Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 14 | 14 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Arete Wealth Advisors, LLC | 14 | 14 | 0.48% | 0.88% | 1.24% | Q2 2020 | Q3 2023 | 14 |
ENVESTNET ASSET MANAGEMENT INC | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Private Advisory Group LLC | 14 | 14 | 0.43% | 1.70% | 3.73% | Q2 2020 | Q3 2023 | 14 |
Kovack Advisors, Inc. | 14 | 14 | 0.02% | 0.05% | 0.12% | Q2 2020 | Q3 2023 | 14 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 14 | 14 | 0.00% | 0.01% | 0.02% | Q2 2020 | Q3 2023 | 14 |
THOROUGHBRED FINANCIAL SERVICES, LLC | 14 | 14 | 0.07% | 0.19% | 0.39% | Q2 2020 | Q3 2023 | 14 |
OSAIC HOLDINGS, INC. | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Cambridge Investment Research Advisors, Inc. | 14 | 14 | 0.01% | 0.02% | 0.03% | Q2 2020 | Q3 2023 | 14 |
ROYAL BANK OF CANADA | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
Kestra Advisory Services, LLC | 13 | 13 | 0.02% | 0.04% | 0.07% | Q3 2020 | Q3 2023 | 13 |
COMMONWEALTH EQUITY SERVICES, LLC | 13 | 13 | 0.01% | 0.02% | 0.02% | Q3 2020 | Q3 2023 | 13 |
UBS Group AG | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
D.A. DAVIDSON & CO. | 13 | 13 | 0.01% | 0.02% | 0.06% | Q3 2020 | Q3 2023 | 13 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 13 | 13 | 0.02% | 0.14% | 0.37% | Q3 2020 | Q3 2023 | 13 |
WEDBUSH SECURITIES INC | 13 | 13 | 0.02% | 0.04% | 0.05% | Q3 2020 | Q3 2023 | 13 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 12 | 12 | 0.43% | 0.59% | 0.84% | Q4 2020 | Q3 2023 | 12 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 12 | 12 | 0.01% | 0.07% | 0.13% | Q4 2020 | Q3 2023 | 12 |
WELLS FARGO & COMPANY/MN | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
LPL Financial LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Janney Montgomery Scott LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Invesco Ltd. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 10 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
STIFEL FINANCIAL CORP | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 9 |
OPPENHEIMER & CO INC | 9 | 9 | 0.00% | 0.01% | 0.02% | Q3 2021 | Q3 2023 | 9 |
Penserra Capital Management LLC | 9 | 9 | 0.08% | 0.18% | 0.27% | Q3 2021 | Q3 2023 | 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 7 | 2 | 0.22% | 0.73% | 0.97% | Q1 2021 | Q3 2023 | 9 |
B. Riley Wealth Advisors, Inc. | 7 | 1 | 0.01% | 0.03% | 0.07% | Q2 2020 | Q3 2022 | 8 |
B. Riley Wealth Management, Inc. | 8 | 8 | 0.00% | 0.08% | 0.13% | Q3 2020 | Q2 2022 | 8 |
Matisse Capital | 6 | 2 | 0.07% | 0.30% | 0.58% | Q1 2021 | Q3 2023 | 8 |
JPMORGAN CHASE & CO | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Focused Wealth Management, Inc | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
NovaPoint Capital, LLC | 8 | 8 | 0.07% | 0.08% | 0.10% | Q4 2021 | Q3 2023 | 8 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 2 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q2 2023 | 8 |
Spire Wealth Management | 7 | 1 | 0.00% | 0.03% | 0.07% | Q1 2021 | Q1 2023 | 8 |
EverSource Wealth Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q3 2023 | 8 |
RAYMOND JAMES & ASSOCIATES | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 6 | 1 | 0.04% | 0.52% | 0.81% | Q3 2021 | Q3 2023 | 7 |
COLUMBIA ADVISORY PARTNERS LLC | 7 | 7 | 0.14% | 0.23% | 0.34% | Q1 2022 | Q3 2023 | 7 |
1607 Capital Partners, LLC | 7 | 7 | 0.02% | 0.15% | 0.20% | Q1 2022 | Q3 2023 | 7 |
HERITAGE WEALTH MANAGEMENT, LLC | 4 | 3 | 0.00% | 0.02% | 0.05% | Q1 2021 | Q4 2022 | 7 |
Shaker Financial Services, LLC | 7 | 7 | 0.13% | 0.31% | 0.92% | Q1 2022 | Q3 2023 | 7 |
Oder Investment Management, LLC | 7 | 7 | 1.52% | 1.65% | 1.86% | Q1 2022 | Q3 2023 | 7 |
IFP Advisors, Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Narwhal Capital Management | 7 | 7 | 0.03% | 0.07% | 0.11% | Q1 2021 | Q3 2022 | 7 |
Camelot Portfolios, LLC | 6 | 6 | 0.25% | 0.38% | 0.53% | Q2 2022 | Q3 2023 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.02% | 0.04% | 0.06% | Q2 2022 | Q3 2023 | 6 |
BANK OF AMERICA CORP /DE/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 6 |
Sterling Manor Financial, LLC | 6 | 6 | 2.27% | 2.95% | 3.44% | Q4 2020 | Q1 2022 | 6 |
Logan Stone Capital, LLC | 6 | 6 | 0.28% | 0.75% | 1.65% | Q2 2022 | Q3 2023 | 6 |
Fortitude Advisory Group L.L.C. | 4 | 2 | 0.09% | 0.15% | 0.19% | Q4 2021 | Q3 2023 | 6 |
Advisory Services Network, LLC | 4 | 1 | 0.00% | 0.01% | 0.01% | Q2 2021 | Q3 2023 | 6 |
Arkadios Wealth Advisors | 6 | 6 | 0.02% | 0.05% | 0.06% | Q4 2020 | Q1 2022 | 6 |
Relative Value Partners Group, LLC | 6 | 6 | 0.05% | 0.14% | 0.22% | Q2 2022 | Q3 2023 | 6 |
Raymond James Financial Services Advisors, Inc. | 6 | 6 | 0.00% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
Ameritas Advisory Services, LLC | 6 | 6 | 0.01% | 0.14% | 0.23% | Q4 2021 | Q1 2023 | 6 |
AXXCESS WEALTH MANAGEMENT, LLC | 5 | 5 | 0.09% | 0.13% | 0.15% | Q4 2021 | Q4 2022 | 5 |
Saba Capital Management, L.P. | 4 | 1 | 0.01% | 0.05% | 0.08% | Q2 2022 | Q3 2023 | 5 |
Atria Wealth Solutions, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
CoreCap Advisors, LLC | 5 | 5 | 0.05% | 0.06% | 0.08% | Q4 2021 | Q4 2022 | 5 |
Ignite Planners, LLC | 5 | 5 | 0.09% | 0.34% | 0.88% | Q4 2021 | Q4 2022 | 5 |
Rise Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
ACG Wealth | 4 | 1 | 0.00% | 0.05% | 0.09% | Q2 2020 | Q2 2022 | 5 |
20/20 Capital Management, Inc. | 5 | 5 | 0.42% | 0.63% | 0.83% | Q2 2020 | Q2 2021 | 5 |
SIT INVESTMENT ASSOCIATES INC | 4 | 4 | 0.09% | 0.15% | 0.26% | Q4 2022 | Q3 2023 | 4 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2022 | 4 |
TRUIST FINANCIAL CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
Elequin Capital, LP | 4 | 4 | 0.01% | 0.04% | 0.13% | Q4 2022 | Q3 2023 | 4 |
US BANCORP \DE\ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2023 | 4 |
TFB Advisors LLC | 4 | 4 | 0.83% | 1.43% | 2.15% | Q4 2022 | Q3 2023 | 4 |
Geneos Wealth Management Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Bullseye Investment Management, LLC | 4 | 4 | 0.96% | 1.87% | 2.37% | Q4 2022 | Q3 2023 | 4 |
Cetera Investment Advisers | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Insight Advisors, LLC/ PA | 4 | 4 | 0.08% | 0.10% | 0.11% | Q4 2022 | Q3 2023 | 4 |
KENNEDY INVESTMENT GROUP | 4 | 4 | 7.21% | 7.97% | 8.59% | Q4 2022 | Q3 2023 | 4 |
Pekin Hardy Strauss, Inc. | 4 | 4 | 0.06% | 0.07% | 0.08% | Q4 2022 | Q3 2023 | 4 |
WealthPLAN Partners, LLC | 2 | 2 | 0.01% | 0.03% | 0.05% | Q2 2020 | Q2 2023 | 4 |
Ameritas Investment Company, LLC | 3 | 3 | 0.14% | 0.24% | 0.42% | Q4 2020 | Q2 2021 | 3 |
Sunbelt Securities, Inc. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Glass Jacobson Investment Advisors llc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
Almitas Capital LLC | 2 | 1 | 0.11% | 0.28% | 0.44% | Q2 2022 | Q1 2023 | 3 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 3 |
Castle Rock Wealth Management, LLC | 3 | 3 | 1.23% | 1.54% | 1.95% | Q2 2020 | Q4 2020 | 3 |
Snowden Capital Advisors LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q2 2022 | 3 |
WINTRUST INVESTMENTS LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q3 2023 | 3 |
ADVENT CAPITAL MANAGEMENT /DE/ | 3 | 3 | 0.04% | 0.04% | 0.05% | Q1 2023 | Q3 2023 | 3 |
Prime Capital Investment Advisors, LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
Atlas Wealth LLC | 3 | 3 | 0.06% | 0.23% | 0.37% | Q1 2023 | Q3 2023 | 3 |
Walkner Condon Financial Advisors LLC | 3 | 3 | 0.78% | 1.08% | 1.50% | Q2 2020 | Q4 2020 | 3 |
U.S. Capital Wealth Advisors, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q4 2022 | 3 |
AQR Arbitrage LLC | 3 | 3 | 0.01% | 0.04% | 0.07% | Q1 2023 | Q3 2023 | 3 |
First Heartland Consultants, Inc. | 2 | 2 | 0.04% | 0.04% | 0.04% | Q3 2020 | Q4 2020 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.02% | 0.03% | Q4 2022 | Q3 2023 | 2 |
Catalyst Wealth Management, LLC | 2 | 2 | 1.26% | 1.32% | 1.39% | Q4 2022 | Q1 2023 | 2 |
Cresset Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Bulldog Investors, LLP | 2 | 2 | 0.14% | 0.20% | 0.27% | Q2 2023 | Q3 2023 | 2 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
WHITTIER TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 2 |
Apollon Wealth Management, LLC | 2 | 2 | 0.05% | 0.06% | 0.06% | Q2 2023 | Q3 2023 | 2 |
METEORA CAPITAL, LLC | 1 | 1 | 0.11% | 0.18% | 0.25% | Q4 2022 | Q3 2023 | 2 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 2 |
BlackRock Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
MGO Private Wealth, LLC | 2 | 2 | 0.11% | 0.11% | 0.11% | Q3 2022 | Q4 2022 | 2 |
EPG Wealth Management LLC | 2 | 2 | 0.10% | 0.10% | 0.10% | Q1 2022 | Q2 2022 | 2 |
Patriot Financial Group Insurance Agency, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
True Capital Management | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2022 | Q4 2022 | 1 |
Moser Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2022 | Q4 2022 | 1 |
Perigon Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
GTS SECURITIES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q1 2023 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
M Holdings Securities, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
BESSEMER GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Raleigh Capital Management Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
TRANSCEND CAPITAL ADVISORS, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q4 2021 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2022 | Q2 2022 | 1 |
External links
This page lists all the filers that currently own FIRST TR HIGH YIELD OPPRT 20 or have owned FIRST TR HIGH YIELD OPPRT 20 in the past.