$318 Thousand is the total value of PenderFund Capital Management Ltd.'s 130 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 15.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OPKO HEALTH INCnote 4.500% 2/1 | $17,548 | +4.0% | 14,000,000 | 0.0% | 5.51% | +9.5% | ||
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $15,930 | -14.5% | 15,510,000 | 0.0% | 5.00% | -10.0% | ||
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $13,303 | +10.6% | 11,795,000 | 0.0% | 4.18% | +16.5% | ||
| FAX | ABRDN ASIA PACIFIC INCOME FU | $7,765 | +0.9% | 2,160,000 | 0.0% | 2.44% | +6.3% | |
| DOCEBO INC | $6,482 | +23.0% | 117,820 | 0.0% | 2.04% | +29.6% | ||
| AVNW | AVIAT NETWORKS INC | $6,032 | +10.3% | 129,524 | 0.0% | 1.89% | +16.1% | |
| ATEX | ANTERIX INC | $5,654 | +2.6% | 126,500 | 0.0% | 1.78% | +8.1% | |
| PTON | PELOTON INTERACTIVE INC | $5,167 | +42.6% | 337,090 | 0.0% | 1.62% | +50.3% | |
| BANDWIDTH INCnote 0.250% 3/0 | $4,222 | +2.6% | 4,000,000 | 0.0% | 1.33% | +8.2% | ||
| HHC | HOWARD HUGHES CORP | $3,550 | +4.5% | 32,834 | 0.0% | 1.12% | +10.1% | |
| TPL | TEXAS PACIFIC LAND CORPORATI | $3,281 | -27.6% | 1,427 | 0.0% | 1.03% | -23.7% | |
| BEYOND MEAT INCnote 3/1 | $2,595 | -8.9% | 8,000,000 | 0.0% | 0.82% | -4.0% | ||
| SQ | BLOCK INCcl a | $2,517 | +9.1% | 27,130 | 0.0% | 0.79% | +14.8% | |
| IAC | IAC INC | $2,001 | +16.0% | 28,700 | 0.0% | 0.63% | +22.2% | |
| NOA | NORTH AMERN CONSTR GROUP LTD | $1,012 | +24.6% | 44,910 | 0.0% | 0.32% | +31.4% | |
| WARNER BROS DISCOVERY INC | $551 | +58.8% | 27,000 | 0.0% | 0.17% | +68.0% | ||
| KENSINGTON CAPITAL ACQUISITI | $513 | +2.2% | 36,400 | 0.0% | 0.16% | +7.3% | ||
| SFIX | STITCH FIX INC | $287 | +64.0% | 41,580 | 0.0% | 0.09% | +73.1% | |
| ARISZ ACQUISITION CORP | $284 | +3.6% | 20,390 | 0.0% | 0.09% | +8.5% | ||
| COIN | COINBASE GLOBAL INC | $265 | +90.6% | 2,900 | 0.0% | 0.08% | +102.4% | |
| EAC | EDIFY ACQUISITION CORPcl a | $69 | 0.0% | 5,013 | 0.0% | 0.02% | +4.8% | |
| NXE | NEXGEN ENERGY LTD | $59 | -10.6% | 11,300 | 0.0% | 0.02% | -5.0% | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $35 | 0.0% | 2,800 | 0.0% | 0.01% | +10.0% | |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $12 | -25.0% | 53,598 | 0.0% | 0.00% | -20.0% | |
| VELO3D INC*w exp 09/29/202 | $3 | +200.0% | 5,000 | 0.0% | 0.00% | – | ||
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $1 | – | 2,500 | 0.0% | 0.00% | – | ||
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1 | 0.0% | 2,500 | 0.0% | 0.00% | – | ||
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.