$335 Thousand is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 80.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $16,880 | -99.9% | 14,000,000 | +40.0% | 5.03% | +22.1% | |
| Buy | SANGOMA TECHNOLOGIES CORP | $15,136 | -99.9% | 2,383,607 | +49.5% | 4.51% | +25.5% | |
| New | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 added | $14,395 | – | 12,500,000 | +100.0% | 4.29% | – | |
| New | EVENTBRITE INCnote 0.750% 9/1 | $11,801 | – | 12,500,000 | +100.0% | 3.52% | – | |
| New | BANDWIDTH INCnote 0.500% 4/0 | $9,431 | – | 11,000,000 | +100.0% | 2.81% | – | |
| FAX | Buy | ABRDN ASIA PACIFIC INCOME FU | $7,692 | -99.8% | 2,160,000 | +47.9% | 2.29% | +44.2% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS | $5,055 | -99.8% | 409,810 | +80.6% | 1.51% | +92.5% |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $4,907 | – | 300,000 | +100.0% | 1.46% | – |
| New | BANDWIDTH INCnote 0.250% 3/0 | $4,114 | – | 4,000,000 | +100.0% | 1.23% | – | |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $3,944 | -99.5% | 661,935 | +341.3% | 1.18% | +350.6% |
| New | EVENTBRITE INCnote 5.000%12/0 | $3,761 | – | 3,000,000 | +100.0% | 1.12% | – | |
| PTON | Buy | PELOTON INTERACTIVE INC | $3,624 | -99.9% | 337,090 | +16.7% | 1.08% | +24.9% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $3,507 | -99.9% | 283,708 | +5.5% | 1.05% | -0.8% |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $3,161 | -99.8% | 81,020 | +71.2% | 0.94% | +89.5% |
| New | BROOKFIELD CORPcl a ltd vt sh added | $2,014 | – | 47,300 | +100.0% | 0.60% | – | |
| Buy | MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,508 | -99.9% | 990,000 | +33.8% | 0.45% | -5.5% | |
| SBUX | Buy | STARBUCKS CORP | $1,490 | -99.8% | 11,090 | +38.8% | 0.44% | +52.6% |
| CIGI | Buy | COLLIERS INTL GROUP INC | $1,399 | -99.8% | 11,250 | +117.2% | 0.42% | +103.4% |
| KW | Buy | KENNEDY-WILSON HOLDINGS INC | $1,298 | -99.9% | 60,940 | +40.1% | 0.39% | +33.0% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC. | $1,257 | -99.8% | 13,220 | +42.0% | 0.38% | +52.4% |
| STWD | Buy | STARWOOD PPTY TR INC | $1,176 | -99.9% | 47,400 | +43.9% | 0.35% | +35.5% |
| New | MOUNTAIN CREST ACQSITN CORP | $1,128 | – | 83,200 | +100.0% | 0.34% | – | |
| New | AFFIRM HLDGS INCnote 11/1 added | $1,127 | – | 1,500,000 | +100.0% | 0.34% | – | |
| MGI | Buy | MONEYGRAM INTL INC | $1,035 | -99.9% | 70,200 | +28.1% | 0.31% | +25.6% |
| STOR | Buy | STORE CAP CORP | $966 | -99.8% | 22,250 | +74.6% | 0.29% | +67.4% |
| AAWW | Buy | ATLAS AIR WORLDWIDE HLDGS IN | $959 | -99.9% | 7,030 | +31.9% | 0.29% | +30.0% |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $909 | -99.9% | 8,820 | +35.5% | 0.27% | +30.3% |
| SWIR | Buy | SIERRA WIRELESS INC | $889 | -99.9% | 22,650 | +5.9% | 0.26% | -5.7% |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $853 | -99.1% | 63,206 | +802.2% | 0.25% | +746.7% |
| VIVO | Buy | MERIDIAN BIOSCIENCE INC | $785 | -99.9% | 17,450 | +39.0% | 0.23% | +36.8% |
| New | FORGEROCK INCcl a | $749 | – | 24,300 | +100.0% | 0.22% | – | |
| HSAQ | New | HEALTH SCIENCES ACQ CORP 2 | $748 | – | 55,300 | +100.0% | 0.22% | – |
| New | FIRST LT ACQUISITION GROUP Icl a | $731 | – | 53,100 | +100.0% | 0.22% | – | |
| CCVI | Buy | CHURCHILL CAPITAL CORP VI | $720 | -99.2% | 53,170 | +661.7% | 0.22% | +616.7% |
| New | USERTESTING INC | $709 | – | 69,700 | +100.0% | 0.21% | – | |
| SPNE | New | SEASPINE HLDGS CORP | $693 | – | 61,260 | +100.0% | 0.21% | – |
| ONEM | Buy | 1LIFE HEALTHCARE INC | $563 | -99.9% | 24,900 | +23.3% | 0.17% | +12.0% |
| AVEO | New | AVEO PHARMACEUTICALS INC | $563 | – | 27,800 | +100.0% | 0.17% | – |
| ALTU | New | ALTITUDE ACQUISITION CORP | $551 | – | 41,000 | +100.0% | 0.16% | – |
| TGNA | New | TEGNA INC | $542 | – | 18,900 | +100.0% | 0.16% | – |
| EVOP | Buy | EVO PMTS INC | $545 | -99.9% | 11,900 | +15.5% | 0.16% | +9.5% |
| COUP | New | COUPA SOFTWARE INC | $525 | – | 4,900 | +100.0% | 0.16% | – |
| FHN | Buy | FIRST HORIZON CORPORATION | $521 | -99.8% | 15,700 | +112.2% | 0.16% | +112.3% |
| BKI | Buy | BLACK KNIGHT INC | $514 | -99.8% | 6,150 | +87.5% | 0.15% | +66.3% |
| Buy | KENSINGTON CAPITAL ACQUISITI | $502 | -99.9% | 36,400 | +13.4% | 0.15% | +8.7% | |
| New | BROOKFIELD ASSET MANAGMT LTD | $458 | – | 11,824 | +100.0% | 0.14% | – | |
| New | IMAGO BIOSCIENCES INC | $453 | – | 9,300 | +100.0% | 0.14% | – | |
| SAVE | Buy | SPIRIT AIRLS INC | $417 | -99.9% | 15,800 | +24.4% | 0.12% | +20.4% |
| Buy | WELSBACH TECH METALS ACQU CO | $400 | – | 28,931 | +107051.9% | 0.12% | – | |
| ATCO | New | ATLAS CORPshares | $371 | – | 17,840 | +100.0% | 0.11% | – |
| AGFS | New | AGROFRESH SOLUTIONS INC | $360 | – | 89,800 | +100.0% | 0.11% | – |
| MIT | Buy | MASON INDUSTRIAL TECHNOLGY I | $341 | -99.6% | 25,180 | +255.1% | 0.10% | +240.0% |
| FCAX | Buy | FORTRESS CAPITAL ACQUISITION | $304 | -99.9% | 22,255 | +24.9% | 0.09% | +18.2% |
| FCRD | New | FIRST EAGLE ALTR CAP BDC INC | $299 | – | 51,850 | +100.0% | 0.09% | – |
| OIIM | New | O2MICRO INTERNATIONAL LIMITEspons adr | $293 | – | 48,400 | +100.0% | 0.09% | – |
| POSH | New | POSHMARK INC | $279 | – | 11,540 | +100.0% | 0.08% | – |
| New | ARISZ ACQUISITION CORP | $274 | – | 20,390 | +100.0% | 0.08% | – | |
| GAMC | New | GOLDEN ARROW MERGER CORP | $264 | – | 19,450 | +100.0% | 0.08% | – |
| BNFT | New | BENEFITFOCUS INC | $260 | – | 18,350 | +100.0% | 0.08% | – |
| ELVT | New | ELEVATE CREDIT INC | $257 | – | 108,600 | +100.0% | 0.08% | – |
| AIMC | New | ALTRA INDL MOTION CORP | $259 | – | 3,200 | +100.0% | 0.08% | – |
| WIA | Buy | WESTERN ASST INFLTN LKD INM | $252 | -99.9% | 21,588 | +4.3% | 0.08% | -6.2% |
| New | BANNIX ACQUISITION CORP | $224 | – | 16,300 | +100.0% | 0.07% | – | |
| MYOV | New | MYOVANT SCIENCES LTD | $193 | – | 5,300 | +100.0% | 0.06% | – |
| QUMU | New | QUMU CORP | $183 | – | 151,046 | +100.0% | 0.06% | – |
| KNBE | Buy | KNOWBE4 INCcl a | $186 | -99.3% | 5,550 | +516.7% | 0.06% | +587.5% |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $182 | – | 2,400 | +100.0% | 0.05% | – |
| FSNB | Buy | FUSION ACQUISITION CORP II | $120 | -99.9% | 8,820 | +24.4% | 0.04% | +20.0% |
| LGAC | Buy | LAZARD GROWTH ACQUISITION CO | $121 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| ACQR | Buy | INDEPENDENCE HOLDINGS CORP | $120 | -99.9% | 8,816 | +24.2% | 0.04% | +20.0% |
| HERA | Buy | FTAC HERA ACQUISITION CORP | $121 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| SLAM | Buy | SLAM CORP | $120 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| DNAB | Buy | SOCIAL CAP SUVRETTA HLDS C | $118 | -99.9% | 8,680 | +24.4% | 0.04% | +20.7% |
| BRIV | Buy | B RILEY PRIN 250 MERGER CORP | $119 | -99.9% | 8,840 | +24.9% | 0.04% | +16.7% |
| KVSC | Buy | KHOSLA VENTURES ACQUT CO III | $117 | -99.9% | 8,680 | +24.4% | 0.04% | +20.7% |
| APGB | Buy | APOLLO STRATEGIC GRWT CPTL I | $118 | -99.9% | 8,700 | +24.3% | 0.04% | +16.7% |
| DNAD | Buy | SOCIAL CAP SUVRETTA HLDS CP | $118 | -99.9% | 8,680 | +24.4% | 0.04% | +16.7% |
| WPCB | Buy | WARBURG PINCUS CAPTAL CORP I | $110 | -99.9% | 8,040 | +13.4% | 0.03% | +10.0% |
| JWSM | Buy | JAWS MUSTANG ACQUISITION COR | $108 | -99.9% | 7,900 | +12.9% | 0.03% | +6.7% |
| EAC | New | EDIFY ACQUISITION CORPcl a | $69 | – | 5,013 | +100.0% | 0.02% | – |
| RMGC | Buy | RMG ACQUISITION CORP III | $58 | -99.9% | 4,255 | +23.2% | 0.02% | +13.3% |
| PNTM | Buy | PONTEM CORPORATION | $40 | -99.9% | 2,900 | +26.1% | 0.01% | +20.0% |
| New | LANVIN GROUP HOLDINGS LIMITE*w exp 99/99/999 added | $0 | – | 2,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.