$244 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 317 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 15.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
HFRO | Buy | Highland Floating Rate Opportunities Fund | $25,348,114 | +8.9% | 2,460,982 | +2.8% | 10.39% | +4.6% |
Buy | Saba Capital Income & Opportunities Fund | $14,806,435 | +49.2% | 1,945,655 | +55.0% | 6.07% | +43.3% | |
NHF | Sell | Nexpoint Diversified Rel Et | $13,591,121 | -29.7% | 1,212,410 | -21.3% | 5.57% | -32.5% |
OXLC | New | Oxford Lane Cap Corp | $13,404,664 | – | 2,643,918 | +100.0% | 5.49% | – |
NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $11,709,942 | +13.7% | 783,798 | +3.0% | 4.80% | +9.2% |
SJB | Buy | ProShares TRshrt high yield | $9,231,321 | +2.9% | 485,859 | +8.4% | 3.78% | -1.1% |
CLM | Buy | Cornerstone Strategic Value Fund Inc | $8,097,321 | +170.5% | 1,098,687 | +214.5% | 3.32% | +160.0% |
Sell | Wisdomtree Trfloating rat trea | $7,754,248 | -77.1% | 154,252 | -77.1% | 3.18% | -78.0% | |
NDP | Buy | Tortoise Energy Independence | $5,566,372 | +10.2% | 191,004 | +7.0% | 2.28% | +5.8% |
BIF | Sell | Boulder Growth & Income Fund Inc | $5,355,623 | +5.1% | 421,703 | -9.9% | 2.20% | +1.1% |
VCIF | Buy | Vertical Capital Income Fund | $4,446,446 | +10.9% | 510,499 | +13.5% | 1.82% | +6.5% |
CEM | Sell | Clearbridge MLP And Midstrm | $4,338,101 | +9.4% | 130,039 | -2.3% | 1.78% | +5.1% |
PEO | Buy | Adams Natural Resources Fund Inc | $4,140,769 | +17.0% | 189,944 | +4.4% | 1.70% | +12.4% |
AIF | Buy | Apollo Tactical Income Fund Inc | $3,976,492 | +37.6% | 328,093 | +33.8% | 1.63% | +32.2% |
CRF | Buy | Cornerstone Total Rtrn Fd In | $3,834,747 | +97.3% | 540,105 | +125.6% | 1.57% | +89.5% |
BCAT | Sell | BlackRock Cap Allocation Tr | $3,745,080 | -1.5% | 270,013 | -3.3% | 1.54% | -5.3% |
JSD | Buy | Nuveen Short Duration Cr Opp | $3,475,680 | +15.7% | 293,059 | +15.4% | 1.42% | +11.1% |
CET | Sell | Central Securities Corp | $3,341,831 | -5.4% | 100,088 | -4.4% | 1.37% | -9.2% |
Sell | BlackRock ESG Cap Allc Tr | $3,315,840 | -4.3% | 246,898 | -8.8% | 1.36% | -8.1% | |
FAX | New | Aberdeen Asia Pacific Income | $3,127,601 | – | 1,189,202 | +100.0% | 1.28% | – |
JLS | Buy | Nuveen Mortgage and Income Fund | $2,880,396 | +42.7% | 178,022 | +41.9% | 1.18% | +37.0% |
DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,769,732 | +36.3% | 257,171 | +40.6% | 1.14% | +30.9% |
NFE | New Fortress Energy Inccl a | $2,697,997 | -2.9% | 63,602 | 0.0% | 1.11% | -6.7% | |
GDV | Buy | The Gabelli Dividend & Income Trust | $2,615,478 | +9587.0% | 126,903 | +8725.0% | 1.07% | +8833.3% |
NBXG | New | Neuberger Brman Next Genera | $2,570,083 | – | 282,582 | +100.0% | 1.05% | – |
JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,553,993 | +12.1% | 218,290 | +6.8% | 1.05% | +7.7% |
MTZ | MasTec Inc | $2,548,636 | +34.4% | 29,868 | 0.0% | 1.04% | +29.0% | |
BIGZ | Buy | BlackRock Innovation and Grw | $2,542,711 | +50754.2% | 373,379 | +53392.7% | 1.04% | +52000.0% |
Sell | Nuveen Mutli Asset Income Fund | $2,531,201 | -2.8% | 220,296 | -10.6% | 1.04% | -6.7% | |
CTR | Sell | Clearbridge MLP and Midstrm | $2,523,380 | +5.1% | 89,260 | -2.2% | 1.03% | +1.0% |
TPZ | Buy | Tortoise Pwr & Energy Infras | $2,490,829 | +641.3% | 195,206 | +625.4% | 1.02% | +614.0% |
BSTZ | Buy | BlackRock Science and Technology Trust II | $2,486,807 | +124240.4% | 159,003 | +158903.0% | 1.02% | +101800.0% |
ASGI | Buy | Aberdeen Std Global Infrastructure | $2,487,796 | +92.1% | 146,169 | +77.6% | 1.02% | +84.6% |
PGP | New | PIMCO Global StocksPLS Inc. | $2,476,789 | – | 357,401 | +100.0% | 1.02% | – |
GAM | Sell | General American Investors Co Inc | $2,474,115 | +0.5% | 68,440 | -6.0% | 1.01% | -3.4% |
GRX | New | The Gabelli Healthcare & Wellness Trust | $2,451,328 | – | 238,456 | +100.0% | 1.00% | – |
Buy | Thornburg Incm Builder Opp Tr | $2,273,405 | +18.3% | 159,202 | +5.6% | 0.93% | +13.7% | |
EMO | Sell | Clearbridge Energy Midstrm O | $2,270,154 | +11.3% | 79,376 | -2.7% | 0.93% | +6.9% |
SSSS | Buy | Sutter Rock Cap Corp | $2,074,519 | +826.1% | 545,926 | +844.1% | 0.85% | +785.4% |
FBP | First BanCorp/Puerto Rico | $2,042,883 | -7.0% | 160,604 | 0.0% | 0.84% | -10.7% | |
LDP | New | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $2,010,966 | – | 105,729 | +100.0% | 0.82% | – |
FINS | Sell | Angel Oak Final Strategies Incm Trm Trst | $1,979,183 | -32.6% | 154,503 | -29.5% | 0.81% | -35.3% |
CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $1,854,855 | -18.3% | 504,037 | -19.5% | 0.76% | -21.5% |
BPOP | Popular Inc | $1,717,622 | -8.0% | 25,899 | 0.0% | 0.70% | -11.6% | |
NEE | NextEra Energy Inc | $1,674,090 | +6.6% | 20,025 | 0.0% | 0.69% | +2.4% | |
BGH | New | Barings Global Short Duration High Yield Fund | $1,656,908 | – | 130,671 | +100.0% | 0.68% | – |
ASLE | Aersale Corporation | $1,609,121 | -12.5% | 99,206 | 0.0% | 0.66% | -15.9% | |
SRV | Sell | Cushing MLP & Infrastruct | $1,542,978 | +1.8% | 45,963 | -1.2% | 0.63% | -2.3% |
NCLH | Norwegian Cruise Line Holdings Ltd | $1,426,915 | +7.8% | 116,578 | 0.0% | 0.58% | +3.5% | |
GER | Sell | Goldman Sachs MLP Energy Ren | $1,412,471 | +5.7% | 110,522 | -0.7% | 0.58% | +1.6% |
RCL | Royal Caribbean Cruises Ltd | $1,380,382 | +30.5% | 27,926 | 0.0% | 0.57% | +25.5% | |
MLM | Martin Marietta Materials Inc | $1,351,880 | +5.0% | 4,000 | 0.0% | 0.55% | +0.9% | |
CPA | Sell | Copa Holdings SAcl a | $1,268,343 | -6.5% | 15,250 | -24.7% | 0.52% | -10.2% |
PGTI | Sell | PGT Innovations Inc | $1,259,301 | -22.1% | 70,117 | -9.1% | 0.52% | -25.1% |
ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,205,723 | +18.8% | 5,175 | 0.0% | 0.49% | +14.1% | |
LEN | Lennar Corpcl a | $1,131,250 | +21.4% | 12,500 | 0.0% | 0.46% | +16.9% | |
FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,024,153 | +24.4% | 13,110 | 0.0% | 0.42% | +19.7% | |
BIL | SPDR Ser Trspdr bloomberg | $998,761 | -0.1% | 10,919 | 0.0% | 0.41% | -4.0% | |
IHI | Buy | iShares U.S. Medical Devices ETFu.s. med dvc etf | $939,689 | +12.9% | 17,875 | +1.3% | 0.38% | +8.5% |
VAC | Marriott Vacations Worldwide Corp | $907,810 | +10.4% | 6,745 | 0.0% | 0.37% | +6.0% | |
VMC | Vulcan Materials Co | $875,550 | +11.0% | 5,000 | 0.0% | 0.36% | +6.8% | |
FAM | New | First Trust Aberdeen Global Opportunity Income Fund | $799,146 | – | 133,191 | +100.0% | 0.33% | – |
CX | Sell | Cemex SAB de CVspon adr new | $630,362 | +1.7% | 155,645 | -13.8% | 0.26% | -2.3% |
SHY | Ishares Tr 13 Yr1 3 yr treas bd | $607,233 | -0.1% | 7,481 | 0.0% | 0.25% | -3.9% | |
EVTC | EVERTEC Inc | $549,035 | +3.2% | 16,956 | 0.0% | 0.22% | -0.9% | |
Buy | Destra Multi-Alternative Fd | $526,668 | +17.0% | 77,111 | +11.3% | 0.22% | +12.5% | |
SEB | Seaboard Corp | $517,204 | +11.0% | 137 | 0.0% | 0.21% | +6.5% | |
PLYA | Sell | Playa Hotels & Resorts Nv | $513,291 | -10.6% | 78,605 | -20.3% | 0.21% | -14.3% |
ESRT | Empire State Realty Trust Inccl a | $498,046 | +2.7% | 73,894 | 0.0% | 0.20% | -1.4% | |
LIVN | LivaNova PLC | $462,648 | +9.4% | 8,330 | 0.0% | 0.19% | +5.6% | |
IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $374,177 | +12.4% | 2,850 | 0.0% | 0.15% | +7.7% | |
MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $353,858 | -0.3% | 3,587 | 0.0% | 0.14% | -4.0% | |
MRK | Merck & Co Inc | $313,989 | +28.7% | 2,830 | 0.0% | 0.13% | +24.0% | |
CEFS | Buy | Exchange Listed FDS Trsaba int rate | $272,270 | +37.5% | 15,778 | +33.0% | 0.11% | +33.3% |
FXY | Sell | Investco CurrencyShares Japanjapanese yen | $261,648 | -22.6% | 3,680 | -29.6% | 0.11% | -25.7% |
Buy | Center Coast Brkfld MLP Enrg | $244,444 | +24.7% | 14,089 | +18.9% | 0.10% | +19.0% | |
LLY | Eli Lilly & Co | $242,552 | +13.3% | 663 | 0.0% | 0.10% | +8.8% | |
GLD | SPDR Gold Tr | $237,157 | +9.8% | 1,398 | 0.0% | 0.10% | +5.4% | |
WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $230,027 | -2.9% | 26,716 | +0.9% | 0.09% | -6.9% |
AMX | America Movil SAB de CV | $200,164 | +10.6% | 10,998 | 0.0% | 0.08% | +6.5% | |
AMGN | Amgen Inc | $183,848 | +16.4% | 700 | 0.0% | 0.08% | +11.9% | |
SPY | SPDR S&P 500 ETF Trtr unit | $149,148 | +7.3% | 390 | 0.0% | 0.06% | +3.4% | |
CEF | Sprott Physical Gold and Silver Trusttr unit | $143,440 | +14.8% | 8,000 | 0.0% | 0.06% | +11.3% | |
SZC | Buy | NXG NextGen Intrastruacture Inc Fund | $139,877 | +20.6% | 3,655 | +15.5% | 0.06% | +16.3% |
STK | New | Columbia Seligman Premium Technology Growth Fund | $123,862 | – | 5,332 | +100.0% | 0.05% | – |
GSIE | Buy | Goldman Sachs ETF TRactivebeta int | $123,812 | +19.0% | 4,302 | +2.5% | 0.05% | +15.9% |
BMY | Bristol-Myers Squibb Co | $122,315 | +1.1% | 1,700 | 0.0% | 0.05% | -3.8% | |
ABBV | Buy | AbbVie, Inc. | $114,258 | +21.6% | 707 | +0.4% | 0.05% | +17.5% |
FXE | Invesco CurrencyShares Euro Currency Trust | $111,249 | +9.1% | 1,126 | 0.0% | 0.05% | +4.5% | |
FXB | Invesco CurrencyShares British Pound Sterling Trustbrit poun strl | $113,004 | +8.7% | 973 | 0.0% | 0.05% | +4.5% | |
NVS | Sell | Novartis AGsponsored adr | $108,864 | +14.6% | 1,200 | -3.5% | 0.04% | +9.8% |
UNH | Sell | UnitedHealth Group Inc | $103,385 | -9.3% | 195 | -13.3% | 0.04% | -14.3% |
SONY | Buy | Sony Corpsponsored adr | $93,290 | +27.8% | 1,223 | +7.8% | 0.04% | +22.6% |
CWCO | Sell | Consolidated Water Co Ltdord | $90,162 | -84.2% | 6,092 | -83.6% | 0.04% | -84.8% |
GDX | New | VanEck Vectors Gold Miners ETFgold miners etf | $91,125 | – | 3,180 | +100.0% | 0.04% | – |
USO | United States Oil Fund LPunits | $87,638 | +6.9% | 1,250 | 0.0% | 0.04% | +2.9% | |
TRIN | Sell | Trinity Cap Inc. | $86,533 | -42.7% | 7,917 | -34.2% | 0.04% | -45.3% |
NVO | Sell | Novo Nordisk A/S ADRadr | $74,843 | +1.1% | 553 | -25.4% | 0.03% | -3.1% |
ASA | Buy | ASA Gold and Precious Metals Ltd | $72,145 | +14.5% | 5,042 | +0.1% | 0.03% | +11.1% |
ASML | Sell | ASML Holding N V | $71,032 | +4.5% | 130 | -20.2% | 0.03% | 0.0% |
TMO | Buy | Thermo Fisher Scientific, Inc. | $71,590 | +35.1% | 130 | +25.0% | 0.03% | +26.1% |
QQQ | Invesco QQQ Trunit ser 1 | $71,896 | -0.1% | 270 | 0.0% | 0.03% | -6.5% | |
MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $66,419 | +10.7% | 150 | 0.0% | 0.03% | +3.8% | |
TBT | New | ProShares Tr. | $66,593 | – | 2,049 | +100.0% | 0.03% | – |
TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $62,400 | +20.0% | 4,000 | 0.0% | 0.03% | +18.2% | |
JCE | Buy | Nuveen Core Equity Alpha Fund | $50,049 | +28.3% | 3,696 | +8.1% | 0.02% | +23.5% |
WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $51,893 | -96.6% | 5,684 | -96.6% | 0.02% | -96.7% |
RVT | Buy | Royce Value Trust Inc | $46,367 | +7.8% | 3,497 | +2.2% | 0.02% | +5.6% |
QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $44,132 | +2.6% | 2,160 | +2.4% | 0.02% | 0.0% |
GAB | Buy | Gabelli Equity Trust Inc | $41,237 | +3.1% | 7,525 | +2.6% | 0.02% | 0.0% |
GDL | Buy | The GDL Fund | $40,852 | -0.4% | 5,211 | +1.5% | 0.02% | 0.0% |
BKR | Sell | Baker Hughes Companycl a | $40,102 | +25.3% | 1,358 | -10.8% | 0.02% | +14.3% |
SU | Sell | Suncor Energy Inc. | $38,044 | -4.9% | 1,199 | -15.9% | 0.02% | -5.9% |
Rice Acquisition Corp*w exp 99/99/999 | $37,178 | +313.1% | 29,742 | 0.0% | 0.02% | +275.0% | ||
MSFT | Sell | Microsoft Corp | $36,453 | +1.3% | 152 | -2.6% | 0.02% | 0.0% |
NFLX | Netflix, Inc. | $35,975 | +24.1% | 122 | 0.0% | 0.02% | +25.0% | |
PUK | Buy | Prudential PLCadr | $37,125 | +106.2% | 1,351 | +49.0% | 0.02% | +87.5% |
CNI | Sell | Canadian National Railway Company | $34,713 | +5.2% | 292 | -4.9% | 0.01% | 0.0% |
TY | Buy | Tri-Continental Corp | $33,590 | +5.0% | 1,311 | +3.4% | 0.01% | 0.0% |
ASG | Liberty All Star Growth Fund Inc | $34,665 | -1.0% | 7,031 | 0.0% | 0.01% | -6.7% | |
USA | Liberty All Star Equity Fundsh ben int | $34,136 | +3.4% | 5,989 | 0.0% | 0.01% | 0.0% | |
ADX | Buy | Adams Diversified Equity Fund Inc | $32,492 | +4.8% | 2,235 | +6.1% | 0.01% | 0.0% |
EQIX | Sell | Equinix Inc | $32,096 | -19.8% | 49 | -30.0% | 0.01% | -23.5% |
TSM | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $27,338 | +9.4% | 367 | 0.0% | 0.01% | 0.0% | |
AVGO | Broadcom, Inc. | $25,720 | +28.6% | 46 | 0.0% | 0.01% | +22.2% | |
CRSP | CRISPR Therapeutics AGnamen akt | $25,406 | -38.0% | 625 | 0.0% | 0.01% | -41.2% | |
FB | Buy | Meta Platforms Inccl a | $21,180 | +111.8% | 176 | +131.6% | 0.01% | +125.0% |
MDT | Sell | Medtronic plc | $22,927 | -4.5% | 295 | -0.7% | 0.01% | -10.0% |
BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,424 | +15.2% | 2,045 | +1.9% | 0.01% | +14.3% |
INCY | Incyte Corp | $19,437 | +21.5% | 242 | 0.0% | 0.01% | +14.3% | |
HD | The Home Depot Inc | $18,636 | +16.5% | 59 | 0.0% | 0.01% | +14.3% | |
PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $19,233 | -76.0% | 771 | -75.9% | 0.01% | -76.5% |
GXO Logistics Incorporated | $20,320 | +19.5% | 476 | 0.0% | 0.01% | +14.3% | ||
PEP | Buy | PepsiCo, Inc. | $16,801 | +12.0% | 93 | +4.5% | 0.01% | +16.7% |
IBN | Buy | ICICI Bank Ltdadr | $16,571 | +3.6% | 757 | +2.0% | 0.01% | 0.0% |
BLK | BlackRock, Inc. | $17,007 | +30.8% | 24 | 0.0% | 0.01% | +16.7% | |
CVX | Buy | Chevron Corp. | $17,949 | +49.6% | 100 | +14.9% | 0.01% | +40.0% |
APD | Air products and Chemicals, Inc. | $15,413 | +28.4% | 50 | 0.0% | 0.01% | +20.0% | |
MDLZ | Mondelez International, Inc.cl a | $15,063 | +25.5% | 226 | 0.0% | 0.01% | +20.0% | |
SBUX | Starbucks Corp. | $14,483 | +20.7% | 146 | 0.0% | 0.01% | +20.0% | |
PNC | The PNC Financial Services Group Inc | $13,741 | +5.7% | 87 | 0.0% | 0.01% | 0.0% | |
GF | Buy | The New Germany Fund Inc | $13,441 | +22.2% | 1,703 | +4.3% | 0.01% | +20.0% |
PG | Procter & Gamble Co. (The) | $15,611 | +20.1% | 103 | 0.0% | 0.01% | 0.0% | |
AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $13,774 | +14.8% | 1,456 | +2.1% | 0.01% | +20.0% |
TFC | Truist Financial Corp | $12,522 | -3.7% | 291 | 0.0% | 0.01% | -16.7% | |
MCD | McDonald's Corp | $11,068 | +10.7% | 42 | 0.0% | 0.01% | +25.0% | |
MMC | Marsh & McLennan Companies, Inc. | $11,253 | +12.5% | 68 | 0.0% | 0.01% | +25.0% | |
IRL | Sell | The New Ireland Fund Inc | $12,398 | +37.8% | 1,326 | -2.2% | 0.01% | +25.0% |
TXN | Texas Instruments, Inc | $11,565 | +5.1% | 70 | 0.0% | 0.01% | 0.0% | |
NCA | New | Nuveen California Municipal Value Fund | $13,182 | – | 1,560 | +100.0% | 0.01% | – |
AZN | Buy | AstraZeneca Group plc ADRsponsored adr | $13,018 | +86.0% | 192 | +42.2% | 0.01% | +66.7% |
GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $11,187 | +11.9% | 1,032 | +5.1% | 0.01% | +25.0% |
ZTR | Buy | Virtus Total Return Fund Inc. | $12,583 | +4.9% | 1,921 | +3.8% | 0.01% | 0.0% |
JPM | JPMorgan Chase & Co | $11,264 | +25.2% | 84 | 0.0% | 0.01% | +25.0% | |
Oppfi Inc Comcl a | $12,091 | -13.6% | 5,898 | 0.0% | 0.01% | -16.7% | ||
NUW | New | Nuveen Amt- Free Mun Value Fd | $11,133 | – | 818 | +100.0% | 0.01% | – |
GOOG | Sell | Alphabet, Inc. Cl Ccl c | $12,067 | -33.0% | 136 | -26.5% | 0.01% | -37.5% |
TWN | Buy | The Taiwan Fund Inc | $12,861 | +28.6% | 557 | +16.8% | 0.01% | +25.0% |
MXF | Buy | The Mexico Fund, Inc. | $13,340 | +21.3% | 905 | +7.1% | 0.01% | 0.0% |
O | Realty Income Corp. | $9,895 | +9.9% | 156 | 0.0% | 0.00% | 0.0% | |
ETN | Buy | Eaton Corp. plc (Ireland) | $8,946 | +49.1% | 57 | +29.5% | 0.00% | +33.3% |
CCI | Crown Castle Intl Corp. | $8,681 | -3.5% | 64 | 0.0% | 0.00% | 0.0% | |
MHF | New | Western Asset Mun Hi Incm Fd | $10,163 | – | 1,593 | +100.0% | 0.00% | – |
ADP | Automatic Data Processing, Inc. | $10,032 | +11.5% | 42 | 0.0% | 0.00% | 0.0% | |
AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $8,713 | +24.5% | 1,117 | +18.0% | 0.00% | +33.3% |
VALE | Vale SAadr | $10,250 | +28.1% | 604 | 0.0% | 0.00% | +33.3% | |
LMT | Lockheed Martin Corp. | $10,216 | +27.7% | 21 | 0.0% | 0.00% | +33.3% | |
TSI | TCW Strategic Income Fund Inc | $9,240 | +2.7% | 2,000 | 0.0% | 0.00% | 0.0% | |
CB | Chubb Ltd | $9,927 | +24.1% | 45 | 0.0% | 0.00% | +33.3% | |
TSLA | Sell | Tesla Inc | $10,101 | -73.4% | 82 | -42.3% | 0.00% | -75.0% |
SRE | Sempra Energy | $9,891 | -1.1% | 64 | 0.0% | 0.00% | 0.0% | |
UPS | United Parcel Service Inccl b | $10,083 | +12.0% | 58 | 0.0% | 0.00% | 0.0% | |
RFMZ | New | Rivernorth Flexible Mun Income Fund II, Inc. | $10,148 | – | 750 | +100.0% | 0.00% | – |
NIM | New | Nuveen Select Maturities Municipal Fundsh ben int | $10,147 | – | 1,120 | +100.0% | 0.00% | – |
NXN | New | Nuveen NY Select Tax-Free Income Portfoliosh ben int | $9,156 | – | 790 | +100.0% | 0.00% | – |
NUV | New | Nuveen Mun Value Fd Inc. | $9,202 | – | 1,070 | +100.0% | 0.00% | – |
PLD | Buy | ProLogis, Inc. | $9,582 | +36.9% | 85 | +32.8% | 0.00% | +33.3% |
USB | U.S. Bancorp | $8,984 | +12.3% | 206 | 0.0% | 0.00% | +33.3% | |
BGY | Buy | BlackRock Enhanced International Dividend Trust | $8,956 | +27.9% | 1,784 | +21.9% | 0.00% | +33.3% |
KDP | Keurig Dr. Pepper Inc. | $7,453 | +6.5% | 209 | 0.0% | 0.00% | 0.0% | |
HDB | Buy | HDFC Bank Ltdsponsored ads | $8,414 | +20.2% | 123 | +2.5% | 0.00% | 0.0% |
KSA | Buy | Ishares Trmsci saudi arabia | $6,299 | +5.0% | 167 | +9.2% | 0.00% | 0.0% |
EFX | Buy | Equifax, Inc. | $7,386 | +23.1% | 38 | +5.6% | 0.00% | 0.0% |
CAT | Caterpillar Inc. | $6,947 | +38.9% | 29 | 0.0% | 0.00% | +50.0% | |
NNY | New | Nuveen NY Muni Value Fund | $8,095 | – | 980 | +100.0% | 0.00% | – |
PAYX | Paychex, Inc | $6,471 | +7.8% | 56 | 0.0% | 0.00% | 0.0% | |
ISRG | Intuitive Surgical, Inc. | $8,226 | +37.1% | 31 | 0.0% | 0.00% | 0.0% | |
CSCO | Cisco Systems, Inc. | $7,670 | +27.8% | 161 | 0.0% | 0.00% | 0.0% | |
QCOM | Qualcomm Inc | $7,696 | -3.8% | 70 | 0.0% | 0.00% | 0.0% | |
PCTTW | Purecycle Technologies Incw exp 01/28/202 | $7,076 | -11.6% | 2,457 | 0.0% | 0.00% | 0.0% | |
ABT | Abbott Laboratories | $8,015 | +14.5% | 73 | 0.0% | 0.00% | 0.0% | |
SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,455 | +29.1% | 110 | 0.0% | 0.00% | +50.0% | |
IFN | Buy | The India Fund Inc | $6,413 | +541.3% | 433 | +365.6% | 0.00% | – |
GGZ | Gabelli Global Small & Mid C | $6,250 | +25.0% | 557 | 0.0% | 0.00% | +50.0% | |
ITW | Illinois Tool Works, Inc. | $6,609 | +32.2% | 30 | 0.0% | 0.00% | +50.0% | |
AMZN | Sell | Amazon Com Inc | $6,216 | -37.8% | 74 | -14.9% | 0.00% | -25.0% |
PM | New | Philip Morris International Inc. | $7,287 | – | 72 | +100.0% | 0.00% | – |
AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $6,916 | +15.3% | 1,343 | -0.7% | 0.00% | 0.0% |
COST | Costco Wholesale Corp. | $6,391 | -8.7% | 14 | 0.0% | 0.00% | 0.0% | |
SLB | Buy | Schlumberger Ltd | $6,576 | +119.2% | 123 | +41.4% | 0.00% | +200.0% |
WRB | Buy | Berkley W R Corp | $6,919 | +15.3% | 96 | +6.7% | 0.00% | 0.0% |
IIF | Buy | Morgan Stanley India Investment Fund Inc | $6,415 | +220.8% | 316 | +315.8% | 0.00% | +200.0% |
EMF | Buy | Templeton Emerging Markets Fund | $6,841 | +71.0% | 599 | +62.3% | 0.00% | +50.0% |
TMC The Metals Company Inc | $6,898 | -23.4% | 8,959 | 0.0% | 0.00% | -25.0% | ||
VRTX | Vertex Pharmaceuticals, Inc. | $6,353 | +5.9% | 22 | 0.0% | 0.00% | 0.0% | |
NKE | Nike, Inc.cl b | $6,904 | +38.1% | 59 | 0.0% | 0.00% | +50.0% | |
ZTS | Zoetis Inc.cl a | $5,422 | +8.4% | 37 | 0.0% | 0.00% | 0.0% | |
AWP | Buy | Aberdeen Global Premier Properties Fund | $4,368 | +45.6% | 1,120 | +33.3% | 0.00% | +100.0% |
JEQ | Buy | Aberdeen Japan Equity Fund Inc | $5,655 | +13.1% | 1,071 | +0.9% | 0.00% | 0.0% |
BABA | Sell | Alibaba Group Holding Limitedsponsored ads | $5,285 | +5.7% | 60 | -6.2% | 0.00% | 0.0% |
ALNY | Buy | Alnylam Pharmaceuticals, Inc. | $4,991 | +66.4% | 21 | +50.0% | 0.00% | +100.0% |
AMT | Sell | American Tower Corporation | $5,932 | -34.1% | 28 | -34.9% | 0.00% | -50.0% |
ANSS | Buy | Ansys Inc | $4,107 | +105.4% | 17 | +112.5% | 0.00% | +100.0% |
AMAT | Buy | Applied Materials, Inc. | $5,648 | +41.2% | 58 | +26.1% | 0.00% | 0.0% |
BP | BP p.l.c.spondored adr | $3,807 | +26.9% | 109 | 0.0% | 0.00% | +100.0% | |
GOLD | Sell | Barrick Gold Corp | $5,240 | +4.8% | 305 | -12.6% | 0.00% | 0.0% |
BSY | Buy | Bentley Sys Inc. | $5,359 | +34.0% | 145 | +4.3% | 0.00% | 0.0% |
BTI | British American Tobacco PLCsponsored adr | $5,317 | +6.3% | 133 | 0.0% | 0.00% | 0.0% | |
CME | CME Group Inc. | $5,045 | +0.9% | 30 | 0.0% | 0.00% | 0.0% | |
CP | Buy | Canadian Pac Ry Ltd | $5,296 | +164.8% | 71 | +153.6% | 0.00% | +100.0% |
CARR | Carrier Global Corporation | $5,858 | +17.2% | 142 | 0.0% | 0.00% | 0.0% | |
CVE | Buy | Cenovus Energy Inc | $5,901 | +96.7% | 304 | +68.9% | 0.00% | +100.0% |
CHPT | Chargepoint Holdings Inc. | $4,241 | -39.4% | 445 | 0.0% | 0.00% | -33.3% | |
CRL | Buy | Charles Riv Labs Intl Inc | $5,012 | +25.3% | 23 | +15.0% | 0.00% | 0.0% |
COP | ConocoPhillips | $5,074 | +26.8% | 43 | 0.0% | 0.00% | 0.0% | |
COO | Buy | Cooper Cos Inc. | $5,621 | +87.4% | 17 | +41.7% | 0.00% | +100.0% |
CPRT | Buy | Copart Inc. | $4,567 | +14.2% | 75 | +108.3% | 0.00% | 0.0% |
GLW | Corning Inc. | $5,781 | +15.6% | 181 | 0.0% | 0.00% | 0.0% | |
DHR | New | Danaher Corp. | $3,716 | – | 14 | +100.0% | 0.00% | – |
DLB | Buy | Dolby Laboratories Inccl a | $3,739 | +24.6% | 53 | +26.2% | 0.00% | +100.0% |
EEA | Sell | The European Equity Fund Inc | $5,385 | +7.7% | 718 | -1.4% | 0.00% | 0.0% |
ES | Buy | Eversource Energy | $4,360 | +45.3% | 52 | +30.0% | 0.00% | +100.0% |
EXPO | Exponent Inc | $4,558 | +14.0% | 46 | 0.0% | 0.00% | 0.0% | |
FIS | Sell | Fidelity Natl Information Sv | $4,071 | -41.8% | 60 | -35.5% | 0.00% | -33.3% |
GMED | Buy | Globus Med Inccl a | $4,753 | +58.4% | 64 | +45.5% | 0.00% | +100.0% |
IDXX | IDEXX Labs Inc. | $3,672 | +22.4% | 9 | 0.0% | 0.00% | +100.0% | |
PODD | Insulet Corp. | $4,416 | +47.2% | 15 | 0.0% | 0.00% | +100.0% | |
IBKR | Buy | Interactive Brokers Group In | $4,341 | +8.5% | 60 | +9.1% | 0.00% | 0.0% |
JOF | Buy | Japan Smaller Capitalization Fund Inc | $4,555 | +51.8% | 703 | +27.1% | 0.00% | +100.0% |
JD | JD.Com Incspon adr cl a | $4,210 | +5.2% | 75 | 0.0% | 0.00% | 0.0% | |
KF | Buy | The Korea Fund Inc | $5,999 | +200.0% | 288 | +166.7% | 0.00% | +100.0% |
LPLA | Sell | LPL Finl Hldgs Inc | $5,188 | -13.5% | 24 | -17.2% | 0.00% | -33.3% |
MA | MasterCard, Inc.cl a | $5,216 | +30.4% | 15 | 0.0% | 0.00% | 0.0% | |
MCO | Moody's Corp. | $4,179 | +4.5% | 15 | 0.0% | 0.00% | 0.0% | |
CAF | Buy | Morgan Stanley China A Sh Fd | $4,501 | +12.5% | 317 | +6.7% | 0.00% | 0.0% |
NDSN | Buy | Nordson Corp | $5,705 | +14.1% | 24 | +9.1% | 0.00% | 0.0% |
ON | ON Semiconductor Corporation | $5,114 | +2.3% | 82 | 0.0% | 0.00% | 0.0% | |
PFE | Pfizer Inc | $5,585 | +11.7% | 109 | 0.0% | 0.00% | 0.0% | |
PSX | Phillips 66 | $3,955 | +31.8% | 38 | 0.0% | 0.00% | +100.0% | |
POOL | Buy | Pool Corp | $5,744 | +43.6% | 19 | +35.7% | 0.00% | 0.0% |
REGN | Regeneron Pharmaceuticals, Inc. | $5,772 | -3.8% | 8 | 0.0% | 0.00% | -33.3% | |
QSR | Restaurant Brands International Inc | $4,398 | +10.0% | 68 | 0.0% | 0.00% | 0.0% | |
SAP | SAP SEspon adr | $3,715 | +23.8% | 36 | 0.0% | 0.00% | +100.0% | |
SHG | Shinhan Financial Group Co Lspn adr restrd | $3,687 | +22.9% | 132 | 0.0% | 0.00% | +100.0% | |
SITE | Buy | Siteone Landsscape Supply Inc | $4,341 | +44.7% | 37 | +15.6% | 0.00% | +100.0% |
TER | Buy | Teradyne Inc | $4,280 | +42.7% | 49 | +11.4% | 0.00% | +100.0% |
TTE | Totalenergies SEsponsored ads | $4,966 | +24.2% | 80 | 0.0% | 0.00% | 0.0% | |
V | Visa Inc | $4,571 | +14.3% | 22 | 0.0% | 0.00% | 0.0% | |
WEC | WEC Energy Group, Inc. | $5,813 | -3.1% | 62 | 0.0% | 0.00% | -33.3% | |
WMB | Buy | Williams Cos Inc. | $5,330 | +33.2% | 162 | +20.9% | 0.00% | 0.0% |
YUMC | Yum China Hldgs Inc | $3,989 | +33.0% | 73 | 0.0% | 0.00% | +100.0% | |
ZBRA | Buy | Zebra Technologies Corpcl a | $4,359 | +9.0% | 17 | +13.3% | 0.00% | 0.0% |
AES | AES Corp | $4,256 | +41.9% | 148 | 0.0% | 0.00% | +100.0% | |
BG | Bunge Limited | $4,390 | +9.8% | 44 | 0.0% | 0.00% | 0.0% | |
LIN | Linde plc | $4,893 | +22.3% | 15 | 0.0% | 0.00% | 0.0% | |
Buy | SK Telecom Ltdsponsored adr | $3,089 | +3.0% | 150 | +3.4% | 0.00% | 0.0% | |
BFAM | Buy | Bright Horizons Fam Sol In D | $2,398 | +139.8% | 38 | +52.0% | 0.00% | – |
NVCR | Novocure Ltd | $1,614 | -19.3% | 22 | 0.0% | 0.00% | 0.0% | |
PAGS | Buy | Pagseguro Digital Ltd | $1,346 | -32.7% | 154 | +27.3% | 0.00% | 0.0% |
BX | New | Blackstone Inc. | $3,561 | – | 48 | +100.0% | 0.00% | – |
BGNE | BeiGene, Ltd.sponsored adr | $3,299 | +65.0% | 15 | 0.0% | 0.00% | 0.0% | |
BIDU | Buy | Baidu Inc.spon adr rep a | $1,487 | +48.7% | 13 | +8.3% | 0.00% | – |
AAPL | Apple Inc | $2,858 | -4.7% | 22 | 0.0% | 0.00% | 0.0% | |
BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $2,702 | +35.1% | 45 | 0.0% | 0.00% | 0.0% | |
Wallbox NV*w exp 99/99/999 | $1,998 | -66.7% | 4,552 | 0.0% | 0.00% | -66.7% | ||
ALB | New | Albemarle Corporation | $1,301 | – | 6 | +100.0% | 0.00% | – |
MMYT | MakeMyTrip Limited Mauritius | $1,792 | -10.4% | 65 | 0.0% | 0.00% | 0.0% | |
ASX | Ase Technology Hldg Co. Ltd.sponsored ads | $2,207 | +10.4% | 352 | 0.0% | 0.00% | 0.0% | |
TRP | Tc Energy Corp | $2,232 | +11.6% | 56 | 0.0% | 0.00% | 0.0% | |
TDY | Teledyne Technologies Inc. | $3,599 | +20.0% | 9 | 0.0% | 0.00% | 0.0% | |
SUZ | Suzano Papel e Celulose S.A.spon ads | $1,478 | +47.8% | 160 | 0.0% | 0.00% | – | |
SHW | Sherwin-Williams Co. (The) | $3,323 | +10.8% | 14 | 0.0% | 0.00% | 0.0% | |
NOW | ServiceNow, Inc. | $3,106 | +3.5% | 8 | 0.0% | 0.00% | 0.0% | |
SGEN | Seattle Genetics, In | $2,827 | -5.8% | 22 | 0.0% | 0.00% | 0.0% | |
THO | Thor Inds Inc | $2,869 | -4.4% | 38 | 0.0% | 0.00% | 0.0% | |
SMG | Buy | Scotts Miracle-Gro Cocl a | $2,332 | +16.6% | 48 | +14.3% | 0.00% | 0.0% |
RYAAY | Ryanair Holdings plc ADRsponsored ads | $2,168 | +8.4% | 29 | 0.0% | 0.00% | 0.0% | |
ROL | Buy | Rollins Inc | $2,850 | -5.0% | 78 | +5.4% | 0.00% | 0.0% |
TRMB | Trimble, Inc. | $2,528 | -15.7% | 50 | 0.0% | 0.00% | 0.0% | |
RTX | New | Raytheon Technologies Corp. | $2,321 | – | 23 | +100.0% | 0.00% | – |
TCOM | Trip.com Group Ltd ADRads | $3,543 | +18.1% | 103 | 0.0% | 0.00% | 0.0% | |
PDD | New | Pinduoduo Inc.sponsored ads | $1,223 | – | 15 | +100.0% | 0.00% | – |
PBR | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,045 | +2.2% | 192 | 0.0% | 0.00% | 0.0% | |
NTES | Buy | Netease Incsponsored ads | $2,542 | -15.3% | 35 | +2.9% | 0.00% | 0.0% |
MU | Buy | Micron Technology Inc | $2,949 | +47.4% | 59 | +51.3% | 0.00% | 0.0% |
Matterport Inccl a | $2,047 | -31.8% | 731 | 0.0% | 0.00% | 0.0% | ||
LII | Buy | Lennox Intl Inc | $3,349 | +11.6% | 14 | +16.7% | 0.00% | 0.0% |
KMI | New | Kinder Morgan Inc. | $2,676 | – | 148 | +100.0% | 0.00% | – |
JKS | New | JinkoSolar Holdings Co., Ltdsponsored ads | $1,594 | – | 39 | +100.0% | 0.00% | – |
ITUB | New | Itau Unibanco Holding S.A.spon adr rep pfd | $1,418 | – | 301 | +100.0% | 0.00% | – |
INFY | Sell | Infosys Ltdsponsored ads | $1,603 | -59.9% | 89 | -63.1% | 0.00% | -50.0% |
WSO | Watsco Inc. | $3,242 | +8.1% | 13 | 0.0% | 0.00% | 0.0% | |
HTHT | New | H World Group Ltdsponsored ads | $1,909 | – | 45 | +100.0% | 0.00% | – |
HLT | Sell | Hilton, Inc | $1,895 | -68.4% | 15 | -69.4% | 0.00% | -66.7% |
JKHY | Buy | Henry Jack & Assoc Inc | $3,160 | +5.3% | 18 | +12.5% | 0.00% | 0.0% |
GS | Goldman Sachs Group, Inc. (The) | $2,747 | +37.4% | 8 | 0.0% | 0.00% | 0.0% | |
GDDY | GoDaddy, Inc.cl a | $3,292 | +9.7% | 44 | 0.0% | 0.00% | 0.0% | |
Wolfspeed, Inc. | $1,450 | -27.5% | 21 | 0.0% | 0.00% | 0.0% | ||
ALLE | Buy | Allegion PLC | $3,474 | +15.8% | 33 | +6.5% | 0.00% | 0.0% |
Forge Global Holdings Inc. | $1,730 | -13.5% | 1,000 | 0.0% | 0.00% | 0.0% | ||
BAP | Credicorp Ltd | $2,578 | +28.9% | 19 | 0.0% | 0.00% | 0.0% | |
FICO | Fair Isaac Corp | $2,993 | +49.6% | 5 | 0.0% | 0.00% | 0.0% | |
Aspen Technology Inc. | $2,876 | -4.1% | 14 | 0.0% | 0.00% | 0.0% | ||
FN | Sell | Fabrinet | $1,795 | -10.2% | 14 | -36.4% | 0.00% | 0.0% |
CHT | Chungwa Telecom Co Ltdspon adr | $3,659 | -8.5% | 100 | 0.0% | 0.00% | -50.0% | |
CHE | Chemed Corp New | $3,063 | +2.1% | 6 | 0.0% | 0.00% | 0.0% | |
SQM | Exit | Sociedad Quimica Y Minera Despon adr ser b | $0 | – | -16 | -100.0% | 0.00% | – |
Exit | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $0 | – | -1,690 | -100.0% | 0.00% | – | |
UMC | Exit | United Microelectronics Corpspon adr new | $0 | – | -248 | -100.0% | 0.00% | – |
LRCX | Exit | Lam Research Corp | $0 | – | -4 | -100.0% | 0.00% | – |
Exit | TDCX Inc.ads | $0 | – | -111 | -100.0% | 0.00% | – | |
LCII | LCI Inds | $1,109 | +10.9% | 12 | 0.0% | 0.00% | – | |
HUBS | Exit | HubSpot Inc. | $0 | – | -8 | -100.0% | -0.00% | – |
ESSCW | Exit | East Stone Acquisition Corp*w exp 12/31/202 | $0 | – | -26,327 | -100.0% | -0.00% | – |
BBY | Exit | Best Buy Inc. | $0 | – | -53 | -100.0% | -0.00% | – |
ADBE | Exit | Adobe Systems, Inc. | $0 | – | -15 | -100.0% | -0.00% | – |
PYPL | Exit | PayPal Holdings, Inc. | $0 | – | -43 | -100.0% | -0.00% | – |
Exit | Collaborative Investmnt Sershort de spac | $0 | – | -200 | -100.0% | -0.00% | – | |
MUB | Exit | iShares National Muni Bondetf | $0 | – | -182 | -100.0% | -0.01% | – |
QID | Exit | ProShares TRultrapro sht qqq | $0 | – | -4,370 | -100.0% | -0.05% | – |
CCL | Exit | Carnival Corpunit 99/99/9999 | $0 | – | -17,559 | -100.0% | -0.05% | – |
Exit | ProShares UltraShort S&P50ultrashrt s&p500 | $0 | – | -4,345 | -100.0% | -0.10% | – | |
CIB | Exit | Bancolombia SAspon adr pref | $0 | – | -20,280 | -100.0% | -0.21% | – |
SPE | Exit | Special Opportunities Fund Inc. | $0 | – | -83,913 | -100.0% | -0.40% | – |
PDI | Exit | PIMCO Dynamic Income Fd | $0 | – | -73,818 | -100.0% | -0.61% | – |
PCF | Exit | High Income Secs Fd Shs | $0 | – | -436,726 | -100.0% | -1.28% | – |
AGG | Exit | iShares Trcore us aggbd et | $0 | – | -143,372 | -100.0% | -5.89% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
Central Securities Corp. | 42 | Q3 2023 | 5.0% |
Adams Express Company | 42 | Q3 2023 | 3.3% |
GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
SC 13G/A | 2024-01-17 |
SC 13G | 2024-01-17 |
SC 13G/A | 2023-12-05 |
SC 13G/A | 2023-12-05 |
SC 13G | 2023-11-17 |
13F-HR | 2023-11-13 |
13F-HR/A | 2023-08-16 |
13F-HR/A | 2023-08-16 |
SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.