$238 Million is the total value of PenderFund Capital Management Ltd.'s 69 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIDU | Buy | BAIDU INC SPON ADR REP Aspon adr rep a | $18,713,000 | +9.1% | 74,134 | +51.2% | 5.81% | -3.1% |
| HHC | Buy | HOWARD HUGHES CORP | $18,526,000 | +16.4% | 120,882 | +41.7% | 5.75% | +3.4% |
| LILA | New | LIBERTY LATIN AMERICA LTD COM CL A | $18,302,000 | – | 660,348 | +100.0% | 5.68% | – |
| JD | New | JD COM INC SPON ADR CL Aspon adr cl a | $14,609,000 | – | 488,400 | +100.0% | 4.54% | – |
| MIDD | Buy | MIDDLEBY CORP | $14,191,000 | +20.3% | 91,436 | +1.8% | 4.41% | +6.8% |
| Buy | SUNPOWER CORPdbcv 4.000% 1/1 | $10,721,000 | +60.6% | 12,737,000 | +62.0% | 3.33% | +42.6% | |
| BPY | New | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $9,481,000 | – | 359,800 | +100.0% | 2.94% | – |
| ASUR | Buy | ASURE SOFTWARE INC | $7,798,000 | +34.4% | 558,751 | +102.8% | 2.42% | +19.3% |
| Buy | AMYRIS INCnote 6.500% 5/1 | $7,526,000 | +37.4% | 7,526,000 | +36.2% | 2.34% | +22.0% | |
| HBI | Buy | HANESBRANDS INC | $7,455,000 | +3213.3% | 336,246 | +4266.8% | 2.32% | +2830.4% |
| Buy | TWITTER INCnote 1.000% 9/1 | $5,539,000 | +185.5% | 6,000,000 | +200.0% | 1.72% | +153.7% | |
| KKR | New | KKR & CO INCcl a added | $5,210,000 | – | 159,424 | +100.0% | 1.62% | – |
| MODN | Buy | MODEL N INC | $4,948,000 | +36.6% | 250,821 | +79.4% | 1.54% | +21.2% |
| EGAN | Buy | EGAIN CORP | $3,949,000 | +54.7% | 421,143 | +187.1% | 1.23% | +37.3% |
| NM | New | NAVIOS MARITIME HOLDINGS INC | $3,900,000 | – | 5,719,268 | +100.0% | 1.21% | – |
| SEAC | Buy | SEACHANGE INTL INC | $3,732,000 | -40.3% | 1,710,532 | +18.6% | 1.16% | -47.0% |
| New | ACETO CORPnote 2.000%11/0 | $3,413,000 | – | 4,478,000 | +100.0% | 1.06% | – | |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $3,298,000 | +20.9% | 280,000 | +24.4% | 1.02% | +7.3% |
| BHRPRB | New | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $2,552,000 | – | 134,647 | +100.0% | 0.79% | – |
| Buy | AMYRIS INCnote 9.500% 4/1 | $2,500,000 | +66.4% | 2,500,000 | +66.7% | 0.78% | +47.8% | |
| MAXR | New | MAXAR TECHNOLOGIES LTD | $2,361,000 | – | 59,693 | +100.0% | 0.73% | – |
| DHXM | Buy | DHX MEDIA LTD COM VAR VTG | $2,270,000 | +80.0% | 1,070,600 | +107.1% | 0.70% | +59.9% |
| QMCO | Buy | QUANTUM CORP | $1,889,000 | +40.9% | 584,183 | +5.1% | 0.59% | +25.2% |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,257,000 | – | 38,300 | +100.0% | 0.39% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $1,245,000 | – | 100,000 | +100.0% | 0.39% | – |
| PHIKQ | New | PHI INC COM NON VTG | $1,084,000 | – | 87,880 | +100.0% | 0.34% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $828,000 | – | 200,000 | +100.0% | 0.26% | – |
| YTRA | New | YATRA ONLINE INC | $441,000 | – | 62,700 | +100.0% | 0.14% | – |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $425,000 | – | 518,000 | +100.0% | 0.13% | – | |
| DAIO | New | DATA I O CORP | $3,000 | – | 500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.