$408 Million is the total value of PenderFund Capital Management Ltd.'s 172 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 54.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $22,713,000 | -8.4% | 20,060,000 | -4.7% | 5.56% | -1.2% | |
| Sell | PRECIGEN INCnote 3.500% 7/0 | $20,312,000 | -11.2% | 20,400,000 | -8.9% | 4.98% | -4.1% | |
| BUR | Sell | BURFORD CAP LTD ORD SHS | $14,688,000 | -21.6% | 1,278,419 | -8.9% | 3.60% | -15.4% |
| Sell | TRICIDA INCnote 3.500% 5/1 | $12,479,000 | -27.9% | 19,408,000 | -20.5% | 3.06% | -22.2% | |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $11,873,000 | -26.5% | 192,670 | -3.7% | 2.91% | -20.7% |
| BIDU | Sell | BAIDU INCspon adr rep a | $10,655,000 | -15.5% | 64,420 | -3.9% | 2.61% | -8.8% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $10,265,000 | -24.2% | 109,450 | -16.2% | 2.51% | -18.2% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $9,121,000 | -29.9% | 110,700 | -14.5% | 2.23% | -24.3% |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $8,712,000 | -18.9% | 787,454 | -27.5% | 2.13% | -12.5% |
| EGAN | Sell | EGAIN CORP | $8,183,000 | +11.6% | 565,218 | -2.7% | 2.00% | +20.4% |
| KKR | Sell | KKR & CO INC | $8,103,000 | -29.8% | 110,858 | -9.5% | 1.98% | -24.3% |
| JD | Sell | JD.COM INCspon adr cl a | $6,649,000 | -22.6% | 91,905 | -5.2% | 1.63% | -16.5% |
| SFIX | Sell | STITCH FIX INC | $6,438,000 | -67.2% | 511,400 | -37.6% | 1.58% | -64.6% |
| HHC | Sell | HOWARD HUGHES CORP | $6,273,000 | -10.8% | 48,432 | -11.4% | 1.54% | -3.8% |
| BHC | Sell | BAUSCH HEALTH COS INC | $5,453,000 | -23.5% | 190,925 | -6.4% | 1.34% | -17.4% |
| Sell | SSR MNG INCnote 2.500% 4/0 | $5,233,000 | -17.5% | 3,000,000 | -25.0% | 1.28% | -11.0% | |
| SQ | Sell | BLOCK INCcl a | $5,008,000 | -23.7% | 29,540 | -8.1% | 1.23% | -17.7% |
| EBIX | Sell | EBIX INC | $4,692,000 | -22.5% | 113,207 | -28.1% | 1.15% | -16.4% |
| TWTR | Sell | TWITTER INC | $4,116,000 | -20.1% | 85,100 | -9.7% | 1.01% | -13.8% |
| IAC | Sell | IAC INTERACTIVECORP NEW | $3,940,000 | -30.9% | 31,430 | -8.9% | 0.96% | -25.5% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,945,000 | -12.7% | 41,660 | -5.6% | 0.72% | -5.9% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,962,000 | +9.5% | 3,510 | -4.1% | 0.48% | +18.2% |
| Sell | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $1,615,000 | -48.4% | 1,500,000 | -50.0% | 0.40% | -44.2% | |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,591,000 | -11.0% | 11,700 | -1.7% | 0.39% | -3.9% |
| KW | Sell | KENNEDY-WILSON HOLDINGS INC | $1,326,000 | -3.7% | 43,500 | -4.6% | 0.32% | +3.8% |
| Sell | LENDINGTREE INCnote 0.500% 7/1 | $1,289,000 | -75.6% | 1,250,000 | -75.0% | 0.32% | -73.7% | |
| STWD | Sell | STARWOOD PPTY TR INC | $996,000 | -5.4% | 32,950 | -3.8% | 0.24% | +2.1% |
| CIGI | Sell | COLLIERS INTL GROUP INC | $684,000 | -15.6% | 4,200 | -2.3% | 0.17% | -8.7% |
| SPAQWS | Exit | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | -250 | -100.0% | 0.00% | – |
| DCRNW | Exit | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $0 | – | -333 | -100.0% | 0.00% | – |
| GNOG | Exit | GOLDEN NUGGET ONLINE GAMIN | $0 | – | -2,900 | -100.0% | -0.01% | – |
| CPLG | Exit | COREPOINT LODGING INC | $0 | – | -4,000 | -100.0% | -0.02% | – |
| FMAC | Exit | FIRSTMARK HORIZON ACQUISITIO | $0 | – | -6,400 | -100.0% | -0.02% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -736 | -100.0% | -0.02% | – |
| MCFE | Exit | MCAFEE CORP | $0 | – | -3,300 | -100.0% | -0.02% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -1,557 | -100.0% | -0.02% | – |
| HCNEU | Exit | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| STFC | Exit | STATE AUTO FINL CORP | $0 | – | -2,000 | -100.0% | -0.03% | – |
| KRA | Exit | KRATON CORP | $0 | – | -2,300 | -100.0% | -0.03% | – |
| GSKY | Exit | GREENSKY INCcl a | $0 | – | -10,700 | -100.0% | -0.04% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -4,000 | -100.0% | -0.04% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -4,700 | -100.0% | -0.04% | – |
| KOR | Exit | CORVUS GOLD INC | $0 | – | -39,600 | -100.0% | -0.04% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -2,530 | -100.0% | -0.04% | – |
| GWB | Exit | GREAT WESTERN BANCORP INC | $0 | – | -3,900 | -100.0% | -0.04% | – |
| PAE | Exit | PAE INC | $0 | – | -14,900 | -100.0% | -0.04% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LP | $0 | – | -4,100 | -100.0% | -0.04% | – |
| CSPR | Exit | CASPER SLEEP INC | $0 | – | -22,700 | -100.0% | -0.04% | – |
| ACBI | Exit | ATLANTIC CAP BANCSHARES INC | $0 | – | -5,600 | -100.0% | -0.05% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -3,910 | -100.0% | -0.05% | – |
| KLR | Exit | KALEYRA INC | $0 | – | -57,314 | -100.0% | -0.16% | – |
| CFX | Exit | COLFAX CORP | $0 | – | -14,312 | -100.0% | -0.19% | – |
| Exit | SPIRE GLOBAL INC | $0 | – | -296,433 | -100.0% | -0.29% | – | |
| Exit | INFINERA CORPnote 2.125% 9/0 | $0 | – | -1,134,000 | -100.0% | -0.39% | – | |
| Exit | INFINERA CORPnote 2.500% 3/0 | $0 | – | -1,000,000 | -100.0% | -0.42% | – | |
| Exit | MANDIANT INCnote 0.875% 6/0 | $0 | – | -3,000,000 | -100.0% | -0.90% | – | |
| Exit | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $0 | – | -3,063,000 | -100.0% | -1.25% | – | |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -211,700 | -100.0% | -1.51% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -220,900 | -100.0% | -1.66% | – |
| Exit | LENDINGTREE INCnote 0.625% 6/0 | $0 | – | -6,500,000 | -100.0% | -1.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.