Thomas J. Herzfeld Advisors, Inc. Q3 2023 significant ownership

Thomas J. Herzfeld Advisors, Inc. is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

Thomas J. Herzfeld Advisors, Inc. Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

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