$335 Thousand is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 21.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $18,638 | -99.9% | 15,510,000 | 0.0% | 5.56% | -9.4% | ||
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $12,029 | -99.9% | 11,795,000 | 0.0% | 3.59% | -7.8% | ||
| SSR MNG INCnote 2.500% 4/0 | $6,114 | -99.9% | 4,000,000 | 0.0% | 1.82% | -3.6% | ||
| ATEX | ANTERIX INC | $5,510 | -99.9% | 126,500 | 0.0% | 1.64% | -15.9% | |
| DOCEBO INC | $5,271 | -99.9% | 117,820 | 0.0% | 1.57% | +14.3% | ||
| BEYOND MEAT INCnote 3/1 | $2,849 | -99.9% | 8,000,000 | 0.0% | 0.85% | -20.3% | ||
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $2,413 | -99.9% | 1,910,000 | 0.0% | 0.72% | -4.6% | ||
| D-WAVE QUANTUM INC | $1,458 | -100.0% | 747,838 | 0.0% | 0.44% | -82.9% | ||
| SNAP INCnote 0.750% 8/0 | $1,156 | -99.9% | 1,000,000 | 0.0% | 0.34% | -7.5% | ||
| PROFESSIONAL HLDG CORP | $446 | -99.9% | 11,870 | 0.0% | 0.13% | 0.0% | ||
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $243 | -99.9% | 10,000 | 0.0% | 0.07% | +7.5% | |
| NXE | NEXGEN ENERGY LTD | $66 | -99.9% | 11,300 | 0.0% | 0.02% | +11.1% | |
| GPOR | GULFPORT ENERGY CORP | $50 | -99.9% | 500 | 0.0% | 0.02% | -21.1% | |
| SWAV | SHOCKWAVE MED INC | $45 | -99.9% | 160 | 0.0% | 0.01% | -31.6% | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $35 | -99.9% | 2,800 | 0.0% | 0.01% | -23.1% | |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $16 | -100.0% | 53,598 | 0.0% | 0.01% | -91.8% | |
| FTAC EMERALD ACQUISITION COR | $2 | -99.9% | 135 | 0.0% | 0.00% | 0.0% | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1 | -99.9% | 2,500 | 0.0% | 0.00% | – | ||
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $0 | – | 2,500 | 0.0% | 0.00% | – | |
| VELO3D INC*w exp 09/29/202 | $1 | -100.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.