$408 Million is the total value of PenderFund Capital Management Ltd.'s 172 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 130.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SANGOMA TECHNOLOGIES CORP | $29,966,000 | -2.0% | 1,685,400 | +20.2% | 7.34% | +5.7% | |
| New | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $19,704,000 | – | 29,679,000 | +100.0% | 4.83% | – | |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $15,439,000 | +31.7% | 313,861 | +0.1% | 3.78% | +42.1% |
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $14,791,000 | +38.5% | 10,000,000 | +66.7% | 3.62% | +49.4% | |
| PAR | Buy | PAR TECHNOLOGY CORP | $14,064,000 | +38.2% | 278,881 | +82.9% | 3.44% | +49.1% |
| New | SUNRUN INCnote 2/0 added | $12,880,000 | – | 12,870,000 | +100.0% | 3.15% | – | |
| PTON | Buy | PELOTON INTERACTIVE INC | $11,492,000 | -17.4% | 347,900 | +13.2% | 2.81% | -10.9% |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $8,899,000 | – | 7,123,134 | +100.0% | 2.18% | – | |
| TPL | Buy | TEXAS PACIFIC LAND CORPORATI | $7,218,000 | +10.8% | 4,270 | +3.5% | 1.77% | +19.5% |
| ATEX | Buy | ANTERIX INC | $7,123,000 | +13598.1% | 98,400 | +13957.1% | 1.74% | +14433.3% |
| New | BAOZUN INCnote 1.625% 5/0 | $1,385,000 | – | 1,100,000 | +100.0% | 0.34% | – | |
| New | MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,039,000 | – | 740,000 | +100.0% | 0.25% | – | |
| WIW | New | WESTERN AST INFL LKD OPP & I | $1,018,000 | – | 67,799 | +100.0% | 0.25% | – |
| COIN | Buy | COINBASE GLOBAL INC | $973,000 | +21.9% | 4,100 | +64.0% | 0.24% | +31.5% |
| FSV | Buy | FIRSTSERVICE CORP NEW | $597,000 | -11.0% | 3,300 | +22.2% | 0.15% | -3.9% |
| EPAY | Buy | BOTTOMLINE TECH DEL INC | $510,000 | +146.4% | 7,200 | +148.3% | 0.12% | +166.0% |
| MIME | New | MIMECAST LTD | $497,000 | – | 5,000 | +100.0% | 0.12% | – |
| BRG | New | BLUEROCK RESIDENTIAL GWT REI | $478,000 | – | 14,400 | +100.0% | 0.12% | – |
| ROG | Buy | ROGERS CORP | $476,000 | +207.1% | 1,400 | +211.1% | 0.12% | +234.3% |
| CTXS | New | CITRIX SYS INC | $467,000 | – | 3,700 | +100.0% | 0.11% | – |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $462,000 | +225.4% | 11,920 | +221.3% | 0.11% | +253.1% |
| PLAN | New | ANAPLAN INC | $455,000 | – | 5,600 | +100.0% | 0.11% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $409,000 | – | 5,400 | +100.0% | 0.10% | – |
| ANAT | Buy | AMERICAN NATIONAL GROUP INC | $410,000 | +220.3% | 1,735 | +224.3% | 0.10% | +244.8% |
| New | US ECOLOGY INC | $389,000 | – | 6,500 | +100.0% | 0.10% | – | |
| NPTN | Buy | NEOPHOTONICS CORP | $388,000 | +141.0% | 20,400 | +145.8% | 0.10% | +156.8% |
| Y | New | ALLEGHANY CORP MD | $371,000 | – | 350 | +100.0% | 0.09% | – |
| SJI | New | SOUTH JERSEY INDS INC | $359,000 | – | 8,320 | +100.0% | 0.09% | – |
| CERN | New | CERNER CORP | $357,000 | – | 3,050 | +100.0% | 0.09% | – |
| TEN | New | TENNECO INC | $357,000 | – | 15,600 | +100.0% | 0.09% | – |
| FOE | New | FERRO CORP | $342,000 | – | 12,584 | +100.0% | 0.08% | – |
| TSPQ | Buy | TCW SPECIAL PURPOSE ACQU COR | $323,000 | +303.8% | 26,500 | +307.7% | 0.08% | +338.9% |
| ESBK | Buy | ELMIRA SVGS BK ELMIRA N Y | $315,000 | +90.9% | 10,987 | +92.8% | 0.08% | +108.1% |
| MTOR | New | MERITOR INC | $311,000 | – | 7,000 | +100.0% | 0.08% | – |
| PBCT | Buy | PEOPLES UNITED FINANCIAL INC | $307,000 | +94.3% | 12,300 | +75.7% | 0.08% | +108.3% |
| WIA | New | WESTERN ASST INFLTN LKD INM | $301,000 | – | 20,600 | +100.0% | 0.07% | – |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $296,000 | +270.0% | 11,900 | +271.9% | 0.07% | +300.0% |
| VYGG | New | VY GLOBAL GROWTH | $296,000 | – | 23,900 | +100.0% | 0.07% | – |
| ZNGA | New | ZYNGA INCcl a | $262,000 | – | 22,700 | +100.0% | 0.06% | – |
| HTA | New | HEALTHCARE TR AMER INCcl a new | $255,000 | – | 6,500 | +100.0% | 0.06% | – |
| MGI | Buy | MONEYGRAM INTL INC | $252,000 | +447.8% | 19,100 | +315.2% | 0.06% | +520.0% |
| TSC | Buy | TRISTATE CAP HLDGS INC | $245,000 | +52.2% | 5,900 | +40.5% | 0.06% | +62.2% |
| OCDX | New | ORTHO CLINICAL DIAGNOSTICS H | $247,000 | – | 10,600 | +100.0% | 0.06% | – |
| WBT | Buy | WELBILT INC | $234,000 | +9.9% | 7,880 | +11.3% | 0.06% | +18.8% |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $226,000 | – | 11,000 | +100.0% | 0.06% | – |
| NSEC | New | NATIONAL SEC GROUP INC | $217,000 | – | 10,845 | +100.0% | 0.05% | – |
| STXB | New | SPIRIT OF TEX BANCSHARES INC | $204,000 | – | 6,200 | +100.0% | 0.05% | – |
| EXTN | New | EXTERRAN CORP | $191,000 | – | 24,600 | +100.0% | 0.05% | – |
| VG | New | VONAGE HLDGS CORP | $174,000 | – | 6,875 | +100.0% | 0.04% | – |
| FLOW | Buy | SPX FLOW INC | $172,000 | +21.1% | 1,600 | +23.1% | 0.04% | +31.2% |
| XENT | New | INTERSECT ENT INC | $172,000 | – | 4,900 | +100.0% | 0.04% | – |
| IIN | New | INTRICON CORP | $167,000 | – | 5,600 | +100.0% | 0.04% | – |
| CDR | New | CEDAR REALTY TRUST INC | $152,000 | – | 4,400 | +100.0% | 0.04% | – |
| VNE | New | VEONEER INC | $134,000 | – | 2,900 | +100.0% | 0.03% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $126,000 | – | 4,800 | +100.0% | 0.03% | – |
| SAVE | New | SPIRIT AIRLS INC | $115,000 | – | 4,200 | +100.0% | 0.03% | – |
| ETAC | Buy | E MERGE TECHNOLOGY ACQUISITI | $111,000 | +170.7% | 8,979 | +172.1% | 0.03% | +200.0% |
| TLMD | New | SOC TELEMED INC | $111,000 | – | 29,700 | +100.0% | 0.03% | – |
| GOAC | Buy | GO ACQUISITION CORP | $102,000 | +104.0% | 8,278 | +107.0% | 0.02% | +127.3% |
| ALTU | New | ALTITUDE ACQUISITION CORP | $99,000 | – | 7,974 | +100.0% | 0.02% | – |
| DNAC | Buy | SOCIAL CAP SUVRETTA HLD CRPI | $88,000 | +175.0% | 7,094 | +180.4% | 0.02% | +214.3% |
| CFIV | Buy | CF ACQUISITION CORP IV | $87,000 | +42.6% | 7,100 | +44.9% | 0.02% | +50.0% |
| KVSC | Buy | KHOSLA VENTURES ACQUT CO III | $78,000 | +90.2% | 6,400 | +93.9% | 0.02% | +111.1% |
| SUMR | New | SUMMER INFANT INC | $79,000 | – | 5,422 | +100.0% | 0.02% | – |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $79,000 | +5.3% | 6,426 | +5.8% | 0.02% | +11.8% |
| MSDA | New | MSD ACQUISITION CORP | $77,000 | – | 6,300 | +100.0% | 0.02% | – |
| SLAM | Buy | SLAM CORP | $79,000 | +92.7% | 6,500 | +97.0% | 0.02% | +111.1% |
| DNAA | Buy | SOCIAL CAP SUVRETTA HLDS CRP | $79,000 | +9.7% | 6,400 | +12.3% | 0.02% | +18.8% |
| VAQC | Buy | VECTOR ACQUISITION CORP II | $77,000 | +3750.0% | 6,346 | +4246.6% | 0.02% | – |
| WPCA | Buy | WARBURG PINCUS CAPTAL CORP I | $79,000 | +1875.0% | 6,429 | +1854.1% | 0.02% | +1800.0% |
| HAAC | Buy | HEALTH ASSURN ACQUISITION CO | $72,000 | +10.8% | 5,880 | +11.4% | 0.02% | +20.0% |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $59,000 | +5.4% | 2,800 | +33.3% | 0.01% | +7.7% |
| NXE | New | NEXGEN ENERGY LTD | $59,000 | – | 8,400 | +100.0% | 0.01% | – |
| GPOR | New | GULFPORT ENERGY CORP | $56,000 | – | 500 | +100.0% | 0.01% | – |
| UNIT | New | UNITI GROUP INC | $48,000 | – | 2,800 | +100.0% | 0.01% | – |
| RMGC | Buy | RMG ACQUISITION CORP III | $39,000 | +50.0% | 3,155 | +50.2% | 0.01% | +66.7% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $41,000 | – | 600 | +100.0% | 0.01% | – |
| SWAV | New | SHOCKWAVE MED INC | $41,000 | – | 160 | +100.0% | 0.01% | – |
| FVAM | Buy | 5 01 ACQUISITION CORP | $41,000 | 0.0% | 3,310 | +0.3% | 0.01% | +11.1% |
| THS | New | TREEHOUSE FOODS INC | $28,000 | – | 700 | +100.0% | 0.01% | – |
| New | TRITIUM DCFC LIMITED*w exp 01/13/202 added | $1,000 | – | 333 | +100.0% | 0.00% | – | |
| New | JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $2,000 | – | 2,500 | +100.0% | 0.00% | – | |
| New | CORNER GROWTH ACQUISITN CORP | $0 | – | 10 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.