$393 Million is the total value of PenderFund Capital Management Ltd.'s 81 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 520.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $18,310,000 | – | 9,500,000 | +100.0% | 4.66% | – | |
| BUR | New | BURFORD CAP LTD | $15,946,000 | – | 1,295,463 | +100.0% | 4.05% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $15,483,000 | +554.1% | 56,250 | +287.9% | 3.94% | +498.2% |
| New | GRANITE CONSTR INCnote 2.750%11/0 | $14,303,000 | – | 10,300,000 | +100.0% | 3.64% | – | |
| New | FIREEYE INCnote 0.875% 6/0 | $13,984,000 | – | 9,000,000 | +100.0% | 3.56% | – | |
| New | SSR MNG INCnote 2.500% 4/0 | $7,558,000 | – | 4,250,000 | +100.0% | 1.92% | – | |
| CLDR | Buy | CLOUDERA INC | $6,525,000 | +54.1% | 368,500 | +26.2% | 1.66% | +41.0% |
| SHSP | Buy | SHARPSPRING INC | $5,753,000 | +114.1% | 277,602 | +53.4% | 1.46% | +95.7% |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $5,480,000 | +48.1% | 111,351 | +0.1% | 1.39% | +35.4% |
| FTSI | New | FTS INTERNATIONAL INC | $4,933,000 | – | 201,856 | +100.0% | 1.25% | – |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $4,635,000 | +40.4% | 563,625 | +14.4% | 1.18% | +28.3% |
| TPB | New | TURNING PT BRANDS INC | $3,125,000 | – | 55,100 | +100.0% | 0.79% | – |
| IPOF | New | SOCIAL CAPITAL HEDOSOPHA HLD | $3,116,000 | – | 199,000 | +100.0% | 0.79% | – |
| IPOE | New | SOCIAL CAPITAL HEDOSOPHA HLD | $3,078,000 | – | 194,400 | +100.0% | 0.78% | – |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $2,478,000 | – | 174,100 | +100.0% | 0.63% | – |
| EMD | New | WESTERN ASSET EMERGING MKTS | $1,769,000 | – | 100,000 | +100.0% | 0.45% | – |
| BWG | New | BRANDYWINEGBL GBL INCM OPP F | $1,590,000 | – | 100,000 | +100.0% | 0.40% | – |
| ALSK | New | ALASKA COMMUNICATIONS SYS GR | $1,568,000 | – | 333,802 | +100.0% | 0.40% | – |
| LUXAU | New | LUX HEALTH TECH ACQUISITIONunit 11/30/2027 | $1,493,000 | – | 100,000 | +100.0% | 0.38% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $1,400,000 | – | 200,000 | +100.0% | 0.36% | – |
| MSTR | New | MICROSTRATEGY INC CL A NEWcl a | $1,138,000 | – | 2,300 | +100.0% | 0.29% | – |
| KW | New | KENNEDY-WILSON HOLDINGS INC | $884,000 | – | 38,830 | +100.0% | 0.22% | – |
| OPENW | New | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $442,000 | – | 45,002 | +100.0% | 0.11% | – |
| SPFRU | New | JAWS SPITFIRE ACQUISITION COunit 99/99/9999 | $281,000 | – | 20,000 | +100.0% | 0.07% | – |
| IPOEWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $218,000 | – | 48,600 | +100.0% | 0.06% | – |
| JWSWS | New | JAWS ACQUISITION CORP*w exp 99/99/999 | $208,000 | – | 60,498 | +100.0% | 0.05% | – |
| IPOFWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $207,000 | – | 49,750 | +100.0% | 0.05% | – |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $187,000 | – | 58,032 | +100.0% | 0.05% | – |
| IPOD | New | SOCIAL CAPITAL HEDOSOPHA HLD | $87,000 | – | 5,000 | +100.0% | 0.02% | – |
| TMPMU | New | TURMERIC ACQUISITION CORPunit 10/08/2025 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| IPODWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $6,000 | – | 1,250 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.