$408 Million is the total value of PenderFund Capital Management Ltd.'s 172 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 3.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SFL CORPORATION LTDnote 4.875% 5/0 | $11,126,000 | +1.4% | 8,656,000 | 0.0% | 2.72% | +9.4% | ||
| AVNW | AVIAT NETWORKS INC | $10,006,000 | -5.2% | 260,109 | 0.0% | 2.45% | +2.3% | |
| TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $7,520,000 | -11.3% | 8,000,000 | 0.0% | 1.84% | -4.3% | ||
| SWIR | SIERRA WIRELESS INC | $6,604,000 | +1.2% | 292,600 | 0.0% | 1.62% | +9.2% | |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $4,636,000 | -13.5% | 5,560,000 | 0.0% | 1.14% | -6.7% | ||
| HELLO GROUP INCnote 1.250% 7/0 | $3,965,000 | +3.4% | 3,500,000 | 0.0% | 0.97% | +11.6% | ||
| MSTR | MICROSTRATEGY INCcl a new | $1,824,000 | -11.7% | 3,000 | 0.0% | 0.45% | -4.7% | |
| DISCK | DISCOVERY INC | $1,174,000 | +7.8% | 37,600 | 0.0% | 0.29% | +16.6% | |
| FBC | FLAGSTAR BANCORP INC | $207,000 | -12.7% | 3,900 | 0.0% | 0.05% | -5.6% | |
| LEVL | LEVEL ONE BANCORP INC | $200,000 | 0.0% | 4,000 | 0.0% | 0.05% | +8.9% | |
| NTRA | NATERA INC | $126,000 | -57.0% | 2,478 | 0.0% | 0.03% | -53.7% | |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $113,000 | -34.7% | 57,198 | 0.0% | 0.03% | -28.2% | |
| LGAC | LAZARD GROWTH ACQUISITION CO | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| LCA | LANDCADIA HOLDINGS IV INC | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| HCII | HUDSON EXECUTIVE INVS CORP I | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| KAHC | KKR ACQUISITION HOLDING I CO | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| HERA | FTAC HERA ACQUISITION CORP | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| DUNE | DUNE ACQUISITION CORP | $80,000 | 0.0% | 6,400 | 0.0% | 0.02% | +11.1% | |
| ACQR | INDEPENDENCE HOLDINGS CORP | $80,000 | 0.0% | 6,506 | 0.0% | 0.02% | +11.1% | |
| HLAH | HAMILTON LANE ALLIANCE HLDGS | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| FSNB | FUSION ACQUISITION CORP II | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| WPCB | WARBURG PINCUS CAPTAL CORP I | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| CCVI | CHURCHILL CAPITAL CORP VI | $79,000 | 0.0% | 6,400 | 0.0% | 0.02% | +5.6% | |
| MIT | MASON INDUSTRIAL TECHNOLGY I | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| REVH | REVOLUTION HEALTHCAR AQ CORP | $79,000 | -1.2% | 6,477 | 0.0% | 0.02% | +5.6% | |
| HIII | HUDSON EXECUTIVE INVES III | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| FVIV | FORTRESS VALUE ACQUISI CORP | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $79,000 | -1.2% | 6,400 | 0.0% | 0.02% | +5.6% | |
| CPUH | COMPUTE HEALTH ACQUISITIN CO | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| AGCB | ALTIMETER GROWTH CORP 2 | $79,000 | -1.2% | 6,400 | 0.0% | 0.02% | +5.6% | |
| APGB | APOLLO STRATEGIC GRWT CPTL I | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| ASZ | AUSTERLITZ ACQUISITION CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| BRIV | B RILEY PRIN 250 MERGER CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| ELLIOTT OPPORTUNITY II CORP | $78,000 | -1.3% | 6,399 | 0.0% | 0.02% | +5.6% | ||
| SCOA | SCION TECH GROWTH I | $79,000 | 0.0% | 6,400 | 0.0% | 0.02% | +5.6% | |
| AAC | ARES ACQUISITION CORPORATION | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| JWSM | JAWS MUSTANG ACQUISITION COR | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| ALCC | ALTC ACQUISITION CORP | $77,000 | -2.5% | 6,346 | 0.0% | 0.02% | +5.6% | |
| DNAB | SOCIAL CAP SUVRETTA HLDS CRP | $78,000 | -2.5% | 6,400 | 0.0% | 0.02% | +5.6% | |
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| AAQC | ACCELERATE ACQUISITION CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $75,000 | -37.5% | 48,500 | 0.0% | 0.02% | -33.3% | |
| PTRS | PARTNERS BANCORP | $71,000 | -6.6% | 6,148 | 0.0% | 0.02% | 0.0% | |
| VGII | VIRGIN GROUP ACQUISIT CORP I | $54,000 | -1.8% | 4,400 | 0.0% | 0.01% | +8.3% | |
| OACB | OAKTREE ACQUISITION CORP II | $50,000 | 0.0% | 4,000 | 0.0% | 0.01% | +9.1% | |
| CRHC | COHN ROBBINS HOLDINGS CORP | $50,000 | 0.0% | 4,000 | 0.0% | 0.01% | +9.1% | |
| HTPA | HIGHLAND TRANSCEND PARTNERS | $48,000 | -2.0% | 3,900 | 0.0% | 0.01% | +9.1% | |
| PRPB | CC NEUBERGER PRIN HLDGS II | $25,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AVAN | AVANTI ACQUISITION CORP | $26,000 | 0.0% | 2,100 | 0.0% | 0.01% | 0.0% | |
| PNTM | PONTEM CORPORATION | $26,000 | 0.0% | 2,100 | 0.0% | 0.01% | 0.0% | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $17,000 | -51.4% | 32,999 | 0.0% | 0.00% | -50.0% | |
| BOAC | BLUESCAPE OPPORTUNITIES ACQU | $16,000 | 0.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $12,000 | -29.4% | 10,332 | 0.0% | 0.00% | -25.0% | |
| VELO3D INC*w exp 12/01/202 | $13,000 | +30.0% | 5,000 | 0.0% | 0.00% | +50.0% | ||
| FCAX | FORTRESS CAPITAL ACQUISITION | $4,000 | 0.0% | 335 | 0.0% | 0.00% | 0.0% | |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | 0.0% | 1,666 | 0.0% | 0.00% | – | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | – | |
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | -100.0% | 1,666 | 0.0% | 0.00% | – | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.