$658 Million is the total value of AWM Investment Company, Inc.'s 133 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 12.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Sell | Destination XL Group, Inc. | $53,498,000 | +43.9% | 9,870,434 | -10.0% | 8.13% | +38.8% |
| PI | Impinj, Inc. | $39,678,000 | +36.4% | 495,787 | 0.0% | 6.03% | +31.7% | |
| TA | TravelCenters of America LLC | $38,037,000 | +56.5% | 705,307 | 0.0% | 5.78% | +51.0% | |
| AEHR | Buy | Aehr Test Systems | $23,241,000 | +88.1% | 1,648,319 | +0.1% | 3.53% | +81.6% |
| CDMO | Avid Bioservices, Inc. | $22,539,000 | +25.3% | 1,178,826 | 0.0% | 3.43% | +20.9% | |
| PFSW | Buy | Pfsweb, Inc. | $19,145,000 | -20.4% | 2,054,155 | +0.5% | 2.91% | -23.2% |
| RGEN | Repligen Corporation | $18,711,000 | +15.2% | 100,000 | 0.0% | 2.84% | +11.2% | |
| ARGX | argenx SE - ADR (Netherlands) | $17,652,000 | -6.8% | 50,000 | 0.0% | 2.68% | -10.1% | |
| OOMA | Ooma, Inc. | $17,342,000 | +3.9% | 1,409,948 | 0.0% | 2.64% | +0.3% | |
| KIDS | Buy | OrthoPediatrics Corporation | $15,940,000 | +24.0% | 345,475 | +15.9% | 2.42% | +19.6% |
| INFU | Infusystem Holdings, Inc. | $13,980,000 | -27.4% | 2,000,000 | 0.0% | 2.13% | -29.9% | |
| SQNS | Sequans Communications S.A. AD | $13,744,000 | +32.7% | 3,849,940 | 0.0% | 2.09% | +28.1% | |
| ADMA | ADMA Biologics, Inc. | $12,186,000 | +22.7% | 5,015,000 | 0.0% | 1.85% | +18.5% | |
| GNSS | Genasys, Inc. | $12,048,000 | -14.8% | 4,349,544 | 0.0% | 1.83% | -17.7% | |
| LMAT | LeMaitre Vascular, Inc. | $11,656,000 | +11.3% | 230,000 | 0.0% | 1.77% | +7.4% | |
| Buy | Turtle Beach Corp. @0 pre-fundwarrants | $11,414,000 | -36.7% | 9,147,376 | +9.1% | 1.74% | -38.9% | |
| VERU | Sell | Veru, Inc. | $11,401,000 | -50.4% | 989,635 | -51.3% | 1.73% | -52.1% |
| MRAM | Everspin Technology, Inc. | $11,341,000 | +10.5% | 1,958,741 | 0.0% | 1.72% | +6.6% | |
| CEVA | Buy | CEVA, Inc. | $11,127,000 | -9.9% | 424,192 | +15.3% | 1.69% | -13.1% |
| CNTY | Buy | Century Casinos, Inc. | $10,785,000 | -8.2% | 1,644,037 | +0.8% | 1.64% | -11.4% |
| DZSI | Buy | DZS, Inc. | $10,680,000 | +7.6% | 945,158 | +54.9% | 1.62% | +3.8% |
| LPSN | Buy | LivePerson, Inc. | $9,719,000 | -15.9% | 1,031,724 | +26.3% | 1.48% | -18.8% |
| REPH | Societal CDMO, Inc. | $9,144,000 | +105.0% | 5,609,689 | 0.0% | 1.39% | +97.7% | |
| RADA | RADA Electronic Industries,Ltd | $8,235,000 | +4.2% | 855,164 | 0.0% | 1.25% | +0.6% | |
| LOVE | Lovesac Company, The | $7,991,000 | -25.9% | 392,096 | 0.0% | 1.22% | -28.5% | |
| Buy | Gambling.com Group Ltd. | $7,874,000 | +4.2% | 1,036,011 | +8.0% | 1.20% | +0.6% | |
| AMSC | Buy | American Superconductor Corp | $7,815,000 | -0.2% | 1,784,192 | +18.0% | 1.19% | -3.7% |
| NGS | Buy | Natural Gas Services Group Inc | $7,723,000 | +2.4% | 769,233 | +12.2% | 1.17% | -1.2% |
| RDCM | RADCOM, Ltd. (Israel) | $6,587,000 | -1.0% | 578,312 | 0.0% | 1.00% | -4.4% | |
| UTI | Universal Technical Institute | $6,125,000 | -23.7% | 1,125,888 | 0.0% | 0.93% | -26.4% | |
| OPRX | Buy | OptimizeRx Corporation | $5,930,000 | -43.6% | 400,143 | +4.3% | 0.90% | -45.5% |
| VMD | Buy | Viemed Healthcare, Inc. (US) | $5,778,000 | +25.0% | 962,089 | +12.5% | 0.88% | +20.7% |
| OCX | Oncocyte Corp. | $5,655,000 | -18.9% | 7,746,557 | 0.0% | 0.86% | -21.7% | |
| VICR | Buy | Vicor Corporation | $5,484,000 | +10.4% | 92,731 | +2.2% | 0.83% | +6.6% |
| Buy | voxeljet AG, ADR (Germany) | $5,378,000 | +67.0% | 1,707,413 | +79.2% | 0.82% | +61.3% | |
| UCTT | Buy | Ultra Clean Holdings, Inc. | $5,199,000 | -11.2% | 201,919 | +2.7% | 0.79% | -14.2% |
| LASR | Buy | nLight, Inc. | $5,038,000 | +0.1% | 533,136 | +8.3% | 0.77% | -3.4% |
| KRT | Karat Packaging, Inc. | $4,893,000 | -6.3% | 305,986 | 0.0% | 0.74% | -9.5% | |
| PWFL | Buy | PowerFleet, Inc. | $4,866,000 | +42.2% | 1,579,956 | +0.2% | 0.74% | +37.3% |
| EMKR | EMCORE Corporation | $4,644,000 | -45.6% | 2,781,094 | 0.0% | 0.71% | -47.5% | |
| SPRO | New | Spero Therapeutics, Inc. | $4,601,000 | – | 2,300,400 | +100.0% | 0.70% | – |
| APEN | Buy | Apollo Endosurgery, Inc. | $4,574,000 | +251.3% | 830,097 | +132.6% | 0.70% | +239.0% |
| CNCE | Buy | Concert Pharmaceuticals, Inc. | $4,467,000 | +110.2% | 666,661 | +32.1% | 0.68% | +102.7% |
| HEAR | Turtle Beach Corporation | $4,320,000 | -44.2% | 633,455 | 0.0% | 0.66% | -46.1% | |
| BLU | Bellus Health, Inc. (Canada) | $4,013,000 | +14.3% | 380,000 | 0.0% | 0.61% | +10.3% | |
| SPNE | SeaSpine Holdings Corp. | $3,817,000 | +0.5% | 671,950 | 0.0% | 0.58% | -3.0% | |
| LTRX | Buy | Lantronix, Inc. | $3,658,000 | -10.1% | 760,533 | +0.5% | 0.56% | -13.3% |
| AVAV | Aerovironment, Inc. | $3,352,000 | +1.4% | 40,208 | 0.0% | 0.51% | -2.1% | |
| WPRT | Westport Fuel Systems, Inc. | $3,340,000 | -13.7% | 3,832,047 | 0.0% | 0.51% | -16.7% | |
| FRG | Franchise Group, Inc. | $3,205,000 | -30.7% | 131,912 | 0.0% | 0.49% | -33.2% | |
| Buy | Backblaze, Inc. | $3,180,000 | +9.2% | 639,902 | +14.9% | 0.48% | +5.4% | |
| DHX | DHI Group, Inc. | $3,126,000 | +8.2% | 581,000 | 0.0% | 0.48% | +4.4% | |
| SSTI | Shotspotter, Inc. | $3,090,000 | +6.9% | 107,438 | 0.0% | 0.47% | +3.3% | |
| NDLS | Buy | Noodles & Co. | $3,068,000 | +9.6% | 652,803 | +9.6% | 0.47% | +5.7% |
| ONEW | OneWater Marine, Inc. - CL A | $2,998,000 | -8.9% | 99,567 | 0.0% | 0.46% | -12.0% | |
| NGMS | NeoGames S.A. (Luxembourg) | $2,922,000 | -3.8% | 226,500 | 0.0% | 0.44% | -7.1% | |
| Buy | Reservior Media, Inc. | $2,868,000 | -16.5% | 587,732 | +11.6% | 0.44% | -19.4% | |
| Buy | AirSculpt Technologies, Inc. | $2,783,000 | +12.2% | 432,762 | +3.5% | 0.42% | +8.2% | |
| QUIK | QuickLogic Corporation | $2,687,000 | -23.7% | 415,230 | 0.0% | 0.41% | -26.3% | |
| CTRN | Buy | Citi Trends, Inc. | $2,591,000 | +46.9% | 167,028 | +123.9% | 0.39% | +41.7% |
| LLNW | Edgio, Inc. | $2,587,000 | +20.3% | 930,735 | 0.0% | 0.39% | +15.9% | |
| MOVE | Movano, Inc. | $2,475,000 | +15.1% | 900,000 | 0.0% | 0.38% | +10.9% | |
| The Real Good Food Company, In | $2,327,000 | -8.1% | 360,267 | 0.0% | 0.35% | -11.3% | ||
| NMTC | NeuroOne Medical Technologies | $2,304,000 | +105.9% | 1,363,331 | 0.0% | 0.35% | +98.9% | |
| New | Twin Vee PowerCats Co. | $2,269,000 | – | 930,062 | +100.0% | 0.34% | – | |
| UGRO | Buy | urban-gro, Inc. | $2,258,000 | +17.7% | 809,265 | +104.1% | 0.34% | +13.6% |
| ECOR | ElectroCore, Inc. | $2,231,000 | -20.3% | 5,493,876 | 0.0% | 0.34% | -23.1% | |
| Sell | Ideal Power, Inc. | $2,184,000 | -24.2% | 210,981 | -10.3% | 0.33% | -26.9% | |
| GAIA | Buy | Gaia, Inc. | $2,100,000 | -38.3% | 864,375 | +7.9% | 0.32% | -40.5% |
| VQSLF | Buy | VIQ Solutions, Inc. (Canada) | $2,073,000 | -11.8% | 3,343,326 | +103.4% | 0.32% | -14.9% |
| MaxCyte, Inc. | $1,950,000 | +37.4% | 300,000 | 0.0% | 0.30% | +32.6% | ||
| PRTC | Sell | PureTech Health PLC-ADR (Brita | $1,890,000 | -24.8% | 70,000 | -89.4% | 0.29% | -27.5% |
| ATOM | Atomera Incorporated | $1,793,000 | +7.9% | 177,034 | 0.0% | 0.27% | +4.2% | |
| SNCR | Buy | Synchronoss Technologies, Inc. | $1,727,000 | +5.4% | 1,514,794 | +6.3% | 0.26% | +1.9% |
| PFIE | Buy | Profire Energy, Inc. | $1,707,000 | -11.8% | 2,007,245 | +49.4% | 0.26% | -14.8% |
| New | Medicenna Therapeutics, Corp.@warrants | $1,555,000 | – | 2,660,000 | +100.0% | 0.24% | – | |
| KOPN | Kopin Corporation | $1,519,000 | -6.2% | 1,446,746 | 0.0% | 0.23% | -9.4% | |
| OPK | OPKO Health, Inc. | $1,512,000 | -25.3% | 800,000 | 0.0% | 0.23% | -27.9% | |
| JOB | Gee Group, Inc. | $1,442,000 | +20.9% | 2,285,192 | 0.0% | 0.22% | +16.5% | |
| NNDM | Nano Dimension, Ltd. ADR (Isra | $1,346,000 | -23.9% | 563,126 | 0.0% | 0.20% | -26.5% | |
| GAN | Sell | GAN, Ltd. (London) | $1,295,000 | -36.0% | 583,228 | -14.6% | 0.20% | -38.2% |
| USIO | Buy | Usio,Inc. | $1,234,000 | +43.8% | 949,142 | +168.8% | 0.19% | +39.3% |
| QIPT | Quipt Home Medical Corp. | $1,228,000 | -8.8% | 294,600 | 0.0% | 0.19% | -11.8% | |
| Buy | Lulu's Fashion Lounge Holdings | $1,186,000 | -27.1% | 254,500 | +69.7% | 0.18% | -29.7% | |
| LEGH | Buy | Legacy Housing Corp. | $1,176,000 | +60.9% | 68,588 | +22.5% | 0.18% | +55.7% |
| BLFS | BioLife Solutions, Inc. | $1,137,000 | +64.8% | 50,000 | 0.0% | 0.17% | +58.7% | |
| PGNY | Progyny, Inc. | $1,112,000 | +27.7% | 30,000 | 0.0% | 0.17% | +23.4% | |
| Sell | Minerva Surgical, Inc. | $1,104,000 | -69.6% | 1,388,515 | -10.2% | 0.17% | -70.6% | |
| RUN | Sunrun, Inc. | $1,104,000 | +18.2% | 40,000 | 0.0% | 0.17% | +14.3% | |
| New | Shapeways Holdings, Inc. | $1,024,000 | – | 1,641,308 | +100.0% | 0.16% | – | |
| ETON | Eton Pharmaceuticals, Inc. | $973,000 | -19.9% | 463,320 | 0.0% | 0.15% | -22.5% | |
| Sell | Orbital Energy Group, Inc. | $953,000 | -47.1% | 2,006,380 | -29.8% | 0.14% | -48.9% | |
| LIQT | LiqTech International, Inc. | $926,000 | -15.4% | 2,430,141 | 0.0% | 0.14% | -18.0% | |
| QMCO | Quantum Corp. | $897,000 | -24.0% | 830,994 | 0.0% | 0.14% | -26.9% | |
| BITF | Buy | Bitfarms, Ltd. of Canada (Cana | $888,000 | -4.8% | 849,396 | +1.9% | 0.14% | -8.2% |
| CDNA | CareDx, Inc. | $851,000 | -20.8% | 50,000 | 0.0% | 0.13% | -23.7% | |
| New | Sonendo, Inc. | $807,000 | – | 754,576 | +100.0% | 0.12% | – | |
| NUVB | Buy | Nuvation Bio, Inc. | $795,000 | -27.9% | 355,000 | +4.4% | 0.12% | -30.5% |
| Sell | Assure Holdings Corp(CND need | $780,000 | -64.5% | 1,219,069 | -21.3% | 0.12% | -65.7% | |
| New | Mobilicom, Ltd. (Australia) | $768,000 | – | 426,656 | +100.0% | 0.12% | – | |
| EGLX | Enthusiast Gaming Holdings, In | $765,000 | -56.9% | 897,100 | 0.0% | 0.12% | -58.6% | |
| AXDX | New | Accelerate Diagnostics, Inc. | $746,000 | – | 491,100 | +100.0% | 0.11% | – |
| CYRX | Cryoport, Inc. | $731,000 | -21.3% | 30,000 | 0.0% | 0.11% | -24.0% | |
| EMAN | eMagin Corporation | $662,000 | -9.1% | 1,119,887 | 0.0% | 0.10% | -12.2% | |
| INVO | INVO Bioscience, Inc. | $661,000 | +60.8% | 623,860 | 0.0% | 0.10% | +55.4% | |
| SGLB | Sigma Labs, Inc. | $569,000 | -36.3% | 697,785 | 0.0% | 0.09% | -38.3% | |
| NEON | Neonode, Inc. | $536,000 | -31.6% | 153,200 | 0.0% | 0.08% | -34.7% | |
| SIEN | Sell | Sientra, Inc. | $512,000 | -72.1% | 799,766 | -63.5% | 0.08% | -73.0% |
| APEI | American Public Education, Inc | $458,000 | -43.4% | 50,070 | 0.0% | 0.07% | -44.9% | |
| WAVE | Eco Wave Power Global AB (Swe | $458,000 | -9.3% | 119,000 | 0.0% | 0.07% | -12.5% | |
| PLBY | Sell | PLBY Group,Inc. | $456,000 | -81.5% | 113,100 | -70.6% | 0.07% | -82.2% |
| DoubleDown Interactive Co Ltd | $452,000 | -8.7% | 50,153 | 0.0% | 0.07% | -11.5% | ||
| New | Applied DNA Sciences, Inc. | $452,000 | – | 400,000 | +100.0% | 0.07% | – | |
| TKNO | Buy | Alpha Teknova, Inc. | $401,000 | -47.0% | 120,000 | +33.3% | 0.06% | -48.7% |
| BLIN | Bridgeline Digital, Inc. | $393,000 | +9.2% | 300,000 | 0.0% | 0.06% | +5.3% | |
| Sell | Sera Prognostics, Inc. | $385,000 | -32.2% | 240,646 | -30.5% | 0.06% | -33.7% | |
| GOEDWS | Polished.com, Inc. 5/26/22-6/2warrants | $250,000 | -51.9% | 2,000,000 | 0.0% | 0.04% | -53.7% | |
| GBNH | Sell | Greenbrook TMS, Inc. (Canada) | $193,000 | -42.0% | 71,768 | -72.4% | 0.03% | -44.2% |
| New | Mobilicom Ltd. @11.5 8/31/27 Awarrants | $138,000 | – | 363,100 | +100.0% | 0.02% | – | |
| AQMS | Aqua Metals, Inc. | $42,000 | -6.7% | 55,474 | 0.0% | 0.01% | -14.3% | |
| Ocean Power Technologies @3.85warrants | $28,000 | +47.4% | 464,280 | 0.0% | 0.00% | +33.3% | ||
| Qualtek Services, Inc.-A Wt @1warrants | $13,000 | +62.5% | 50,000 | 0.0% | 0.00% | +100.0% | ||
| PROF | Exit | Profound Medical Corp. (U.S.) | $0 | – | -85,908 | -100.0% | -0.10% | – |
| ZEAL | Exit | Zealand Pharma A/S ADR (Denmar | $0 | – | -48,957 | -100.0% | -0.10% | – |
| Exit | Rent the Runway, Inc. | $0 | – | -400,181 | -100.0% | -0.19% | – | |
| NKTX | Exit | Nkarta, Inc. | $0 | – | -100,000 | -100.0% | -0.19% | – |
| BRCN | Exit | Burcon NutraScience Corp. (Can | $0 | – | -3,902,823 | -100.0% | -0.24% | – |
| SRAX | Exit | SRAX, Inc. | $0 | – | -510,503 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.