$383 Million is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 5.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $24,177,000 | -1.8% | 21,060,000 | 0.0% | 6.32% | +9.7% | ||
| TRICIDA INCnote 3.500% 5/1 | $16,354,000 | +21.9% | 28,408,000 | 0.0% | 4.27% | +36.1% | ||
| SHIP FIN INTL LTDnote 4.875% 5/0 | $11,199,000 | +8.0% | 8,656,000 | 0.0% | 2.93% | +20.5% | ||
| AVNW | AVIAT NETWORKS INC | $10,826,000 | +2.5% | 260,109 | 0.0% | 2.83% | +14.4% | |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $10,366,000 | +1.7% | 9,000,000 | 0.0% | 2.71% | +13.5% | ||
| OPKO HEALTH INCnote 4.500% 2/1 | $9,485,000 | -3.9% | 6,000,000 | 0.0% | 2.48% | +7.3% | ||
| SSR MNG INCnote 2.500% 4/0 | $9,090,000 | -4.0% | 6,250,000 | 0.0% | 2.38% | +7.1% | ||
| MAXR | MAXAR TECHNOLOGIES INC | $8,896,000 | -27.7% | 247,801 | 0.0% | 2.32% | -19.3% | |
| FLR | FLUOR CORP | $4,282,000 | -7.8% | 211,700 | 0.0% | 1.12% | +2.9% | |
| FIREEYE INCnote 0.875% 6/0 | $4,070,000 | -3.6% | 3,000,000 | 0.0% | 1.06% | +7.7% | ||
| KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $2,913,000 | -22.4% | 3,000,000 | 0.0% | 0.76% | -13.4% | ||
| MSTR | MICROSTRATEGY INCcl a | $2,344,000 | -11.1% | 3,200 | 0.0% | 0.61% | -0.6% | |
| KLR | KALEYRA INC | $1,937,000 | -8.1% | 138,900 | 0.0% | 0.51% | +2.6% | |
| INFINERA CORPnote 2.500% 3/0 | $1,684,000 | -11.3% | 1,000,000 | 0.0% | 0.44% | -0.9% | ||
| INFINERA CORPnote 2.125% 9/0 | $1,599,000 | -7.7% | 1,134,000 | 0.0% | 0.42% | +3.0% | ||
| LENDINGTREE INC NEWnote 0.625% 6/0 | $1,271,000 | -13.5% | 1,000,000 | 0.0% | 0.33% | -3.5% | ||
| KW | KENNEDY-WILSON HOLDINGS INC | $1,208,000 | +7.6% | 45,600 | 0.0% | 0.32% | +20.2% | |
| STWD | STARWOOD PPTY TR INC | $1,189,000 | -4.7% | 38,450 | 0.0% | 0.31% | +6.5% | |
| DISCK | DISCOVERY INC | $1,156,000 | -14.4% | 37,600 | 0.0% | 0.30% | -4.4% | |
| CFX | COLFAX CORP | $832,000 | +2.3% | 14,312 | 0.0% | 0.22% | +14.2% | |
| CIGI | COLLIERS INTL GROUP INC | $600,000 | +16.7% | 3,700 | 0.0% | 0.16% | +30.8% | |
| FSV | FIRSTSERVICE CORP | $573,000 | +7.7% | 2,500 | 0.0% | 0.15% | +20.0% | |
| SOFIW | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $386,000 | -24.8% | 48,600 | 0.0% | 0.10% | -15.8% | |
| HCNEU | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $127,000 | +1.6% | 10,000 | 0.0% | 0.03% | +13.8% | |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $118,000 | -7.1% | 49,750 | 0.0% | 0.03% | +3.3% | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $48,000 | -11.1% | 32,999 | 0.0% | 0.01% | 0.0% | |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $17,000 | -79.0% | 10,332 | 0.0% | 0.00% | -78.9% | |
| RENN | RENREN INCsponsored ads | $9,000 | +28.6% | 500 | 0.0% | 0.00% | 0.0% | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $2,000 | -50.0% | 2,500 | 0.0% | 0.00% | 0.0% | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $3,000 | 0.0% | 2,500 | 0.0% | 0.00% | 0.0% | |
| IPODWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $3,000 | -25.0% | 1,250 | 0.0% | 0.00% | 0.0% | |
| DISCA | DISCOVERY INC | $5,000 | -16.7% | 160 | 0.0% | 0.00% | 0.0% | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $1,000 | -50.0% | 1,666 | 0.0% | 0.00% | – | |
| DCRNW | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $1,000 | 0.0% | 333 | 0.0% | 0.00% | – | |
| SPAQWS | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | -50.0% | 1,666 | 0.0% | 0.00% | – | |
| THMAW | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $0 | -100.0% | 333 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.