| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| CREDIT SUISSE AG/ | 18 | 18 | 0.00% | 0.02% | 0.06% | Q1 2015 | Q2 2019 | 18 |
| BANK OF AMERICA CORP /DE/ | 18 | 18 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q2 2019 | 18 |
| JD CAPITAL MANAGEMENT LLC | 18 | 18 | 0.49% | 0.99% | 2.30% | Q1 2015 | Q2 2019 | 18 |
| DEUTSCHE BANK AG\ | 16 | 16 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2018 | 16 |
| WOLVERINE ASSET MANAGEMENT LLC | 12 | 4 | 0.06% | 0.83% | 2.07% | Q1 2015 | Q2 2019 | 16 |
| Citadel Advisors | 16 | 16 | 0.01% | 0.03% | 0.07% | Q3 2015 | Q2 2019 | 16 |
| Serengeti Asset Management LP | 15 | 15 | 0.97% | 3.37% | 6.60% | Q1 2015 | Q3 2018 | 15 |
| ROYAL BANK OF CANADA | 13 | 2 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q2 2019 | 15 |
| LORD, ABBETT & CO. LLC | 15 | 15 | 0.02% | 0.04% | 0.06% | Q2 2015 | Q4 2018 | 15 |
| Bank of New York Mellon Corp | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2019 | 15 |
| SSI INVESTMENT MANAGEMENT LLC | 15 | 15 | 0.10% | 0.59% | 1.28% | Q2 2015 | Q4 2018 | 15 |
| Allianz Asset Management GmbH | 11 | 3 | 0.00% | 0.08% | 0.16% | Q2 2015 | Q4 2018 | 14 |
| MORGAN STANLEY | 7 | 2 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q2 2019 | 14 |
| Advisor Group, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2019 | 13 |
| WHITEBOX ADVISORS LLC | 7 | 1 | 0.20% | 1.43% | 3.03% | Q1 2015 | Q2 2019 | 13 |
| D. E. Shaw & Co., Inc. | 13 | 13 | 0.06% | 0.08% | 0.10% | Q2 2016 | Q2 2019 | 13 |
| ARISTEIA CAPITAL, L.L.C. | 13 | 13 | 0.23% | 1.94% | 4.02% | Q1 2015 | Q1 2018 | 13 |
| Owl Creek Asset Management, L.P. | 13 | 13 | 0.21% | 4.03% | 7.25% | Q1 2015 | Q1 2018 | 13 |
| OAKTREE CAPITAL MANAGEMENT LP | 8 | 4 | 0.18% | 0.77% | 1.62% | Q1 2015 | Q1 2018 | 12 |
| Calamos Advisors LLC | 12 | 12 | 0.05% | 0.13% | 0.27% | Q3 2016 | Q2 2019 | 12 |
| PALISADE CAPITAL MANAGEMENT, LP | 12 | 12 | 0.01% | 0.22% | 0.38% | Q3 2016 | Q2 2019 | 12 |
| STATE STREET CORP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2019 | 11 |
| FARALLON CAPITAL MANAGEMENT LLC | 11 | 11 | 0.58% | 1.06% | 1.57% | Q1 2015 | Q3 2017 | 11 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 11 | 11 | 0.10% | 0.40% | 0.82% | Q4 2014 | Q2 2017 | 11 |
| Ferox Capital Management LP | 9 | 1 | 0.42% | 1.78% | 7.01% | Q1 2015 | Q2 2019 | 11 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 11 | 11 | 0.00% | 0.02% | 0.03% | Q4 2016 | Q2 2019 | 11 |
| QVT Financial LP | 11 | 11 | 0.42% | 3.54% | 11.07% | Q4 2016 | Q2 2019 | 11 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | 11 | 11 | 0.68% | 1.61% | 4.11% | Q1 2016 | Q3 2018 | 11 |
| WELLS FARGO & COMPANY/MN | 10 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q2 2019 | 11 |
| CSS LLC/IL | 10 | 1 | 0.14% | 0.55% | 1.09% | Q3 2016 | Q2 2019 | 11 |
| AQR Arbitrage LLC | 8 | 3 | 0.41% | 0.62% | 1.02% | Q1 2015 | Q2 2019 | 11 |
| UBS Group AG | 8 | 2 | 0.00% | 0.01% | 0.05% | Q2 2016 | Q1 2019 | 10 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 10 | 10 | 0.13% | 0.55% | 0.98% | Q1 2017 | Q2 2019 | 10 |
| Russell Investments Group, Ltd. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2019 | 10 |
| CITIGROUP INC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q2 2019 | 10 |
| Sculptor Capital LP | 6 | 4 | 0.14% | 0.34% | 0.58% | Q4 2016 | Q2 2019 | 10 |
| GLG Partners LP | 7 | 3 | 0.12% | 0.25% | 0.43% | Q1 2015 | Q4 2017 | 10 |
| BNP PARIBAS FINANCIAL MARKETS | 5 | 1 | 0.00% | 0.02% | 0.04% | Q3 2016 | Q2 2019 | 9 |
| TD ASSET MANAGEMENT INC | 9 | 9 | 0.03% | 0.06% | 0.08% | Q1 2015 | Q1 2017 | 9 |
| TDAM USA INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2017 | 9 |
| Pomelo Capital LLC | 8 | 8 | 0.88% | 1.63% | 2.55% | Q4 2016 | Q3 2018 | 8 |
| HBK INVESTMENTS L P | 8 | 8 | 0.08% | 0.25% | 0.45% | Q1 2017 | Q4 2018 | 8 |
| Penn Capital Management Company, LLC | 8 | 8 | 0.01% | 0.03% | 0.04% | Q1 2017 | Q4 2018 | 8 |
| City Financial Investment Co Ltd | 8 | 8 | 0.22% | 1.70% | 3.69% | Q1 2017 | Q4 2018 | 8 |
| MACKAY SHIELDS LLC | 8 | 8 | 0.01% | 0.02% | 0.04% | Q3 2017 | Q2 2019 | 8 |
| Natixis Investment Managers International | 8 | 8 | 0.04% | 0.05% | 0.07% | Q4 2016 | Q3 2018 | 8 |
| Deccan Value Investors L.P. | 7 | 7 | 3.27% | 11.03% | 19.38% | Q1 2015 | Q3 2016 | 7 |
| Steward Partners Investment Advisory, LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2019 | 7 |
| Hutchin Hill Capital, LP | 6 | 1 | 0.09% | 0.48% | 0.64% | Q2 2015 | Q3 2017 | 7 |
| AMUNDI ASSET MANAGEMENT US, INC. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2019 | 7 |
| Daiwa Securities Group Inc. | 5 | 1 | 0.02% | 0.11% | 0.27% | Q4 2015 | Q2 2019 | 7 |
| Verition Fund Management LLC | 7 | 7 | 0.03% | 0.57% | 0.98% | Q1 2017 | Q3 2018 | 7 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
| BARCLAYS PLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2017 | 7 |
| GOLDMAN SACHS GROUP INC | 4 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2019 | 7 |
| CANYON CAPITAL ADVISORS LLC | 6 | 6 | 0.12% | 0.21% | 0.39% | Q1 2015 | Q2 2016 | 6 |
| Castle Creek Arbitrage, LLC | 4 | 2 | 0.15% | 1.56% | 5.67% | Q1 2015 | Q2 2019 | 6 |
| CREDIT AGRICOLE S A | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2016 | Q3 2017 | 6 |
| MIZUHO SECURITIES USA LLC | 5 | 1 | 0.10% | 0.51% | 1.20% | Q4 2016 | Q2 2019 | 6 |
| LAZARD ASSET MANAGEMENT LLC | 4 | 2 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q3 2018 | 6 |
| WELLINGTON MANAGEMENT GROUP LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 6 |
| Route One Investment Company, L.P. | 5 | 5 | 2.94% | 8.59% | 13.14% | Q2 2015 | Q2 2016 | 5 |
| Waterstone Capital Management, L.P. | 5 | 5 | 7.71% | 10.01% | 12.05% | Q1 2015 | Q1 2016 | 5 |
| IRON Financial LLC | 3 | 2 | 0.02% | 0.38% | 0.72% | Q3 2015 | Q2 2018 | 5 |
| Pentwater Capital Management LP | 4 | 4 | 0.06% | 0.15% | 0.22% | Q1 2015 | Q4 2015 | 4 |
| Man Group plc | 3 | 1 | 0.02% | 0.05% | 0.08% | Q1 2018 | Q2 2019 | 4 |
| Magnetar Financial LLC | 2 | 1 | 0.07% | 0.23% | 0.41% | Q3 2016 | Q3 2018 | 4 |
| Partner Investment Management, L.P. | 4 | 4 | 0.75% | 1.37% | 1.93% | Q1 2016 | Q4 2016 | 4 |
| Catalyst Capital Advisors LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q1 2015 | Q4 2015 | 4 |
| AKANTHOS CAPITAL MANAGEMENT LLC | 4 | 4 | 9.12% | 14.47% | 17.92% | Q1 2015 | Q4 2015 | 4 |
| Western Standard LLC | 2 | 2 | 1.46% | 3.71% | 5.93% | Q4 2016 | Q4 2017 | 4 |
| Capital Analysts, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 4 |
| PFM Health Sciences, LP | 4 | 4 | 0.82% | 1.52% | 2.16% | Q1 2016 | Q4 2016 | 4 |
| OBERNDORF WILLIAM E | 4 | 4 | 5.35% | 8.85% | 14.96% | Q2 2016 | Q1 2017 | 4 |
| DLD Asset Management, LP | 1 | 1 | 0.02% | 0.78% | 2.09% | Q2 2018 | Q1 2019 | 3 |
| Graham Capital Management, L.P. | 3 | 3 | 0.65% | 1.54% | 2.27% | Q4 2017 | Q2 2018 | 3 |
| Capital World Investors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
| FMR LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
| MSI Financial Services Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2016 | 3 |
| CIBC WORLD MARKET INC. | 2 | 2 | 0.02% | 0.04% | 0.09% | Q1 2019 | Q2 2019 | 3 |
| METROPOLITAN LIFE INSURANCE CO/NY | 3 | 3 | 0.01% | 0.03% | 0.03% | Q2 2016 | Q4 2016 | 3 |
| COASTLAND CAPITAL LLC | 3 | 3 | 0.12% | 0.13% | 0.14% | Q1 2015 | Q3 2015 | 3 |
| Opera Trading Capital | 1 | 1 | 0.84% | 0.96% | 1.07% | Q2 2016 | Q1 2017 | 2 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1 | 1 | 0.23% | 0.30% | 0.37% | Q3 2018 | Q1 2019 | 2 |
| JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 2 |
| Polar Capital LLP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q2 2019 | 2 |
| BlackRock Fund Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
| BlueCrest Capital Management Ltd | 1 | 1 | 0.04% | 0.14% | 0.23% | Q4 2015 | Q4 2017 | 2 |
| Emerald Acquisition Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
| Beach Point Capital Management LP | 2 | 2 | 6.76% | 7.66% | 8.56% | Q1 2015 | Q2 2015 | 2 |
| EQUITEC SPECIALISTS, LLC | 2 | 2 | 2.61% | 4.13% | 5.65% | Q1 2019 | Q2 2019 | 2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q4 2018 | 2 |
| Indaba Capital Management, L.P. | 1 | 1 | 9.43% | 11.48% | 13.53% | Q1 2015 | Q4 2016 | 2 |
| Creative Planning | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
| Kamunting Street Capital Management, L.P. | 2 | 2 | 15.18% | 15.28% | 15.38% | Q1 2015 | Q2 2015 | 2 |
| OSTRUM ASSET MANAGEMENT | 2 | 2 | 0.24% | 0.28% | 0.32% | Q4 2018 | Q1 2019 | 2 |
| Worth Venture Partners, LLC | 1 | 1 | 3.47% | 3.86% | 4.25% | Q2 2018 | Q1 2019 | 2 |
| JPMORGAN CHASE & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
| Soros Fund Management | 1 | 1 | 0.01% | 0.27% | 0.54% | Q1 2017 | Q3 2018 | 2 |
| MILLER VALUE PARTNERS, LLC | 2 | 2 | 0.09% | 0.09% | 0.09% | Q1 2015 | Q2 2015 | 2 |
| GAM Holding AG | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2017 | Q4 2017 | 1 |
| Jefferies Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
| Achievement Holdings L.P. | 1 | 1 | 0.27% | 0.27% | 0.27% | Q2 2015 | Q2 2015 | 1 |
| Lombard Odier Asset Management (Europe) Ltd | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2017 | Q3 2017 | 1 |
| BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
| SG Americas Securities, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
| PERISCOPE CAPITAL INC. | 1 | 1 | 0.43% | 0.43% | 0.43% | Q1 2019 | Q1 2019 | 1 |
| Shaolin Capital Management LLC | 1 | 1 | 5.65% | 5.65% | 5.65% | Q2 2019 | Q2 2019 | 1 |
| BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
| Hudson Bay Capital Management LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2018 | Q3 2018 | 1 |
| WESTWOOD HOLDINGS GROUP INC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2019 | Q2 2019 | 1 |
| Empyrean Capital Partners, LP | 1 | 1 | 0.62% | 0.62% | 0.62% | Q1 2017 | Q1 2017 | 1 |
| J.P. Morgan Private Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
| Fore Capital, LLC | 1 | 1 | 1.02% | 1.02% | 1.02% | Q1 2018 | Q1 2018 | 1 |
| Pine River Capital Management L.P. | 1 | 1 | 0.17% | 0.17% | 0.17% | Q3 2016 | Q3 2016 | 1 |
| Invesco Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
| Myriad Asset Management Ltd. | 1 | 1 | 1.42% | 1.42% | 1.42% | Q3 2016 | Q3 2016 | 1 |
| Western Asset Management Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
| Aequim Alternative Investments LP | 1 | 1 | 3.86% | 3.86% | 3.86% | Q4 2018 | Q4 2018 | 1 |
| ANGELO GORDON & CO., L.P. | 1 | 1 | 0.65% | 0.65% | 0.65% | Q4 2018 | Q4 2018 | 1 |
This page lists all the filers that currently own HERBALIFE LTD or have owned HERBALIFE LTD in the past.