$694 Million is the total value of AWM Investment Company, Inc.'s 132 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 15.6% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
DXLG | Sell | Destination XL Group, Inc. | $64,709,752 | +21.0% | 9,586,630 | -2.9% | 9.33% | +14.7% |
PI | Sell | Impinj, Inc. | $40,762,790 | +2.7% | 373,354 | -24.7% | 5.88% | -2.6% |
AEHR | Aehr Test Systems | $33,131,212 | +42.6% | 1,648,319 | 0.0% | 4.78% | +35.2% | |
TA | Sell | TravelCenters of America LLC | $29,344,647 | -22.9% | 655,307 | -7.1% | 4.23% | -26.8% |
ADMA | Buy | ADMA Biologics, Inc. | $23,338,200 | +91.5% | 6,015,000 | +19.9% | 3.36% | +81.6% |
OOMA | Ooma, Inc. | $19,203,492 | +10.7% | 1,409,948 | 0.0% | 2.77% | +5.0% | |
ARGX | argenx SE - ADR (Netherlands) | $18,941,500 | +7.3% | 50,000 | 0.0% | 2.73% | +1.8% | |
INFU | Infusystem Holdings, Inc. | $17,360,000 | +24.2% | 2,000,000 | 0.0% | 2.50% | +17.7% | |
RGEN | Repligen Corporation | $16,931,000 | -9.5% | 100,000 | 0.0% | 2.44% | -14.2% | |
CDMO | Buy | Avid Bioservices, Inc. | $16,246,204 | -27.9% | 1,179,826 | +0.1% | 2.34% | -31.6% |
GNSS | Genasys, Inc. | $16,093,313 | +33.6% | 4,349,544 | 0.0% | 2.32% | +26.6% | |
DZSI | Buy | DZS, Inc. | $15,772,563 | +47.7% | 1,243,893 | +31.6% | 2.27% | +40.0% |
KIDS | Buy | OrthoPediatrics Corporation | $15,719,492 | -1.4% | 395,658 | +14.5% | 2.27% | -6.5% |
ASPN | New | Aspen Aerogels, Inc. | $15,327,000 | – | 1,300,000 | +100.0% | 2.21% | – |
REPH | Buy | Societal CDMO, Inc. (F4) | $13,180,617 | +44.1% | 8,846,052 | +57.7% | 1.90% | +36.8% |
SQNS | Sequans Communications S.A. AD | $12,781,801 | -7.0% | 3,849,940 | 0.0% | 1.84% | -11.8% | |
PFSW | Pfsweb, Inc. | $12,633,053 | -34.0% | 2,054,155 | 0.0% | 1.82% | -37.4% | |
Turtle Beach Corp. @0 pre-fundwarrants | $12,114,379 | +6.1% | 9,147,376 | 0.0% | 1.75% | +0.6% | ||
CNTY | Century Casinos, Inc. | $11,557,580 | +7.2% | 1,644,037 | 0.0% | 1.67% | +1.6% | |
MRAM | Buy | Everspin Technology, Inc. | $11,154,700 | -1.6% | 2,006,241 | +2.4% | 1.61% | -6.7% |
CEVA | Buy | CEVA, Inc. | $10,978,731 | -1.3% | 429,192 | +1.2% | 1.58% | -6.4% |
New | Leonardo DRS, Inc. | $10,942,083 | – | 856,188 | +100.0% | 1.58% | – | |
LMAT | LeMaitre Vascular, Inc. | $10,584,600 | -9.2% | 230,000 | 0.0% | 1.53% | -13.9% | |
Buy | Gambling.com Group Ltd. | $9,489,136 | +20.5% | 1,037,064 | +0.1% | 1.37% | +14.3% | |
AMSC | Buy | American Superconductor Corpor | $9,333,521 | +19.4% | 2,536,283 | +42.2% | 1.35% | +13.3% |
SPNE | Buy | SeaSpine Holdings Corp. | $9,202,952 | +141.1% | 1,102,150 | +64.0% | 1.33% | +128.8% |
LPSN | Sell | LivePerson, Inc. | $8,979,751 | -7.6% | 885,577 | -14.2% | 1.30% | -12.4% |
NGS | Natural Gas Services Group, In | $8,815,410 | +14.1% | 769,233 | 0.0% | 1.27% | +8.3% | |
LOVE | Lovesac Company, The | $8,630,033 | +8.0% | 392,096 | 0.0% | 1.24% | +2.4% | |
APEN | Sell | Apollo Endosurgery, Inc. | $7,844,486 | +71.5% | 786,809 | -5.2% | 1.13% | +62.7% |
UTI | Sell | Universal Technical Institute, | $7,497,423 | +22.4% | 1,115,688 | -0.9% | 1.08% | +16.1% |
VMD | Buy | Viemed Healthcare, Inc. (US) | $7,340,668 | +27.0% | 968,105 | +0.6% | 1.06% | +20.4% |
RDCM | Buy | RADCOM, Ltd. (Israel) | $6,821,473 | +3.6% | 623,535 | +7.8% | 0.98% | -1.8% |
OPRX | OptimizeRx Corporation | $6,722,402 | +13.4% | 400,143 | 0.0% | 0.97% | +7.4% | |
Buy | Backblaze, Inc. | $6,714,281 | +111.1% | 1,091,753 | +70.6% | 0.97% | +100.0% | |
PRTC | Buy | PureTech Health PLC (Britain) | $6,419,848 | +239.7% | 1,370,000 | +1857.1% | 0.93% | +222.6% |
LASR | Buy | nLight, Inc. | $5,573,299 | +10.6% | 549,635 | +3.1% | 0.80% | +5.0% |
UCTT | Sell | Ultra Clean Holdings, Inc. | $5,201,865 | +0.1% | 156,919 | -22.3% | 0.75% | -5.2% |
VICR | Vicor Corporation | $4,984,291 | -9.1% | 92,731 | 0.0% | 0.72% | -13.8% | |
HEAR | Turtle Beach Corporation | $4,541,872 | +5.1% | 633,455 | 0.0% | 0.66% | -0.3% | |
CTRN | Citi Trends, Inc. | $4,422,901 | +70.7% | 167,028 | 0.0% | 0.64% | +61.9% | |
PWFL | PowerFleet, Inc. | $4,250,082 | -12.7% | 1,579,956 | 0.0% | 0.61% | -17.2% | |
Buy | voxeljet AG, ADR (Germany) | $3,948,877 | -26.6% | 1,716,903 | +0.6% | 0.57% | -30.4% | |
CNCE | Concert Pharmaceuticals, Inc. | $3,893,300 | -12.8% | 666,661 | 0.0% | 0.56% | -17.4% | |
Buy | Reservior Media, Inc. | $3,641,067 | +27.0% | 609,894 | +3.8% | 0.52% | +20.4% | |
SSTI | Shotspotter, Inc. | $3,634,628 | +17.6% | 107,438 | 0.0% | 0.52% | +11.5% | |
NDLS | Buy | Noodles & Co. | $3,631,328 | +18.4% | 661,444 | +1.3% | 0.52% | +12.4% |
WPRT | Buy | Westport Fuel Systems, Inc. (C | $3,550,170 | +6.3% | 4,582,047 | +19.6% | 0.51% | +0.8% |
AVAV | Aerovironment, Inc. | $3,444,217 | +2.8% | 40,208 | 0.0% | 0.50% | -2.5% | |
LTRX | Buy | Lantronix, Inc. | $3,291,551 | -10.0% | 761,933 | +0.2% | 0.48% | -14.6% |
FRG | Franchise Group, Inc. | $3,142,144 | -2.0% | 131,912 | 0.0% | 0.45% | -7.0% | |
BLU | Bellus Health, Inc. (Canada) | $3,123,600 | -22.2% | 380,000 | 0.0% | 0.45% | -26.2% | |
DHX | DHI Group, Inc. | $3,073,490 | -1.7% | 581,000 | 0.0% | 0.44% | -6.7% | |
ONEW | OneWater Marine, Inc. - CL A | $2,847,616 | -5.0% | 99,567 | 0.0% | 0.41% | -9.9% | |
NGMS | NeoGames S.A. (Luxembourg) | $2,761,035 | -5.5% | 226,500 | 0.0% | 0.40% | -10.4% | |
The Real Good Food Company, In | $2,388,570 | +2.6% | 360,267 | 0.0% | 0.34% | -2.8% | ||
OCX | Sell | OncoCyte Corporation | $2,327,880 | -58.8% | 7,254,222 | -6.4% | 0.34% | -60.9% |
UGRO | Buy | urban-gro, Inc. | $2,277,315 | +0.9% | 837,248 | +3.5% | 0.33% | -4.4% |
SPRO | Sell | Spero Therapeutics, Inc. | $2,249,692 | -51.1% | 1,300,400 | -43.5% | 0.32% | -53.7% |
Buy | AirSculpt Technologies, Inc. | $2,212,937 | -20.5% | 598,091 | +38.2% | 0.32% | -24.6% | |
Buy | MaxCyte, Inc. | $2,184,000 | +12.0% | 400,000 | +33.3% | 0.32% | +6.1% | |
PFIE | Buy | Profire Energy, Inc. | $2,182,504 | +27.9% | 2,078,575 | +3.6% | 0.32% | +21.2% |
QUIK | QuickLogic Corporation | $2,134,282 | -20.6% | 415,230 | 0.0% | 0.31% | -24.7% | |
GAIA | Buy | Gaia, Inc. | $2,092,912 | -0.3% | 879,375 | +1.7% | 0.30% | -5.3% |
KRT | Sell | Karat Packaging, Inc. | $1,965,658 | -59.8% | 136,789 | -55.3% | 0.28% | -62.0% |
SNCR | Buy | Synchronoss Technologies, Inc. | $1,953,363 | +13.1% | 3,160,270 | +108.6% | 0.28% | +7.2% |
EMKR | Sell | EMCORE Corporation | $1,924,861 | -58.6% | 1,999,856 | -28.1% | 0.28% | -60.6% |
USIO | Buy | Usio,Inc. | $1,846,018 | +49.6% | 1,153,761 | +21.6% | 0.27% | +41.5% |
KOPN | Kopin Corporation | $1,793,965 | +18.1% | 1,446,746 | 0.0% | 0.26% | +12.1% | |
Sell | Ideal Power, Inc. | $1,789,682 | -18.1% | 168,520 | -20.1% | 0.26% | -22.3% | |
Buy | Twin Vee PowerCats Co. | $1,736,783 | -23.5% | 949,062 | +2.0% | 0.25% | -27.5% | |
LEGH | Buy | Legacy Housing Corp. | $1,551,800 | +32.0% | 81,846 | +19.3% | 0.22% | +25.1% |
VERU | Sell | Veru, Inc. | $1,531,200 | -86.6% | 290,000 | -70.7% | 0.22% | -87.3% |
ECOR | Buy | ElectroCore, Inc. | $1,510,965 | -32.3% | 5,883,822 | +7.1% | 0.22% | -35.7% |
QIPT | Quipt Home Medical Corp. | $1,387,566 | +13.0% | 294,600 | 0.0% | 0.20% | +7.0% | |
ETON | Eton Pharmaceuticals, Inc. | $1,297,296 | +33.3% | 463,320 | 0.0% | 0.19% | +26.4% | |
NNDM | Nano Dimension, Ltd. ADR (Isra | $1,295,190 | -3.8% | 563,126 | 0.0% | 0.19% | -8.8% | |
SMMT | New | Summit Therapeutics, Inc. | $1,275,000 | – | 300,000 | +100.0% | 0.18% | – |
OPK | Buy | OPKO Health, Inc. | $1,250,000 | -17.3% | 1,000,000 | +25.0% | 0.18% | -21.7% |
Buy | Applied DNA Sciences, Inc. | $1,196,764 | +164.8% | 720,942 | +80.2% | 0.17% | +150.7% | |
NUVB | Buy | Nuvation Bio, Inc. | $1,200,000 | +50.9% | 625,000 | +76.1% | 0.17% | +43.0% |
MOVE | Movano, Inc. | $1,170,000 | -52.7% | 900,000 | 0.0% | 0.17% | -55.1% | |
Buy | Shapeways Holdings, Inc. | $1,141,671 | +11.5% | 2,099,431 | +27.9% | 0.16% | +5.8% | |
JOB | Gee Group, Inc. | $1,119,744 | -22.3% | 2,285,192 | 0.0% | 0.16% | -26.5% | |
ATOM | Atomera Incorporated | $1,101,151 | -38.6% | 177,034 | 0.0% | 0.16% | -41.8% | |
LLNW | Edgio, Inc. | $1,051,731 | -59.3% | 930,735 | 0.0% | 0.15% | -61.3% | |
Sell | Sonendo, Inc. | $975,309 | +20.9% | 344,632 | -54.3% | 0.14% | +14.6% | |
RUN | Sunrun, Inc. | $960,800 | -13.0% | 40,000 | 0.0% | 0.14% | -17.3% | |
EMAN | eMagin Corporation | $951,904 | +43.8% | 1,119,887 | 0.0% | 0.14% | +35.6% | |
LIQT | LiqTech International, Inc. (D | $923,454 | -0.3% | 2,430,141 | 0.0% | 0.13% | -5.7% | |
BLFS | BioLife Solutions, Inc. | $910,000 | -20.0% | 50,000 | 0.0% | 0.13% | -24.3% | |
New | Rocket Lab USA, Inc. | $757,770 | – | 201,000 | +100.0% | 0.11% | – | |
QMCO | Sell | Quantum Corp. | $716,435 | -20.1% | 657,280 | -20.9% | 0.10% | -24.3% |
FTCI | New | FTC Solar, Inc. | $695,996 | – | 259,700 | +100.0% | 0.10% | – |
VOR | New | Vor BioPharma, Inc. | $665,000 | – | 100,000 | +100.0% | 0.10% | – |
NMTC | Sell | NeuroOne Medical Technologies | $660,000 | -71.4% | 550,000 | -59.7% | 0.10% | -72.9% |
APEI | American Public Education, Inc | $615,360 | +34.4% | 50,070 | 0.0% | 0.09% | +27.1% | |
PRQR | New | ProQR Therapeutics BV (Netherl | $616,668 | – | 166,667 | +100.0% | 0.09% | – |
CDNA | CareDx, Inc. | $570,500 | -33.0% | 50,000 | 0.0% | 0.08% | -36.4% | |
WAVE | Buy | Eco Wave Power Global AB (Swe | $508,449 | +11.0% | 170,821 | +43.5% | 0.07% | +4.3% |
EGLX | Enthusiast Gaming Holdings, In | $490,327 | -35.9% | 897,100 | 0.0% | 0.07% | -38.8% | |
VQSLF | Sell | VIQ Solutions, Inc. (Canada) | $468,496 | -77.4% | 1,784,067 | -46.6% | 0.07% | -78.4% |
NEON | Sell | Neonode, Inc. | $430,100 | -19.8% | 78,200 | -49.0% | 0.06% | -23.5% |
Mobilicom Limited (Australia) | $413,899 | -46.1% | 426,656 | 0.0% | 0.06% | -48.7% | ||
Buy | Minerva Surgical, Inc. | $372,759 | -66.2% | 1,668,572 | +20.2% | 0.05% | -67.9% | |
Sell | Lulu's Fashion Lounge Holdings | $377,082 | -68.2% | 150,232 | -41.0% | 0.05% | -70.0% | |
AXDX | Sell | Accelerate Diagnostics, Inc. | $334,044 | -55.2% | 473,150 | -3.7% | 0.05% | -57.5% |
Sell | Medicenna Therapeutics, Corp.warrants | $322,130 | -79.3% | 1,789,000 | -32.7% | 0.05% | -80.5% | |
BLIN | Bridgeline Digital, Inc. | $315,000 | -19.8% | 300,000 | 0.0% | 0.04% | -25.0% | |
SGLB | Sigma Labs, Inc. | $279,184 | -50.9% | 697,785 | 0.0% | 0.04% | -54.0% | |
INVO | INVO Bioscience, Inc. | $271,379 | -58.9% | 623,860 | 0.0% | 0.04% | -61.4% | |
Sell | DoubleDown Interactive Co Ltd( | $262,381 | -42.0% | 31,051 | -38.1% | 0.04% | -44.9% | |
NAOV | New | NanoVibronix, Inc. | $225,267 | – | 901,069 | +100.0% | 0.03% | – |
Sell | Sera Prognostics, Inc. | $211,117 | -45.2% | 171,640 | -28.7% | 0.03% | -49.2% | |
GBNH | Greenbrook TMS, Inc. (Canada) | $144,713 | -25.0% | 71,768 | 0.0% | 0.02% | -27.6% | |
GOEDWS | Sell | Polished.com, Inc. 5/26/22-6/2warrants | $135,176 | -45.9% | 1,689,700 | -15.5% | 0.02% | -50.0% |
BITF | Sell | Bitfarms, Ltd. of Canada | $115,759 | -87.0% | 263,089 | -69.0% | 0.02% | -87.4% |
New | LiveVox Holdings, Inc. | $76,068 | – | 25,612 | +100.0% | 0.01% | – | |
Mobilicom Ltd. @11.5 8/31/27 Awarrants | $39,941 | -71.1% | 363,100 | 0.0% | 0.01% | -71.4% | ||
Qualtek Services, Inc.-A Wt @1warrants | $2,000 | -84.6% | 50,000 | 0.0% | 0.00% | -100.0% | ||
Ocean Power Technologies @3.85warrants | $46 | -99.8% | 464,280 | 0.0% | 0.00% | -100.0% | ||
AQMS | Exit | Aqua Metals, Inc. | $0 | – | -55,474 | -100.0% | -0.01% | – |
TKNO | Exit | Alpha Teknova, Inc. | $0 | – | -120,000 | -100.0% | -0.06% | – |
PLBY | Exit | PLBY Group,Inc. | $0 | – | -113,100 | -100.0% | -0.07% | – |
SIEN | Exit | Sientra, Inc. | $0 | – | -799,766 | -100.0% | -0.08% | – |
CYRX | Exit | Cryoport, Inc. | $0 | – | -30,000 | -100.0% | -0.11% | – |
Exit | Assure Holdings Corp(CND need | $0 | – | -1,219,069 | -100.0% | -0.12% | – | |
Exit | Orbital Energy Group, Inc. | $0 | – | -2,006,380 | -100.0% | -0.14% | – | |
PGNY | Exit | Progyny, Inc. | $0 | – | -30,000 | -100.0% | -0.17% | – |
GAN | Exit | GAN, Ltd. (London) | $0 | – | -583,228 | -100.0% | -0.20% | – |
RADA | Exit | RADA Electronic Industries,Ltd | $0 | – | -855,164 | -100.0% | -1.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CEVA, Inc. | 36 | Q3 2023 | 7.5% |
LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
Kopin Corporation | 36 | Q3 2023 | 5.1% |
LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
Repligen Corporation | 36 | Q3 2023 | 2.8% |
OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G/A | 2024-03-06 |
4 | 2024-03-01 |
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.