01%Q1 2018Q3 20197
Graves Light Lenhart Wealth, Inc. 770.02%0.02%0.02%Q4 2020Q2 20227
Penserra Capital Management LLC 770.00%0.00%0.00%Q4 2015Q2 20177
Advisory Services Network, LLC 410.00%0.00%0.00%Q2 2019Q2 20217
TRUIST FINANCIAL CORP 770.00%0.00%0.00%Q1 2020Q3 20217
UNITED CAPITAL FINANCIAL ADVISORS, LLC 610.00%0.00%0.01%Q3 2014Q2 20167
Tyler-Stone Wealth Management 520.00%0.00%0.00%Q4 2021Q3 20237
MSI Financial Services Inc 660.00%0.00%0.01%Q3 2015Q4 20166
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 420.00%0.01%0.02%Q4 2020Q3 20236
Klingman & Associates, LLC 660.05%0.05%0.06%Q3 2015Q4 20166
Quad-Cities Investment Group, LLC 660.03%0.05%0.08%Q2 2018Q3 20196
PATHSTONE FAMILY OFFICE, LLC 550.00%0.00%0.00%Q4 2019Q4 20205
Matisse Capital 550.24%0.82%1.23%Q4 2015Q4 20165
BARCLAYS PLC 310.00%0.00%0.00%Q2 2013Q1 20165
IFP Advisors, Inc 410.00%0.00%0.00%Q4 2015Q4 20225
Cowen Prime Services LLC 320.00%0.08%0.15%Q2 2013Q1 20175
GOLDMAN SACHS GROUP INC 440.00%0.00%0.00%Q1 2012Q4 20124
Caprock Group, LLC 310.03%0.53%1.25%Q4 2014Q1 20164
First City Capital Management, Inc. 310.00%0.00%0.01%Q2 2014Q1 20164
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
RMB Capital Management, LLC 220.01%0.01%0.02%Q4 2018Q4 20204
Cardan Capital Partners, LLC 440.04%0.05%0.05%Q1 2017Q4 20174
Wealth Quarterback LLC 220.04%0.05%0.07%Q4 2019Q3 20214
WealthPLAN Partners, LLC 220.00%0.00%0.00%Q2 2016Q2 20234
Commonwealth Equity Services, Inc 440.00%0.00%0.00%Q4 2016Q3 20174
MARINER INVESTMENT GROUP LLC 440.07%0.24%0.40%Q4 2015Q3 20164
CHAPIN DAVIS, INC. 440.15%0.21%0.27%Q4 2022Q3 20234
TRUST CO OF VERMONT 440.00%0.00%0.00%Q4 2016Q3 20174
Full Value Advisors, LLC 310.04%0.51%1.01%Q1 2007Q3 20094
Coe Capital Management, LLC 440.05%0.11%0.14%Q4 2015Q3 20164
BOOTHBAY FUND MANAGEMENT, LLC 210.05%0.09%0.17%Q3 2015Q4 20173
Diversified Trust Co 330.02%0.03%0.03%Q2 2013Q4 20133
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
Weiss Asset Management LP 110.01%0.03%0.07%Q4 2015Q4 20183
TFS CAPITAL LLC 330.01%0.02%0.03%Q4 2013Q2 20143
Logan Stone Capital, LLC 330.15%0.17%0.19%Q4 2022Q2 20233
Acrospire Investment Management LLC 210.00%0.02%0.03%Q1 2016Q1 20173
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20173
COMMONWEALTH EQUITY SERVICES, LLC 330.00%0.00%0.00%Q4 2017Q2 20183
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
C-J Advisory, Inc. 330.01%0.02%0.03%Q1 2019Q3 20193
MUFG Americas Holdings Corp 210.00%0.00%0.00%Q1 2017Q4 20183
BLACKROCK ADVISORS LLC 220.00%0.00%0.00%Q4 2015Q1 20162
Squarepoint Ops LLC 110.00%0.01%0.02%Q4 2015Q4 20172
NEXT Financial Group, Inc 220.00%0.00%0.00%Q3 2015Q4 20152
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q1 2018Q4 20202
Column Capital Advisors, LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Ionic Capital Management LLC 220.01%0.02%0.02%Q4 2015Q1 20162
Clearstead Advisors, LLC 220.00%0.00%0.00%Q4 2021Q1 20222
FMR LLC 110.00%0.00%0.00%Q4 2018Q2 20202
55I, LLC 220.02%0.02%0.02%Q4 2021Q1 20222
Advocacy Wealth Management Services, LLC 220.00%0.00%0.00%Q4 2015Q1 20162
Focused Wealth Management, Inc 220.00%0.00%0.01%Q2 2014Q3 20142
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q2 2021Q1 20232
JFS WEALTH ADVISORS, LLC 220.00%0.00%0.00%Q3 2015Q4 20152
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 220.00%0.00%0.00%Q2 2023Q3 20232
XML SECURITIES, LLC 221.00%1.09%1.18%Q4 2017Q1 20182
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q2 2018Q4 20182
OPTIMUM INVESTMENT ADVISORS 220.01%0.01%0.01%Q3 2013Q4 20132
Bellwether Investment Group, LLC 110.01%0.01%0.01%Q2 2016Q4 20162
Rockefeller Capital Management L.P. 220.00%0.00%0.00%Q3 2022Q4 20222
Capital Analysts, LLC 110.00%0.00%0.00%Q1 2018Q2 20192
SEI INVESTMENTS CO 220.00%0.00%0.00%Q1 2018Q2 20182
CLOUGH CAPITAL PARTNERS L P 110.01%0.01%0.01%Q4 2015Q1 20202
Janney Montgomery Scott LLC 110.00%0.00%0.00%Q4 2021Q4 20211
COHEN & STEERS CAPITAL MANAGEMENT INC 110.01%0.01%0.01%Q1 2015Q1 20151
Allegis Investment Advisors, LLC 110.04%0.04%0.04%Q4 2015Q4 20151
Tortoise Investment Management, LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Wealthstar Advisors, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Doyle Wealth Management 110.00%0.00%0.00%Q4 2018Q4 20181
Sonora Investment Management, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
Almitas Capital LLC 110.03%0.03%0.03%Q4 2022Q4 20221
Aptus Capital Advisors, LLC 110.03%0.03%0.03%Q3 2023Q3 20231
US BANCORP \DE\ 110.00%0.00%0.00%Q1 2017Q1 20171
First Personal Financial Services 110.00%0.00%0.00%Q4 2021Q4 20211
Gradient Investments LLC 110.00%0.00%0.00%Q4 2021Q4 20211
SIGNET FINANCIAL MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Laurion Capital Management LP 110.00%0.00%0.00%Q4 2016Q4 20161
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
SIGNATUREFD, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Capital Advisory Group Advisory Services, LLC 110.01%0.01%0.01%Q3 2019Q3 20191
Ahrens Investment Partners LLC 110.02%0.02%0.02%Q4 2021Q4 20211
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Intrinsic Edge Capital Management LLC 110.17%0.17%0.17%Q4 2016Q4 20161
Walleye Capital LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Capital Investment Advisory Services, LLC 110.02%0.02%0.02%Q3 2019Q3 20191
Confluence Wealth Services, Inc. 110.03%0.03%0.03%Q4 2021Q4 20211
MML INVESTORS SERVICES, LLC 110.00%0.00%0.00%Q1 2017Q1 20171
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q2 2015Q2 20151
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q4 2022Q4 20221
Parisi Gray Wealth Management 110.08%0.08%0.08%Q1 2019Q1 20191
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q4 2020Q4 20201
RPO LLC 110.33%0.33%0.33%Q2 2023Q2 20231
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
MGO ONE SEVEN LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Cetera Investment Advisers 110.00%0.00%0.00%Q2 2023Q2 20231
TSFG, LLC 110.01%0.01%0.01%Q3 2019Q3 20191
IHT Wealth Management, LLC 110.03%0.03%0.03%Q2 2021Q2 20211
External links

This page lists all the filers that currently own LMP CAP & INCOME FD INC or have owned LMP CAP & INCOME FD INC in the past.