$378 Million is the total value of PenderFund Capital Management Ltd.'s 116 reported holdings in Q1 2024. The portfolio turnover from Q4 2023 to Q1 2024 was 79.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $46,687,229 | +43.5% | 40,429,000 | -1.5% | 12.34% | +16.4% | |
| Buy | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 | $33,195,792 | +35.8% | 31,250,000 | +33.0% | 8.78% | +10.2% | |
| Buy | BANDWIDTH INCnote 0.500% 4/0 | $26,280,438 | +43.3% | 26,700,000 | +23.0% | 6.95% | +16.2% | |
| Buy | SSR MINING INnote 2.500% 4/0 | $23,073,386 | +22.4% | 18,987,000 | +29.4% | 6.10% | -0.7% | |
| SANGOMA TECHNOLOGIES CORP | $21,668,271 | +54.5% | 3,308,133 | 0.0% | 5.73% | +25.3% | ||
| New | NOVAVAX INCnote 5.000%12/1 added | $21,028,174 | – | 24,000,000 | +100.0% | 5.56% | – | |
| BUR | Sell | BURFORD CAP LTD | $16,860,389 | +0.7% | 779,413 | -3.8% | 4.46% | -18.3% |
| PAR | Sell | PAR TECHNOLOGY CORP | $16,782,312 | -0.2% | 273,139 | -6.3% | 4.44% | -19.1% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $13,363,829 | +161.3% | 3,141 | -99.3% | 3.53% | +112.0% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $13,193,588 | +2.3% | 850,000 | 0.0% | 3.49% | -17.0% | |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC | $12,450,868 | +5.0% | 751,000 | -0.8% | 3.29% | -14.8% |
| New | CABLE ONE INCnote 1.125% 3/1 | $8,705,849 | – | 8,500,000 | +100.0% | 2.30% | – | |
| DOCEBO INC | $7,802,040 | +3.5% | 117,820 | 0.0% | 2.06% | -16.1% | ||
| AVNW | AVIAT NETWORKS INC | $6,726,628 | +20.0% | 129,524 | 0.0% | 1.78% | -2.6% | |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $6,597,742 | -50.2% | 440,000 | -51.6% | 1.74% | -59.6% |
| New | BEYOND MEAT INCnote 3/1 | $5,600,711 | – | 17,250,000 | +100.0% | 1.48% | – | |
| FET | FORUM ENERGY TECHNOLOGIES IN | $5,389,020 | -7.9% | 199,122 | 0.0% | 1.42% | -25.3% | |
| KKR | Sell | KKR & CO INC | $5,356,982 | -14.4% | 39,320 | -31.0% | 1.42% | -30.5% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $5,316,969 | +26.9% | 35,138 | -7.9% | 1.41% | +2.9% |
| Buy | MAGNITE INCnote 0.250% 3/1 | $5,122,513 | +124.2% | 4,225,000 | +111.2% | 1.36% | +81.9% | |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $5,019,478 | +3.6% | 429,452 | +1.8% | 1.33% | -16.0% |
| TPL | Buy | TEXAS PACIFIC LAND CORPORATI | $4,483,094 | +12.8% | 5,721 | +200.0% | 1.18% | -8.5% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $4,356,892 | -18.6% | 65,947 | -5.6% | 1.15% | -34.0% |
| New | EVENTBRITE INCnote 0.750% 9/1 | $3,993,064 | – | 3,500,000 | +100.0% | 1.06% | – | |
| EDD | Sell | MORGAN STANLEY EMERGING MKTS | $3,259,592 | -46.6% | 506,611 | -48.7% | 0.86% | -56.6% |
| KW | Buy | KENNEDY-WILSON HOLDINGS INC | $3,075,889 | +168.4% | 264,660 | +278.8% | 0.81% | +117.4% |
| PPLT | New | ABRDN PLATINUM ETF TRUST | $2,829,316 | – | 25,000 | +100.0% | 0.75% | – |
| New | CARDLYTICS INCnote 1.000% 9/1 | $2,504,837 | – | 2,000,000 | +100.0% | 0.66% | – | |
| EGAN | EGAIN CORP | $2,023,602 | -20.8% | 231,617 | 0.0% | 0.54% | -35.8% | |
| New | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $1,990,605 | – | 2,000,000 | +100.0% | 0.53% | – | |
| PTON | PELOTON INTERACTIVE INC | $1,956,355 | -28.1% | 337,090 | 0.0% | 0.52% | -41.7% | |
| ACCELERATE DIAGNOSTICS INCnote 5.000%12/1 | $1,483,938 | -15.6% | 1,995,263 | 0.0% | 0.39% | -31.6% | ||
| TAST | New | CARROLS RESTAURANT GROUP INC | $1,406,135 | – | 109,157 | +100.0% | 0.37% | – |
| New | CABLE ONE INCnote 3/1 | $1,394,238 | – | 1,175,000 | +100.0% | 0.37% | – | |
| New | TRICON RESIDENTIAL INC | $1,383,456 | – | 91,600 | +100.0% | 0.37% | – | |
| BROOKFIELD CORPcl a ltd vt sh | $1,356,919 | +6.6% | 23,940 | 0.0% | 0.36% | -13.5% | ||
| NWLI | NATIONAL WESTN LIFE GROUP INcl a | $1,199,492 | +4.1% | 1,800 | 0.0% | 0.32% | -15.7% | |
| KAMN | New | KAMAN CORP | $1,161,891 | – | 18,700 | +100.0% | 0.31% | – |
| DSKE | Buy | DASEKE INC | $1,057,944 | +128.5% | 94,100 | +118.1% | 0.28% | +85.4% |
| VERY | Sell | VERICITY INC | $1,035,987 | -0.1% | 67,385 | -3.7% | 0.27% | -18.9% |
| MDC | New | M D C HLDGS INC | $1,031,524 | – | 12,105 | +100.0% | 0.27% | – |
| HAYN | New | HAYNES INTL INC | $1,026,088 | – | 12,600 | +100.0% | 0.27% | – |
| TGAN | New | TRANSPHORM INC | $964,372 | – | 145,000 | +100.0% | 0.26% | – |
| CERE | Buy | CEREVEL THERAPEUTICS HLDNG I | $961,915 | +82.1% | 16,800 | +78.7% | 0.25% | +47.7% |
| DOOR | New | MASONITE INTL CORP | $925,889 | – | 5,200 | +100.0% | 0.24% | – |
| SBUX | Buy | STARBUCKS CORP | $882,639 | +32.7% | 7,130 | +36.3% | 0.23% | +7.4% |
| MCHP | MICROCHIP TECHNOLOGY INC. | $870,059 | +1.7% | 7,160 | 0.0% | 0.23% | -17.6% | |
| BIDU | Buy | BAIDU INCspon adr rep a | $827,121 | +7.0% | 5,800 | +18.4% | 0.22% | -13.1% |
| CLVT | New | CLARIVATE PLC ORD | $763,881 | – | 75,900 | +100.0% | 0.20% | – |
| IAC | New | IAC INC | $758,643 | – | 10,500 | +100.0% | 0.20% | – |
| NOC | Buy | NORTHROP GRUMMAN CORP | $745,624 | +60.3% | 1,150 | +53.3% | 0.20% | +29.6% |
| PXD | New | PIONEER NAT RES CO | $746,696 | – | 2,100 | +100.0% | 0.20% | – |
| NOA | NORTH AMERN CONSTR GROUP LTD | $734,326 | +8.9% | 24,380 | 0.0% | 0.19% | -11.8% | |
| TARO | Buy | TARO PHARMACEUTICAL INDS LTD | $734,101 | +502.7% | 12,800 | +481.8% | 0.19% | +385.0% |
| FREE | New | WHOLE EARTH BRANDS INC | $728,178 | – | 111,300 | +100.0% | 0.19% | – |
| CCLP | Buy | CSI COMPRESSCO LP | $720,854 | +302.6% | 228,400 | +175.5% | 0.19% | +229.3% |
| New | HIRERIGHT HOLDINGS CORPORATI | $722,921 | – | 37,400 | +100.0% | 0.19% | – | |
| AEL | Sell | AMERICAN EQTY INVT LIFE HLD | $720,405 | -39.7% | 9,460 | -41.5% | 0.19% | -51.2% |
| EGLE | Buy | EAGLE BULK SHIPPING INC | $717,228 | +236.9% | 8,476 | +192.3% | 0.19% | +175.4% |
| SSYS | STRATASYS LTD | $642,816 | -16.8% | 40,840 | 0.0% | 0.17% | -32.5% | |
| AMNB | Sell | AMERICAN NATL BANKSHARES INC | $639,623 | -15.9% | 9,887 | -16.0% | 0.17% | -31.9% |
| FSV | FIRSTSERVICE CORP NEW | $609,960 | +4.5% | 2,720 | 0.0% | 0.16% | -15.3% | |
| New | TDCX INC | $601,161 | – | 61,898 | +100.0% | 0.16% | – | |
| EVBG | New | EVERBRIDGE INC | $594,455 | – | 12,600 | +100.0% | 0.16% | – |
| SCX | New | STARRETT L S COcl a | $578,990 | – | 26,900 | +100.0% | 0.15% | – |
| WIA | WESTERN ASST INFLTN LKD INM | $568,973 | +2.4% | 51,666 | 0.0% | 0.15% | -17.1% | |
| GAN | Buy | GAN LTD | $539,084 | -15.6% | 313,370 | +2.7% | 0.14% | -31.2% |
| CNSL | CONSOLIDATED COMM HLDGS INC | $521,968 | +1.5% | 89,200 | 0.0% | 0.14% | -17.9% | |
| New | CARTICA ACQUISITION CORP | $487,232 | – | 32,700 | +100.0% | 0.13% | – | |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $480,430 | -87.0% | 5,510 | -88.0% | 0.13% | -89.5% |
| DG | DOLLAR GEN CORP NEW | $477,744 | +17.3% | 2,260 | 0.0% | 0.13% | -5.3% | |
| OLK | Sell | OLINK HLDG ABsponsored ads | $471,950 | -9.3% | 14,820 | -5.1% | 0.12% | -26.5% |
| NGMS | Sell | NEOGAMES S A | $463,280 | -59.4% | 11,810 | -60.8% | 0.12% | -66.9% |
| CVLY | New | CODORUS VY BANCORP INC | $465,526 | – | 15,100 | +100.0% | 0.12% | – |
| New | HUDSON ACQUISITION I CORP | $462,331 | – | 32,200 | +100.0% | 0.12% | – | |
| STWD | STARWOOD PPTY TR INC | $459,885 | -1.1% | 16,700 | 0.0% | 0.12% | -19.7% | |
| ERO | New | ERO COPPER CORP | $457,100 | – | 17,500 | +100.0% | 0.12% | – |
| AGLY | New | AGILITI INC | $366,005 | – | 26,700 | +100.0% | 0.10% | – |
| New | ACRI CAPITAL ACQUISITION COR | $360,988 | – | 23,710 | +100.0% | 0.10% | – | |
| INFLECTION PT ACQUISITN CRP | $354,553 | +3.6% | 25,000 | 0.0% | 0.09% | -16.1% | ||
| CPRI | Sell | CAPRI HOLDINGS LIMITED | $327,668 | -34.7% | 5,340 | -29.2% | 0.09% | -47.0% |
| COLOMBIER ACQUISITION CORP Iunit 99/99/9999 | $296,376 | +10.9% | 20,000 | 0.0% | 0.08% | -10.3% | ||
| New | LANDOS BIOPHARMA INC | $270,842 | – | 9,300 | +100.0% | 0.07% | – | |
| METAL SKY STAR ACQUISITION Cordinary shares | $248,980 | +4.1% | 16,500 | 0.0% | 0.07% | -15.4% | ||
| CTLT | New | CATALENT INC | $244,686 | – | 3,200 | +100.0% | 0.06% | – |
| VSTO | New | VISTA OUTDOOR INC | $244,212 | – | 5,500 | +100.0% | 0.06% | – |
| ERF | New | ENERPLUS CORP | $231,685 | – | 8,700 | +100.0% | 0.06% | – |
| MGRC | New | MCGRATH RENTCORP | $228,942 | – | 1,370 | +100.0% | 0.06% | – |
| HOLI | Sell | HOLLYSYS AUTOMATION TCHNGY L | $232,151 | -70.8% | 6,700 | -70.6% | 0.06% | -76.4% |
| New | ZEROFOX HLDGS INC | $192,283 | – | 126,744 | +100.0% | 0.05% | – | |
| REPH | New | SOCIETAL CDMO INC | $180,524 | – | 123,400 | +100.0% | 0.05% | – |
| HA | Buy | HAWAIIAN HOLDINGS INC | $180,562 | +269.1% | 10,000 | +284.6% | 0.05% | +200.0% |
| JNPR | New | JUNIPER NETWORKS INC | $145,579 | – | 2,900 | +100.0% | 0.04% | – |
| New | AETHERIUM ACQUISITION CORP | $143,451 | – | 9,498 | +100.0% | 0.04% | – | |
| CPE | New | CALLON PETE CO DEL | $133,110 | – | 2,748 | +100.0% | 0.04% | – |
| ATEX | ANTERIX INC | $104,711 | +3.1% | 2,300 | 0.0% | 0.03% | -15.2% | |
| BCE | New | BCE INC | $81,308 | – | 1,758 | +100.0% | 0.02% | – |
| NXE | NEXGEN ENERGY LTD | $56,862 | +13.6% | 5,400 | 0.0% | 0.02% | -6.2% | |
| CSTR | Sell | CAPSTAR FINL HLDGS INC | $55,569 | -89.9% | 2,041 | -90.8% | 0.02% | -91.6% |
| New | VISION SENSING ACQUISITION C | $52,061 | – | 3,447 | +100.0% | 0.01% | – | |
| BRAGG GAMING GROUP INC | $39,792 | +22.3% | 4,800 | 0.0% | 0.01% | 0.0% | ||
| ATVC | New | IRIS ACQUISITION CORP | $28,933 | – | 2,000 | +100.0% | 0.01% | – |
| FINTECH ECOSYSTEM DEVE | $25,643 | +4.2% | 1,721 | 0.0% | 0.01% | -12.5% | ||
| New | ALTENERGY ACQUISITION CORP | $23,303 | – | 1,536 | +100.0% | 0.01% | – | |
| SILVERBOX CORP III | $14,196 | +3.6% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | INTERNATIONAL MEDIA ACQUISIT | $15,109 | -86.5% | 981 | -86.8% | 0.00% | -88.9% | |
| New | CLOVER LEAF CAPITAL CORP | $14,288 | – | 879 | +100.0% | 0.00% | – | |
| DUET ACQUISITION CORP | $4,547 | +2.7% | 305 | 0.0% | 0.00% | 0.0% | ||
| Exit | PHOENIX BIOTECH ACQUISITION | $0 | – | -100 | -100.0% | 0.00% | – | |
| VELO3D INC*w exp 09/29/202 | $329 | +65.3% | 5,000 | 0.0% | 0.00% | – | ||
| SDPI | New | SUPERIOR DRILLING PRODS INC | $371 | – | 300 | +100.0% | 0.00% | – |
| SILVERBOX CORP III*w exp 02/28/202 | $63 | +53.7% | 332 | 0.0% | 0.00% | – | ||
| New | QOMOLANGMA ACQUISITION CORP | $15 | – | 1 | +100.0% | 0.00% | – | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $73 | +461.5% | 250 | 0.0% | 0.00% | – | |
| LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $169 | -63.6% | 2,500 | 0.0% | 0.00% | – | ||
| New | MARS ACQUISITION CORPordinary shares | $29 | – | 2 | +100.0% | 0.00% | – | |
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $18 | -48.6% | 333 | 0.0% | 0.00% | – | ||
| Exit | ALPHA PARTNERS TECH MERGR CO | $0 | – | -56 | -100.0% | 0.00% | – | |
| Exit | GIGCAPITAL 5 INC | $0 | – | -4 | -100.0% | 0.00% | – | |
| TMKR | Exit | PRIVETERRA ACQUISITION CORP | $0 | – | -8 | -100.0% | 0.00% | – |
| BANC | Exit | BANC OF CALIFORNIA INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | SPREE ACQUISITION CORP 1 LTD | $0 | – | -200 | -100.0% | -0.00% | – | |
| LL | Exit | LL FLOORING HOLDINGS INC | $0 | – | -5,210 | -100.0% | -0.01% | – |
| Exit | EARGO INC | $0 | – | -12,807 | -100.0% | -0.01% | – | |
| Exit | SIGMA LITHIUM CORPORATION | $0 | – | -1,000 | -100.0% | -0.01% | – | |
| RAIN | Exit | RAIN ONCOLOGY INC | $0 | – | -38,650 | -100.0% | -0.02% | – |
| PGTI | Exit | PGT INNOVATIONS INC | $0 | – | -2,400 | -100.0% | -0.04% | – |
| Exit | RAYZEBIO INC | $0 | – | -1,800 | -100.0% | -0.05% | – | |
| Exit | ICLICK INTERACTIVE ASIA GROUspon ads new | $0 | – | -31,200 | -100.0% | -0.05% | – | |
| TGH | Exit | TEXTAINER GROUP HOLDINGS LTD | $0 | – | -2,790 | -100.0% | -0.06% | – |
| Exit | NORTHVIEW ACQUISITION CORP | $0 | – | -16,600 | -100.0% | -0.08% | – | |
| Exit | ICOSAVAX INC | $0 | – | -13,388 | -100.0% | -0.09% | – | |
| GRCL | Exit | GRACELL BIOTECHNOLOGIES INCsponsored ads | $0 | – | -22,570 | -100.0% | -0.10% | – |
| Exit | GORES HOLDINGS IX INC | $0 | – | -25,800 | -100.0% | -0.12% | – | |
| Exit | FOCUS IMPACT ACQUISITION COR | $0 | – | -25,100 | -100.0% | -0.12% | – | |
| Exit | ENGAGESMART INC | $0 | – | -14,173 | -100.0% | -0.14% | – | |
| MMM | Exit | 3M CO | $0 | – | -3,140 | -100.0% | -0.15% | – |
| Exit | DMY SQUARED TECHNOLOGY GROUP | $0 | – | -34,900 | -100.0% | -0.16% | – | |
| Exit | FREELINE THERAPEUTICS HLDGSsponsored ads | $0 | – | -60,401 | -100.0% | -0.17% | – | |
| MRTX | Exit | MIRATI THERAPEUTICS INC | $0 | – | -6,570 | -100.0% | -0.17% | – |
| Exit | ORCHARD THERAPEUTICS PLCspon ads new | $0 | – | -23,580 | -100.0% | -0.17% | – | |
| SPLK | Exit | SPLUNK INC | $0 | – | -2,860 | -100.0% | -0.19% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -9,300 | -100.0% | -0.21% | – |
| BATL | Exit | BATTALION OIL CORP | $0 | – | -51,500 | -100.0% | -0.21% | – |
| Exit | ROVER GROUP INC | $0 | – | -51,900 | -100.0% | -0.24% | – | |
| Exit | SOVOS BRANDS INC | $0 | – | -26,810 | -100.0% | -0.26% | – | |
| KRTX | Exit | KARUNA THERAPEUTICS INC | $0 | – | -1,900 | -100.0% | -0.26% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -14,400 | -100.0% | -0.29% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -102,590 | -100.0% | -0.34% | – |
| IMGN | Exit | IMMUNOGEN INC | $0 | – | -27,580 | -100.0% | -0.35% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -508,872 | -100.0% | -2.60% | – |
| Exit | OPKO HEALTH INCnote 4.500% 2/1 | $0 | – | -14,000,000 | -100.0% | -6.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2024-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 27 | Q2 2024 | 9.4% |
| EGAIN CORP NEW | 27 | Q2 2024 | 4.3% |
| STARWOOD PPTY TR INC | 27 | Q2 2024 | 0.4% |
| KKR & CO INC | 24 | Q2 2024 | 5.9% |
| KENNEDY-WILSON HOLDINGS INC | 23 | Q2 2024 | 7.3% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| SS&C TECHNOLOGIES HLDGS INC | 22 | Q1 2024 | 5.4% |
| ZILLOW GROUP INC | 22 | Q2 2024 | 4.8% |
| PAR TECHNOLOGY CORP | 21 | Q2 2024 | 5.5% |
| JD INC | 21 | Q3 2023 | 4.5% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-30 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.