$320 Million is the total value of PenderFund Capital Management Ltd.'s 57 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 128.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $23,672,000 | +61.5% | 21,060,000 | +35.3% | 7.39% | +79.6% | |
| Buy | TWITTER INCnote 1.000% 9/1 | $19,004,000 | +42.9% | 14,244,000 | +35.7% | 5.93% | +59.0% | |
| Buy | SUNPOWER CORPdbcv 4.000% 1/1 | $18,243,000 | +21.1% | 15,106,000 | +8.9% | 5.69% | +34.7% | |
| EGAN | Buy | EGAIN CORP | $12,283,000 | +8.0% | 1,190,701 | +7.6% | 3.83% | +20.1% |
| New | TWITTER INCnote 0.250% 6/1 | $11,399,000 | – | 9,000,000 | +100.0% | 3.56% | – | |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $11,097,000 | – | 8,470,000 | +100.0% | 3.46% | – | |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $10,642,000 | – | 8,880,000 | +100.0% | 3.32% | – | |
| Z | New | ZILLOW GROUP INCcl c cap stk | $9,660,000 | – | 190,574 | +100.0% | 3.02% | – |
| New | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $7,747,000 | – | 9,860,000 | +100.0% | 2.42% | – | |
| EBIX | New | EBIX INC | $6,512,000 | – | 304,936 | +100.0% | 2.03% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $6,198,000 | – | 300,000 | +100.0% | 1.94% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $5,801,000 | – | 300,000 | +100.0% | 1.81% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $5,716,000 | – | 300,000 | +100.0% | 1.78% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $5,514,000 | – | 300,000 | +100.0% | 1.72% | – |
| BPY | Buy | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $5,367,000 | -50.2% | 472,475 | +4.1% | 1.68% | -44.6% |
| BLW | New | BLACKROCK LTD DURATION INC T | $5,328,000 | – | 300,000 | +100.0% | 1.66% | – |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $4,709,000 | +109.6% | 350,000 | +133.3% | 1.47% | +133.0% |
| HBI | Buy | HANESBRANDS INC | $4,294,000 | -36.3% | 387,711 | +11.0% | 1.34% | -29.1% |
| New | INTELSAT S Anote 4.500% 6/1 | $3,710,000 | – | 11,670,000 | +100.0% | 1.16% | – | |
| LEAF | Buy | LEAF GROUP LTD | $2,766,000 | -57.0% | 1,466,723 | +18.3% | 0.86% | -52.2% |
| VVR | Buy | INVESCO SR INCOME TR | $2,719,000 | +62.7% | 600,000 | +100.0% | 0.85% | +81.0% |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME | $2,426,000 | +7.3% | 510,000 | +24.4% | 0.76% | +19.2% |
| VTA | New | INVESCO DYNAMIC CR OPPORTUNI | $2,246,000 | – | 200,000 | +100.0% | 0.70% | – |
| MSFT | New | MICROSOFT CORP | $2,242,000 | – | 10,100 | +100.0% | 0.70% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,206,000 | -9.5% | 35,300 | +8.6% | 0.69% | +0.7% |
| PAR | Buy | PAR TECHNOLOGY CORP | $2,088,000 | -53.5% | 115,400 | +2.5% | 0.65% | -48.3% |
| FLR | New | FLUOR CORP | $1,323,000 | – | 136,100 | +100.0% | 0.41% | – |
| BHRPRB | Buy | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $794,000 | -58.0% | 101,720 | +32.6% | 0.25% | -53.3% |
| STWD | Buy | STARWOOD PPTY TR INC | $608,000 | +91.2% | 38,450 | +290.4% | 0.19% | +113.5% |
| NOC | New | NORTHROP GRUMMAN CORP | $530,000 | – | 1,200 | +100.0% | 0.16% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $261,000 | – | 50,000 | +100.0% | 0.08% | – |
| FSV | New | FIRSTSERVICE CORP | $109,000 | – | 1,000 | +100.0% | 0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.