Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 21 |
MORGAN STANLEY | 17 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 20 |
UBS Group AG | 15 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 18 |
CSS LLC/IL | 10 | 6 | 0.00% | 0.03% | 0.04% | Q2 2017 | Q4 2021 | 16 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2021 | 14 |
TRUST CO OF TOLEDO NA /OH/ | 14 | 14 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q4 2021 | 14 |
Tower Research Capital LLC (TRC) | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2021 | 14 |
Advisor Group, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 13 |
TWO SIGMA INVESTMENTS, LP | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2021 | 13 |
QUANTUM CAPITAL MANAGEMENT | 12 | 12 | 0.12% | 0.78% | 1.40% | Q3 2017 | Q2 2020 | 12 |
TWO SIGMA ADVISERS, LP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2021 | 11 |
Moloney Securities Asset Management, LLC | 11 | 11 | 0.02% | 0.04% | 0.06% | Q2 2017 | Q4 2019 | 11 |
Bulldog Investors, LLP | 10 | 10 | 0.04% | 0.85% | 1.40% | Q4 2016 | Q1 2019 | 10 |
Cove Street Capital, LLC | 6 | 3 | 0.00% | 0.02% | 0.04% | Q2 2019 | Q4 2021 | 9 |
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2021 | 9 |
ACADIAN ASSET MANAGEMENT LLC | 5 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2021 | 8 |
OSAIC HOLDINGS, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2021 | 8 |
BANK OF AMERICA CORP /DE/ | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2020 | 8 |
Cambridge Investment Research Advisors, Inc. | 7 | 7 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q2 2018 | 7 |
Acuitas Investments, LLC | 7 | 7 | 0.33% | 0.75% | 1.75% | Q2 2020 | Q4 2021 | 7 |
Russell Investments Group, Ltd. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2020 | 6 |
Monarch Partners Asset Management LLC | 6 | 6 | 0.05% | 0.09% | 0.14% | Q4 2018 | Q1 2020 | 6 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 6 | 6 | 0.16% | 0.29% | 0.34% | Q4 2018 | Q1 2020 | 6 |
Alden Global Capital LLC | 5 | 1 | 0.64% | 4.79% | 12.72% | Q4 2018 | Q4 2021 | 6 |
Squarepoint Ops LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2021 | 6 |
Quad-Cities Investment Group, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
BASSO CAPITAL MANAGEMENT, L.P. | 5 | 5 | 0.05% | 0.06% | 0.08% | Q4 2016 | Q4 2017 | 5 |
JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 5 |
Rockefeller Capital Management L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
SHEPHERD KAPLAN KROCHUK, LLC | 5 | 5 | 0.14% | 0.15% | 0.19% | Q2 2017 | Q2 2018 | 5 |
Northern Right Capital Management, L.P. | 5 | 5 | 1.26% | 1.42% | 1.73% | Q4 2020 | Q4 2021 | 5 |
Stilwell Value LLC | 4 | 4 | 0.10% | 0.10% | 0.11% | Q4 2018 | Q3 2019 | 4 |
OTA Financial Group L.P. | 4 | 4 | 0.23% | 0.37% | 0.47% | Q4 2018 | Q3 2019 | 4 |
ROYAL BANK OF CANADA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2019 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2021 | 4 |
Virtu Financial LLC | 2 | 1 | 0.01% | 0.01% | 0.02% | Q3 2019 | Q4 2021 | 4 |
Citadel Advisors | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2021 | 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.26% | 0.29% | 0.32% | Q4 2016 | Q3 2017 | 4 |
SEI INVESTMENTS CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 4 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2020 | 3 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 3 |
Thomas J. Herzfeld Advisors, Inc. | 3 | 3 | 0.46% | 0.48% | 0.52% | Q1 2019 | Q3 2019 | 3 |
OXFORD ASSET MANAGEMENT LLP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Yakira Capital Management, Inc. | 1 | 1 | 0.01% | 0.04% | 0.07% | Q1 2017 | Q3 2020 | 2 |
VERUS CAPITAL PARTNERS, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2017 | 2 |
CITIGROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
YorkBridge Wealth Partners, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
PRELUDE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2017 | 2 |
Independent Advisor Alliance | 2 | 2 | 0.04% | 0.05% | 0.06% | Q4 2017 | Q1 2018 | 2 |
Life Planning Partners, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
KINGDON CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.29% | 0.29% | 0.29% | Q3 2017 | Q3 2017 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Marshall Wace North America L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
MARSHALL WACE, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Meros Investment Management, LP | 1 | 1 | 0.56% | 0.56% | 0.56% | Q4 2021 | Q4 2021 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Marathon Trading Investment Management LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q1 2017 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2018 | Q4 2018 | 1 |
Capital Investment Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
MACQUARIE GROUP LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Segantii Capital Management Ltd | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
B. Riley Financial, Inc. | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2018 | Q4 2018 | 1 |
External links
This page lists all the filers that currently own GREAT ELM CAP CORP or have owned GREAT ELM CAP CORP in the past.