FIRST TR EXCH TRD ALPHA FD I shareholder history

Current and past FIRST TR EXCH TRD ALPHA FD I shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 42420.00%0.01%0.02%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.01%Q2 2013Q3 202342
RAYMOND JAMES & ASSOCIATES 42420.00%0.02%0.11%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.02%0.06%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.03%0.06%Q2 2013Q3 202342
ROYAL BANK OF CANADA 41410.00%0.00%0.01%Q3 2013Q3 202341
SignalPoint Asset Management, LLC 41410.22%0.53%1.11%Q3 2013Q3 202341
CITIGROUP INC 40400.00%0.00%0.02%Q4 2013Q3 202340
Janney Montgomery Scott LLC 29110.00%0.02%0.05%Q3 2013Q3 202340
D.A. DAVIDSON & CO. 39390.01%0.03%0.07%Q1 2014Q3 202339
STIFEL FINANCIAL CORP 38380.00%0.00%0.02%Q2 2014Q3 202338
IMA Wealth, Inc. 3610.01%0.47%1.94%Q2 2014Q3 202337
Cambridge Investment Research Advisors, Inc. 26110.01%0.01%0.05%Q2 2014Q3 202337
UBS Group AG 36360.00%0.01%0.02%Q4 2014Q3 202336
JANE STREET GROUP, LLC 2010.00%0.01%0.04%Q1 2014Q3 202336
US BANCORP \DE\ 2510.00%0.00%0.01%Q4 2013Q3 202336
Raymond James Financial Services Advisors, Inc. 2310.01%0.03%0.12%Q4 2013Q3 202336
STEPHENS INC /AR/ 2330.01%0.03%0.12%Q2 2013Q1 202234
ENVESTNET ASSET MANAGEMENT INC 21120.00%0.01%0.03%Q4 2013Q3 202333
JPMORGAN CHASE & CO 2810.00%0.00%0.00%Q2 2013Q3 202333
IFP Advisors, Inc 17140.00%0.06%0.18%Q4 2015Q3 202331
Cetera Advisor Networks LLC 2650.01%0.03%0.12%Q3 2015Q3 202331
BENJAMIN F. EDWARDS & COMPANY, INC. 2810.00%0.02%0.05%Q2 2015Q3 202330
Winslow, Evans & Crocker, Inc. 29290.00%0.06%0.22%Q4 2013Q4 202029
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1010.00%0.00%0.01%Q2 2013Q3 202329
Cetera Advisors LLC 1120.01%0.04%0.23%Q2 2014Q3 202329
OPPENHEIMER & CO INC 27270.01%0.03%0.06%Q1 2014Q3 202027
AlphaMark Advisors, LLC 2430.01%0.01%0.04%Q4 2016Q3 202327
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2510.00%0.00%0.01%Q2 2014Q3 202327
PNC FINANCIAL SERVICES GROUP, INC. 2610.00%0.00%0.00%Q3 2014Q2 202127
MML INVESTORS SERVICES, LLC 26260.00%0.02%0.07%Q2 2017Q3 202326
First Allied Advisory Services, Inc. 26260.01%0.10%0.26%Q2 2014Q3 202026
Steward Partners Investment Advisory, LLC 1880.00%0.01%0.04%Q1 2017Q3 202326
Citadel Advisors 910.00%0.00%0.01%Q3 2014Q3 202325
LADENBURG THALMANN FINANCIAL SERVICES INC. 24240.00%0.01%0.02%Q1 2014Q4 201924
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.01%0.02%Q4 2017Q3 202324
FLOW TRADERS U.S. LLC 610.02%0.05%0.22%Q2 2014Q1 202323
WINTRUST INVESTMENTS LLC 23230.02%0.53%0.99%Q2 2016Q4 202123
Snowden Capital Advisors LLC 1480.03%0.09%0.16%Q1 2018Q3 202322
NEXT Financial Group, Inc 1110.00%0.02%0.06%Q2 2014Q4 202122
StoneX Group Inc. 1930.08%0.31%0.65%Q2 2017Q3 202322
Burt Wealth Advisors 22220.01%0.02%0.03%Q4 2014Q1 202022
First Heartland Consultants, Inc. 12100.05%0.21%0.68%Q2 2013Q3 202122
Geneos Wealth Management Inc. 1620.00%0.00%0.01%Q1 2016Q3 202322
Global Retirement Partners, LLC 1470.00%0.01%0.02%Q4 2016Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.01%0.06%0.13%Q3 2018Q3 202321
American Portfolios Advisors 20200.00%0.01%0.08%Q4 2017Q3 202220
M&T BANK CORP 20200.00%0.00%0.00%Q1 2015Q4 201920
Sigma Planning Corp 1710.01%0.05%0.08%Q1 2015Q1 202320
Cedar Brook Financial Partners, LLC 1540.06%0.15%0.34%Q4 2018Q3 202319
BB&T SECURITIES, LLC 1180.01%0.02%0.03%Q4 2013Q3 201919
Cetera Investment Advisers 1270.01%0.04%0.09%Q4 2017Q3 202319
Parallax Volatility Advisers, L.P. 19190.00%0.00%0.00%Q4 2014Q2 201919
AMERIPRISE FINANCIAL INC 1610.00%0.00%0.01%Q4 2013Q1 202218
FIFTH THIRD BANCORP 1420.00%0.00%0.00%Q2 2014Q1 202118
Financial Gravity Asset Management, Inc. 810.00%0.02%0.06%Q1 2018Q3 202318
CWM, LLC 1080.00%0.00%0.00%Q1 2019Q3 202318
HL FINANCIAL SERVICES LLC 1170.01%0.01%0.03%Q1 2014Q1 201918
CREATIVE FINANCIAL DESIGNS INC /ADV 1120.00%0.01%0.05%Q4 2016Q3 202317
Prospera Financial Services Inc 1020.00%0.10%0.38%Q2 2013Q2 202217
OLD MISSION CAPITAL LLC 810.01%0.07%0.31%Q2 2015Q3 202317
RFG Advisory, LLC 810.01%0.05%0.25%Q3 2018Q3 202317
HighTower Advisors, LLC 16160.00%0.00%0.00%Q1 2018Q4 202116
1776 Wealth LLC 16160.21%0.28%0.38%Q4 2019Q3 202316
AVANTAX ADVISORY SERVICES, INC. 16160.02%0.05%0.09%Q4 2019Q3 202316
Brinker Capital Investments, LLC 920.00%0.42%0.98%Q3 2016Q1 202216
AE Wealth Management LLC 1410.01%0.01%0.01%Q4 2019Q3 202315
Financial Advocates Investment Management 1320.03%0.09%0.16%Q2 2018Q1 202215
Advisor Group, Inc. 15150.03%0.04%0.07%Q2 2016Q4 201915
BENJAMIN EDWARDS INC 15150.01%0.07%0.15%Q1 2020Q3 202315
OSAIC HOLDINGS, INC. 15150.01%0.02%0.02%Q1 2020Q3 202315
Mutual Advisors, LLC 920.01%0.02%0.04%Q3 2019Q3 202314
MSI Financial Services Inc 14140.00%0.09%0.37%Q3 2013Q4 201614
Orion Portfolio Solutions, LLC 1030.00%0.06%0.10%Q4 2019Q3 202313
Walkner Condon Financial Advisors LLC 850.06%0.20%0.38%Q4 2019Q1 202313
KESTRA PRIVATE WEALTH SERVICES, LLC 13130.03%0.12%0.21%Q3 2020Q3 202313
WFG Advisors, LP 13130.00%0.03%0.05%Q2 2014Q2 201713
Kestra Advisory Services, LLC 13130.01%0.01%0.02%Q3 2020Q3 202313
HARBOR INVESTMENT ADVISORY, LLC 13130.01%0.02%0.02%Q4 2019Q4 202213
Rockefeller Capital Management L.P. 1110.00%0.00%0.00%Q2 2018Q4 202212
Commonwealth Equity Services, Inc 12120.01%0.02%0.02%Q4 2014Q3 201712
TUCKER ASSET MANAGEMENT LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
Freedom Investment Management, Inc. 12120.02%0.04%0.06%Q1 2019Q4 202112
Tower Research Capital LLC (TRC) 610.00%0.00%0.00%Q1 2016Q3 202312
PRIVATE TRUST CO NA 530.02%0.06%0.09%Q4 2013Q3 202312
SOA Wealth Advisors, LLC. 12120.00%0.00%0.00%Q4 2020Q3 202312
SECURITY NATIONAL TRUST CO 12120.02%0.04%0.06%Q3 2014Q2 201712
Kovack Advisors, Inc. 840.03%0.08%0.17%Q2 2017Q2 202312
Bank of New York Mellon Corp 1020.00%0.00%0.00%Q4 2018Q3 202312
IHT Wealth Management, LLC 610.01%0.07%0.15%Q4 2016Q2 202311
WASHINGTON TRUST Co 11110.00%0.00%0.00%Q1 2021Q3 202311
Strategic Blueprint, LLC 11110.02%0.10%0.24%Q4 2020Q2 202311
AMERICAN INTERNATIONAL GROUP, INC. 11110.00%0.02%0.06%Q3 2013Q1 201611
Sunbelt Securities, Inc. 410.00%0.08%0.23%Q4 2016Q3 202311
Private Advisor Group, LLC 1010.00%0.01%0.02%Q3 2017Q2 202011
GPS Wealth Strategies Group, LLC 730.00%0.00%0.00%Q1 2021Q3 202310
Ballew Advisors, Inc 910.21%0.23%0.30%Q4 2017Q2 202010
Integrated Wealth Concepts LLC 10100.02%0.06%0.12%Q2 2021Q3 202310
REGIONS FINANCIAL CORP 820.00%0.00%0.00%Q3 2013Q1 201610
Wagner Wealth Management, LLC 420.01%0.19%0.51%Q4 2017Q3 202210
FMR LLC 210.00%0.00%0.00%Q3 2018Q3 202310
HOWE & RUSLING INC 10100.00%0.10%0.19%Q2 2017Q3 201910
INVESTMENT CENTERS OF AMERICA INC 10100.02%0.04%0.10%Q1 2015Q2 201710
Lloyd Advisory Services, LLC. 10100.00%0.01%0.01%Q4 2019Q1 202210
Holistic Financial Partners 10101.32%2.75%3.94%Q4 2017Q1 202010
Risk Paradigm Group, LLC 820.53%0.76%1.01%Q1 2015Q2 201810
HARBOUR INVESTMENTS, INC. 640.01%0.06%0.19%Q1 2021Q3 202310
Spire Wealth Management 640.00%0.01%0.02%Q1 2021Q3 202310
FLAGSHIP HARBOR ADVISORS, LLC 10100.01%0.01%0.02%Q2 2018Q3 202010
Pinnacle Family Advisors, LLC 990.14%0.21%0.33%Q4 2020Q4 20229
Yorktown Management & Research Co Inc 990.04%0.05%0.07%Q4 2014Q4 20169
RAYMOND JAMES TRUST N.A. 990.01%0.02%0.03%Q2 2018Q2 20209
Shamrock Asset Management LLC 630.01%0.94%1.71%Q1 2014Q2 20189
RPg Family Wealth Advisory, LLC 630.02%0.12%0.32%Q4 2016Q3 20239
IFG Advisory, LLC 990.02%0.04%0.05%Q1 2021Q1 20239
Vontobel Holding Ltd. 990.00%0.03%0.05%Q3 2021Q3 20239
HYA Advisors, Inc 810.09%0.12%0.15%Q4 2019Q2 20229
MANUFACTURERS LIFE INSURANCE COMPANY, THE 710.00%0.00%0.01%Q1 2016Q4 20189
STRATEGY ASSET MANAGERS LLC 810.10%0.12%0.14%Q4 2019Q1 20229
TRUIST FINANCIAL CORP 990.00%0.00%0.00%Q4 2019Q4 20219
Zurich Insurance Group Ltd/FI 880.00%0.03%0.08%Q3 2017Q2 20198
SG Americas Securities, LLC 410.01%0.04%0.08%Q3 2014Q4 20188
Keystone Financial Group 880.07%0.15%0.23%Q1 2018Q4 20198
Ashfield Capital Partners, LLC 510.02%0.03%0.05%Q2 2014Q3 20188
Virtue Capital Management, LLC 710.04%0.06%0.14%Q3 2021Q3 20238
PFG Advisors 880.02%0.03%0.04%Q4 2021Q3 20238
DFPG INVESTMENTS, LLC 880.13%0.46%0.75%Q4 2018Q3 20208
Ameritas Investment Company, LLC 320.01%0.05%0.15%Q4 2018Q3 20218
Kowal Investment Group, LLC 880.07%0.14%0.22%Q4 2020Q3 20228
Koshinski Asset Management, Inc. 310.01%0.05%0.08%Q3 2017Q1 20228
SMITH, MOORE & CO. 880.07%0.07%0.09%Q1 2018Q4 20198
BECK CAPITAL MANAGEMENT, LLC 531.09%1.65%2.97%Q4 2013Q2 20188
HFG Advisors, Inc. 880.38%0.44%0.53%Q4 2021Q3 20238
Gladstone Institutional Advisory LLC 520.01%0.02%0.03%Q2 2021Q2 20237
BlackRock Inc. 410.00%0.00%0.00%Q1 2019Q2 20237
COMERICA SECURITIES INC 320.05%0.17%0.30%Q1 2014Q2 20167
CREDIT SUISSE AG/ 310.00%0.00%0.00%Q4 2013Q2 20167
SUNTRUST BANKS INC 770.00%0.00%0.01%Q1 2016Q3 20177
Avestar Capital, LLC 770.05%0.32%0.98%Q4 2017Q2 20197
Simplicity Solutions, LLC 310.01%0.02%0.05%Q1 2018Q4 20207
Atria Wealth Solutions, Inc. 770.01%0.01%0.02%Q1 2022Q3 20237
Gradient Investments LLC 770.00%0.00%0.00%Q4 2019Q2 20217
ARVEST TRUST CO N A 770.97%1.13%1.51%Q4 2021Q2 20237
Glassman Wealth Services 770.05%0.06%0.07%Q1 2017Q3 20187
Stratos Wealth Partners, LTD. 520.01%0.03%0.05%Q3 2017Q3 20237
Southland Equity Partners LLC 610.08%0.14%0.23%Q4 2020Q1 20237
WEDBUSH SECURITIES INC 330.01%0.03%0.07%Q1 2014Q4 20216
TRUSTCORE FINANCIAL SERVICES, LLC 660.01%0.03%0.04%Q1 2019Q2 20206
Sowell Financial Services LLC 660.01%0.01%0.01%Q4 2019Q1 20216
Eudaimonia Partners, LLC 660.02%0.02%0.03%Q4 2019Q1 20216
Westside Investment Management, Inc. 660.01%0.01%0.01%Q2 2017Q3 20186
Treasure Coast Financial Planning 660.18%0.27%0.56%Q4 2021Q1 20236
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
Certified Advisory Corp 510.00%0.00%0.00%Q2 2019Q1 20216
BANK OF MONTREAL /CAN/ 410.00%0.00%0.00%Q2 2014Q2 20236
VisionPoint Advisory Group, LLC 660.09%0.15%0.22%Q4 2018Q1 20206
Arvest Bank Trust Division 660.38%0.97%1.53%Q2 2020Q3 20216
Premia Global Advisors, LLC 660.03%4.69%8.71%Q1 2018Q2 20196
Covington Capital Management 660.01%0.01%0.01%Q2 2021Q3 20226
Kingsview Wealth Management, LLC 410.03%0.12%0.26%Q4 2017Q1 20216
Baird Financial Group, Inc. 310.00%0.00%0.01%Q2 2015Q4 20216
Quad-Cities Investment Group, LLC 660.02%0.03%0.04%Q2 2018Q3 20196
Avior Wealth Management, LLC 330.00%0.01%0.02%Q1 2022Q3 20236
Placemark Investments, Inc. 660.01%0.03%0.04%Q2 2013Q3 20146
MARINER INDEPENDENT ADVISOR NETWORK, LLC 660.03%0.04%0.05%Q4 2018Q1 20206
S.C. Financial Services, Inc. 550.31%0.76%1.24%Q4 2021Q4 20225
DB Wealth Management Group, LLC 550.00%0.00%0.01%Q4 2020Q4 20215
Holloway Wealth Management, LLC 550.10%0.12%0.14%Q1 2021Q1 20225
FineMark National Bank & Trust 550.00%0.00%0.00%Q4 2013Q4 20145
BAIRD ROBERT W & CO INC /WI/ 550.00%0.03%0.09%Q3 2013Q3 20145
UBS AG 550.00%0.03%0.05%Q3 2013Q3 20145
DEUTSCHE BANK AG\ 320.00%0.00%0.00%Q1 2014Q2 20195
BREITER CAPITAL MANAGEMENT INC 311.10%1.88%2.19%Q4 2017Q3 20205
Ameritas Advisory Services, LLC 410.01%0.04%0.08%Q4 2021Q1 20235
Coppell Advisory Solutions LLC 410.50%0.64%0.92%Q4 2020Q3 20235
MONEY CONCEPTS CAPITAL CORP 410.00%0.00%0.01%Q1 2021Q4 20225
Colonial River Wealth Management, LLC 550.18%0.25%0.37%Q4 2021Q4 20225
FSB PREMIER WEALTH MANAGEMENT, INC. 410.10%0.13%0.17%Q4 2020Q1 20225
F-Squared Investment Management, LLC 554.94%6.45%7.85%Q3 2013Q3 20145
CoreCap Advisors, LLC 550.00%0.07%0.12%Q4 2021Q4 20225
Renaissance Technologies 310.00%0.00%0.00%Q4 2017Q1 20205
Pitti Group Wealth Management, LLC 320.25%0.59%1.81%Q4 2021Q1 20235
Clarus Wealth Advisors 550.02%0.09%0.16%Q2 2018Q2 20195
Clearview Wealth Advisors LLC 550.01%0.01%0.01%Q4 2020Q4 20215
Global Financial Private Capital, Inc 550.01%0.02%0.02%Q3 2017Q3 20185
BANK OF NOVA SCOTIA 320.00%0.03%0.04%Q4 2017Q2 20195
TWO SIGMA SECURITIES, LLC 110.00%0.01%0.01%Q2 2018Q1 20224
Realta Investment Advisors 440.02%0.02%0.03%Q1 2019Q4 20194
Farther Finance Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Wealthcare Advisory Partners LLC 310.00%0.02%0.03%Q1 2020Q1 20214
Silicon Valley Capital Partners 440.00%0.00%0.00%Q4 2022Q3 20234
FIRST MANHATTAN CO. LLC. 440.00%0.00%0.00%Q2 2019Q1 20204
Salient Private Client, LLC 440.09%0.10%0.10%Q4 2017Q3 20184
Clearstead Advisors, LLC 440.01%0.01%0.01%Q4 2021Q3 20224
UNITED CAPITAL FINANCIAL ADVISORS, LLC 440.01%0.01%0.01%Q1 2015Q4 20154
LEVEL FOUR ADVISORY SERVICES, LLC 310.02%0.02%0.02%Q2 2019Q3 20234
B. Riley Wealth Advisors, Inc. 210.02%0.03%0.03%Q4 2017Q2 20194
CALTON & ASSOCIATES, INC. 440.04%0.05%0.05%Q4 2020Q3 20214
NAVELLIER & ASSOCIATES INC 440.05%0.25%0.80%Q4 2012Q3 20134
ASSETMARK, INC 210.00%0.00%0.00%Q4 2016Q3 20234
Mainsail Financial Group, LLC 440.95%1.03%1.11%Q4 2022Q3 20234
CENTAURUS FINANCIAL, INC. 220.02%0.03%0.04%Q2 2018Q4 20214
Belpointe Asset Management LLC 220.00%0.00%0.01%Q4 2021Q1 20234
Legacy Capital Wealth Partners, LLC 440.18%3.71%5.23%Q1 2022Q4 20224
Cornerstone Wealth Management, LLC 210.05%0.12%0.24%Q1 2016Q4 20204
Accel Wealth Management 440.01%0.01%0.02%Q4 2020Q3 20214
Beaumont Financial Partners, LLC 210.03%0.15%0.26%Q2 2014Q1 20164
IAMS WEALTH MANAGEMENT, LLC 440.45%0.54%0.64%Q4 2022Q3 20234
Johnson Financial Group, Inc. 440.00%0.00%0.00%Q1 2015Q4 20154
Creative Planning 210.00%0.00%0.01%Q1 2014Q1 20164
Capital Investment Advisory Services, LLC 440.00%0.00%0.00%Q4 2018Q3 20194
SRS Capital Advisors, Inc. 210.00%0.00%0.00%Q3 2018Q2 20193
Concorde Asset Management, LLC 210.12%0.16%0.21%Q3 2018Q2 20193
Cape Investment Advisory, Inc. 330.01%0.01%0.01%Q1 2023Q3 20233
Sterling Manor Financial, LLC 332.08%4.19%5.46%Q1 2021Q3 20213
SYNOVUS FINANCIAL CORP 330.00%0.01%0.02%Q4 2019Q2 20203
WOODWARD DIVERSIFIED CAPITAL, LLC 330.14%0.52%0.75%Q3 2021Q1 20223
OneAscent Financial Services LLC 330.10%0.11%0.15%Q1 2023Q3 20233
Vontobel Swiss Wealth Advisors AG 330.14%0.14%0.15%Q4 2020Q2 20213
Gateway Wealth Partners, LLC 330.03%0.06%0.08%Q1 2023Q3 20233
ICA Group Wealth Management, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Equitable Holdings, Inc. 210.00%0.01%0.02%Q3 2021Q3 20233
Good Life Advisors, LLC 330.11%0.23%0.29%Q4 2017Q2 20183
M&R CAPITAL MANAGEMENT INC 330.00%0.00%0.00%Q2 2018Q4 20183
Csenge Advisory Group 110.00%0.05%0.07%Q3 2018Q1 20223
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 210.10%0.16%0.28%Q1 2022Q4 20223
Icon Wealth Partners, LLC 110.00%0.00%0.00%Q4 2017Q1 20193
TRANSCEND CAPITAL ADVISORS, LLC 330.02%0.02%0.03%Q3 2021Q1 20223
Vishria Bird Financial Group, LLC 334.40%5.35%6.01%Q2 2018Q4 20183
First Horizon Advisors, Inc. 210.00%0.02%0.05%Q3 2013Q1 20223
IFC Holdings Incorporated/FL 330.09%0.16%0.23%Q2 2017Q4 20173
Advisory Services Network, LLC 210.00%0.00%0.00%Q4 2018Q1 20233
STRINGER ASSET MANAGEMENT, LLC 335.73%6.12%6.69%Q4 2013Q2 20143
Walker Asset Management, LLC 210.15%0.16%0.18%Q1 2023Q4 20233
MGO ONE SEVEN LLC 210.02%0.03%0.04%Q4 2017Q4 20183
Acorn Wealth Advisors, LLC 330.04%0.04%0.04%Q4 2017Q2 20183
MERCER GLOBAL ADVISORS INC /ADV 210.00%0.00%0.00%Q4 2022Q3 20233
RELIANCE TRUST CO OF DELAWARE 330.06%0.12%0.17%Q3 2018Q1 20193
ABLE Financial Group, LLC 330.17%0.21%0.25%Q1 2023Q3 20233
SANDERS MORRIS HARRIS LLC 330.14%0.70%1.60%Q1 2016Q3 20163
Private Portfolio Partners LLC 330.07%0.08%0.08%Q1 2023Q3 20233
HAYS ADVISORY LLC 331.14%1.18%1.21%Q2 2013Q4 20133
NewEdge Wealth, LLC 330.01%0.02%0.02%Q1 2023Q3 20233
QUADRANT CAPITAL GROUP LLC 210.00%0.00%0.00%Q2 2020Q3 20213
SEI INVESTMENTS CO 210.00%0.00%0.00%Q3 2015Q2 20183
Trilogy Capital Inc. 330.00%0.00%0.00%Q1 2018Q3 20183
HM PAYSON & CO 210.00%0.00%0.01%Q4 2015Q3 20193
Arkadios Wealth Advisors 330.01%0.01%0.01%Q1 2021Q3 20213
Jaffetilchin Investment Partners, LLC 220.13%0.13%0.14%Q1 2019Q2 20192
Financial Gravity Companies, Inc. 110.01%0.01%0.01%Q1 2018Q4 20182
EPG Wealth Management LLC 220.02%0.03%0.03%Q4 2019Q1 20202
Coppell Advisory Solutions Corp. 220.50%0.59%0.68%Q4 2022Q1 20232
Ausdal Financial Partners, Inc. 110.00%0.02%0.04%Q4 2015Q1 20222
Worth Asset Management, LLC 220.01%0.02%0.02%Q1 2022Q2 20222
Clal Insurance Enterprises Holdings Ltd 220.00%0.00%0.00%Q4 2014Q1 20152
FOUNDERS FINANCIAL SECURITIES LLC 220.06%0.06%0.06%Q4 2020Q1 20212
Accuvest Global Advisors 220.24%0.24%0.25%Q2 2014Q3 20142
WealthShield Partners, LLC 220.00%0.00%0.00%Q1 2021Q2 20212
SILVER OAK SECURITIES, INCORPORATED 220.04%0.04%0.04%Q4 2022Q1 20232
Dunhill Financial, LLC 225.23%5.54%5.86%Q2 2023Q3 20232
GOLDMAN SACHS GROUP INC 220.00%0.00%0.00%Q3 2014Q4 20142
VERUS CAPITAL PARTNERS, LLC 220.04%0.09%0.15%Q4 2019Q1 20202
BARCLAYS PLC 220.00%0.00%0.00%Q2 2021Q3 20212
Bartlett & Co. LLC 220.00%0.00%0.00%Q4 2016Q1 20172
OLIVER LAGORE VANVALIN INVESTMENT GROUP 220.01%0.01%0.01%Q2 2023Q3 20232
MANAGED ACCOUNT ADVISORS LLC 220.00%0.00%0.00%Q1 2015Q2 20152
NewEdge Advisors, LLC 220.00%0.00%0.00%Q4 2022Q1 20232
PARK AVENUE SECURITIES LLC 220.01%0.01%0.01%Q2 2023Q3 20232
Apollon Wealth Management, LLC 220.01%0.02%0.02%Q4 2021Q1 20222
ACG Wealth 221.12%1.39%1.66%Q1 2014Q2 20142
Whitnell & Co. 110.00%0.00%0.01%Q3 2014Q4 20172
SPC Financial, Inc. 220.14%0.16%0.17%Q2 2018Q3 20182
FIRST TRUST ADVISORS LP 220.07%0.07%0.07%Q4 2020Q1 20212
Transamerica Financial Advisors, Inc. 220.15%0.16%0.16%Q4 2020Q1 20212
Lucia Wealth Services, LLC 220.09%0.17%0.25%Q4 2019Q1 20202
Virtu KCG Holdings LLC 220.01%0.01%0.01%Q4 2016Q1 20172
THRIVENT FINANCIAL FOR LUTHERANS 220.00%0.01%0.02%Q2 2019Q3 20192
Advisor Resource Council 220.02%0.05%0.07%Q4 2021Q1 20222
GREAT VALLEY ADVISOR GROUP, INC. 110.01%0.01%0.01%Q2 2022Q4 20222
Jefferies Group LLC 110.01%0.01%0.01%Q3 2013Q3 20131
CAPTRUST FINANCIAL ADVISORS 110.00%0.00%0.00%Q2 2018Q2 20181
Verition Fund Management LLC 110.03%0.03%0.03%Q2 2016Q2 20161
MORGAN JESS S & CO INC 113.25%3.25%3.25%Q4 2019Q4 20191
Edge Advisors, LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Valeo Financial Advisors, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Legacy Private Trust Co. 110.05%0.05%0.05%Q4 2017Q4 20171
Fieldpoint Private Securities, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Regal Investment Advisors LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Householder Group Estate & Retirement Specialist, LLC 110.27%0.27%0.27%Q1 2023Q1 20231
Total Clarity Wealth Management, Inc. 110.00%0.00%0.00%Q2 2022Q2 20221
Oakworth Capital, Inc. 110.00%0.00%0.00%Q3 2020Q3 20201
Jane Street Holding, LLC 110.01%0.01%0.01%Q2 2013Q2 20131
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
tru Independence LLC 110.00%0.00%0.00%Q4 2019Q4 20191
DHJJ Financial Advisors, Ltd. 110.02%0.02%0.02%Q3 2023Q3 20231
Archford Capital Strategies, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
WBI INVESTMENTS, LLC 110.12%0.12%0.12%Q2 2018Q2 20181
GUGGENHEIM CAPITAL LLC 110.00%0.00%0.00%Q4 2016Q4 20161
KWMG, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
LINCOLN NATIONAL CORP 110.01%0.01%0.01%Q4 2017Q4 20171
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q2 2021Q2 20211
Bedel Financial Consulting, Inc. 110.00%0.00%0.00%Q4 2018Q4 20181
AdvisorNet Financial, Inc 110.00%0.00%0.00%Q3 2018Q3 20181
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2021Q2 20211
Kore Private Wealth LLC 110.00%0.00%0.00%Q4 2018Q4 20181
WEALTHFRONT Corp 110.00%0.00%0.00%Q1 2015Q1 20151
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q3 2023Q3 20231
ARS Wealth Advisors Group, LLC 110.04%0.04%0.04%Q2 2022Q2 20221
True Link Financial Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
1900 WEALTH MANAGEMENT LLC 110.05%0.05%0.05%Q2 2021Q2 20211
Grove Bank & Trust 110.03%0.03%0.03%Q4 2015Q4 20151
Formidable Asset Management, LLC 110.10%0.10%0.10%Q1 2019Q1 20191
FEDERATED HERMES, INC. 110.00%0.00%0.00%Q2 2014Q2 20141
FNY Managed Accounts LLC 110.28%0.28%0.28%Q3 2014Q3 20141
NATIONAL PLANNING CORP 110.03%0.03%0.03%Q3 2017Q3 20171
Clearwater Capital Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Beacon Financial Advisory LLC 110.40%0.40%0.40%Q4 2019Q4 20191
Meridian Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
NEW ENGLAND SECURITIES CORP /MA/ 110.08%0.08%0.08%Q2 2014Q2 20141
HHM Wealth Advisors, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Western Wealth Management, LLC 110.04%0.04%0.04%Q4 2019Q4 20191
Waterloo Capital, L.P. 110.10%0.10%0.10%Q3 2023Q3 20231
Independent Advisor Alliance 110.01%0.01%0.01%Q4 2019Q4 20191
TFG Advisers LLC 110.07%0.07%0.07%Q4 2019Q4 20191
Baker Avenue Asset Management, LP 111.51%1.51%1.51%Q2 2014Q2 20141
Envestnet Portfolio Solutions, Inc. 110.00%0.00%0.00%Q3 2023Q3 20231
HUNTINGTON NATIONAL BANK 110.00%0.00%0.00%Q2 2022Q2 20221
Moors & Cabot, Inc. 110.04%0.04%0.04%Q2 2014Q2 20141
Beacon Capital Management, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
Safeguard Investment Advisory Group, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
DELTEC ASSET MANAGEMENT LLC 110.16%0.16%0.16%Q4 2013Q4 20131
Asset Dedication, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
BB&T INVESTMENT SERVICES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
Stadion Money Management, LLC 110.11%0.11%0.11%Q1 2014Q1 20141
SOCIETE GENERALE 110.01%0.01%0.01%Q2 2016Q2 20161
Capital Asset Advisory Services LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Lifeworks Advisors, LLC 110.14%0.14%0.14%Q1 2022Q1 20221
Strategic Capital Alternatives LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Claro Advisors LLC 110.01%0.01%0.01%Q4 2018Q4 20181
OLD MISSION CAPITAL, LLC 110.07%0.07%0.07%Q4 2020Q4 20201
MACQUARIE GROUP LTD 110.00%0.00%0.00%Q3 2013Q3 20131
Wealthspire Advisors, L.P. 110.00%0.00%0.00%Q4 2017Q4 20171
Private Ocean, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Stonebridge Capital Advisors LLC 110.00%0.00%0.00%Q2 2019Q2 20191
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q4 2021Q4 20211
Cerity Partners LLC 110.00%0.00%0.00%Q4 2022Q4 20221
SIGNATUREFD, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Horizon Investments, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Virtu Financial LLC 110.01%0.01%0.01%Q2 2018Q2 20181
External links

This page lists all the filers that currently own FIRST TR EXCH TRD ALPHA FD I or have owned FIRST TR EXCH TRD ALPHA FD I in the past.