$335 Thousand is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 70.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $25,249 | -99.9% | 16,998,134 | -0.7% | 7.53% | +4.1% | |
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $15,872 | -99.9% | 21,104,000 | -28.9% | 4.73% | -36.2% | |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $9,430 | -99.9% | 134,720 | -53.3% | 2.81% | +20.5% |
| BUR | Sell | BURFORD CAP LTD | $9,133 | -99.9% | 827,772 | -13.1% | 2.72% | -11.8% |
| PAR | Sell | PAR TECHNOLOGY CORP | $8,115 | -99.9% | 229,881 | -8.5% | 2.42% | -24.6% |
| KKR | Sell | KKR & CO INC | $7,875 | -99.9% | 125,290 | -1.1% | 2.35% | -0.2% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $6,371 | -99.9% | 90,380 | -3.5% | 1.90% | -1.7% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $6,266 | -99.9% | 143,677 | -22.8% | 1.87% | -18.8% |
| BIDU | Sell | BAIDU INCspon adr rep a | $5,510 | -99.9% | 35,580 | -26.0% | 1.64% | -32.7% |
| AVNW | Sell | AVIAT NETWORKS INC | $5,470 | -99.9% | 129,524 | -8.3% | 1.63% | -2.4% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $5,287 | -99.9% | 53,968 | -27.2% | 1.58% | -23.0% |
| EGAN | Sell | EGAIN CORP | $4,952 | -99.9% | 405,056 | -11.6% | 1.48% | +1.4% |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $4,529 | -99.9% | 1,427 | -59.2% | 1.35% | -49.8% |
| JD | Sell | JD.COM INCspon adr cl a | $4,358 | -99.9% | 57,345 | -35.1% | 1.30% | -32.3% |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $3,675 | -99.9% | 403,862 | -24.0% | 1.10% | -12.3% |
| HHC | Sell | HOWARD HUGHES CORP | $3,397 | -99.9% | 32,834 | -12.0% | 1.01% | +13.6% |
| SQ | Sell | BLOCK INCcl a | $2,308 | -99.9% | 27,130 | -3.8% | 0.69% | +2.7% |
| Sell | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $1,910 | -100.0% | 1,789,000 | -55.3% | 0.57% | -59.3% | |
| IAC | Sell | IAC INC | $1,725 | -99.9% | 28,700 | -3.4% | 0.51% | -27.7% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,212 | -99.9% | 1,640 | -3.0% | 0.36% | +5.2% |
| NOA | Sell | NORTH AMERN CONSTR GROUP LTD | $812 | -99.9% | 44,910 | -3.7% | 0.24% | +26.0% |
| SMLR | Sell | SEMLER SCIENTIFIC INC | $375 | -99.9% | 8,400 | -28.2% | 0.11% | -41.1% |
| Sell | WARNER BROS DISCOVERY INC | $347 | -99.9% | 27,000 | -28.2% | 0.10% | -44.9% | |
| Sell | BROAD CAPITAL ACQUISITION CO | $224 | -99.9% | 16,173 | -3.0% | 0.07% | -6.9% | |
| SJI | Sell | SOUTH JERSEY INDS INC | $198 | -100.0% | 4,120 | -54.6% | 0.06% | -55.0% |
| FSTX | Sell | F-STAR THERAPEUTICS INC | $195 | -99.9% | 22,760 | -13.6% | 0.06% | 0.0% |
| SFIX | Sell | STITCH FIX INC | $175 | -99.9% | 41,580 | -28.1% | 0.05% | -47.5% |
| COIN | Sell | COINBASE GLOBAL INC | $139 | -100.0% | 2,900 | -29.3% | 0.04% | -64.0% |
| VAQC | Sell | VECTOR ACQUISITION CORP II | $87 | -99.9% | 6,346 | -8.2% | 0.03% | -13.3% |
| WPCA | Sell | WARBURG PINCUS CAPTAL CORP I | $88 | -99.9% | 6,429 | -8.4% | 0.03% | -13.3% |
| AAC | Sell | ARES ACQUISITION CORPORATION | $87 | -99.9% | 6,400 | -8.6% | 0.03% | -13.3% |
| Sell | ELLIOTT OPPORTUNITY II CORP | $87 | -99.9% | 6,399 | -8.6% | 0.03% | -13.3% | |
| MSDA | Sell | MSD ACQUISITION CORP | $86 | -99.9% | 6,300 | -8.3% | 0.03% | -10.3% |
| ALCC | Sell | ALTC ACQUISITION CORP | $85 | -99.9% | 6,346 | -8.4% | 0.02% | -13.8% |
| OEPWW | Exit | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $0 | – | -1,666 | -100.0% | 0.00% | – |
| SSAAW | Exit | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | -1,666 | -100.0% | 0.00% | – |
| PVWS | Exit | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| LUXAW | Exit | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $0 | – | -30,633 | -100.0% | -0.00% | – |
| PRPL | Exit | PURPLE INNOVATION INC | $0 | – | -5,010 | -100.0% | -0.01% | – |
| NHF | Exit | NEXPOINT DIVERSIFIED REL ET | $0 | – | -2,200 | -100.0% | -0.01% | – |
| MRVI | Exit | MARAVAI LIFESCIENCES HLDGS I | $0 | – | -1,200 | -100.0% | -0.01% | – |
| BAP | Exit | CREDICORP LTD | $0 | – | -290 | -100.0% | -0.02% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -3,000 | -100.0% | -0.02% | – |
| HDB | Exit | HDFC BANK LTDsponsored ads | $0 | – | -680 | -100.0% | -0.02% | – |
| HTPA | Exit | HIGHLAND TRANSCEND PARTNERS | $0 | – | -4,100 | -100.0% | -0.02% | – |
| FVAM | Exit | 5 01 ACQUISITION CORP | $0 | – | -4,375 | -100.0% | -0.02% | – |
| PIN | Exit | INVESCO INDIA EXCHANGE-TRADEindia etf | $0 | – | -2,060 | -100.0% | -0.02% | – |
| INDA | Exit | ISHARES TRmsci india etf | $0 | – | -1,190 | -100.0% | -0.02% | – |
| SQM | Exit | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $0 | – | -580 | -100.0% | -0.02% | – |
| HAAC | Exit | HEALTH ASSURN ACQUISITION CO | $0 | – | -6,334 | -100.0% | -0.03% | – |
| HCII | Exit | HUDSON EXECUTIVE INVS CORP I | $0 | – | -7,090 | -100.0% | -0.03% | – |
| HIII | Exit | HUDSON EXECUTIVE INVES III | $0 | – | -7,090 | -100.0% | -0.03% | – |
| LCA | Exit | LANDCADIA HOLDINGS IV INC | $0 | – | -7,090 | -100.0% | -0.03% | – |
| ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -7,090 | -100.0% | -0.03% | – |
| REVH | Exit | REVOLUTION HEALTHCAR AQ CORP | $0 | – | -7,067 | -100.0% | -0.03% | – |
| FVIV | Exit | FORTRESS VALUE ACQUISI CORP | $0 | – | -6,980 | -100.0% | -0.03% | – |
| AGCB | Exit | ALTIMETER GROWTH CORP 2 | $0 | – | -6,970 | -100.0% | -0.03% | – |
| AAQC | Exit | ACCELERATE ACQUISITION CORP | $0 | – | -7,100 | -100.0% | -0.03% | – |
| CPUH | Exit | COMPUTE HEALTH ACQUISITIN CO | $0 | – | -7,090 | -100.0% | -0.03% | – |
| KAHC | Exit | KKR ACQUISITION HOLDING I CO | $0 | – | -7,090 | -100.0% | -0.03% | – |
| SCOA | Exit | SCION TECH GROWTH I | $0 | – | -7,000 | -100.0% | -0.03% | – |
| HLAH | Exit | HAMILTON LANE ALLIANCE HLDGS | $0 | – | -7,090 | -100.0% | -0.03% | – |
| ADER | Exit | 26 CAPITAL ACQUISITION CORP | $0 | – | -7,000 | -100.0% | -0.03% | – |
| CFIV | Exit | CF ACQUISITION CORP IV | $0 | – | -7,740 | -100.0% | -0.03% | – |
| PMVC | Exit | PMV CONSUMER ACQUISITION COR | $0 | – | -10,603 | -100.0% | -0.05% | – |
| Exit | US WELL SERVICES INCcl a new 2022 added | $0 | – | -21,530 | -100.0% | -0.05% | – | |
| PTRS | Exit | PARTNERS BANCORP | $0 | – | -13,667 | -100.0% | -0.05% | – |
| ENPC | Exit | EXECUTIVE NETWORK PARTNERINGcl a | $0 | – | -17,200 | -100.0% | -0.07% | – |
| AVAN | Exit | AVANTI ACQUISITION CORP | $0 | – | -18,947 | -100.0% | -0.08% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -11,330 | -100.0% | -0.10% | – |
| PZN | Exit | PZENA INVT MGMT INCclass a | $0 | – | -23,991 | -100.0% | -0.10% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -3,380 | -100.0% | -0.10% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -1,530 | -100.0% | -0.10% | – |
| IPOD | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -23,040 | -100.0% | -0.10% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -5,520 | -100.0% | -0.10% | – |
| HNGR | Exit | HANGER INC | $0 | – | -13,140 | -100.0% | -0.11% | – |
| CNVY | Exit | CONVEY HEALTH SOLUTIONS HLDG | $0 | – | -27,300 | -100.0% | -0.12% | – |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -29,855 | -100.0% | -0.13% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -9,040 | -100.0% | -0.13% | – |
| IS | Exit | IRONSOURCE LTD | $0 | – | -89,881 | -100.0% | -0.13% | – |
| TGA | Exit | TRANSGLOBE ENERGY CORP | $0 | – | -117,300 | -100.0% | -0.14% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -7,850 | -100.0% | -0.14% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -11,370 | -100.0% | -0.14% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -22,950 | -100.0% | -0.15% | – |
| ZY | Exit | ZYMERGEN INC | $0 | – | -124,500 | -100.0% | -0.15% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -3,800 | -100.0% | -0.15% | – |
| ECOM | Exit | CHANNELADVISOR CORP | $0 | – | -15,490 | -100.0% | -0.15% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -1,630 | -100.0% | -0.17% | – |
| FSV | Exit | FIRSTSERVICE CORP NEW | $0 | – | -3,300 | -100.0% | -0.17% | – |
| CYBE | Exit | CYBEROPTICS CORP | $0 | – | -7,520 | -100.0% | -0.18% | – |
| TEN | Exit | TENNECO INC CL A VTG | $0 | – | -23,400 | -100.0% | -0.18% | – |
| TSPQ | Exit | TCW SPECIAL PURPOSE ACQU COR | $0 | – | -42,550 | -100.0% | -0.18% | – |
| EXTN | Exit | EXTERRAN CORP | $0 | – | -106,570 | -100.0% | -0.19% | – |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -46,150 | -100.0% | -0.20% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -8,930 | -100.0% | -0.20% | – |
| PING | Exit | PING IDENTITY HLDG CORP | $0 | – | -16,660 | -100.0% | -0.20% | – |
| RNDB | Exit | RANDOLPH BANCORP INC | $0 | – | -17,690 | -100.0% | -0.21% | – |
| HIL | Exit | HILL INTL INC | $0 | – | -157,500 | -100.0% | -0.23% | – |
| MN | Exit | MANNING & NAPIER INCcl a | $0 | – | -42,880 | -100.0% | -0.23% | – |
| STON | Exit | STONEMOR INC | $0 | – | -162,300 | -100.0% | -0.24% | – |
| MSTR | Exit | MICROSTRATEGY INCcl a new | $0 | – | -2,700 | -100.0% | -0.25% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -22,670 | -100.0% | -0.27% | – |
| Y | Exit | ALLEGHANY CORP MD | $0 | – | -810 | -100.0% | -0.29% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -27,600 | -100.0% | -0.32% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -10,600 | -100.0% | -0.37% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -33,870 | -100.0% | -0.60% | – |
| EBIX | Exit | EBIX INC | $0 | – | -94,417 | -100.0% | -0.77% | – |
| Exit | TRICIDA INCnote 3.500% 5/1 | $0 | – | -6,658,000 | -100.0% | -1.59% | – | |
| Exit | SFL CORPORATION LTDnote 4.875% 5/0 | $0 | – | -8,656,000 | -100.0% | -3.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.