GREAT ELM CAP CORP shareholder history

Current and past GREAT ELM CAP CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 21210.00%0.00%0.00%Q4 2016Q4 202121
MORGAN STANLEY 1730.00%0.00%0.00%Q4 2016Q4 202120
UBS Group AG 1510.00%0.00%0.00%Q4 2016Q4 202118
CSS LLC/IL 1060.00%0.03%0.04%Q2 2017Q4 202116
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 14140.00%0.00%0.00%Q3 2018Q4 202114
TRUST CO OF TOLEDO NA /OH/ 14140.01%0.01%0.02%Q3 2018Q4 202114
Tower Research Capital LLC (TRC) 910.00%0.00%0.00%Q4 2016Q1 202114
Advisor Group, Inc. 13130.00%0.00%0.00%Q4 2016Q4 201913
LADENBURG THALMANN FINANCIAL SERVICES INC. 13130.00%0.00%0.00%Q4 2016Q4 201913
TWO SIGMA INVESTMENTS, LP 13130.00%0.00%0.00%Q4 2018Q4 202113
QUANTUM CAPITAL MANAGEMENT 12120.12%0.78%1.40%Q3 2017Q2 202012
TWO SIGMA ADVISERS, LP 11110.00%0.00%0.00%Q2 2019Q4 202111
Moloney Securities Asset Management, LLC 11110.02%0.04%0.06%Q2 2017Q4 201911
Bulldog Investors, LLP 10100.04%0.85%1.40%Q4 2016Q1 201910
Cove Street Capital, LLC 630.00%0.02%0.04%Q2 2019Q4 20219
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 990.00%0.00%0.00%Q1 2019Q1 20219
ACADIAN ASSET MANAGEMENT LLC 530.00%0.00%0.00%Q2 2018Q4 20218
OSAIC HOLDINGS, INC. 880.00%0.00%0.00%Q1 2020Q4 20218
BANK OF AMERICA CORP /DE/ 610.00%0.00%0.00%Q4 2016Q1 20208
Cambridge Investment Research Advisors, Inc. 770.01%0.01%0.01%Q4 2016Q2 20187
Acuitas Investments, LLC 770.33%0.75%1.75%Q2 2020Q4 20217
Russell Investments Group, Ltd. 660.00%0.00%0.00%Q4 2019Q1 20216
BRIDGEWAY CAPITAL MANAGEMENT, LLC 660.00%0.00%0.00%Q3 2019Q4 20206
Monarch Partners Asset Management LLC 660.05%0.09%0.14%Q4 2018Q1 20206
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 660.16%0.29%0.34%Q4 2018Q1 20206
Alden Global Capital LLC 510.64%4.79%12.72%Q4 2018Q4 20216
Squarepoint Ops LLC 420.00%0.00%0.00%Q2 2019Q4 20216
Quad-Cities Investment Group, LLC 550.00%0.00%0.00%Q3 2018Q3 20195
BASSO CAPITAL MANAGEMENT, L.P. 550.05%0.06%0.08%Q4 2016Q4 20175
JPMORGAN CHASE & CO 410.00%0.00%0.00%Q3 2017Q4 20195
Rockefeller Capital Management L.P. 550.00%0.00%0.00%Q4 2020Q4 20215
SHEPHERD KAPLAN KROCHUK, LLC 550.14%0.15%0.19%Q2 2017Q2 20185
Northern Right Capital Management, L.P. 551.26%1.42%1.73%Q4 2020Q4 20215
Stilwell Value LLC 440.10%0.10%0.11%Q4 2018Q3 20194
OTA Financial Group L.P. 440.23%0.37%0.47%Q4 2018Q3 20194
ROYAL BANK OF CANADA 220.00%0.00%0.00%Q2 2017Q4 20194
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q1 2017Q4 20214
Virtu Financial LLC 210.01%0.01%0.02%Q3 2019Q4 20214
Citadel Advisors 310.00%0.00%0.00%Q2 2020Q4 20214
RIVERNORTH CAPITAL MANAGEMENT, LLC 440.26%0.29%0.32%Q4 2016Q3 20174
SEI INVESTMENTS CO 220.00%0.00%0.00%Q1 2017Q4 20184
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q4 2016Q4 20203
FMR LLC 210.00%0.00%0.00%Q4 2020Q4 20213
Thomas J. Herzfeld Advisors, Inc. 330.46%0.48%0.52%Q1 2019Q3 20193
OXFORD ASSET MANAGEMENT LLP 220.00%0.00%0.00%Q4 2017Q1 20182
Yakira Capital Management, Inc. 110.01%0.04%0.07%Q1 2017Q3 20202
VERUS CAPITAL PARTNERS, LLC 220.01%0.01%0.01%Q4 2019Q1 20202
Creative Planning 110.00%0.00%0.00%Q4 2016Q2 20172
CITIGROUP INC 220.00%0.00%0.00%Q4 2016Q1 20172
MANUFACTURERS LIFE INSURANCE COMPANY, THE 220.00%0.00%0.00%Q4 2016Q1 20172
YorkBridge Wealth Partners, LLC 220.00%0.00%0.00%Q1 2019Q2 20192
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.01%Q1 2017Q2 20172
Independent Advisor Alliance 220.04%0.05%0.06%Q4 2017Q1 20182
Life Planning Partners, Inc 110.00%0.00%0.00%Q4 2021Q4 20211
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q4 2016Q4 20161
Acrospire Investment Management LLC 110.01%0.01%0.01%Q4 2016Q4 20161
MSI Financial Services Inc 110.00%0.00%0.00%Q4 2016Q4 20161
KINGDON CAPITAL MANAGEMENT, L.L.C. 110.29%0.29%0.29%Q3 2017Q3 20171
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2017Q2 20171
Marshall Wace North America L.P. 110.00%0.00%0.00%Q4 2019Q4 20191
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q1 2017Q1 20171
Claraphi Advisory Network, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
MARSHALL WACE, LLP 110.00%0.00%0.00%Q2 2019Q2 20191
Meros Investment Management, LP 110.56%0.56%0.56%Q4 2021Q4 20211
BOOTHBAY FUND MANAGEMENT, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
BlackRock Inc. 110.00%0.00%0.00%Q1 2017Q1 20171
NEXT Financial Group, Inc 110.00%0.00%0.00%Q3 2018Q3 20181
Marathon Trading Investment Management LLC 110.04%0.04%0.04%Q1 2017Q1 20171
Weiss Asset Management LP 110.05%0.05%0.05%Q4 2018Q4 20181
Capital Investment Advisory Services, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
MACQUARIE GROUP LTD 110.00%0.00%0.00%Q4 2018Q4 20181
Segantii Capital Management Ltd 110.02%0.02%0.02%Q1 2017Q1 20171
B. Riley Financial, Inc. 110.14%0.14%0.14%Q4 2018Q4 20181
External links

This page lists all the filers that currently own GREAT ELM CAP CORP or have owned GREAT ELM CAP CORP in the past.